As filed with the Securities and Exchange Commission on August 16, 2013.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-07170

TCW Funds, Inc.

(Exact Name of Registrant as Specified in Charter)

865 South Figueroa Street, Los Angeles, CA 90017

(Address of Principal Executive Offices) (Zip Code)

Patrick W. Dennis, Assistant Secretary, 865 South Figueroa Street, Los Angeles, CA 900171

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (213) 244-0000

Date of fiscal year end: October 31

Date of reporting period: July 1, 2012 - June 30, 2013

Registrant Name :

Fund Name : TCW Emerging Markets Income Fund

The fund did not vote proxies relating to portfolio securities during the period covered by this report.

Registrant Name :

Fund Name : TCW Conservative Allocation Fund

The fund did not vote proxies relating to portfolio securities during the period covered by this report.

Registrant Name :

Fund Name : TCW Global Moderate Allocation Fund

The fund did not vote proxies relating to portfolio securities during the period covered by this report.

Registrant Name :

Fund Name : TCW Global Flexible Allocation Fund

The fund did not vote proxies relating to portfolio securities during the period covered by this report.

Registrant Name :

Fund Name : TCW Emerging Markets Local Currency Income Fund

The fund did not vote proxies relating to portfolio securities during the period covered by this report.

Registrant Name :

Fund Name : TCW Enhanced Commodity Strategy Fund

The fund did not vote proxies relating to portfolio securities during the period covered by this report.

Registrant Name :

Fund Name : TCW Emerging Markets Multi-Asset Opportunities Fund

The fund did not vote proxies relating to portfolio securities during the period covered by this report.

Registrant Name :

Fund Name : TCW Global Bond Fund

The fund did not vote proxies relating to portfolio securities during the period covered by this report.

Page 1

Item 1: Proxy Voting Record - Item1 Proxy Voting Record -

Registrant :

Fund Name : TCW Concentrated Value Fund

ACE Limited

Ticker	Security ID:	Meeting Date	Meeting Status
ACE	CUSIP H0023R105	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Robert M. Hernandez	Mgmt	For	For	For
2	Elect Peter Menikoff	Mgmt	For	For	For
3	Elect Robert Ripp	Mgmt	For	For	For
4	Elect Theodore Shasta	Mgmt	For	For	For
5	Repeal of Classified Board	Mgmt	For	For	For
6	2012 Annual Report	Mgmt	For	For	For
7	Statutory Financial Statements	Mgmt	For	For	For
8	Consolidated Financial Statements	Mgmt	For	For	For
9	Allocation of Profits/Dividends	Mgmt	For	For	For
10	Discharge of Board of Directors	Mgmt	For	For	For
11	PricewaterhouseCoopers AG, Zurich	Mgmt	For	For	For
12	PricewaterhouseCoopers	Mgmt	For	For	For
13	BDO AG, Zurich	Mgmt	For	For	For
14	Amendment to the 2004 Long-Term Incentive Plan	Mgmt	For	For	For
15	Distribution Via Par Value Reduction	Mgmt	For	For	For
16	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Air Products and Chemicals, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
APD	CUSIP 009158106	01/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect William Davis, III	Mgmt	For	For	For
2	Elect W. Douglas Ford	Mgmt	For	For	For
3	Elect Evert Henkes	Mgmt	For	For	For
4	Elect Margaret McGlynn	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For
7	Amendment to the Long-Term Incentive Plan	Mgmt	For	For	For
8	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	Against	For	Against

Page 2

Allegheny Technologies Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
ATI	CUSIP 01741R102	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Richard J. Harshman	Mgmt	For	For	For
1.2	Elect Carolyn Corvi	Mgmt	For	For	For
1.3	Elect Barbara S. Jeremiah	Mgmt	For	For	For
1.4	Elect John D. Turner	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Allergan, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AGN	CUSIP 018490102	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect David E.I. Pyott	Mgmt	For	For	For
2	Elect Michael R. Gallagher	Mgmt	For	For	For
3	Elect Deborah Dunsire	Mgmt	For	For	For
4	Elect Dawn E. Hudson	Mgmt	For	For	For
5	Elect Trevor M. Jones	Mgmt	For	For	For
6	Elect Louis J. Lavigne, Jr.	Mgmt	For	For	For
7	Elect Peter J. McDonnell	Mgmt	For	For	For
8	Elect Timothy D. Proctor	Mgmt	For	For	For
9	Elect Russell T. Ray	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Right to Call a Special Meeting	Mgmt	For	For	For
13	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against
14	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against

Page 3

Berkshire Hathaway Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
BRK.A	CUSIP 084670702	05/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Warren Buffett	Mgmt	For	For	For
1.2	Elect Charles Munger	Mgmt	For	For	For
1.3	Elect Howard Buffett	Mgmt	For	For	For
1.4	Elect Stephen Burke	Mgmt	For	For	For
1.5	Elect Susan Decker	Mgmt	For	For	For
1.6	Elect William Gates III	Mgmt	For	For	For
1.7	Elect David Gottesman	Mgmt	For	For	For
1.8	Elect Charlotte Guyman	Mgmt	For	For	For
1.9	Elect Donald Keough	Mgmt	For	For	For
1.10	Elect Thomas Murphy	Mgmt	For	For	For
1.11	Elect Ronald Olson	Mgmt	For	For	For
1.12	Elect Walter Scott, Jr.	Mgmt	For	For	For
1.13	Elect Meryl B. Witmer	Mgmt	For	For	For
2	Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions	ShrHoldr	Against	Against	For

C.H. Robinson Worldwide, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CHRW	CUSIP 12541W209	05/09/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Scott P. Anderson	Mgmt	For	For	For
2	Elect Mary J. Steele Guilfoile	Mgmt	For	For	For
3	Elect Jodee A. Kozlak	Mgmt	For	For	For
4	Elect ReBecca K. Roloff	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	2013 Equity Incentive Plan	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For

Page 4

Citigroup Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
C	CUSIP 172967424	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Michael L. Corbat	Mgmt	For	For	For
2	Elect Franz B. Humer	Mgmt	For	For	For
3	Elect Robert L. Joss	Mgmt	For	For	For
4	Elect Michael E. O’Neill	Mgmt	For	For	For
5	Elect Judith Rodin	Mgmt	For	For	For
6	Elect Robert L. Ryan	Mgmt	For	For	For
7	Elect Anthony M. Santomero	Mgmt	For	For	For
8	Elect Joan E. Spero	Mgmt	For	For	For
9	Elect Diana L. Taylor	Mgmt	For	For	For
10	Elect William S. Thompson, Jr.	Mgmt	For	For	For
11	Elect Ernesto Zedillo	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Amendment to the 2009 Stock Incentive Plan	Mgmt	For	For	For
15	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
16	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against
17	Shareholder Proposal Regarding Director Indemnification	ShrHoldr	Against	Against	For

Page 5

CVS Caremark Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CVS	CUSIP 126650100	05/09/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect C. David Brown II	Mgmt	For	For	For
2	Elect David W. Dorman	Mgmt	For	For	For
3	Elect Anne M. Finucane	Mgmt	For	For	For
4	Elect Kristen E. Gibney Williams	Mgmt	For	For	For
5	Elect Larry J. Merlo	Mgmt	For	For	For
6	Elect Jean-Pierre Millon	Mgmt	For	For	For
7	Elect Richard J. Swift	Mgmt	For	For	For
8	Elect William C. Weldon	Mgmt	For	For	For
9	Elect Tony L. White	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Amendment to the 2007 Employee Stock Purchase Plan	Mgmt	For	For	For
13	Reduction of Voting Thresholds in the Fair Price Provision	Mgmt	For	Against	Against
14	Shareholder Proposal Regarding Report on Political Spending	ShrHoldr	Against	For	Against
15	Shareholder Proposal Regarding Compensation in the Event of a Change in Control	ShrHoldr	Against	Against	For
16	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against

Danaher Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
DHR	CUSIP 235851102	05/07/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Donald J. Ehrlich	Mgmt	For	For	For
2	Elect Linda P. Hefner	Mgmt	For	For	For
3	Elect Teri List-Stoll	Mgmt	For	For	For
4	Elect Walter G. Lohr, Jr.	Mgmt	For	For	For
5	Elect Steven M. Rales	Mgmt	For	For	For
6	Elect John T. Schwieters	Mgmt	For	For	For
7	Elect Alan G. Spoon	Mgmt	For	For	For
8	Ratification of Auditor	Mgmt	For	For	For
9	Amendment to the 2007 Stock Incentive Plan	Mgmt	For	For	For
10	Advisory Vote on Executive Compensation	Mgmt	For	For	For
11	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
12	Shareholder Proposal Regarding Political Spending Report	ShrHoldr	Against	For	Against

Page 6

Delta Air Lines, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
DAL	CUSIP 247361702	06/27/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Richard H. Anderson	Mgmt	For	For	For
2	Elect Edward H. Bastian	Mgmt	For	For	For
3	Elect Roy J. Bostock	Mgmt	For	For	For
4	Elect John S. Brinzo	Mgmt	For	For	For
5	Elect Daniel A. Carp	Mgmt	For	For	For
6	Elect David G. DeWalt	Mgmt	For	For	For
7	Elect William H. Easter III	Mgmt	For	For	For
8	Elect Mickey P. Foret	Mgmt	For	For	For
9	Elect Shirley C. Franklin	Mgmt	For	For	For
10	Elect David R. Goode	Mgmt	For	For	For
11	Elect George N. Mattson	Mgmt	For	For	For
12	Elect Paula Rosput Reynolds	Mgmt	For	For	For
13	Elect Kenneth C. Rogers	Mgmt	For	For	For
14	Elect Kenneth B. Woodrow	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	Ratification of Auditor	Mgmt	For	For	For
17	Shareholder Proposal Regarding Retention of Shares	ShrHoldr	Against	Against	For

Ecolab Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ECL	CUSIP 278865100	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Douglas M. Baker, Jr.	Mgmt	For	For	For
2	Elect Barbara J. Beck	Mgmt	For	For	For
3	Elect Leslie S. Biller	Mgmt	For	For	For
4	Elect Stephen I. Chazen	Mgmt	For	For	For
5	Elect Jerry A. Grundhofer	Mgmt	For	For	For
6	Elect Arthur J. Higgins	Mgmt	For	For	For
7	Elect Joel W. Johnson	Mgmt	For	For	For
8	Elect Michael Larson	Mgmt	For	For	For
9	Elect Jerry W. Levin	Mgmt	For	For	For
10	Elect Robert L. Lumpkins	Mgmt	For	For	For
11	Elect Victoria J. Reich	Mgmt	For	For	For
12	Elect Mary M. VanDeWeghe	Mgmt	For	For	For
13	Elect John J. Zillmer	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	Amendment to the 2010 Stock Incentive Plan	Mgmt	For	For	For
16	Advisory Vote on Executive Compensation	Mgmt	For	For	For
17	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
18	Shareholder Proposal Regarding Incorporation of Values in Political Spending	ShrHoldr	Against	Against	For

Page 7

Exxon Mobil Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
XOM	CUSIP 30231G102	05/29/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Michael J. Boskin	Mgmt	For	For	For
1.2	Elect Peter Brabeck-Letmathe	Mgmt	For	For	For
1.3	Elect Ursula M. Burns	Mgmt	For	For	For
1.4	Elect Larry R. Faulkner	Mgmt	For	For	For
1.5	Elect Jay S. Fishman	Mgmt	For	For	For
1.6	Elect Henrietta H. Fore	Mgmt	For	For	For
1.7	Elect Kenneth C. Frazier	Mgmt	For	For	For
1.8	Elect William W. George	Mgmt	For	For	For
1.9	Elect Samuel J. Palmisano	Mgmt	For	For	For
1.10	Elect Steven S. Reinemund	Mgmt	For	For	For
1.11	Elect Rex W. Tillerson	Mgmt	For	For	For
1.12	Elect William C. Weldon	Mgmt	For	For	For
1.13	Elect Edward E. Whitacre, Jr.	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For
5	Shareholder Proposal Regarding Majority Vote in the Election of Directors	ShrHoldr	Against	Against	For
6	Shareholder Proposal Regarding Multiple Board Service	ShrHoldr	Against	Against	For
7	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against
8	Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending	ShrHoldr	Against	For	Against
9	Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy	ShrHoldr	Against	Against	For
10	Shareholder Proposal Regarding Hydraulic Fracturing	ShrHoldr	Against	For	Against
11	Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions	ShrHoldr	Against	Against	For

