FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
INTERCONTINENTALEXCHANGE INC [ ICE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 05/24/2006 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 05/25/2006 |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $0.01 | 05/24/2006 | S | 87(1) | D | $57.33 | 6,376,972(3) | I | See Note(2) | ||
Common Stock, par value $0.01 | 05/24/2006 | S | 286(1) | D | $57.35 | 6,376,686(4) | I | See Note(2) | ||
Common Stock, par value $0.01 | 05/24/2006 | S | 109(1) | D | $57.36 | 6,376,577(5) | I | See Note(2) | ||
Common Stock, par value $0.01 | 05/24/2006 | S | 307(1) | D | $57.39 | 6,376,270(6) | I | See Note(2) | ||
Common Stock, par value $0.01 | 05/24/2006 | S | 132(1) | D | $57.4 | 6,376,138(7) | I | See Note(2) | ||
Common Stock, par value $0.01 | 05/24/2006 | S | 110(1) | D | $57.5 | 6,376,028(8) | I | See Note(2) | ||
Common Stock, par value $0.01 | 05/24/2006 | S | 22(1) | D | $57.52 | 6,376,006(9) | I | See Note(2) | ||
Common Stock, par value $0.01 | 05/24/2006 | S | 87(1) | D | $57.6 | 6,375,919(10) | I | See Note(2) | ||
Common Stock, par value $0.01 | 05/24/2006 | S | 110(1) | D | $59 | 6,375,809(11) | I | See Note(2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Includes shares of Common Stock sold by Morgan Stanley Capital Group Inc. ("MSCG") and Morgan Stanley & Co. International Limited ("MSIL"). |
2. Each of MSCG and MSIL is a wholly-owned subsidiary of Morgan Stanley. MSCG and MSIL each directly own shares of Common Stock of the Issuer. See Exhibit 99.1 - Joint Filer Information. |
3. Includes 6,343,160 shares of Common Stock held directly by MSCG and 33,812 shares held directly by MSIL on May 24, 2006. |
4. Includes 6,342,876 shares of Common Stock held directly by MSCG and 33,810 shares held directly by MSIL on May 24, 2006. |
5. Includes 6,342,767 shares of Common Stock held directly by MSCG and 33,810 shares held directly by MSIL on May 24, 2006. |
6. Includes 6,342,462 shares of Common Stock held directly by MSCG and 33,808 shares held directly by MSIL on May 24, 2006. |
7. Includes 6,342,331 shares of Common Stock held directly by MSCG and 33,807 shares held directly by MSIL on May 24, 2006. |
8. Includes 6,342,222 shares of Common Stock held directly by MSCG and 33,806 shares held directly by MSIL on May 24, 2006. |
9. Includes 6,342,200 shares of Common Stock held directly by MSCG and 33,806 shares held directly by MSIL on May 24, 2006. |
10. Includes 6,342,113 shares of Common Stock held directly by MSCG and 33,806 shares held directly by MSIL on May 24, 2006. |
11. Includes 6,342,004 shares of Common Stock held directly by MSCG and 33,805 shares held directly by MSIL on May 24, 2006. |
Remarks: |
1) On May 25, 2006, Morgan Stanley reported that it sold (i) 67,983 shares of the Issuer's common stock, $0.01 par value ("Common Stock") on May 23, 2006 at a price of $60.91 and (ii) 8,772 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that Morgan Stanley sold (i) an aggregate of 67,983 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,772 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. 2) This is the fifth of five forms being filed by the Reporting Person. |
/s/ Dennine Bullard, authorized signatory of Morgan Stanley | 06/01/2006 | |
/s/ Robert P. Kinney of Morgan Stanley Capital Group Inc. | 06/01/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |