EX-99.(D)(4) 3 d821237dex99d4.htm EX-99.(D)(4) EX-99.(d)(4)

Exhibit (d)(4)

AMENDMENT NO. 3 TO

INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT

TCW Funds, Inc. and TCW Investment Management Company hereby agree to amend the Investment Advisory and Management Agreement (“Agreement”) entered into by the parties and dated as of February 6, 2013, as amended February 6, 2013 and June 26, 2013, as follows.

This amendment shall be effective as of November 24, 2014. All other terms and conditions of the Agreement will remain in full force and effect, including the existing provisions of Schedule A and any amendments, thereof.

SCHEDULE A

 

Fund

   Annual Fee Rate
(expressed as a percentage of net assets)
 

TCW Global Real Estate Fund

     0.80

TCW High Dividend Equities Fund

     0.65

IN WITNESS WHEREOF, the parties have agreed to and executed this amendment to the Agreement on the day and year written above.

 

Attest     TCW FUNDS, INC.

/s/ Patrick W. Dennis

    By:  

/s/ David S. DeVito

Patrick W. Dennis       David S. DeVito
Assistant Secretary       President and Chief Executive Officer
    By:  

/s/ Richard Villa

      Richard Villa
      Treasurer and Principal Financial Officer
Attest     TCW INVESTMENT MANAGEMENT COMPANY

/s/ Patrick W. Dennis

    By:  

/s/ David S. DeVito

Patrick W. Dennis       David S. DeVito
Assistant Secretary      

Executive Vice President and

Chief Operating Officer

    By:  

/s/ Richard Villa

      Richard Villa
      Chief Financial Officer and Managing Director