Page 8

Goldman Sachs Group, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GS	CUSIP 38141G104	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Lloyd C. Blankfein	Mgmt	For	For	For
2	Elect M. Michele Burns	Mgmt	For	For	For
3	Elect Gary D. Cohn	Mgmt	For	For	For
4	Elect Claes Dahlback	Mgmt	For	For	For
5	Elect William W. George	Mgmt	For	For	For
6	Elect James A. Johnson	Mgmt	For	For	For
7	Elect Lakshmi N. Mittal	Mgmt	For	For	For
8	Elect Adebayo O. Ogunlesi	Mgmt	For	For	For
9	Elect James J. Schiro	Mgmt	For	For	For
10	Elect Debra L. Spar	Mgmt	For	For	For
11	Elect Mark E. Tucker	Mgmt	For	For	For
12	Elect David A. Viniar	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	2013 Stock Incentive Plan	Mgmt	For	For	For
15	Ratification of Auditor	Mgmt	For	For	For
16	Shareholder Proposal Regarding Formation of Human Rights Committee	ShrHoldr	Against	Against	For
17	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against
18	Shareholder Proposal Regarding Proxy Access	ShrHoldr	Against	Against	For
19	Shareholder Proposal Regarding Sale of the Company	ShrHoldr	Against	Against	For

Page 9

Halliburton Company

Ticker	Security ID:	Meeting Date	Meeting Status
HAL	CUSIP 406216101	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Alan M. Bennett	Mgmt	For	For	For
2	Elect James Boyd	Mgmt	For	For	For
3	Elect Milton Carroll	Mgmt	For	For	For
4	Elect Nance Dicciani	Mgmt	For	For	For
5	Elect Murry Gerber	Mgmt	For	For	For
6	Elect Jose Grubisich	Mgmt	For	For	For
7	Elect Abdallah Jum’ah	Mgmt	For	For	For
8	Elect David Lesar	Mgmt	For	For	For
9	Elect Robert Malone	Mgmt	For	For	For
10	Elect Landis Martin	Mgmt	For	For	For
11	Elect Debra Reed	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Amendment to Company Stock and Incentive Plan	Mgmt	For	For	For
15	Shareholder Proposal Regarding Review of Human Rights Policies	ShrHoldr	Against	Against	For

Page 10

Honeywell International Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
HON	CUSIP 438516106	04/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Gordon M. Bethune	Mgmt	For	For	For
2	Elect Kevin Burke	Mgmt	For	For	For
3	Elect Jaime Chico Pardo	Mgmt	For	For	For
4	Elect David M. Cote	Mgmt	For	For	For
5	Elect D. Scott Davis	Mgmt	For	For	For
6	Elect Linnet F. Deily	Mgmt	For	Against	Against
7	Elect Judd Gregg	Mgmt	For	For	For
8	Elect Lord Clive Hollick	Mgmt	For	For	For
9	Elect Grace D. Lieblein	Mgmt	For	For	For
10	Elect George Paz	Mgmt	For	For	For
11	Elect Bradley T. Sheares	Mgmt	For	For	For
12	Elect Robin L. Washington	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For
15	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	For	Against
16	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against
17	Shareholder Proposal Regarding Compensation in the Event of a Change in Control	ShrHoldr	Against	Against	For

Page 11

Johnson & Johnson

Ticker	Security ID:	Meeting Date	Meeting Status
JNJ	CUSIP 478160104	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Mary Sue Coleman	Mgmt	For	For	For
2	Elect James G. Cullen	Mgmt	For	For	For
3	Elect Ian E.L. Davis	Mgmt	For	For	For
4	Elect Alex Gorsky	Mgmt	For	For	For
5	Elect Michael M. E. Johns	Mgmt	For	For	For
6	Elect Susan L. Lindquist	Mgmt	For	For	For
7	Elect Anne M. Mulcahy	Mgmt	For	For	For
8	Elect Leo F. Mullin	Mgmt	For	For	For
9	Elect William D. Perez	Mgmt	For	For	For
10	Elect Charles Prince	Mgmt	For	For	For
11	Elect A. Eugene Washington	Mgmt	For	For	For
12	Elect Ronald A. Williams	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
16	Shareholder Proposal Regarding Political Contributions and Corporate Values Report	ShrHoldr	Against	Against	For
17	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	For	Against

Page 12

JPMorgan Chase & Co.

Ticker	Security ID:	Meeting Date	Meeting Status
JPM	CUSIP 46625H100	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect James A. Bell	Mgmt	For	For	For
2	Elect Crandall C. Bowles	Mgmt	For	For	For
3	Elect Stephen B. Burke	Mgmt	For	For	For
4	Elect David M. Cote	Mgmt	For	For	For
5	Elect James S. Crown	Mgmt	For	For	For
6	Elect James Dimon	Mgmt	For	For	For
7	Elect Timothy P. Flynn	Mgmt	For	For	For
8	Elect Ellen V. Futter	Mgmt	For	For	For
9	Elect Laban P. Jackson, Jr.	Mgmt	For	For	For
10	Elect Lee R. Raymond	Mgmt	For	For	For
11	Elect William C. Weldon	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Allow Shareholders to Act by Written Consent	Mgmt	For	For	For
15	Key Executive Performance Plan	Mgmt	For	For	For
16	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For
17	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
18	Shareholder Proposal Regarding Genocide-Free Investing	ShrHoldr	Against	Against	For
19	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against

Life Technologies Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
LIFE	CUSIP 53217V109	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect George F. Adam, Jr.	Mgmt	For	For	For
2	Elect Raymond V. Dittamore	Mgmt	For	For	For
3	Elect Donald W. Grimm	Mgmt	For	For	For
4	Elect Craig J. Mundie	Mgmt	For	For	For
5	Elect Ora H. Pescovitz	Mgmt	For	For	For
6	Elect Per A. Peterson	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For
8	Advisory Vote on Executive Compensation	Mgmt	For	For	For
9	2013 Equity Incentive Award Plan	Mgmt	For	For	For

Page 13

McDonald’s Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
MCD	CUSIP 580135101	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Walter E. Massey	Mgmt	For	For	For
2	Elect John W. Rogers, Jr.	Mgmt	For	For	For
3	Elect Roger W. Stone	Mgmt	For	For	For
4	Elect Miles D. White	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Ratification of Auditor	Mgmt	For	For	For
7	Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay	ShrHoldr	Against	Against	For
8	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
9	Shareholder Proposal Regarding Review of Human Rights Policies	ShrHoldr	Against	Against	For
10	Shareholder Proposal Regarding Report on Childhood Obesity	ShrHoldr	Against	For	Against

Mckesson Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
MCK	CUSIP 58155Q103	07/25/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Andy Bryant	Mgmt	For	For	For
2	Elect Wayne Budd	Mgmt	For	For	For
3	Elect John Hammergren	Mgmt	For	For	For
4	Elect Alton Irby III	Mgmt	For	For	For
5	Elect M. Christine Jacobs	Mgmt	For	For	For
6	Elect Marie Knowles	Mgmt	For	For	For
7	Elect David Lawrence	Mgmt	For	For	For
8	Elect Edward Mueller	Mgmt	For	For	For
9	Elect Jane Shaw	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against
13	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For
14	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
15	Shareholder Proposal Regarding Compensation in the Event of a Change in Control	ShrHoldr	Against	Against	For

Page 14

Mondelez International, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
MDLZ	CUSIP 50075N104	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Stephen F. Bollenbach	Mgmt	For	For	For
2	Elect Lewis W.K. Booth	Mgmt	For	For	For
3	Elect Lois D. Juliber	Mgmt	For	For	For
4	Elect Mark D. Ketchum	Mgmt	For	For	For
5	Elect Jorge S. Mesquita	Mgmt	For	For	For
6	Elect Fredric G. Reynolds	Mgmt	For	For	For
7	Elect Irene B. Rosenfeld	Mgmt	For	For	For
8	Elect Patrick T. Siewert	Mgmt	For	For	For
9	Elect Ruth J. Simmons	Mgmt	For	For	For
10	Elect Ratan N. Tata	Mgmt	For	For	For
11	Elect Jean-Francois M. L. van Boxmeer	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Shareholder Proposal Regarding Extended Producer Responsibility	ShrHoldr	Against	Against	For
15	Shareholder Proposal Regarding Gender Equality in the Supply Chain	ShrHoldr	Against	Against	For

Page 15

National Oilwell Varco, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
NOV	CUSIP 637071101	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Merrill A. Miller, Jr.	Mgmt	For	For	For
2	Elect Greg L. Armstrong	Mgmt	For	For	For
3	Elect Ben A. Guill	Mgmt	For	For	For
4	Elect David D. Harrison	Mgmt	For	For	For
5	Elect Roger L. Jarvis	Mgmt	For	For	For
6	Elect Eric L. Mattson	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For
8	Advisory Vote on Executive Compensation	Mgmt	For	For	For
9	Amendment to the Long-Term Incentive Plan	Mgmt	For	For	For
10	Approval of the Annual Cash Incentive Plan	Mgmt	For	For	For

Occidental Petroleum Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
OXY	CUSIP 674599105	05/03/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect E. Spencer Abraham	Mgmt	For	For	For
2	Elect Howard Atkins	Mgmt	For	For	For
3	Elect Stephen Chazen	Mgmt	For	For	For
4	Elect Edward Djerejian	Mgmt	For	For	For
5	Elect John Feick	Mgmt	For	For	For
6	Elect Margaret Foran	Mgmt	For	For	For
7	Elect Carlos Gutierrez	Mgmt	For	For	For
8	Elect Ray Irani	Mgmt	For	For	For
9	Elect Avedick Poladian	Mgmt	For	For	For
10	Elect Aziz Syriani	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against

Page 16

Peabody Energy Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
BTU	CUSIP 704549104	04/29/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Gregory H. Boyce	Mgmt	For	For	For
1.2	Elect William A. Coley	Mgmt	For	For	For
1.3	Elect William E. James	Mgmt	For	For	For
1.4	Elect Robert B. Karn III	Mgmt	For	For	For
1.5	Elect Henry E. Lentz	Mgmt	For	For	For
1.6	Elect Robert A. Malone	Mgmt	For	For	For
1.7	Elect William C. Rusnack	Mgmt	For	For	For
1.8	Elect John F. Turner	Mgmt	For	For	For
1.9	Elect Sandra A. Van Trease	Mgmt	For	For	For
1.10	Elect Alan H. Washkowitz	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Approval of Material Terms of 2008 Management Annual Incentive Compensation Plan	Mgmt	For	For	For
5	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against
6	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For

Page 17

Praxair, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PX	CUSIP 74005P104	04/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Stephen F. Angel	Mgmt	For	For	For
2	Elect Oscar Bernardes	Mgmt	For	For	For
3	Elect Bret K. Clayton	Mgmt	For	For	For
4	Elect Nance K. Dicciani	Mgmt	For	For	For
5	Elect Edward G. Galante	Mgmt	For	For	For
6	Elect Claire W. Gargalli	Mgmt	For	For	For
7	Elect Ira D. Hall	Mgmt	For	For	For
8	Elect Raymond W. LeBoeuf	Mgmt	For	For	For
9	Elect Larry D. McVay	Mgmt	For	For	For
10	Elect Wayne T. Smith	Mgmt	For	For	For
11	Elect Robert L. Wood	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Shareholder Proposal Regarding Incorporation of Values in Political Spending	ShrHoldr	Against	Against	For
14	Ratification of Auditor	Mgmt	For	For	For

Research In Motion Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
RIM	CUSIP 760975102	07/10/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Timothy Dattels	Mgmt	For	For	For
1.2	Elect Thorsten Heins	Mgmt	For	For	For
1.3	Elect David Kerr	Mgmt	For	For	For
1.4	Elect Claudia Kotchka	Mgmt	For	For	For
1.5	Elect Mike Lazaridis	Mgmt	For	For	For
1.6	Elect Roger Martin	Mgmt	For	For	For
1.7	Elect John Richardson	Mgmt	For	For	For
1.8	Elect Barbara Stymiest	Mgmt	For	For	For
1.9	Elect V. Prem Watsa	Mgmt	For	For	For
1.10	Elect John Wetmore	Mgmt	For	For	For
2	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 18

Schlumberger N.V. (Schlumberger Limited)

Ticker	Security ID:	Meeting Date	Meeting Status
SLB	CUSIP 806857108	04/10/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Peter L.S. Currie	Mgmt	For	For	For
2	Elect Anthony Isaac	Mgmt	For	For	For
3	Elect K.V. Kamath	Mgmt	For	For	For
4	Elect Paal Kibsgaard	Mgmt	For	For	For
5	Elect Nikolay Kudryavtsev	Mgmt	For	For	For
6	Elect Adrian Lajous	Mgmt	For	For	For
7	Elect Michael E. Marks	Mgmt	For	For	For
8	Elect Lubna Olayan	Mgmt	For	For	For
9	Elect Leo Rafael Reif	Mgmt	For	For	For
10	Elect Tore I. Sandvold	Mgmt	For	For	For
11	Elect Henri Seydoux	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Approval of Financial Statements/Dividends	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	2013 Omnibus Incentive Plan	Mgmt	For	For	For
16	Amendment to the Discounted Stock Purchase Plan	Mgmt	For	For	For

Sigma-Aldrich Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
SIAL	CUSIP 826552101	05/07/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Rebecca M. Bergman	Mgmt	For	For	For
2	Elect George M. Church	Mgmt	For	For	For
3	Elect Michael L Marberry	Mgmt	For	For	For
4	Elect W. Lee McCollum	Mgmt	For	For	For
5	Elect Avi M. Nash	Mgmt	For	For	For
6	Elect Steven M. Paul	Mgmt	For	For	For
7	Elect J. Pedro Reinhard	Mgmt	For	For	For
8	Elect Rakesh Sachdev	Mgmt	For	For	For
9	Elect D. Dean Spatz	Mgmt	For	For	For
10	Elect Barrett A. Toan	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 19

Stanley Black & Decker, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
SWK	CUSIP 854502101	04/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect George W. Buckley	Mgmt	For	For	For
1.2	Elect Patrick D. Campbell	Mgmt	For	For	For
1.3	Elect Carlos M. Cardoso	Mgmt	For	For	For
1.4	Elect Robert B. Coutts	Mgmt	For	For	For
1.5	Elect Benjamin H. Griswold, IV	Mgmt	For	For	For
1.6	Elect John F. Lundgren	Mgmt	For	For	For
1.7	Elect Anthony Luiso	Mgmt	For	For	For
1.8	Elect Marianne M. Parrs	Mgmt	For	For	For
1.9	Elect Robert L. Ryan	Mgmt	For	For	For
2	2013 Long-Term Incentive Plan	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

T. Rowe Price Group, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TROW	CUSIP 74144T108	04/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Edward C. Bernard	Mgmt	For	For	For
2	Elect James T. Brady	Mgmt	For	For	For
3	Elect Mary K. Bush	Mgmt	For	For	For
4	Elect Donald B. Hebb, Jr.	Mgmt	For	For	For
5	Elect Freeman A. Hrabowski, III	Mgmt	For	For	For
6	Elect James A.C. Kennedy	Mgmt	For	For	For
7	Elect Robert F. MacLellan	Mgmt	For	For	For
8	Elect Brian C. Rogers	Mgmt	For	For	For
9	Elect Alfred Sommer	Mgmt	For	For	For
10	Elect Dwight S. Taylor	Mgmt	For	For	For
11	Elect Anne Marie Whittemore	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For

Page 20

Target Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
TGT	CUSIP 87612E106	06/12/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Roxanne S. Austin	Mgmt	For	For	For
2	Elect Douglas M. Baker, Jr.	Mgmt	For	For	For
3	Elect Henrique de Castro	Mgmt	For	For	For
4	Elect Calvin Darden	Mgmt	For	For	For
5	Elect Mary N. Dillon	Mgmt	For	For	For
6	Elect James A. Johnson	Mgmt	For	For	For
7	Elect Mary E. Minnick	Mgmt	For	For	For
8	Elect Anne M. Mulcahy	Mgmt	For	For	For
9	Elect Derica W. Rice	Mgmt	For	For	For
10	Elect Gregg W. Steinhafel	Mgmt	For	For	For
11	Elect John G. Stumpf	Mgmt	For	For	For
12	Elect Solomon D. Trujillo	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For
15	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For
16	Shareholder Proposal Regarding Report on Electronic Waste	ShrHoldr	Against	For	Against

Thermo Fisher Scientific Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TMO	CUSIP 883556102	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect C. Martin Harris	Mgmt	For	For	For
2	Elect Judy C. Lewent	Mgmt	For	For	For
3	Elect Jim P. Manzi	Mgmt	For	For	For
4	Elect Lars R. Sorenson	Mgmt	For	For	For
5	Elect Elaine S. Ullian	Mgmt	For	For	For
6	Elect Marc N. Casper	Mgmt	For	For	For
7	Elect Nelson J. Chai	Mgmt	For	For	For
8	Elect Tyler Jacks	Mgmt	For	For	For
9	Advisory Vote on Executive Compensation	Mgmt	For	For	For
10	2013 Stock Incentive Plan	Mgmt	For	For	For
11	2013 Annual Incentive Award Plan	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For

Page 21

Transocean Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
RIG	CUSIP H8817H100	05/17/2013	Take No Action
Meeting Type		Country of Trade
Proxy Contest		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	N/A	TNA	N/A
2	Allocation of Profits/Dividends	Mgmt	N/A	TNA	N/A
3	Payment of a Dividend in Principle	Mgmt	N/A	TNA	N/A
4	Management Proposal Regarding Dividend of $2.24 Per Share	Mgmt	N/A	TNA	N/A
5	Shareholder Proposal Regarding Dividend of $4.00 Per Share	Mgmt	N/A	TNA	N/A
6	Authority to Issue Shares	Mgmt	N/A	TNA	N/A
7	Shareholder Proposal Regarding Declassification of Board	Mgmt	N/A	TNA	N/A
8	Elect Frederico Curado	Mgmt	N/A	TNA	N/A
9	Elect Steven Newman	Mgmt	N/A	TNA	N/A
10	Elect Thomas Cason	Mgmt	N/A	TNA	N/A
11	Elect Robert Sprague	Mgmt	N/A	TNA	N/A
12	Elect J. Michael Talbert	Mgmt	N/A	TNA	N/A
13	Elect John Lipinski	Mgmt	N/A	TNA	N/A
14	Elect Jose Maria Alapont	Mgmt	N/A	TNA	N/A
15	Elect Samuel Merksamer	Mgmt	N/A	TNA	N/A
16	Appointment of Auditor	Mgmt	N/A	TNA	N/A
17	Advisory Vote on Executive Compensation	Mgmt	N/A	TNA	N/A

Page 22

Transocean Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
RIG	CUSIP H8817H100	05/17/2013	Voted
Meeting Type		Country of Trade
Proxy Contest		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Payment of a Dividend in Principle	Mgmt	For	For	For
4	Management Proposal Regarding Dividend of $2.24 Per Share	Mgmt	For	For	For
5	Shareholder Proposal Regarding Dividend of $4.00 Per Share	Mgmt	N/A	Against	N/A
6	Authority to Issue Shares	Mgmt	For	For	For
7	Shareholder Proposal Regarding Declassification of Board	Mgmt	N/A	For	N/A
8	Elect Frederico Curado	Mgmt	For	For	For
9	Elect Steven Newman	Mgmt	For	For	For
10	Elect Thomas Cason	Mgmt	For	For	For
11	Elect Robert Sprague	Mgmt	For	For	For
12	Elect J. Michael Talbert	Mgmt	For	Against	Against
13	Elect John Lipinski	Mgmt	Against	Against	For
14	Elect Jose Maria Alapont	Mgmt	Against	Against	For
15	Elect Samuel Merksamer	Mgmt	Against	For	Against
16	Appointment of Auditor	Mgmt	For	For	For
17	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 23

Union Pacific Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
UNP	CUSIP 907818108	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Andrew H. Card, Jr.	Mgmt	For	For	For
2	Elect Erroll B. Davis, Jr.	Mgmt	For	For	For
3	Elect Thomas J. Donohue	Mgmt	For	For	For
4	Elect Archie W. Dunham	Mgmt	For	For	For
5	Elect Judith Richards Hope	Mgmt	For	For	For
6	Elect John J. Koraleski	Mgmt	For	For	For
7	Elect Charles C. Krulak	Mgmt	For	For	For
8	Elect Michael R. McCarthy	Mgmt	For	For	For
9	Elect Michael W. McConnell	Mgmt	For	For	For
10	Elect Thomas F. McLarty III	Mgmt	For	For	For
11	Elect Steven R. Rogel	Mgmt	For	For	For
12	Elect Jose H. Villarreal	Mgmt	For	For	For
13	Elect James R. Young	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	2013 Stock Incentive Plan	Mgmt	For	For	For
17	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against

Page 24

Wells Fargo & Company

Ticker	Security ID:	Meeting Date	Meeting Status
WFC	CUSIP 949746101	04/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect John D. Baker II	Mgmt	For	For	For
2	Elect Elaine L. Chao	Mgmt	For	For	For
3	Elect John S. Chen	Mgmt	For	For	For
4	Elect Lloyd H. Dean	Mgmt	For	For	For
5	Elect Susan E. Engel	Mgmt	For	For	For
6	Elect Enrique Hernandez, Jr.	Mgmt	For	For	For
7	Elect Donald M. James	Mgmt	For	For	For
8	Elect Cynthia H. Milligan	Mgmt	For	For	For
9	Elect Federico F. Pena	Mgmt	For	For	For
10	Elect Howard V. Richardson	Mgmt	For	For	For
11	Elect Judith M. Runstad	Mgmt	For	For	For
12	Elect Stephen W. Sanger	Mgmt	For	For	For
13	Elect John G. Stumpf	Mgmt	For	For	For
14	Elect Susan G. Swenson	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	Approve the Company’s Amended and Restated Long-Term Incentive Compensation Plan	Mgmt	For	For	For
17	Ratification of Auditor	Mgmt	For	For	For
18	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For
19	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against
20	Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices	ShrHoldr	Against	Against	For

Page 25

Western Digital Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
WDC	CUSIP 958102105	11/08/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Kathleen Cote	Mgmt	For	For	For
2	Elect John Coyne	Mgmt	For	For	For
3	Elect Henry DeNero	Mgmt	For	For	For
4	Elect William Kimsey	Mgmt	For	For	For
5	Elect Michael Lambert	Mgmt	For	For	For
6	Elect Len Lauer	Mgmt	For	For	For
7	Elect Matthew Massengill	Mgmt	For	For	For
8	Elect Roger Moore	Mgmt	For	For	For
9	Elect Kensuke Oka	Mgmt	For	For	For
10	Elect Thomas Pardun	Mgmt	For	For	For
11	Elect Arif Shakeel	Mgmt	For	For	For
12	Elect Masahiro Yamamura	Mgmt	For	For	For
13	Amendment to the 2004 Performance Incentive Plan	Mgmt	For	For	For
14	Amendment to the 2005 Employee Stock Purchase Plan	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	Ratification of Auditor	Mgmt	For	For	For

Item 1: Proxy Voting Record - Item1 Proxy Voting Record -

Registrant :

Fund Name : TCW Core Fixed Income Fund

Dreyfus Institutional Cash Advantage

Ticker	Security ID:	Meeting Date	Meeting Status
DADXX	CUSIP 26200V104	08/31/2012	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Gordon Davis	Mgmt	For	For	For
1.2	Elect Nathan Leventhal	Mgmt	For	For	For
1.3	Elect Benaree Wiley	Mgmt	For	For	For

Page 26

Item 1: Proxy Voting Record - Item1 Proxy Voting Record -

Registrant :

Fund Name : TCW Dividend Focused Fund

ADT Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
ADT	CUSIP 00101J106	03/14/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Thomas J. Colligan	Mgmt	For	For	For
1.2	Elect Timothy M. Donahue	Mgmt	For	For	For
1.3	Elect Robert M. Dutkowsky	Mgmt	For	For	For
1.4	Elect Bruce S. Gordon	Mgmt	For	For	For
1.5	Elect Naren K. Gursahaney	Mgmt	For	For	For
1.6	Elect Bridgette Heller	Mgmt	For	For	For
1.7	Elect Kathleen W Hyle	Mgmt	For	For	For
1.8	Elect Keith A. Meister	Mgmt	For	For	For
1.9	Elect Dinesh Paliwal	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Frequency of Advisory Vote on Executive Compensation	Mgmt	1 Year	1 Year	For

American Electric Power Company, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AEP	CUSIP 025537101	04/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Nicholas K. Akins	Mgmt	For	For	For
2	Elect David J. Anderson	Mgmt	For	For	For
3	Elect Ralph D. Crosby, Jr.	Mgmt	For	For	For
4	Elect Linda A. Goodspeed	Mgmt	For	For	For
5	Elect Thomas E. Hoaglin	Mgmt	For	For	For
6	Elect Sandra Beach Lin	Mgmt	For	For	For
7	Elect Michael G. Morris	Mgmt	For	For	For
8	Elect Richard C. Notebaert	Mgmt	For	For	For
9	Elect Lionel L. Nowell III	Mgmt	For	For	For
10	Elect Stephen S. Rasmussen	Mgmt	For	For	For
11	Elect Oliver G. Richard III	Mgmt	For	For	For
12	Elect Richard L. Sandor	Mgmt	For	For	For
13	Elect Sara M. Tucker	Mgmt	For	For	For
14	Elect John F. Turner	Mgmt	For	For	For
15	Ratification of Auditor	Mgmt	For	For	For
16	Advisory Vote on Executive Compensation	Mgmt	For	For	For
17	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against

Page 27

American Express Company

Ticker	Security ID:	Meeting Date	Meeting Status
AXP	CUSIP 025816109	04/29/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Charlene Barshefsky	Mgmt	For	For	For
1.2	Elect Ursula M. Burns	Mgmt	For	For	For
1.3	Elect Kenneth I. Chenault	Mgmt	For	For	For
1.4	Elect Peter Chernin	Mgmt	For	For	For
1.5	Elect Anne Lauvergeon	Mgmt	For	For	For
1.6	Elect Theodore J. Leonsis	Mgmt	For	For	For
1.7	Elect Richard C. Levin	Mgmt	For	For	For
1.8	Elect Richard A. McGinn	Mgmt	For	For	For
1.9	Elect Samuel J. Palmisano	Mgmt	For	For	For
1.10	Elect Steven S. Reinemund	Mgmt	For	For	For
1.11	Elect Daniel L. Vasella	Mgmt	For	For	For
1.12	Elect Robert D. Walter	Mgmt	For	For	For
1.13	Elect Ronald A. Williams	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For

Page 28

Ameriprise Financial, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AMP	CUSIP 03076C106	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect James M. Cracchiolo	Mgmt	For	For	For
2	Elect Lon R. Greenberg	Mgmt	For	For	For
3	Elect Warren D. Knowlton	Mgmt	For	For	For
4	Elect W. Walker Lewis	Mgmt	For	For	For
5	Elect Siri S. Marshall	Mgmt	For	For	For
6	Elect Jeffrey Noddle	Mgmt	For	For	For
7	Elect H. Jay Sarles	Mgmt	For	For	For
8	Elect Robert F. Sharpe, Jr.	Mgmt	For	For	For
9	Elect William H. Turner	Mgmt	For	For	For
10	Advisory Vote on Executive Compensation	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For
12	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Against	For	Against

Page 29

AT&T Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
T	CUSIP 00206R102	04/26/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Randall L. Stephenson	Mgmt	For	For	For
2	Elect Gilbert F. Amelio	Mgmt	For	For	For
3	Elect Reuben V. Anderson	Mgmt	For	For	For
4	Elect James H. Blanchard	Mgmt	For	For	For
5	Elect Jaime Chico Pardo	Mgmt	For	For	For
6	Elect Scott T. Ford	Mgmt	For	For	For
7	Elect James P. Kelly	Mgmt	For	For	For
8	Elect Jon C. Madonna	Mgmt	For	For	For
9	Elect Michael B. McCallister	Mgmt	For	For	For
10	Elect John B. McCoy	Mgmt	For	For	For
11	Elect Joyce M. Roche	Mgmt	For	For	For
12	Elect Matthew K. Rose	Mgmt	For	For	For
13	Elect Laura D’Andrea Tyson	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	Amendment to the Stock Purchase and Deferral Plan	Mgmt	For	For	For
17	Shareholder Proposal Regarding Political Spending	ShrHoldr	Against	Against	For
18	Shareholder Proposal Regarding Lead Batteries	ShrHoldr	Against	Against	For
19	Shareholder Proposal Regarding Shareholder Approval of Severance Agreements	ShrHoldr	Against	For	Against
20	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	For	Against

Avery Dennison Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
AVY	CUSIP 053611109	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Bradley A. Alford	Mgmt	For	For	For
2	Elect Anthony K. Anderson	Mgmt	For	For	For
3	Elect Rolf Borjesson	Mgmt	For	For	For
4	Elect John T. Cardis	Mgmt	For	For	For
5	Elect David E.I. Pyott	Mgmt	For	For	For
6	Elect Dean A. Scarborough	Mgmt	For	For	For
7	Elect Patrick T. Siewert	Mgmt	For	For	For
8	Elect Julia A. Stewart	Mgmt	For	For	For
9	Elect Martha Sullivan	Mgmt	For	For	For
10	Advisory Vote on Executive Compensation	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For

Page 30

Baker Hughes Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
BHI	CUSIP 057224107	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Larry D. Brady	Mgmt	For	For	For
1.2	Elect Clarence P. Cazalot, Jr.	Mgmt	For	For	For
1.3	Elect Martin S. Craighead	Mgmt	For	For	For
1.4	Elect Lynn L. Elsenhans	Mgmt	For	For	For
1.5	Elect Anthony G. Fernandes	Mgmt	For	For	For
1.6	Elect Claire W. Gargalli	Mgmt	For	For	For
1.7	Elect Pierre J. Jungels	Mgmt	For	For	For
1.8	Elect James A. Lash	Mgmt	For	For	For
1.9	Elect J. Larry Nichols	Mgmt	For	For	For
1.10	Elect James W. Stewart	Mgmt	For	For	For
1.11	Elect Charles L. Watson	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Amendment to the Employee Stock Purchase Plan	Mgmt	For	For	For
5	Amendment to the 2002 Director and Officer Long-Term Incentive Plan	Mgmt	For	For	For

CA, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CA	CUSIP 12673P105	08/01/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Jens Alder	Mgmt	For	For	For
2	Elect Raymond Bromark	Mgmt	For	For	For
3	Elect Gary Fernandes	Mgmt	For	For	For
4	Elect Rohit Kapoor	Mgmt	For	For	For
5	Elect Kay Koplovitz	Mgmt	For	For	For
6	Elect Christopher Lofgren	Mgmt	For	For	For
7	Elect William McCracken	Mgmt	For	For	For
8	Elect Richard Sulpizio	Mgmt	For	For	For
9	Elect Laura Unger	Mgmt	For	For	For
10	Elect Arthur Weinbach	Mgmt	For	For	For
11	Elect Ron Zambonini	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	2012 Non-Employee Director Compensation Plan	Mgmt	For	For	For

Page 31

Campbell Soup Company

Ticker	Security ID:	Meeting Date	Meeting Status
CPB	CUSIP 134429109	11/14/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Edmund Carpenter	Mgmt	For	For	For
1.2	Elect Paul Charron	Mgmt	For	For	For
1.3	Elect Bennett Dorrance	Mgmt	For	For	For
1.4	Elect Lawrence Karlson	Mgmt	For	For	For
1.5	Elect Randall Larrimore	Mgmt	For	For	For
1.6	Elect Mary Alice Malone	Mgmt	For	For	For
1.7	Elect Sara Mathew	Mgmt	For	For	For
1.8	Elect Denise Morrison	Mgmt	For	For	For
1.9	Elect Charles Perrin	Mgmt	For	For	For
1.10	Elect A. Barry Rand	Mgmt	For	For	For
1.11	Elect Nick Shreiber	Mgmt	For	For	For
1.12	Elect Tracey Travis	Mgmt	For	For	For
1.13	Elect Archbold van Beuren	Mgmt	For	For	For
1.14	Elect Les Vinney	Mgmt	For	For	For
1.15	Elect Charlotte Weber	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 32

Chevron Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CVX	CUSIP 166764100	05/29/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Linnet F. Deily	Mgmt	For	For	For
2	Elect Robert E. Denham	Mgmt	For	For	For
3	Elect Alice P. Gast	Mgmt	For	For	For
4	Elect Enrique Hernandez, Jr.	Mgmt	For	For	For
5	Elect George L. Kirkland	Mgmt	For	For	For
6	Elect Charles W. Moorman, IV	Mgmt	For	For	For
7	Elect Kevin W. Sharer	Mgmt	For	For	For
8	Elect John G. Stumpf	Mgmt	For	For	For
9	Elect Ronald D. Sugar	Mgmt	For	For	For
10	Elect Carl Ware	Mgmt	For	For	For
11	Elect John S. Watson	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Amendment to the Long-Term Incentive Plan	Mgmt	For	For	For
15	Shareholder Proposal Regarding Hydraulic Fracturing	ShrHoldr	Against	For	Against
16	Shareholder Proposal Regarding Offshore Drilling Report	ShrHoldr	Against	For	Against
17	Shareholder Proposal Regarding Report on Climate Change	ShrHoldr	Against	Against	For
18	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against
19	Shareholder Proposal Regarding Prohibition on Political Spending	ShrHoldr	Against	Against	For
20	Shareholder Proposal Regarding Cumulative Voting	ShrHoldr	Against	For	Against
21	Shareholder Proposal Regarding Right to Call a Special Meeting	ShrHoldr	Against	For	Against
22	Shareholder Proposal Regarding Environmental Expertise on Board	ShrHoldr	Against	Against	For
23	Shareholder Proposal Regarding Country Selection Guidelines	ShrHoldr	Against	For	Against

Page 33

Cisco Systems, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CSCO	CUSIP 17275R102	11/15/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Carol Bartz	Mgmt	For	For	For
2	Elect Marc Benioff	Mgmt	For	For	For
3	Elect M. Michele Burns	Mgmt	For	For	For
4	Elect Michael Capellas	Mgmt	For	For	For
5	Elect Larry Carter	Mgmt	For	For	For
6	Elect John Chambers	Mgmt	For	For	For
7	Elect Brian Halla	Mgmt	For	For	For
8	Elect John Hennessy	Mgmt	For	For	For
9	Elect Kristina Johnson	Mgmt	For	For	For
10	Elect Richard Kovacevich	Mgmt	For	For	For
11	Elect Roderick McGeary	Mgmt	For	For	For
12	Elect Arun Sarin	Mgmt	For	For	For
13	Elect Steven West	Mgmt	For	For	For
14	Amendment to the Executive Incentive Plan	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	Ratification of Auditor	Mgmt	For	For	For
17	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	For	Against
18	Shareholder Proposal Regarding Report on Conflict Minerals	ShrHoldr	Against	Against	For

Citigroup Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
C	CUSIP 172967424	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Michael L. Corbat	Mgmt	For	For	For
2	Elect Franz B. Humer	Mgmt	For	For	For
3	Elect Robert L. Joss	Mgmt	For	For	For
4	Elect Michael E. O’Neill	Mgmt	For	For	For
5	Elect Judith Rodin	Mgmt	For	For	For
6	Elect Robert L. Ryan	Mgmt	For	For	For
7	Elect Anthony M. Santomero	Mgmt	For	For	For
8	Elect Joan E. Spero	Mgmt	For	For	For
9	Elect Diana L. Taylor	Mgmt	For	For	For
10	Elect William S. Thompson, Jr.	Mgmt	For	For	For
11	Elect Ernesto Zedillo	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Amendment to the 2009 Stock Incentive Plan	Mgmt	For	For	For
15	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
16	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against
17	Shareholder Proposal Regarding Director Indemnification	ShrHoldr	Against	Against	For

Page 34

Comcast Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CMCSA	CUSIP 20030N101	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Kenneth J. Bacon	Mgmt	For	For	For
1.2	Elect Sheldon M. Bonovitz	Mgmt	For	For	For
1.3	Elect Joseph J. Collins	Mgmt	For	For	For
1.4	Elect J. Michael Cook	Mgmt	For	For	For
1.5	Elect Gerald L. Hassell	Mgmt	For	For	For
1.6	Elect Jeffrey A. Honickman	Mgmt	For	For	For
1.7	Elect Eduardo G. Mestre	Mgmt	For	For	For
1.8	Elect Brian L. Roberts	Mgmt	For	For	For
1.9	Elect Ralph J. Roberts	Mgmt	For	For	For
1.10	Elect Johnathan A. Rodgers	Mgmt	For	For	For
1.11	Elect Judith Rodin	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Shareholder Proposal Regarding Compensation in the Event of a Change in Control	ShrHoldr	Against	Against	For
4	Shareholder Proposal Regarding Recapitalization	ShrHoldr	Against	Against	For

