-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HhlR/oPt2cf+2iTJdbC3H41xJG4yIMEXceGGjmTGLEsZbDQ+XCNkDVTT6S1DGijB xfuTBUOZE1o9m7qkAJFheg== 0001130381-02-000003.txt : 20020414 0001130381-02-000003.hdr.sgml : 20020414 ACCESSION NUMBER: 0001130381-02-000003 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPORT CHALET INC CENTRAL INDEX KEY: 0000892907 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 954390071 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42862 FILM NUMBER: 02541871 BUSINESS ADDRESS: STREET 1: 920 FOOTHILL BLVD CITY: LA CANADA STATE: CA ZIP: 91101 BUSINESS PHONE: 8187902717X256 MAIL ADDRESS: STREET 1: 920 FOOTHILL BLVD CITY: LA CANADA STATE: CA ZIP: 91011 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: E CAPITAL CORP CENTRAL INDEX KEY: 0001130381 IRS NUMBER: 953565499 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2136888080 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 SC 13G/A 1 ecc-13gspch.txt OMB APPROVAL OMB Number 3235-0145 Expires: October 31, 2002 Estimated average burden Hours per response....14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE13G Under the Securities Exchange Act of 1934 (Amendment No__1__)* Sport Chalet, Inc. - --------------------------------------------------------------------- (Name of Issuer) Common - --------------------------------------------------------------------- (Title of Class of Securities) 849163100 ----------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /x/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1745 (3-98) Page 1 of 7 CUSIP No. 849163100 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) E*Capital Corporation - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 4. Citizenship or Place of Organization California - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 340,628 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 433,635 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 340,628 ---------------------------------------------- 8.Shared Dispositive Power 468,035 - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 468,035 - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) /x/ - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (11) 7.1% - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- CO Page 2 of 7 CUSIP No. 849163100 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Edward Wedbush - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 81,700 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 433,635 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 81,700 ---------------------------------------------- 8.Shared Dispositive Power 468,035 - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 468,035 - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) /x/ - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (11) 7.1% - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- IN Page 3 of 7 Cusip No. 849163100 13G Sport Chalet, Inc. - --------------------------------------------------------------------- Item 1. Name and Address of Issuer. (a) This statement relates to the shares of the common stock of Sport Chalet, Inc. ("Issuer"). (b) Issuer's address: 920 Foothill Boulevard, La Canada, California 91011 Item 2. Filers (a) This statement is filed by E*Capital Corporation ("ECC") and by Edward W.Wedbush ("EWW"). (b) Business address of the above filers are as follows: ECC - 1000 Wilshire Blvd., Los Angeles, CA 90017-2457 EWW - P.O. Box 30014, Los Angeles, CA 90030-0014 (c) ECC is a California corporation and EWW is a citizen of the United States of America. (d) Common stock (e) 849163100 Item 3. Classification of Filers (a)--(g) Not applicable Page 4 of 7 Item 4. Ownership (a) ECC has sole ownership of 340,628 Shares of the Issuer and EWW has sole ownership of 81,700 Shares. (b) Of the Shares outstanding, ECC owns approximately 5.17% and EWW owns approximately 1.24%. (c) Number of Shares as to which the filer has: (i) Sole power to vote: ECC has sole power to vote on 340,628 Shares and EWW has 81,700 sole Shares. (ii) Shared power to vote: ECC has 433,635 Shares and EWW has 433,635 Shares. (iii) Sole power to dispose: ECC has sole power to dispose on 340,628 Shares and EWW has 81,700 Shares to dispose. (iv) Shared power to dispose; ECC has 468,035 Shares and EWW has 468,035 Shares. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another. Not applicable. Item 7. Identification and Classification of Subsidiary which Acquired the Securities Being Reported on by the Parent Holding Company. Not Applicable. Page 5 of 7 Item 8. Identification and Classification of Members of a Group. Name Category No.ofShares Percentage E*Capital Corporation CO 340,628 5.17% Edward W. Wedbush IN 81,700 1.24% ECC is a corporation. EWW is the chairman of ECC. EWW owns a majority of the outstanding Shares of ECC. Accordingly, EWW may be deemed the beneficial owner of the Issuer's Shares owned by ECC. However, beneficial ownership of the Issuer's Shares is disclaimed by EWW. Item 9. Notice of Dissolution of Group. Not applicable. Page 6 of 7 Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the Issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. E*Capital Corporation 2/13/02 - --------------------------- Date GEOFFREY C. BLAND - ------------------ Geoffrey C. Bland - --------------------------- Signature GEOFFREY C. BLAND - ------------------ Geoffrey C. Bland/ Executive Vice President - --------------------------- Name/Title Edward W. Wedbush 2/13/02 - --------------------------- Date EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Signature EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Name/Title Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----