-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LOZ7V5THvCL6mAEJYUFMxLmdg701RVtHUhL6VTUwUu1pAR0QBoT9HqtIoV8rlkkt Gz4701mriILa1tJ840tf4A== 0000950116-02-000223.txt : 20020414 0000950116-02-000223.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950116-02-000223 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENN OCTANE CORP CENTRAL INDEX KEY: 0000893813 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM & PETROLEUM PRODUCTS (NO BULK STATIONS) [5172] IRS NUMBER: 521790357 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-46901 FILM NUMBER: 02540540 BUSINESS ADDRESS: STREET 1: 900 VETERANS BLVD STE 240 CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 6503681501 MAIL ADDRESS: STREET 1: 900 VETERANS BLVD STE 240 CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: RUSSIAN FUND DATE OF NAME CHANGE: 19940302 FORMER COMPANY: FORMER CONFORMED NAME: KALININGRAD FUND DATE OF NAME CHANGE: 19930106 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ENERGY DEVELOPMENT CORP DATE OF NAME CHANGE: 19940302 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE ENERGY CORP CENTRAL INDEX KEY: 0000709355 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760035225 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE RADNOR CORPORATE CTR STE 250 STREET 2: 100 MATSONFORD RD CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6109959400 MAIL ADDRESS: STREET 1: ONE RADNOR CORPORATE CENTER SUITE 250 STREET 2: 100 MATSONFORD CITY: RADNOR STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: MINDEN HOLDING CO DATE OF NAME CHANGE: 19830310 FORMER COMPANY: FORMER CONFORMED NAME: MINDEN OIL & GAS INC/NEW DATE OF NAME CHANGE: 19861117 SC 13G 1 sc13g.txt SC 13G United States Securities and Exchange Commission Washington, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 PENN OCTANE CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 707573-10-1 - -------------------------------------------------------------------------------- (Cusip Number) N/A - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /X/ Rule 13d-1(b) / / Rule 13d-1(c) / / Rule 13d-1(d) - ------ (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alert the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 - --------------------- ----------------- Cusip No. 707573-10-1 13G Page 2 of 4 Pages - --------------------- ----------------- - -------------------------------------------------------------------------------- 1 Names of reporting persons I.R.S. Identification No. of above persons (Entities Only) CEC, Inc. (a wholly-owned subsidiary of Castle Energy Corporation) IRS ID: 51-0363154 - -------------------------------------------------------------------------------- 2 Check the appropriate box if a member of a group (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC use only - -------------------------------------------------------------------------------- 4 Citizenship or place of organization Delaware Corporation - -------------------------------------------------------------------------------- Number of Shares 5 Sole Voting Power Beneficially Owned By 1,417,667 Each ----------------------------------------------------- Reporting 6 Shared Voting Power Person With 0 ----------------------------------------------------- 7 Sole Dispositive Power 1,417,667 ----------------------------------------------------- 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate amount beneficially owned by each reporting person 1,417,667 - -------------------------------------------------------------------------------- 10 Check box if the aggregate amount in row (9) excludes certain shares / / Not applicable - -------------------------------------------------------------------------------- 11 Percent of class represented by amount in row 9 9.7763 - -------------------------------------------------------------------------------- 12 Type of reporting person Corporate - -------------------------------------------------------------------------------- ----------------- Page 3 of 4 Pages ----------------- Item 1. (a) Name of Issuer: CEC, Inc. (a subsidiary of Castle Energy Corporation) Item 1. (b) Address of Issuer's Principal Executive Offices: 300 Delaware Avenue Suite 900 Wilmington, Delaware 19801 Item 2 (a) Name of Person Filing: Castle Energy Corporation Item 2 (b) Address of Principal Business Office or, if None, Residence: 100 Matsonford Rd., Radnor, PA 19087 Item 2 (c) Citizenship: A Delaware Corporation Item 2 (d) Title of Class of Securities: Common Stock Item 2 (e) Cusip Number: 707573-10-1 Item 3 If This Statement is Filed Pursuant to Rule 13d-1 (b), or 13d-2 (b) or (c), Check Whether the Person Filing is: Not Applicable Item 4 Ownership Item 4 (a) Amount Beneficially owned: 1,417,667 Item 4 (b) Percent of Class: 9.7763 (i) sole power to vote or to direct the vote: 1,417,667 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: 0 Item 5 Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: / / Item 6 Ownership of More than Five Percent on Behalf of Another Person Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: Not Applicable Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. ----------------- Page 4 of 4 Pages ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. CEC, Inc. Dated: Thursday, February 14, 2002 By: /s/ RICHARD E. STAEDTLER --------------------------- --------------------------- Richard E. Staedtler Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----