0001209191-13-033781.txt : 20130626
0001209191-13-033781.hdr.sgml : 20130626
20130626171013
ACCESSION NUMBER: 0001209191-13-033781
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130625
FILED AS OF DATE: 20130626
DATE AS OF CHANGE: 20130626
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC.
CENTRAL INDEX KEY: 0000893847
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 431626350
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 SOUTHWEST LONGVIEW BLVD.
CITY: LEE'S SUMMIT
STATE: MO
ZIP: 64081
BUSINESS PHONE: (573)761-6100
MAIL ADDRESS:
STREET 1: P.O. BOX 688
CITY: JEFFERSON CITY
STATE: MO
ZIP: 65102
FORMER COMPANY:
FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC
DATE OF NAME CHANGE: 19940323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH JAMES E/MO
CENTRAL INDEX KEY: 0001196017
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23636
FILM NUMBER: 13935111
MAIL ADDRESS:
STREET 1: 517 SOUTH 2ND
CITY: CLINTON
STATE: MO
ZIP: 64735
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-06-25
0
0000893847
HAWTHORN BANCSHARES, INC.
HWBK
0001196017
SMITH JAMES E/MO
517 SOUTH SECOND STREET
CLINTON
MO
64735
1
0
0
0
Common Stock
2013-06-25
2013-06-25
4
P
0
1200
11.75
A
31283
D
Common Stock
291
I
Retirement Account
Includes shares acquired since last report pursuant to Company DRIP program.
/s/ James E. Smith
2013-06-26