0001104659-14-060342.txt : 20140813 0001104659-14-060342.hdr.sgml : 20140813 20140813144427 ACCESSION NUMBER: 0001104659-14-060342 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140811 FILED AS OF DATE: 20140813 DATE AS OF CHANGE: 20140813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WARREN RESOURCES INC CENTRAL INDEX KEY: 0000892986 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 113024080 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2126979660 MAIL ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peterson Lance A CENTRAL INDEX KEY: 0001616106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33275 FILM NUMBER: 141037093 MAIL ADDRESS: STREET 1: 114 AVENUE OF THE AMERICAS STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 4 1 a4.xml 4 X0306 4 2014-08-11 0 0000892986 WARREN RESOURCES INC WRES 0001616106 Peterson Lance A 114 AVENUE OF THE AMERICAS 34TH FLOOR NEW YORK NY 10036 1 0 0 0 Common Stock 2014-08-11 4 P 0 6666667 A 6666667 I By Citrus Energy Corporation Stock Options (Right to Buy) 6.21 2014-08-11 4 A 0 26860 0 A 2015-08-11 2019-08-11 Common Stock 26860 26860 D The reported shares are owned directly by Citrus Energy Corporation, a Colorado corporation. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. As consideration for the sale of certain assets in the Marcellus Shale in Wyoming County, Pennsylvania having an estimated market value of $352.5 million, the reporting person acquired $40 million of common stock of Warren Resources, Inc. priced at $6.00 per share. The new stock options granted to the reporting person upon becoming a Director of Warren Resources, Inc. on August 11, 2014 vest: 1/3rd on August 11, 2015, 1/3rd on August 11, 2016 and 1/3rd on August 11, 2017. /s/ Lance A. Peterson 2014-08-13