EX-99.(D)(11) 3 d73604dex99d11.htm AMENDMENT NO. 10 DATED FEBRUARY 28, 2020 TO INVESTMENT ADVISORY AGREEMENT Amendment No. 10 dated February 28, 2020 to Investment Advisory Agreement

Exhibit (d)(11)

AMENDMENT NO. 10 TO

INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT

TCW Funds, Inc. and TCW Investment Management Company LLC hereby agree to amend the Investment Advisory and Management Agreement (“Agreement”) entered into by the parties and dated as of February 6, 2013, as amended February 6, 2013, June 26, 2013, November 24, 2014, June 23, 2015, January 26, 2016, September 26, 2016, August 25, 2017, February 28, 2018, and February 28, 2019 as follows.

This amendment shall be effective as of February 28, 2020. All other terms and conditions of the Agreement will remain in full force and effect, including the existing provisions of Schedule A and any amendments, thereof.

SCHEDULE A

 

Fund   

Annual Fee Rate

(expressed as a percentage of net assets)

TCW Total Return Bond Fund

   0.40%

IN WITNESS WHEREOF, the parties have agreed to and executed this amendment to the Agreement on the day and year written above.

 

  TCW FUNDS, INC.

Attest

 

/s/ Patrick W. Dennis

 

By:

  /s/ David S. DeVito

Patrick W. Dennis

    David S. DeVito

Assistant Secretary

    President and Chief Executive Officer
 

By:

  /s/ Richard Villa
    Richard Villa
    Treasurer and Principal Financial Officer

Attest

  TCW INVESTMENT MANAGEMENT COMPANY LLC

/s/ Patrick W. Dennis

 

By:

  /s/ David S. DeVito

Patrick W. Dennis

    David S. DeVito

Assistant Secretary

   

Executive Vice President and

Chief Operating Officer

 

By:

  /s/ Richard Villa
    Richard Villa
    Chief Financial Officer and Managing Director