0000921895-13-000746.txt : 20130404
0000921895-13-000746.hdr.sgml : 20130404
20130404183503
ACCESSION NUMBER: 0000921895-13-000746
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130402
FILED AS OF DATE: 20130404
DATE AS OF CHANGE: 20130404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARTIN WILLIAM C
CENTRAL INDEX KEY: 0001205885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13070
FILM NUMBER: 13744049
MAIL ADDRESS:
STREET 1: C/O RAGING CAPITAL MANAGEMENT LLC
STREET 2: TEN PRINCETON AVENUE
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DERMA SCIENCES, INC.
CENTRAL INDEX KEY: 0000892160
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 232328753
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 214 CARNEGIE CENTER, SUITE 300
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 6095144744
MAIL ADDRESS:
STREET 1: 214 CARNEGIE CENTER, SUITE 300
CITY: PRINCETON
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: DERMA SCIENCES INC
DATE OF NAME CHANGE: 19940513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raging Capital Management, LLC
CENTRAL INDEX KEY: 0001444376
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13070
FILM NUMBER: 13744048
BUSINESS ADDRESS:
STREET 1: TEN PRINCETON AVENUE
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553
BUSINESS PHONE: 6099100954
MAIL ADDRESS:
STREET 1: TEN PRINCETON AVENUE
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raging Capital Master Fund, Ltd.
CENTRAL INDEX KEY: 0001566641
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13070
FILM NUMBER: 13744050
BUSINESS ADDRESS:
STREET 1: C/O OGIER FIDUCIARY SERVICES (CAYMAN)
STREET 2: 89 NEXUS WAY
CITY: CAMANA BAY, GRAND CAYMAN
STATE: E9
ZIP: KY 1-9007
BUSINESS PHONE: 609.357.1870
MAIL ADDRESS:
STREET 1: C/O OGIER FIDUCIARY SERVICES (CAYMAN)
STREET 2: 89 NEXUS WAY
CITY: CAMANA BAY, GRAND CAYMAN
STATE: E9
ZIP: KY 1-9007
4
1
form407738013_04042013.xml
OWNERSHIP DOCUMENT
X0306
4
2013-04-02
0
0000892160
DERMA SCIENCES, INC.
DSCI
0001205885
MARTIN WILLIAM C
TEN PRINCETON AVENUE
ROCKY HILL
NJ
08553
0
0
1
0
0001444376
Raging Capital Management, LLC
TEN PRINCETON AVENUE
ROCKY HILL
NJ
08553
0
0
1
0
0001566641
Raging Capital Master Fund, Ltd.
C/O OGIER FIDUCIARY SERVICES (CAYMAN)
89 NEXUS WAY
CAMANA BAY, GRAND CAYMAN
E9
KY 1-9007
CAYMAN ISLANDS
0
0
1
0
Common Stock, par value $0.01
2013-04-02
4
X
0
125000
9.60
A
1457557
I
By Raging Capital Master Fund, Ltd.
Common Stock, par value $0.01
2013-04-02
4
S
0
97324
12.33
D
1360233
I
By Raging Capital Master Fund, Ltd.
Series K Warrants (right to buy)
9.60
2013-04-02
4
X
0
125000
0
D
2013-04-01
Common Stock, par value $0.01
125000
0
I
By Raging Capital Master Fund, Ltd.
Series J Warrants (right to buy)
6.16
2013-05-31
Common Stock, par value $0.01
200893
200893
I
By Raging Capital Master Fund, Ltd.
Series O Warrants (right to buy)
5.50
2015-02-22
Common Stock, par value $0.01
128166
128166
I
By Raging Capital Master Fund, Ltd.
Series R Warrants (right to buy)
9.90
2016-06-24
Common Stock, par value $0.01
127272
127272
I
By Raging Capital Master Fund, Ltd.
This Form 4 is filed jointly by Raging Capital Master Fund, Ltd. ("Raging Master"), Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Represents securities owned directly by Raging Master. As the Investment Manager of Raging Master, Raging Capital may be deemed to beneficially own the securities owned directly by Raging Master. As the Managing Member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Master.
Consists of shares of Common Stock withheld by the Issuer to fund the cashless exercise of Series K Warrants owned by Raging Master based on a price of $12.33 per share, the average closing price of the shares during the five business days prior to exercise.
The Warrants are currently exercisable.
By: /s/ Frederick C. Wasch as attorney-in-fact for William C. Martin
2013-04-04
By: Raging Capital Management, LLC, By: /s/ Frederick C. Wasch, Chief Financial Officer
2013-04-04
By: Raging Capital Master Fund, Ltd., By: Raging Capital Management, LLC, Investment Manager, By: /s/ Frederick C. Wasch, Chief Financial Officer
2013-04-04