0001415889-20-001875.txt : 20200713 0001415889-20-001875.hdr.sgml : 20200713 20200713160320 ACCESSION NUMBER: 0001415889-20-001875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200709 FILED AS OF DATE: 20200713 DATE AS OF CHANGE: 20200713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TURNER DAVID T CENTRAL INDEX KEY: 0001196018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23636 FILM NUMBER: 201025298 MAIL ADDRESS: STREET 1: 407 OAK VALLEY COURT CITY: JEFFERSON CITY STATE: MO ZIP: 65109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC. CENTRAL INDEX KEY: 0000893847 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 431626350 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 EAST HIGH STREET CITY: JEFFERSON CITY STATE: MO ZIP: 65101 BUSINESS PHONE: (573)761-6100 MAIL ADDRESS: STREET 1: P. O. BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 FORMER COMPANY: FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC DATE OF NAME CHANGE: 19940323 4 1 form4-07132020_010709.xml X0306 4 2020-07-09 0000893847 HAWTHORN BANCSHARES, INC. HWBK 0001196018 TURNER DAVID T C/O HAWTHORN BANCSHARES, INC. 132 EAST HIGH STREET, PO BOX 688 JEFFERSON CITY MO 65102 true true false false CHIEF EXECUTIVE OFFICER Common Stock 2020-07-09 2020-07-09 4 P 0 500 17.50 A 36993.258 D Common Stock 48113.7625 I By Profit Sharing Trust The reported transaction was made pursuant to a pre-arranged program adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Includes shares acquired since last report pursuant to Company DRIP program and July 1, 2020 4% stock dividend. Includes shares acquired since last report pursuant to Company profit sharing trust. /s/ David T. Turner 2020-07-13