-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S6UwG76ZuarFPT8zPR8e68skDScg/mwW1UDeM9bI55kgOPpjmS2nq6UMVuulF/7w KxKVh3qREzOvggVzGOBzPQ== 0000919574-02-000397.txt : 20020414 0000919574-02-000397.hdr.sgml : 20020414 ACCESSION NUMBER: 0000919574-02-000397 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SHEFFIELD PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000894158 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133808303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43720 FILM NUMBER: 02543313 BUSINESS ADDRESS: STREET 1: 425 WOODSMILL RD CITY: ST LOUIS STATE: MO ZIP: 63017 BUSINESS PHONE: 3145799899 MAIL ADDRESS: STREET 1: 425 WOODSMILL RD CITY: ST LOUIS STATE: MO ZIP: 63017 FORMER COMPANY: FORMER CONFORMED NAME: SHEFFIELD MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19940606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CURRAN JOHN P CENTRAL INDEX KEY: 0000026256 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: CURRAN PARTNERS LP STREET 2: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128082400 MAIL ADDRESS: STREET 1: CURRAN PARTNERS LP STREET 2: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 1010017 SC 13G/A 1 cu16160000ai9.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No.: 1 Name of Issuer: Sheffield Pharmaceuticals, Inc. Title of Class of Securities: Common Stock, $.01 par value CUSIP Number: 82123D309 (Date of Event Which Requires Filing of this Statement) December 31, 2001 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP Number: 82123D309 1. Name of Reporting Person I.R.S. Identification No. of Above Person John P. Curran 2. Check the Appropriate Box if a Member of a Group a. b. 3. SEC Use Only 4. Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 1,043,200 6. Shared Voting Power: 2,027,400 7. Sole Dispositive Power: 1,043,200 8. Shared Dispositive Power: 2,027,400 9. Aggregate Amount Beneficially Owned by Each Reporting Person 3,070,600 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares -2- 11. Percent of Class Represented by Amount in Row (9) 10.61% 12. Type of Reporting Person IN -3- CUSIP Number: 82123D309 1. Name of Reporting Person I.R.S. Identification No. of Above Person Curran Partners, L.P. 2. Check the Appropriate Box if a Member of a Group a. b. 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 2,027,400 7. Sole Dispositive Power: 8. Shared Dispositive Power: 2,027,400 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,027,400 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares -4- 11. Percent of Class Represented by Amount in Row (9) 7.01% 12. Type of Reporting Person PN -5- Item 1(a) Name of Issuer: Sheffield Pharmaceuticals, Inc. (b) Address of Issuer's Principal Executive Offices: 425 South Woodsmill Rd. St. Louis, MO 63017 Item 2(a) - (c). Name, Principal Business Address, and Citizenship of Persons Filing: John P. Curran Curran Partners, L.P. 237 Park Avenue New York, New York 10017 John P. Curran - United States citizen Curran Partners, L.P. - Delaware limited partnership (d) Title of Class of Securities: Common Stock, $.01 par value (the "Common Stock") (e) CUSIP Number: 82123D309 Item 3. If this statement is filed pursuant to Rule 13d-1(b)(1) or 13d-2(b) or (c) check whether the person filing is: (a) / / Broker or dealer registered under Section 15 of the Act, (b) / / Bank as defined in Section 3(a)(6) of the Act, (c) / / Insurance Company as defined in Section 3(a)(19) of the Act, (d) / / Investment Company registered under Section 8 of the Investment Company Act, (e) / / Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, (g) / / Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G), -6- (h) / / Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i) / / Church plan excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act, (j) / / Group, in accordance with Rule 13d- 1(b)(1)(ii)(H). If this statement is filed pursuant to Rule 13d-1(c), check this box. /X/ Item 4. Ownership. (a) Amount Beneficially Owned: As of December 31, 2001: 3,070,600 shares beneficially owned by John P. Curran; 2,027,400 shares owned by Curran Partners, L.P. (b) Percent of Class: As of December 31, 2001: 10.61% by John P. Curran; 7.01% by Curran Partners, L.P. (c) John P. Curran: As of December 31, 2001: 1,043,200 shares with sole power to vote or to direct the vote; 2,027,400 shares with shared power to vote or to direct the vote; 1,043,200 shares with sole power to dispose or to direct the disposition of 2,027,400 shares with shared power to dispose of or to direct the disposition of Curran Partners, L.P.: As of December 31, 2001: 0 shares with sole power to vote or to direct the vote; 2,027,400 shares with shared power to vote or to direct the vote; 0 shares with sole power to dispose or to direct the disposition of; 2,027,400 shares with shared power to dispose of or to direct the disposition of -7- Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. N/A -8- Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of the Group. N/A Item 10. Certification for Rule 13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. CURRAN PARTNERS, L.P. By: /s/ John P. Curran _________________________ John P. Curran General Partner /s/ John P. Curran _______________________ JOHN P. CURRAN February 7, 2002 _________________________ Date -9- AGREEMENT The undersigned agree that this Schedule 13G Amendment No.1 dated February 7, 2002 relating to the Common Stock of Sheffield Pharmaceuticals, Inc. shall be filed on behalf of the undersigned. CURRAN PARTNERS, L.P. By: /s/ John P. Curran ________________________ John P. Curran General Partner /s/ John P. Curran _________________________ John P. Curran -10- 16160000.AI9 -----END PRIVACY-ENHANCED MESSAGE-----