Page 35

Dell Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
DELL	CUSIP 24702R101	07/13/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect James Breyer	Mgmt	For	For	For
2	Elect Donald Carty	Mgmt	For	For	For
3	Elect Janet Clark	Mgmt	For	For	For
4	Elect Laura Conigliaro	Mgmt	For	For	For
5	Elect Michael Dell	Mgmt	For	For	For
6	Elect Kenneth Duberstein	Mgmt	For	For	For
7	Elect William Gray, III	Mgmt	For	For	For
8	Elect Gerard Kleisterlee	Mgmt	For	For	For
9	Elect Klaus Luft	Mgmt	For	For	For
10	Elect Alex Mandl	Mgmt	For	For	For
11	Elect Shantanu Narayen	Mgmt	For	For	For
12	Elect H. Ross Perot, Jr.	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For
15	2012 Long-Term Incentive Plan	Mgmt	For	For	For

Devon Energy Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
DVN	CUSIP 25179M103	06/05/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Robert H. Henry	Mgmt	For	Withhold	Against
1.2	Elect John A. Hill	Mgmt	For	For	For
1.3	Elect Michael M. Kanovsky	Mgmt	For	For	For
1.4	Elect Robert A. Mosbacher, Jr.	Mgmt	For	For	For
1.5	Elect J. Larry Nichols	Mgmt	For	For	For
1.6	Elect Duane C. Radtke	Mgmt	For	For	For
1.7	Elect Mary P. Ricciardello	Mgmt	For	For	For
1.8	Elect John Richels	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against
5	Shareholder Proposal Regarding Majority Vote for Election of Directors	ShrHoldr	Against	Against	For
6	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against

Page 36

E.I. du Pont de Nemours and Company

Ticker	Security ID:	Meeting Date	Meeting Status
DD	CUSIP 263534109	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Lamberto Andreotti	Mgmt	For	For	For
2	Elect Richard H. Brown	Mgmt	For	For	For
3	Elect Robert A. Brown	Mgmt	For	For	For
4	Elect Bertrand P. Collomb	Mgmt	For	For	For
5	Elect Curtis J. Crawford	Mgmt	For	For	For
6	Elect Alexander M. Cutler	Mgmt	For	For	For
7	Elect Eleuthere I. Du Pont	Mgmt	For	For	For
8	Elect Marillyn A. Hewson	Mgmt	For	For	For
9	Elect Lois D. Juliber	Mgmt	For	For	For
10	Elect Ellen J. Kullman	Mgmt	For	For	For
11	Elect Lee M. Thomas	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For
15	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against
16	Shareholder Proposal Regarding Genetically Modified Organisms	ShrHoldr	Against	For	Against
17	Shareholder Proposal Regarding Report on Executive Compensation	ShrHoldr	Against	For	Against

Page 37

Ensco plc

Ticker	Security ID:	Meeting Date	Meeting Status
ESV	CUSIP G3157S106	05/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Francis S Kalman	Mgmt	For	For	For
2	Elect Roxanne J. Decyk	Mgmt	For	For	For
3	Elect Mary Francis	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Ratification of Statutory Auditor	Mgmt	For	For	For
6	Authority to Set Auditor’s Fees	Mgmt	For	For	For
7	Advisory Vote on Executive Compensation	Mgmt	For	For	For
8	Directors’ Remuneration Report	Mgmt	For	For	For
9	Accounts and Reports	Mgmt	For	For	For
10	Repeal of Classified Board	Mgmt	For	For	For
11	Authority to Repurchase Shares	Mgmt	For	For	For

Gap Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GPS	CUSIP 364760108	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Adrian D.P. Bellamy	Mgmt	For	For	For
2	Elect Domenico De Sole	Mgmt	For	For	For
3	Elect Robert J. Fisher	Mgmt	For	For	For
4	Elect William S. Fisher	Mgmt	For	For	For
5	Elect Isabella D. Goren	Mgmt	For	For	For
6	Elect Bob L. Martin	Mgmt	For	For	For
7	Elect Jorge P. Montoya	Mgmt	For	For	For
8	Elect Glenn K. Murphy	Mgmt	For	For	For
9	Elect Mayo A. Shattuck III	Mgmt	For	For	For
10	Elect Katherine Tsang	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 38

General Electric Company

Ticker	Security ID:	Meeting Date	Meeting Status
GE	CUSIP 369604103	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect W. Geoffrey Beattie	Mgmt	For	Against	Against
2	Elect John J. Brennan	Mgmt	For	Against	Against
3	Elect James I. Cash, Jr.	Mgmt	For	Against	Against
4	Elect Francisco D’Souza	Mgmt	For	Against	Against
5	Elect Marijn E. Dekkers	Mgmt	For	Against	Against
6	Elect Ann M. Fudge	Mgmt	For	Against	Against
7	Elect Susan Hockfield	Mgmt	For	Against	Against
8	Elect Jeffrey R. Immelt	Mgmt	For	Against	Against
9	Elect Andrea Jung	Mgmt	For	Against	Against
10	Elect Robert W. Lane	Mgmt	For	Against	Against
11	Elect Ralph S. Larsen	Mgmt	For	Against	Against
12	Elect Rochelle B. Lazarus	Mgmt	For	Against	Against
13	Elect James J. Mulva	Mgmt	For	Against	Against
14	Elect Mary L. Schapiro	Mgmt	For	Against	Against
15	Elect Robert J. Swieringa	Mgmt	For	Against	Against
16	Elect James S. Tisch	Mgmt	For	Against	Against
17	Elect Douglas A. Warner III	Mgmt	For	Against	Against
18	Advisory Vote on Executive Compensation	Mgmt	For	For	For
19	Ratification of Auditor	Mgmt	For	For	For
20	Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses	ShrHoldr	Against	Against	For
21	Shareholder Proposal Regarding Term Limits	ShrHoldr	Against	Against	For
22	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	For	Against
23	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against
24	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
25	Shareholder Proposal Regarding Double Board Nominees	ShrHoldr	Against	Against	For

Page 39

Honeywell International Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
HON	CUSIP 438516106	04/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Gordon M. Bethune	Mgmt	For	For	For
2	Elect Kevin Burke	Mgmt	For	For	For
3	Elect Jaime Chico Pardo	Mgmt	For	For	For
4	Elect David M. Cote	Mgmt	For	For	For
5	Elect D. Scott Davis	Mgmt	For	For	For
6	Elect Linnet F. Deily	Mgmt	For	Against	Against
7	Elect Judd Gregg	Mgmt	For	For	For
8	Elect Lord Clive Hollick	Mgmt	For	For	For
9	Elect Grace D. Lieblein	Mgmt	For	For	For
10	Elect George Paz	Mgmt	For	For	For
11	Elect Bradley T. Sheares	Mgmt	For	For	For
12	Elect Robin L. Washington	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For
15	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	For	Against
16	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against
17	Shareholder Proposal Regarding Compensation in the Event of a Change in Control	ShrHoldr	Against	Against	For

Page 40

Intel Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
INTC	CUSIP 458140100	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Charlene Barshefsky	Mgmt	For	For	For
2	Elect Andy D. Bryant	Mgmt	For	For	For
3	Elect Susan L. Decker	Mgmt	For	For	For
4	Elect John J. Donahoe	Mgmt	For	For	For
5	Elect Reed E. Hundt	Mgmt	For	For	For
6	Elect James D. Plummer	Mgmt	For	For	For
7	Elect David S. Pottruck	Mgmt	For	For	For
8	Elect Frank D. Yeary	Mgmt	For	For	For
9	Elect David B. Yoffie	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Amendment to the 2006 Equity Incentive Plan	Mgmt	For	For	For
13	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For

Johnson & Johnson

Ticker	Security ID:	Meeting Date	Meeting Status
JNJ	CUSIP 478160104	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Mary Sue Coleman	Mgmt	For	For	For
2	Elect James G. Cullen	Mgmt	For	For	For
3	Elect Ian E.L. Davis	Mgmt	For	For	For
4	Elect Alex Gorsky	Mgmt	For	For	For
5	Elect Michael M. E. Johns	Mgmt	For	For	For
6	Elect Susan L. Lindquist	Mgmt	For	For	For
7	Elect Anne M. Mulcahy	Mgmt	For	For	For
8	Elect Leo F. Mullin	Mgmt	For	For	For
9	Elect William D. Perez	Mgmt	For	For	For
10	Elect Charles Prince	Mgmt	For	For	For
11	Elect A. Eugene Washington	Mgmt	For	For	For
12	Elect Ronald A. Williams	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
16	Shareholder Proposal Regarding Political Contributions and Corporate Values Report	ShrHoldr	Against	Against	For
17	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	For	Against

Page 41

JPMorgan Chase & Co.

Ticker	Security ID:	Meeting Date	Meeting Status
JPM	CUSIP 46625H100	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect James A. Bell	Mgmt	For	For	For
2	Elect Crandall C. Bowles	Mgmt	For	For	For
3	Elect Stephen B. Burke	Mgmt	For	For	For
4	Elect David M. Cote	Mgmt	For	For	For
5	Elect James S. Crown	Mgmt	For	For	For
6	Elect James Dimon	Mgmt	For	For	For
7	Elect Timothy P. Flynn	Mgmt	For	For	For
8	Elect Ellen V. Futter	Mgmt	For	For	For
9	Elect Laban P. Jackson, Jr.	Mgmt	For	For	For
10	Elect Lee R. Raymond	Mgmt	For	For	For
11	Elect William C. Weldon	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Allow Shareholders to Act by Written Consent	Mgmt	For	For	For
15	Key Executive Performance Plan	Mgmt	For	For	For
16	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For
17	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
18	Shareholder Proposal Regarding Genocide-Free Investing	ShrHoldr	Against	Against	For
19	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against

Page 42

Kimco Realty Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
KIM	CUSIP 49446R109	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Milton Cooper	Mgmt	For	For	For
1.2	Elect Philip E. Coviello	Mgmt	For	For	For
1.3	Elect Richard G. Dooley	Mgmt	For	For	For
1.4	Elect Joe Grills	Mgmt	For	For	For
1.5	Elect David B. Henry	Mgmt	For	For	For
1.6	Elect F. Patrick Hughes	Mgmt	For	For	For
1.7	Elect Frank Lourenso	Mgmt	For	For	For
1.8	Elect Colombe M. Nicholas	Mgmt	For	For	For
1.9	Elect Richard Saltzman	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Koninklijke Philips Electronics N.V.

Ticker	Security ID:	Meeting Date	Meeting Status
PHIA	CUSIP 500472303	05/03/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Ratification of Management Board Acts	Mgmt	For	For	For
4	Ratification of Supervisory Board Acts	Mgmt	For	For	For
5	Elect C.A. Poon	Mgmt	For	For	For
6	Elect J.J. Schiro	Mgmt	For	For	For
7	Elect J. van der Veer	Mgmt	For	For	For
8	Long Term Incentive Plan	Mgmt	For	For	For
9	Accelerate! Grant for the Management Board	Mgmt	For	For	For
10	Amendments to Articles	Mgmt	For	For	For
11	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
12	Authority to Suppress Preemptive Rights	Mgmt	For	For	For
13	Authority to Repurchase Shares	Mgmt	For	For	For
14	Authority to Cancel Shares	Mgmt	For	For	For

Page 43

Kraft Foods Group, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
KRFT	CUSIP 50076Q106	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Abelardo E. Bru	Mgmt	For	For	For
2	Elect Jeanne P. Jackson	Mgmt	For	For	For
3	Elect E. Follin Smith	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Frequency of Advisory Vote on Executive Compensation	Mgmt	1 Year	1 Year	For
6	Reapproval of the 2012 Performance Incentive Plan	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For
8	Shareholder Proposal Regarding Genetically Modified Organisms	ShrHoldr	Against	Against	For

Page 44

Lennar Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
LEN	CUSIP 526057302	04/10/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Irving Bolotin	Mgmt	For	For	For
1.2	Elect Steven L. Gerard	Mgmt	For	For	For
1.3	Elect Theron I. Gilliam	Mgmt	For	For	For
1.4	Elect Sherrill W. Hudson	Mgmt	For	For	For
1.5	Elect R. Kirk Landon	Mgmt	For	For	For
1.6	Elect Sidney Lapidus	Mgmt	For	For	For
1.7	Elect Stuart A. Miller	Mgmt	For	For	For
1.8	Elect Jeffrey A. Sonnenfeld	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Maxim Integrated Products, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
MXIM	CUSIP 57772K101	11/14/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Tunc Doluca	Mgmt	For	For	For
1.2	Elect B. Kipling Hagopian	Mgmt	For	For	For
1.3	Elect James Bergman	Mgmt	For	For	For
1.4	Elect Joseph Bronson	Mgmt	For	For	For
1.5	Elect Robert Grady	Mgmt	For	For	For
1.6	Elect William Watkins	Mgmt	For	For	For
1.7	Elect A.R. Frank Wazzan	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Amendment to the 2008 Employee Stock Purchase Plan	Mgmt	For	For	For
4	Amendment to the 1996 Stock Incentive Plan	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 45

