FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Constant Contact, Inc. [ CTCT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 09/18/2008 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 09/18/2008 | S | 4,000 | D | $19.5 | 3,442,483(1) | D(2)(3) | |||
Common Stock | 09/18/2008 | S | 20,000 | D | $19.541 | 3,422,483(1) | D(2)(3) | |||
Common Stock | 09/18/2008 | S | 50,000 | D | $19.75 | 3,372,483(1) | D(2)(3) | |||
Common Stock | 09/18/2008 | S | 5,000 | D | $19.9 | 3,367,483(1) | D(2)(3) | |||
Common Stock | 09/18/2008 | S | 8,000 | D | $20.259 | 3,359,483(1) | D(2)(3) | |||
Common Stock | 09/18/2008 | S | 100,000 | D | $19.05 | 3,259,483(1) | D(2)(3) | |||
Common Stock | 09/18/2008 | S | 200,000 | D | $19 | 3,059,483(1) | D(2)(3) | |||
Common Stock | 09/18/2008 | S | 100,000 | D | $19.5 | 2,959,483(1) | D(2)(3) | |||
Common Stock | 09/18/2008 | S | 30,000 | D | $19.5 | 2,929,483(1) | D(2)(3) | |||
Common Stock | 09/18/2008 | S | 20,000 | D | $19.501 | 2,909,483(1) | D(2)(3) | |||
Common Stock | 09/18/2008 | S | 25,000 | D | $19.541 | 2,884,483(1) | D(2)(3) | |||
Common Stock | 09/18/2008 | S | 50,000 | D | $19.624 | 2,834,483(1) | D(2)(3) | |||
Common Stock | 09/18/2008 | S | 25,000 | D | $19.531 | 2,809,483(1) | D(2)(3) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Consists of 2,432,392 shares held directly by Morgan Stanley Dean Witter Venture Partners IV, L.P. ("MSVP IV, LP"), 282,196 shares held directly by Morgan Stanley Dean Witter Venture Investors IV, L.P. ("MSVI IV, LP"), and 94,895 shares held directly by Morgan Stanley Dean Witter Venture Offshore Investors IV, L.P. ("MSVOI IV, LP" and, together with MSVP IV, LP and MSVI IV, LP, the "Partnerships"). MSDW Venture Partners IV, LLC (the "General Partner") is the general partner of each of the Partnerships. MSDW Venture Partners IV, Inc. (the "Member") is the managing member of the General Partner and a wholly-owned subsidiary of Morgan Stanley. The Reporting Person, the Member and the General Partner each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. |
2. Morgan Stanley and the Partnerships are signing a Joint Filer Information. The Reporting Person is filing solely in its capacity as parent of an indirect beneficial owner of securities held by one of its business units. |
3. Except for MSDW Venture Partners IV, LLC, MSDW Venture Partners IV, Inc. and Morgan Stanley who hold the securities indirectly through the Partnerships. |
By: /s/ Chris O'Dell, Morgan Stanley, By: Chris O'Dell, Authorized Signatory | 09/22/2008 | |
By: /s/ Debra Abramovitz, MSVP IV, Inc., MSVP IV, LLC, MSVP IV, LP, MSVI IV LP and MSVOI IV, LP, By: Debra Abramovitz, Authorized Signatory | 09/22/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |