EX-99.28(A)(VI) 3 d563640dex9928avi.htm AMENDED AND RESTATED DESIGNATION OF SERIES OF SHARES DATED MARCH 27, 2017. Amended and Restated Designation of Series of Shares dated March 27, 2017.

Exhibit 28(a)(vi)

SUNAMERICA SERIES TRUST

AMENDED AND RESTATED DESIGNATION OF SERIES OF SHARES

WHEREAS, the Trust adopted an Amended and Restated Declaration of Trust as of December 1, 2016 (the “Declaration”);

WHEREAS, the Trustees of the Trust, acting pursuant to the Declaration of Trust as then in effect, have heretofore divided the shares of beneficial interest in the Trust, without par value (the “Shares”) into fifty series, as set forth on Schedule A to the Declaration (each a “Series” and collectively, the “Series”);

WHEREAS, the Trustees of the Trust, at a meeting held on October 5, 2016, authorized the change in the name of the Equity Index Portfolio to the SA Large Cap Index Portfolio, effective as of February 6, 2017;

WHEREAS, the Trustees of the Trust, at a meeting held on March 23, 2017, authorized the establishment of the following additional Series of the Trust:

SA Legg Mason Tactical Opportunities Portfolio;

WHEREAS, the Trustees of the Trust, at a meeting held on June 13, 2017, authorized the establishment of the following additional four Series of the Trust

SA Fixed Income Intermediate Index Portfolio

SA Goldman Sachs Multi-Asset Insights Portfolio

SA T. Rowe Price Asset Allocation Growth Portfolio

SA VCP Index Allocation Portfolio

and authorized the change in the name of several Series of the Trust as follows, effective as of October 9, 2017:

 

Prior Series Name   New Series Name

Small & Mid Cap Value Portfolio

 

SA AB Small & Mid Cap Value Portfolio

American Funds Asset Allocation SAST Portfolio

 

SA American Funds Asset Allocation Portfolio

American Funds Global Growth SAST Portfolio

 

SA American Funds Global Growth Portfolio

American Funds Growth SAST Portfolio

 

SA American Funds Growth Portfolio

American Funds Growth-Income SAST Portfolio

 

SA American Funds Growth-Income Portfolio

VCP Managed Asset Allocation SAST Portfolio

 

SA American Funds VCP Managed Asset Allocation Portfolio

Blue Chip Growth Portfolio

 

SA Blue Chip Growth Portfolio

Capital Growth Portfolio

 

SA Boston Company Capital Growth Portfolio

Technology Portfolio

 

SA Columbia Technology Portfolio

Ultra Short Bond Portfolio

 

SA DFA Ultra Short Bond Portfolio

Dogs of Wall Street Portfolio

 

SA Dogs of Wall Street Portfolio

Corporate Bond Portfolio

 

SA Federated Corporate Bond Portfolio

Real Estate Portfolio

 

SA Pyramis® Real Estate Portfolio

Foreign Value Portfolio

 

SA Franklin Foreign Value Portfolio

Small Company Value Portfolio

 

SA Franklin Small Company Value Portfolio

Global Bond Portfolio

 

SA Goldman Sachs Global Bond Portfolio

Growth Opportunities Portfolio

 

SA Invesco Growth Opportunities Portfolio

VCP Value Portfolio

 

SA Invesco VCP Equity-Income Portfolio

Balanced Portfolio

 

SA JPMorgan Balanced Portfolio

Emerging Markets Portfolio

 

SA JPMorgan Emerging Markets Portfolio

Global Equities Portfolio

 

SA JPMorgan Global Equities Portfolio


Growth-Income Portfolio

 

SA JPMorgan Equity-Income Portfolio

Mid-Cap Growth Portfolio

 

SA JPMorgan Mid-Cap Growth Portfolio

Telecom Utility Portfolio

 

SA MFS Telecom Utility Portfolio

International Diversified Equities Portfolio

 

SA Morgan Stanley International Equities Portfolio

Equity Opportunities Portfolio

 

SA Oppenheimer Main Street Large Cap Portfolio

VCP Total Return Balanced Portfolio

 

SA PIMCO VCP Tactical Balanced Portfolio

High-Yield Bond Portfolio

 

SA PineBridge High-Yield Bond Portfolio

International Growth and Income Portfolio

 

SA Putnam International Growth and Income Portfolio

SunAmerica Dynamic Allocation Portfolio

 

SA VCP Dynamic Allocation Portfolio

SunAmerica Dynamic Strategy Portfolio

 

SA VCP Dynamic Strategy Portfolio

Aggressive Growth Portfolio

 

SA Wells Capital Aggressive Growth Portfolio

Fundamental Growth Portfolio

 

SA Wells Capital Fundamental Growth Portfolio

WHEREAS, the Trustees of the Trust, at a meeting held on November 29, 2017, authorized the establishment and designation of the following six additional Series of the Trust:

SA Large Cap Growth Index Portfolio

SA Large Cap Value Index Portfolio

SA Emerging Markets Equity Index Portfolio

SA Global Index Allocation 90/10 Portfolio

SA Global Index Allocation 75/25 Portfolio

SA Global Index Allocation 60/40 Portfolio

and further authorized the changes in the names of several series of the Trust to correct scrivener’s errors in the prior designation as follows:

 

Prior Designation    Corrected Name

SA Blue Chip Growth Portfolio

  

SA MFS Blue Chip Growth Portfolio

SA Wells Capital Aggressive Growth Portfolio

  

SA WellsCap Aggressive Growth Portfolio

SA Wells Capital Fundamental Growth Portfolio

  

SA WellsCap Fundamental Growth Portfolio

WHEREAS, the Trustees of the Trust, at a meeting held on November 29, 2018, authorized the change in the name of the following series of the Trust, effective as of May 1, 2018, as follows:

 

Prior Series Name

  

New Series Name

SA JPMorgan Balanced Portfolio

  

SA JPMorgan Diversified Balanced Portfolio

WHEREAS, the Trustees of the Trust, at a meeting held on March 27, 2018, authorized the changes in the names of two series of the Trust, effective as of May 1, 2018, as follows:

 

Prior Series Name

  

New Series Name

SA Franklin Foreign Value Portfolio

  

SA Templeton Foreign Value Portfolio

SA Pyramis® Real Estate Portfolio

  

SA Fidelity Institutional AM Real Estate Portfolio

NOW THEREFORE, the designation is hereby amended and restated in its entirety to incorporate the actions of the Trustees of the Trust taken at the March 27, 2018, meeting and the undersigned does hereby certify that, effective as of May 1, 2018, the following Series of the Trust are established with such relative rights, preferences, privileges, limitations, restrictions and other relative terms as are set forth below:

1. SA AB Growth Portfolio

2. SA AB Small & Mid Cap Value Portfolio

 

2


  3. SA American Funds® Asset Allocation Portfolio
  4. SA American Funds® Global Growth Portfolio
  5. SA American Funds® Growth Portfolio
  6. SA American Funds® Growth-Income Portfolio
  7. SA American Funds® VCP Managed Asset Allocation Portfolio
  8. SA Blackrock VCP Global Multi Asset Income Portfolio
  9. SA Boston Company Capital Growth Portfolio
  10. SA Columbia Technology Portfolio
  11. SA DFA Ultra Short Bond Portfolio
  12. SA Dogs of Wall Street Portfolio
  13. SA Emerging Markets Equity Index Portfolio
  14. SA Federated Corporate Bond Portfolio
  15. SA Fidelity Institutional AM Real Estate Portfolio
  16. SA Fixed Income Index Portfolio
  17. SA Fixed Income Intermediate Index Portfolio
  18. SA Franklin Small Company Value Portfolio
  19. SA Global Index Allocation 60/40 Portfolio
  20. SA Global Index Allocation 75/25 Portfolio
  21. SA Global Index Allocation 90/10 Portfolio
  22. SA Goldman Sachs Global Bond Portfolio
  23. SA Goldman Sachs Multi-Asset Insights Portfolio
  24. SA Index Allocation 60/40 Portfolio
  25. SA Index Allocation 80/20 Portfolio
  26. SA Index Allocation 90/10 Portfolio
  27. SA International Index Portfolio
  28. SA Invesco Growth Opportunities Portfolio
  29. SA Invesco VCP Equity-Income Portfolio
  30. SA Janus Focused Growth Portfolio
  31. SA JPMorgan Diversified Balanced Portfolio
  32. SA JPMorgan Emerging Markets Portfolio
  33. SA JPMorgan Equity-Income Portfolio
  34. SA JPMorgan Global Equities Portfolio
  35. SA JPMorgan MFS Core Bond Portfolio
  36. SA JPMorgan Mid-Cap Growth Portfolio
  37. SA Large Cap Growth Index Portfolio
  38. SA Large Cap Index Portfolio
  39. SA Large Cap Value Index Portfolio
  40. SA Legg Mason BW Large Cap Value
  41. SA Legg Mason Tactical Opportunities Portfolio
  42. SA MFS Blue Chip Growth Portfolio
  43. SA MFS Massachusetts Investors Trust Portfolio
  44. SA MFS Telecom Utility Portfolio
  45. SA MFS Total Return Portfolio
  46. SA Mid Cap Index Portfolio
  47. SA Morgan Stanley International Equities Portfolio
  48. SA Oppenheimer Main Street Large Cap Portfolio
  49. SA PIMCO VCP Tactical Balanced Portfolio
  50. SA PineBridge High-Yield Bond Portfolio
  51. SA Putnam International Growth and Income Portfolio
  52. SA Schroders VCP Global Allocation Portfolio
  53. SA Small Cap Index Portfolio
  54. SA T. Rowe Price Asset Allocation Growth Portfolio
  55. SA T. Rowe Price VCP Balanced Portfolio
  56. SA Templeton Foreign Value Portfolio
  57. SA VCP Dynamic Allocation Portfolio

 

3


  58. SA VCP Dynamic Strategy Portfolio
  59. SA VCP Index Allocation Portfolio
  60. SA WellsCap Aggressive Growth Portfolio
  61. SA WellsCap Fundamental Growth Portfolio

1. Each Share of each Series is entitled to all the rights and preferences accorded to Shares under the Declaration.

2. The number of authorized Shares of each Series is unlimited.

3. Each Series shall be authorized to hold cash, invest in securities, instruments and other property, use investment techniques, and have such goals or objectives as from time to time described in the prospectus and statement of additional information contained in the Trust’s then currently effective registration statement under the Securities Act of 1933 to the extent pertaining to the offering of Shares of the Series, as the same may be amended and supplemented from time to time (“Prospectus”). Each Share of a Series shall represent a beneficial interest in the net assets allocated or belonging to such Series only, and such interest shall not extend to the assets of the Trust generally (except to the extent that General Assets (as defined in the Declaration) are allocated to such Series), and shall be entitled to receive its pro rata share of the net assets of the Series upon liquidation of the Series, all as set forth in Section 4.9 of the Declaration.

4. With respect to each Series, (a) the purchase price of the Shares, (b) fees and expenses, (c) qualifications for ownership, if any, (d) the method of determination of the net asset value of the Shares, (e) minimum purchase amounts, if any, (f) minimum account size, if any, (g) the price, terms and manner of redemption of the Shares, (h) any conversion or exchange feature or privilege, (i) the relative dividend rights, and (j) any other relative rights, preferences, privileges, limitations, restrictions and other relative terms have been established by the Trustees in accordance with the Declaration and are set forth in the Prospectus with respect to such Series.

5. The Trustees may from time to time modify any of the relative rights, preferences, privileges, limitations, restrictions and other relative terms of a Series that have been established by the Trustees or redesignate any of the Series without any action or consent of the Shareholders.

6. The designation of any Series hereby shall not impair the power of the Trustees from time to time to designate additional Series of Shares of the Trust.

7. Capitalized terms not defined herein have the meanings given to such terms in the Declaration.

IN WITNESS WHEREOF, the undersigned, being the Secretary of the Trust, has executed this instrument as of this 4th day of April, 2018.

 

/s/ KATHLEEN D. FUENTES
Secretary

 

4