MeadWestvaco Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
MWV	CUSIP 583334107	04/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Michael E. Campbell	Mgmt	For	For	For
2	Elect James G. Kaiser	Mgmt	For	For	For
3	Elect Richard B. Kelson	Mgmt	For	For	For
4	Elect James M. Kilts	Mgmt	For	For	For
5	Elect Susan J. Kropf	Mgmt	For	For	For
6	Elect Douglas S. Luke	Mgmt	For	For	For
7	Elect John A. Luke, Jr.	Mgmt	For	For	For
8	Elect Gracia C. Martore	Mgmt	For	For	For
9	Elect Timothy H. Powers	Mgmt	For	For	For
10	Elect Jane L. Warner	Mgmt	For	For	For
11	Elect Alan D. Wilson	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Amendment to the 2005 Performance Incentive Plan	Mgmt	For	For	For

Medtronic, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
MDT	CUSIP 585055106	08/23/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Richard Anderson	Mgmt	For	For	For
1.2	Elect Victor Dzau	Mgmt	For	For	For
1.3	Elect Omar Ishrak	Mgmt	For	For	For
1.4	Elect Shirley Jackson	Mgmt	For	For	For
1.5	Elect Michael Leavitt	Mgmt	For	For	For
1.6	Elect James Lenehan	Mgmt	For	For	For
1.7	Elect Denise O’Leary	Mgmt	For	For	For
1.8	Elect Kendall Powell	Mgmt	For	For	For
1.9	Elect Robert Pozen	Mgmt	For	For	For
1.10	Elect Jack Schuler	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Adoption of Majority Vote for Election of Directors	Mgmt	For	For	For
5	Shareholder Proposal Regarding Proxy Access	ShrHoldr	Against	Against	For
6	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Against	For	Against

Page 46

Microchip Technology Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
MCHP	CUSIP 595017104	08/17/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Steve Sanghi	Mgmt	For	For	For
1.2	Elect Albert Hugo-Martinez	Mgmt	For	For	For
1.3	Elect L. B. Day	Mgmt	For	For	For
1.4	Elect Matthew Chapman	Mgmt	For	For	For
1.5	Elect Wade Meyercord	Mgmt	For	For	For
2	Amendment to the 2004 Equity Incentive Plan	Mgmt	For	For	For
3	Conversion of Debt Instruments	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Mondelez International, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
MDLZ	CUSIP 50075N104	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Stephen F. Bollenbach	Mgmt	For	For	For
2	Elect Lewis W.K. Booth	Mgmt	For	For	For
3	Elect Lois D. Juliber	Mgmt	For	For	For
4	Elect Mark D. Ketchum	Mgmt	For	For	For
5	Elect Jorge S. Mesquita	Mgmt	For	For	For
6	Elect Fredric G. Reynolds	Mgmt	For	For	For
7	Elect Irene B. Rosenfeld	Mgmt	For	For	For
8	Elect Patrick T. Siewert	Mgmt	For	For	For
9	Elect Ruth J. Simmons	Mgmt	For	For	For
10	Elect Ratan N. Tata	Mgmt	For	For	For
11	Elect Jean-Francois M. L. van Boxmeer	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Shareholder Proposal Regarding Extended Producer Responsibility	ShrHoldr	Against	Against	For
15	Shareholder Proposal Regarding Gender Equality in the Supply Chain	ShrHoldr	Against	Against	For

Page 47

Nabors Industries Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
NBR	CUSIP G6359F103	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect James R. Crane	Mgmt	For	For	For
1.2	Elect Michael C. Linn	Mgmt	For	For	For
1.3	Elect John V. Lombardi	Mgmt	For	For	For
1.4	Elect Howard Wolf	Mgmt	For	For	For
1.5	Elect John Yearwood	Mgmt	For	For	For
2	Ratification of Auditor and Authority to Set Fees	Mgmt	For	For	For
3	2013 Incentive Bonus Plan	Mgmt	For	For	For
4	2013 Stock Plan	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans	ShrHoldr	Against	Against	For
7	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For
8	Shareholder Proposal Regarding Retention of Shares	ShrHoldr	Against	Against	For
9	Shareholder Proposal Regarding Approval of Severance Agreements	ShrHoldr	Against	For	Against
10	Shareholder Proposal Regarding Proxy Access	ShrHoldr	Against	Against	For

Page 48

New York Community Bancorp, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
NYCB	CUSIP 649445103	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Michael J. Levine	Mgmt	For	For	For
2	Elect John M. Tsimbinos	Mgmt	For	For	For
3	Elect Ronald A Rosenfeld	Mgmt	For	For	For
4	Elect Lawrence J. Savarese	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Packaging Corporation of America

Ticker	Security ID:	Meeting Date	Meeting Status
PKG	CUSIP 695156109	05/01/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Cheryl K. Beebe	Mgmt	For	For	For
2	Elect Hasan Jameel	Mgmt	For	For	For
3	Elect Mark W. Kowlzan	Mgmt	For	For	For
4	Elect Robert C. Lyons	Mgmt	For	For	For
5	Elect Samuel Mencoff	Mgmt	For	For	For
6	Elect Roger B. Porter	Mgmt	For	For	For
7	Elect Thomas S. Souleles	Mgmt	For	For	For
8	Elect Paul T. Stecko	Mgmt	For	For	For
9	Elect James D. Woodrum	Mgmt	For	For	For
10	Amendment to the 1999 Long-Term Equity Incentive Plan	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For

Page 49

Pentair Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
PNR	CUSIP H6169Q108	04/29/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect T. Michael Glenn	Mgmt	For	For	For
2	Elect David H. Y. Ho	Mgmt	For	For	For
3	Elect Ronald L. Merriman	Mgmt	For	For	For
4	Accounts and Reports	Mgmt	For	For	For
5	Ratification of Board Acts	Mgmt	For	For	For
6	Appointment of Statutory Auditor	Mgmt	For	For	For
7	Appointment of Auditor	Mgmt	For	For	For
8	Appointment of Special Auditor	Mgmt	For	For	For
9	Allocation of Net Loss	Mgmt	For	For	For
10	Approval of Ordinary Cash Dividend	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Approval of Performance Goals and Related Matters under the 2012 Stock and Incentive Plan	Mgmt	For	Against	Against

PepsiCo, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PEP	CUSIP 713448108	05/01/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Shona L. Brown	Mgmt	For	For	For
2	Elect George W. Buckley	Mgmt	For	For	For
3	Elect Ian M. Cook	Mgmt	For	For	For
4	Elect Dina Dublon	Mgmt	For	For	For
5	Elect Victor J. Dzau	Mgmt	For	For	For
6	Elect Ray L. Hunt	Mgmt	For	For	For
7	Elect Alberto Ibarguen	Mgmt	For	For	For
8	Elect Indra K. Nooyi	Mgmt	For	For	For
9	Elect Sharon Percy Rockefeller	Mgmt	For	For	For
10	Elect James J. Schiro	Mgmt	For	For	For
11	Elect Lloyd G. Trotter	Mgmt	For	For	For
12	Elect Daniel Vasella	Mgmt	For	For	For
13	Elect Alberto Weisser	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 50

Pfizer Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PFE	CUSIP 717081103	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Dennis A. Ausiello	Mgmt	For	For	For
2	Elect M. Anthony Burns	Mgmt	For	For	For
3	Elect W. Don Cornwell	Mgmt	For	For	For
4	Elect Frances D. Fergusson	Mgmt	For	For	For
5	Elect William H. Gray, III	Mgmt	For	For	For
6	Elect Helen H. Hobbs	Mgmt	For	For	For
7	Elect Constance J. Horner	Mgmt	For	For	For
8	Elect James M. Kilts	Mgmt	For	For	For
9	Elect George A. Lorch	Mgmt	For	For	For
10	Elect Suzanne Nora Johnson	Mgmt	For	For	For
11	Elect Ian C. Read	Mgmt	For	For	For
12	Elect Stephen W. Sanger	Mgmt	For	For	For
13	Elect Marc Tessier-Lavigne	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
17	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against

Regal Entertainment Group

Ticker	Security ID:	Meeting Date	Meeting Status
RGC	CUSIP 758766109	05/08/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Thomas D. Bell, Jr.	Mgmt	For	For	For
1.2	Elect David H. Keyte	Mgmt	For	For	For
1.3	Elect Amy E. Miles	Mgmt	For	For	For
1.4	Elect Lee M. Thomas	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Amendment to the Annual Executive Incentive Program and 2002 Stock Incentive Plan	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Page 51

Seagate Technology

Ticker	Security ID:	Meeting Date	Meeting Status
STX	CUSIP G7945M107	10/24/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Stephen Luczo	Mgmt	For	For	For
2	Elect Frank Biondi, Jr.	Mgmt	For	For	For
3	Elect Michael Cannon	Mgmt	For	For	For
4	Elect Mei-Wei Cheng	Mgmt	For	For	For
5	Elect William Coleman	Mgmt	For	For	For
6	Elect Jay Geldmacher	Mgmt	For	For	For
7	Elect Seh-Woong Jeong	Mgmt	For	For	For
8	Elect Lydia Marshall	Mgmt	For	For	For
9	Elect Kristen Onken	Mgmt	For	For	For
10	Elect Chong Sup Park	Mgmt	For	For	For
11	Elect Gregorio Reyes	Mgmt	For	For	For
12	Elect Edward Zander	Mgmt	For	For	For
13	Amendment to the Employee Stock Purchase Plan	Mgmt	For	For	For
14	Authority to Issue Treasury Shares	Mgmt	For	For	For
15	Location of 2013 Annual Meeting	Mgmt	For	For	For
16	Advisory Vote on Executive Compensation	Mgmt	For	For	For
17	Ratification of Auditor	Mgmt	For	For	For

Page 52

SLM Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
SLM	CUSIP 78442P106	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Ann Torre Bates	Mgmt	For	For	For
2	Elect William M. Diefenderfer III	Mgmt	For	For	For
3	Elect Diane Suitt Gilleland	Mgmt	For	For	For
4	Elect Earl A. Goode	Mgmt	For	For	For
5	Elect Ronald F. Hunt	Mgmt	For	For	For
6	Elect Albert L. Lord	Mgmt	For	For	For
7	Elect Barry A. Munitz	Mgmt	For	For	For
8	Elect Howard H. Newman	Mgmt	For	For	For
9	Elect Frank C. Puleo	Mgmt	For	For	For
10	Elect Wolfgang Schoellkopf	Mgmt	For	For	For
11	Elect Steven L. Shapiro	Mgmt	For	For	For
12	Elect Anthony Terracciano	Mgmt	For	For	For
13	Elect Barry Lawson Williams	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For
15	Ratification of Auditor	Mgmt	For	For	For
16	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against

State Street Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
STT	CUSIP 857477103	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Kennett F. Burnes	Mgmt	For	For	For
2	Elect Peter Coym	Mgmt	For	For	For
3	Elect Patrick de Saint-Aignan	Mgmt	For	For	For
4	Elect Amelia C. Fawcett	Mgmt	For	For	For
5	Elect Linda A. Hill	Mgmt	For	For	For
6	Elect Joseph L. Hooley	Mgmt	For	For	For
7	Elect Robert S. Kaplan	Mgmt	For	For	For
8	Elect Richard P. Sergel	Mgmt	For	For	For
9	Elect Ronald L. Skates	Mgmt	For	For	For
10	Elect Gregory L. Summe	Mgmt	For	For	For
11	Elect Thomas J. Wilson	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For

Page 53

TE Connectivity Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
TEL	CUSIP H84989104	03/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Pierre R. Brondeau	Mgmt	For	For	For
2	Elect Juergen W. Gromer	Mgmt	For	For	For
3	Elect William A. Jeffrey	Mgmt	For	For	For
4	Elect Thomas J. Lynch	Mgmt	For	For	For
5	Elect Yong Nam	Mgmt	For	For	For
6	Elect Daniel J. Phelan	Mgmt	For	For	For
7	Elect Frederic M. Poses	Mgmt	For	For	For
8	Elect Lawrence S. Smith	Mgmt	For	For	For
9	Elect Paula A. Sneed	Mgmt	For	For	For
10	Elect David P. Steiner	Mgmt	For	For	For
11	Elect John C. Van Scoter	Mgmt	For	For	For
12	2012 Annual Report	Mgmt	For	For	For
13	Statutory Financial Statements	Mgmt	For	For	For
14	Consolidated Financial Statements	Mgmt	For	For	For
15	Release Board of Directors and Executive Officers	Mgmt	For	For	For
16	Deloitte & Touche	Mgmt	For	For	For
17	Deloitte AG, Zurich	Mgmt	For	For	For
18	PricewaterhouseCoopers AG, Zurich	Mgmt	For	For	For
19	Advisory Vote on Executive Compensation	Mgmt	For	For	For
20	Declaration of Dividend	Mgmt	For	For	For
21	Renewal of Authorized Capital	Mgmt	For	For	For
22	Reduction of Share Capital Under the Share Repurchase Program	Mgmt	For	For	For
23	Right to Adjourn Meeting	Mgmt	For	For	For

