0001209191-13-004232.txt : 20130124 0001209191-13-004232.hdr.sgml : 20130124 20130124160847 ACCESSION NUMBER: 0001209191-13-004232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130122 FILED AS OF DATE: 20130124 DATE AS OF CHANGE: 20130124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WIRTH PAUL C CENTRAL INDEX KEY: 0001319921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 13545697 MAIL ADDRESS: STREET 1: C/O MORGAN STANLEY 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: Wirth Paul C DATE OF NAME CHANGE: 20050304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-01-22 0 0000895421 MORGAN STANLEY MS 0001319921 WIRTH PAUL C C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 0 1 0 0 Deputy CFO/Controller Common Stock 2013-01-22 4 S 0 38771 22.05 D 140765.612 D Common Stock 2013-01-22 4 A 0 92070 0.00 A 232835.612 D Common Stock 2013-01-22 4 I 0 675.109 22.98 D 0 I By 401(k) Plan Restricted Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. The Reporting Person transferred his balance held in the Morgan Stanley Stock Fund to other funds in the Morgan Stanley 401(k) Plan. /s/ Martin M. Cohen, Attorney-in-Fact 2013-01-24 EX-24.4_453938 2 poa.txt POA DOCUMENT POWER OF ATTORNEY The undersigned hereby makes, constitutes and appoints each of Martin M. Cohen, Tara Giannone, Jill Chesler, and Melissa Bybee to act severally and not jointly, as his true and lawful agents and attorneys-in-fact, with full power and authority to act hereunder, each in his/her discretion, in the name of and for and on behalf of the undersigned as fully as could the undersigned if present and acting in person, to request electronic filing codes from the Securities and Exchange Commission (the "SEC") by filing the Form ID Uniform Application for Access Codes to File on EDGAR and to make any and all required or voluntary filings under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the applicable rules and regulation thereunder, with the SEC, and any and all applicable stock exchanges, Morgan Stanley and any other person or entity to which such filings may be required under Section 16(a) of the Exchange Act as a result of the undersigned's status as an officer, director or stockholder of Morgan Stanley. This power of attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to securities of Morgan Stanley. IN WITNESS WHEREOF, the undersigned has executed this power of attorney, effective as of this 1st day of August, 2012. By: /s/ Paul C. Wirth ------------------------- Paul C. Wirth