0001209191-13-033781.txt : 20130626 0001209191-13-033781.hdr.sgml : 20130626 20130626171013 ACCESSION NUMBER: 0001209191-13-033781 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130625 FILED AS OF DATE: 20130626 DATE AS OF CHANGE: 20130626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC. CENTRAL INDEX KEY: 0000893847 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 431626350 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 SOUTHWEST LONGVIEW BLVD. CITY: LEE'S SUMMIT STATE: MO ZIP: 64081 BUSINESS PHONE: (573)761-6100 MAIL ADDRESS: STREET 1: P.O. BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 FORMER COMPANY: FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC DATE OF NAME CHANGE: 19940323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JAMES E/MO CENTRAL INDEX KEY: 0001196017 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23636 FILM NUMBER: 13935111 MAIL ADDRESS: STREET 1: 517 SOUTH 2ND CITY: CLINTON STATE: MO ZIP: 64735 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-06-25 0 0000893847 HAWTHORN BANCSHARES, INC. HWBK 0001196017 SMITH JAMES E/MO 517 SOUTH SECOND STREET CLINTON MO 64735 1 0 0 0 Common Stock 2013-06-25 2013-06-25 4 P 0 1200 11.75 A 31283 D Common Stock 291 I Retirement Account Includes shares acquired since last report pursuant to Company DRIP program. /s/ James E. Smith 2013-06-26