Page 54

TE Connectivity Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
TEL	CUSIP H84989104	07/25/2012	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Reallocation of Legal Reserves to Free Reserves	Mgmt	For	For	For
2	Right to Adjourn Meeting	Mgmt	For	For	For

Teleflex Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
TFX	CUSIP 879369106	05/03/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Patricia C. Barron	Mgmt	For	For	For
2	Elect W. Kim Foster	Mgmt	For	For	For
3	Elect Jeffrey A. Graves	Mgmt	For	For	For
4	Elect James W. Zug	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Ratification of Auditor	Mgmt	For	For	For

Textron Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TXT	CUSIP 883203101	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Scott C. Donnelly	Mgmt	For	For	For
2	Elect Kathleen M. Bader	Mgmt	For	For	For
3	Elect R. Kerry Clark	Mgmt	For	For	For
4	Elect James T. Conway	Mgmt	For	For	For
5	Elect Ivor J. Evans	Mgmt	For	For	For
6	Elect Lawrence K. Fish	Mgmt	For	For	For
7	Elect Paul E. Gagne	Mgmt	For	For	For
8	Elect Dain M. Hancock	Mgmt	For	For	For
9	Elect Charles D. Powell	Mgmt	For	For	For
10	Elect Lloyd G. Trotter	Mgmt	For	For	For
11	Elect James L. Ziemer	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For

Page 55

The Allstate Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
ALL	CUSIP 020002101	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect F. Duane Ackerman	Mgmt	For	For	For
2	Elect Robert D. Beyer	Mgmt	For	For	For
3	Elect Kermit R. Crawford	Mgmt	For	For	For
4	Elect Jack M. Greenberg	Mgmt	For	For	For
5	Elect Herbert L. Henkel	Mgmt	For	For	For
6	Elect Ronald T. LeMay	Mgmt	For	For	For
7	Elect Andrea Redmond	Mgmt	For	For	For
8	Elect H. John Riley, Jr.	Mgmt	For	For	For
9	Elect John W. Rowe	Mgmt	For	For	For
10	Elect Judith A. Sprieser	Mgmt	For	For	For
11	Elect Mary Alice Taylor	Mgmt	For	For	For
12	Elect Thomas J. Wilson	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	2013 Equity Incentive Plan	Mgmt	For	For	For
15	Ratification of Auditor	Mgmt	For	For	For
16	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
17	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against

The Home Depot, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
HD	CUSIP 437076102	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect F. Duane Ackerman	Mgmt	For	For	For
2	Elect Francis S. Blake	Mgmt	For	For	For
3	Elect Ari Bousbib	Mgmt	For	For	For
4	Elect Gregory D. Brenneman	Mgmt	For	For	For
5	Elect J. Frank Brown	Mgmt	For	For	For
6	Elect Albert P. Carey	Mgmt	For	For	For
7	Elect Armando M. Codina	Mgmt	For	For	For
8	Elect Bonnie G. Hill	Mgmt	For	For	For
9	Elect Karen Katen	Mgmt	For	For	For
10	Elect Mark Vadon	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Approval of the Material Terms under the Management Incentive Plan	Mgmt	For	For	For
14	Amendment to the 2005 Omnibus Stock Incentive Plan	Mgmt	For	For	For
15	Shareholder Proposal Regarding Employment Diversity Report	ShrHoldr	Against	For	Against
16	Shareholder Proposal Regarding Stormwater Management Policy	ShrHoldr	Against	Against	For

Page 56

The Travelers Companies, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TRV	CUSIP 89417E109	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Alan L. Beller	Mgmt	For	For	For
2	Elect John H. Dasburg	Mgmt	For	For	For
3	Elect Janet M. Dolan	Mgmt	For	For	For
4	Elect Kenneth M. Duberstein	Mgmt	For	For	For
5	Elect Jay S. Fishman	Mgmt	For	For	For
6	Elect Patricia L. Higgins	Mgmt	For	For	For
7	Elect Thomas R. Hodgson	Mgmt	For	For	For
8	Elect William J. Kane	Mgmt	For	For	For
9	Elect Cleve L. Killingsworth, Jr.	Mgmt	For	For	For
10	Elect Donald J. Shepard	Mgmt	For	For	For
11	Elect Laurie J. Thomsen	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Authorization of Preferred Stock	Mgmt	For	Against	Against
15	Shareholder Proposal Regarding Political Spending Report	ShrHoldr	Against	For	Against

Page 57

Thermo Fisher Scientific Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TMO	CUSIP 883556102	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect C. Martin Harris	Mgmt	For	For	For
2	Elect Judy C. Lewent	Mgmt	For	For	For
3	Elect Jim P. Manzi	Mgmt	For	For	For
4	Elect Lars R. Sorenson	Mgmt	For	For	For
5	Elect Elaine S. Ullian	Mgmt	For	For	For
6	Elect Marc N. Casper	Mgmt	For	For	For
7	Elect Nelson J. Chai	Mgmt	For	For	For
8	Elect Tyler Jacks	Mgmt	For	For	For
9	Advisory Vote on Executive Compensation	Mgmt	For	For	For
10	2013 Stock Incentive Plan	Mgmt	For	For	For
11	2013 Annual Incentive Award Plan	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For

Time Warner Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TWX	CUSIP 887317303	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect James L. Barksdale	Mgmt	For	For	For
2	Elect William P. Barr	Mgmt	For	For	For
3	Elect Jeffrey L. Bewkes	Mgmt	For	For	For
4	Elect Stephen F. Bollenbach	Mgmt	For	For	For
5	Elect Robert C. Clark	Mgmt	For	For	For
6	Elect Mathias Dopfner	Mgmt	For	For	For
7	Elect Jessica P. Einhorn	Mgmt	For	For	For
8	Elect Fred Hassan	Mgmt	For	For	For
9	Elect Kenneth J. Novack	Mgmt	For	For	For
10	Elect Paul D. Wachter	Mgmt	For	For	For
11	Elect Deborah C. Wright	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	2013 Stock Incentive Plan	Mgmt	For	For	For

Page 58

Tyco International Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
TYC	CUSIP H89128104	03/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Ratification of Board Acts	Mgmt	For	For	For
3.1	Elect Edward D. Breen	Mgmt	For	For	For
3.2	Elect Michael E. Daniels	Mgmt	For	For	For
3.3	Elect Frank M. Drendel	Mgmt	For	For	For
3.4	Elect Brian Duperreault	Mgmt	For	For	For
3.5	Elect Rajiv L. Gupta	Mgmt	For	For	For
3.6	Elect John A. Krol	Mgmt	For	For	For
3.7	Elect George R. Oliver	Mgmt	For	For	For
3.8	Elect Brendan R. O’Neill	Mgmt	For	For	For
3.9	Elect Sandra S. Wijnberg	Mgmt	For	For	For
3.10	Elect R. David Yost	Mgmt	For	For	For
4	Appointment of Auditor	Mgmt	For	For	For
5	Appointment of Auditor	Mgmt	For	For	For
6	Appointment of Special Auditor	Mgmt	For	For	For
7	Allocation of Profits/Dividends	Mgmt	For	For	For
8	Approval of Ordinary Cash Dividend	Mgmt	For	For	For
9	Advisory Vote on Executive Compensation	Mgmt	For	For	For
10	Renewal of Authorized Share Capital	Mgmt	For	For	For
11	Approval of a Reduction in Registered Share Capital	Mgmt	For	For	For

Page 59

Tyco International Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
TYC	CUSIP H89128104	09/17/2012	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	The ADT Spin-off	Mgmt	For	For	For
2	The Tyco Flow Control Spin-off	Mgmt	For	For	For
3.1	Elect George Oliver	Mgmt	For	For	For
3.2	Elect Frank Drendel	Mgmt	For	For	For
4	Approval of Ordinary Cash Dividends	Mgmt	For	For	For
5	2012 Stock and Incentive Plan	Mgmt	For	For	For

Valero Energy Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
VLO	CUSIP 91913Y100	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Jerry D. Choate	Mgmt	For	For	For
2	Elect Ruben M. Escobedo	Mgmt	For	For	For
3	Elect William R. Klesse	Mgmt	For	For	For
4	Elect Deborah P. Majoras	Mgmt	For	For	For
5	Elect Bob Marbut	Mgmt	For	For	For
6	Elect Donald L. Nickles	Mgmt	For	For	For
7	Elect Phillip J. Pfeiffer	Mgmt	For	For	For
8	Elect Robert A. Profusek	Mgmt	For	For	For
9	Elect Susan K. Purcell	Mgmt	For	For	For
10	Elect Stephen M. Waters	Mgmt	For	For	For
11	Elect Randall J. Weisenburger	Mgmt	For	For	For
12	Elect Rayford Wilkins Jr.	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For
15	Shareholder Proposal Regarding Political Contributions and Expenditures Report	ShrHoldr	Against	For	Against

Page 60

Windstream Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
WIN	CUSIP 97381W104	05/08/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Carol B. Armitage	Mgmt	For	For	For
2	Elect Samuel E. Beall III	Mgmt	For	For	For
3	Elect Dennis E. Foster	Mgmt	For	For	For
4	Elect Francis X. Frantz	Mgmt	For	For	For
5	Elect Jeffery R. Gardner	Mgmt	For	For	For
6	Elect Jeffrey T. Hinson	Mgmt	For	For	For
7	Elect Judy K. Jones	Mgmt	For	For	For
8	Elect William A. Montgomery	Mgmt	For	For	For
9	Elect Alan L. Wells	Mgmt	For	For	For
10	Advisory Vote on Executive Compensation	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For
12	Shareholder Proposal Regarding Compensation in the Event of a Change in Control	ShrHoldr	Against	Against	For
13	Shareholder Proposal Regarding Political Spending Report	ShrHoldr	Against	For	Against
14	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Against	For	Against

Page 61

Item 1: Proxy Voting Record - Item1 Proxy Voting Record -

Registrant :

Fund Name : TCW Emerging Markets Equities Fund

African Minerals Limited

Ticker	Security ID:	Meeting Date	Meeting Status
AMI	CINS G0114P100	08/02/2012	Voted
Meeting Type		Country of Trade
Annual		Bermuda

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Directors’ Remuneration Report	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
4	Board Size	Mgmt	For	For	For
5	Elect Vasile (Frank) Timis	Mgmt	For	For	For
6	Elect Gibril Bangura	Mgmt	For	For	For
7	Elect Dermot Coughlan	Mgmt	For	For	For
8	Elect Cui Jurong	Mgmt	For	For	For
9	Amendments to Bye-Laws Regarding Share Interest Enquiries	Mgmt	For	Against	Against
10	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Anhui Conch Cement Company Limited

Ticker	Security ID:	Meeting Date	Meeting Status
0914	CINS Y01373102	08/21/2012	Voted
Meeting Type		Country of Trade
Special		China

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Conditions of the Issue	Mgmt	For	For	For
4	Issue Amount	Mgmt	For	For	For
5	Maturity	Mgmt	For	For	For
6	Interest Rate	Mgmt	For	For	For
7	Issue Price	Mgmt	For	For	For
8	Use of Proceeds	Mgmt	For	For	For
9	Target and Placing Arrangement	Mgmt	For	For	For
10	Guarantee	Mgmt	For	For	For
11	Validity Period	Mgmt	For	For	For
12	Safeguarding Measures	Mgmt	For	For	For
13	Authorization	Mgmt	For	For	For
14	Amendments to Articles	Mgmt	For	For	For
15	Amendments to Business Scope	Mgmt	For	For	For
16	Authority to Give Guarantees	Mgmt	For	For	For
17	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 62

China Life Insurance Company Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
2628	CINS Y1477R204	07/10/2012	Voted
Meeting Type		Country of Trade
Special		China

