0001209191-13-004232.txt : 20130124
0001209191-13-004232.hdr.sgml : 20130124
20130124160847
ACCESSION NUMBER: 0001209191-13-004232
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130122
FILED AS OF DATE: 20130124
DATE AS OF CHANGE: 20130124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WIRTH PAUL C
CENTRAL INDEX KEY: 0001319921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 13545697
MAIL ADDRESS:
STREET 1: C/O MORGAN STANLEY 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: Wirth Paul C
DATE OF NAME CHANGE: 20050304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-01-22
0
0000895421
MORGAN STANLEY
MS
0001319921
WIRTH PAUL C
C/O MORGAN STANLEY
1585 BROADWAY
NEW YORK
NY
10036
0
1
0
0
Deputy CFO/Controller
Common Stock
2013-01-22
4
S
0
38771
22.05
D
140765.612
D
Common Stock
2013-01-22
4
A
0
92070
0.00
A
232835.612
D
Common Stock
2013-01-22
4
I
0
675.109
22.98
D
0
I
By 401(k) Plan
Restricted Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1.
The Reporting Person transferred his balance held in the Morgan Stanley Stock Fund to other funds in the Morgan Stanley 401(k) Plan.
/s/ Martin M. Cohen, Attorney-in-Fact
2013-01-24
EX-24.4_453938
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
The undersigned hereby makes, constitutes and appoints each of Martin M. Cohen,
Tara Giannone, Jill Chesler, and Melissa Bybee to act severally and not jointly,
as his true and lawful agents and attorneys-in-fact, with full power and
authority to act hereunder, each in his/her discretion, in the name of and for
and on behalf of the undersigned as fully as could the undersigned if present
and acting in person, to request electronic filing codes from the Securities and
Exchange Commission (the "SEC") by filing the Form ID Uniform Application for
Access Codes to File on EDGAR and to make any and all required or voluntary
filings under Section 16(a) of the Securities Exchange Act of 1934, as amended
(the "Exchange Act"), and the applicable rules and regulation thereunder, with
the SEC, and any and all applicable stock exchanges, Morgan Stanley and any
other person or entity to which such filings may be required under Section 16(a)
of the Exchange Act as a result of the undersigned's status as an officer,
director or stockholder of Morgan Stanley. This power of attorney shall remain
in full force and effect until the undersigned is no longer required to file
Forms 3, 4 and 5 with respect to securities of Morgan Stanley.
IN WITNESS WHEREOF, the undersigned has executed this power of attorney,
effective as of this 1st day of August, 2012.
By: /s/ Paul C. Wirth
-------------------------
Paul C. Wirth