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Elect YANG Mingsheng	Mgmt	For	For	For
4	Elect WAN Feng	Mgmt	For	For	For
5	Elect LIN Dairen	Mgmt	For	For	For
6	Elect LIU Yingqi	Mgmt	For	For	For
7	Elect MIAO Jianmin	Mgmt	For	For	For
8	Elect ZHANG Xiangxian	Mgmt	For	For	For
9	Elect WANG Sidong	Mgmt	For	For	For
10	Elect SUN Changji	Mgmt	For	For	For
11	Elect Bruce Moore	Mgmt	For	For	For
12	Elect Anthony NEOH	Mgmt	For	For	For
13	Elect XIA Zhihua as Supervisor	Mgmt	For	For	For
14	Elect SHI Xiangming as Supervisor	Mgmt	For	For	For
15	Elect TANG Jianbang	Mgmt	For	For	For
16	Elect LUO Zhongmin as Supervisor	Mgmt	For	For	For

China National Building Material Company Limited

Ticker	Security ID:	Meeting Date	Meeting Status
3323	CINS Y15045100	09/10/2012	Voted
Meeting Type		Country of Trade
Special		China

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Extension of Validity Period for A Share Issue	Mgmt	For	For	For
4	Ratification of Board Acts	Mgmt	For	For	For
5	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

China National Building Material Company Limited

Ticker	Security ID:	Meeting Date	Meeting Status
3323	CINS Y15045100	09/10/2012	Voted
Meeting Type		Country of Trade
Other		China

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Extension of Validity Period for A Share Issue	Mgmt	For	For	For
4	Ratification of Board Acts	Mgmt	For	For	For
5	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 63

Cnooc Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
0883	CUSIP 126132109	08/21/2012	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	The Coalbed Methane Resources Exploration and Development Cooperation Agreement	Mgmt	N/A	For	N/A

Eurasia Drilling Company Limited

Ticker	Security ID:	Meeting Date	Meeting Status
EDCL	CINS 29843U202	09/28/2012	Voted
Meeting Type		Country of Trade
Annual		Cayman Islands

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Martin Hansen	Mgmt	For	For	For
2	Elect Maurice Dijols	Mgmt	For	For	For
3	Elect Anatoly Kozyrev	Mgmt	For	For	For
4	Appointment of Auditor	Mgmt	For	For	For

SINA Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
SINA	CUSIP G81477104	08/10/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Yan Wang	Mgmt	For	For	For
2	Elect Song-Yi Zhang	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Amendment to Articles Regarding Right to Call a Special Meeting	Mgmt	For	Against	Against

Page 64

Singapore Airlines Limited

Ticker	Security ID:	Meeting Date	Meeting Status
C6L	CINS Y7992P128	07/26/2012	Voted
Meeting Type		Country of Trade
Annual		Singapore

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Accounts and Reports	Mgmt	For	For	For
3	Allocation of Profits/Dividends	Mgmt	For	For	For
4	Elect William FUNG Kwok Lun	Mgmt	For	For	For
5	Elect Christina Ong	Mgmt	For	For	For
6	Elect Helmut Panke	Mgmt	For	For	For
7	Elect Jackson Tai	Mgmt	For	For	For
8	Directors’ Fees	Mgmt	For	For	For
9	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
10	Authority to Issue Shares w/ or w/o Preemptive Rights	Mgmt	For	For	For
11	Authority to Grant Awards and Issue Shares under Employee Incentive Plans	Mgmt	For	Against	Against
12	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Singapore Airlines Limited

Ticker	Security ID:	Meeting Date	Meeting Status
C6L	CINS Y7992P128	07/26/2012	Voted
Meeting Type		Country of Trade
Special		Singapore

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Authority to Repurchase Shares	Mgmt	For	For	For
2	Related Party Transactions	Mgmt	For	For	For

Page 65

Singapore Telecommunications Limited

Ticker	Security ID:	Meeting Date	Meeting Status
Z74	CINS Y79985209	07/27/2012	Voted
Meeting Type		Country of Trade
Annual		Singapore

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Elect CHUA Sock Koong	Mgmt	For	For	For
4	Elect FANG Ai Lian	Mgmt	For	For	For
5	Elect Kaikhushru Nargolwala	Mgmt	For	For	For
6	Elect ONG Peng Tsin	Mgmt	For	For	For
7	Elect Bobby CHIN Yoke Choong	Mgmt	For	For	For
8	Directors’ Fees	Mgmt	For	For	For
9	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
10	Authority to Issue Shares w/ or w/o Preemptive Rights	Mgmt	For	For	For
11	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
12	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
13	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
14	Authority to Grant Awards and Issue Shares under Equity Incentive Plan(s)	Mgmt	For	For	For
15	Non-Voting Agenda Item	N/A	N/A	N/A	N/A

Singapore Telecommunications Limited

Ticker	Security ID:	Meeting Date	Meeting Status
Z74	CINS Y79985209	07/27/2012	Voted
Meeting Type		Country of Trade
Special		Singapore

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Authority to Repurchase Shares	Mgmt	For	For	For
2	Adoption of the SingTel Performance Share Plan 2012	Mgmt	For	For	For
3	Participation of CHUA Sock Koong in SingTel Performance Share Plan 2012	Mgmt	For	For	For

YPF SA

Ticker	Security ID:	Meeting Date	Meeting Status
YPFD	CUSIP 984245100	07/17/2012	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Election of Meeting Delegates	Mgmt	N/A	For	N/A
2	Accounts and Reports	Mgmt	N/A	For	N/A
3	Ratification of Board Acts	Mgmt	N/A	For	N/A
4	Allocation of Profits	Mgmt	For	For	For
5	Scrip Dividend	Mgmt	N/A	For	N/A
6	Ratification of Directors’ Fees	Mgmt	N/A	For	N/A
7	Ratification of Supervisory Council’s Fees	Mgmt	For	For	For
8	Directors’ and Supervisory Council’s Fees	Mgmt	N/A	For	N/A
9	Ratification of Auditor’s Fees	Mgmt	For	For	For
10	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For

Page 66

Item 1: Proxy Voting Record - Item1 Proxy Voting Record -

Registrant :

Fund Name : TCW Growth Equities Fund

ACE Limited

Ticker	Security ID:	Meeting Date	Meeting Status
ACE	CUSIP H0023R105	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Robert M. Hernandez	Mgmt	For	For	For
2	Elect Peter Menikoff	Mgmt	For	For	For
3	Elect Robert Ripp	Mgmt	For	For	For
4	Elect Theodore Shasta	Mgmt	For	For	For
5	Repeal of Classified Board	Mgmt	For	For	For
6	2012 Annual Report	Mgmt	For	For	For
7	Statutory Financial Statements	Mgmt	For	For	For
8	Consolidated Financial Statements	Mgmt	For	For	For
9	Allocation of Profits/Dividends	Mgmt	For	For	For
10	Discharge of Board of Directors	Mgmt	For	For	For
11	PricewaterhouseCoopers AG, Zurich	Mgmt	For	For	For
12	PricewaterhouseCoopers	Mgmt	For	For	For
13	BDO AG, Zurich	Mgmt	For	For	For
14	Amendment to the 2004 Long-Term Incentive Plan	Mgmt	For	For	For
15	Distribution Via Par Value Reduction	Mgmt	For	For	For
16	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 67

Allegheny Technologies Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
ATI	CUSIP 01741R102	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Richard J. Harshman	Mgmt	For	For	For
1.2	Elect Carolyn Corvi	Mgmt	For	For	For
1.3	Elect Barbara S. Jeremiah	Mgmt	For	For	For
1.4	Elect John D. Turner	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

AMETEK, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AME	CUSIP 031100100	05/08/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Ruby R. Chandy	Mgmt	For	For	For
1.2	Elect Charles D. Klein	Mgmt	For	For	For
1.3	Elect Steven W. Kohlhagen	Mgmt	For	For	For
2	Increase of Authorized Common Stock	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Page 68

ANSYS, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ANSS	CUSIP 03662Q105	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Ronald W. Hovsepian	Mgmt	For	For	For
2	Elect Michael Thurk	Mgmt	For	For	For
3	Elect Barbara V. Scherer	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Arcos Dorados Holdings Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ARCO	CUSIP G0457F107	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
3.1	Elect Annette Franqui	Mgmt	For	For	For
3.2	Elect C. Hernandez-Artigas	Mgmt	For	For	For
3.3	Elect A. Ramirez Magana	Mgmt	For	For	For

Ariad Pharmaceuticals, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ARIA	CUSIP 04033A100	06/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Athanase Lavidas	Mgmt	For	For	For
1.2	Elect Massimo Radaelli	Mgmt	For	For	For
2	Increase of Authorized Common Stock	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	Against	Against
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 69

ARM Holdings plc

Ticker	Security ID:	Meeting Date	Meeting Status
ARM	CUSIP 042068106	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Directors’ Remuneration Report	Mgmt	For	For	For
4	Elect Sir John Buchanan	Mgmt	For	For	For
5	Elect Warren A. East	Mgmt	For	For	For
6	Elect Andy Green	Mgmt	For	For	For
7	Elect Larry Hirst	Mgmt	For	For	For
8	Elect Mike Muller	Mgmt	For	For	For
9	Elect Kathleen O’Donovan	Mgmt	For	For	For
10	Elect Janice Roberts	Mgmt	For	For	For
11	Elect Philip Rowley	Mgmt	For	For	For
12	Elect Tim Score	Mgmt	For	For	For
13	Elect Simon Segars	Mgmt	For	For	For
14	Appointment of Auditor	Mgmt	For	For	For
15	Authority to Set Auditor’s Fees	Mgmt	For	For	For
16	Long Term Incentive Plan	Mgmt	For	For	For
17	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
18	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
19	Authority to Repurchase Shares	Mgmt	For	For	For
20	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	For	Against	Against

Page 70

Athenahealth, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ATHN	CUSIP 04685W103	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Charles D. Baker	Mgmt	For	For	For
1.2	Elect Dev Ittycheria	Mgmt	For	For	For
1.3	Elect John A. Kane	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Amendment to the 2007 Stock Option and Incentive Plan	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Biomarin Pharmaceutical Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
BMRN	CUSIP 09061G101	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Jean-Jacques Bienaime	Mgmt	For	For	For
1.2	Elect Michael Grey	Mgmt	For	For	For
1.3	Elect Elaine J. Heron	Mgmt	For	For	For
1.4	Elect Pierre Lapalme	Mgmt	For	For	For
1.5	Elect V. Bryan Lawlis	Mgmt	For	For	For
1.6	Elect Richard A. Meier	Mgmt	For	For	For
1.7	Elect Alan J. Lewis	Mgmt	For	For	For
1.8	Elect William D. Young	Mgmt	For	For	For
1.9	Elect Kenneth M. Bate	Mgmt	For	For	For
2	Amendment to the 2006 Share Incentive Plan	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Page 71

BorgWarner Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
BWA	CUSIP 099724106	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Jere A. Drummond	Mgmt	For	For	For
2	Elect John R. McKernan, Jr.	Mgmt	For	For	For
3	Elect Ernest J. Novak, Jr.	Mgmt	For	For	For
4	Elect James R. Verrier	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For
7	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	For	For	For

CarMax, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
KMX	CUSIP 143130102	06/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Ronald E. Blaylock	Mgmt	For	For	For
2	Elect Rakesh Gangwal	Mgmt	For	For	For
3	Elect Mitchell D. Steenrod	Mgmt	For	For	For
4	Elect Thomas G. Stemberg	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For
7	Repeal of Classified Board	Mgmt	For	For	For
8	Director & Officer Liability/Indemnification	Mgmt	For	For	For

Page 72

Cavium Networks, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CAVM	CUSIP 14964U108	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Syed Ali	Mgmt	For	For	For
1.2	Elect Anthony S. Thornley	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Cepheid

Ticker	Security ID:	Meeting Date	Meeting Status
CPHD	CUSIP 15670R107	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Thomas L. Gutshall	Mgmt	For	For	For
2	Elect Cristina H. Kepner	Mgmt	For	For	For
3	Elect David H. Persing	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Cerner Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CERN	CUSIP 156782104	05/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Gerald E. Bisbee, Jr.	Mgmt	For	For	For
2	Elect Denis A. Cortese	Mgmt	For	For	For
3	Elect Linda M. Dillman	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Repeal of Classified Board	Mgmt	For	For	For
7	Increase of Authorized Common Stock	Mgmt	For	For	For

Page 73

Core Laboratories N.V.

Ticker	Security ID:	Meeting Date	Meeting Status
CLB	CUSIP N22717107	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect D. John Ogren	Mgmt	For	For	For
2	Elect Lucia van Geuns	Mgmt	For	For	For
3	Elect Charles L. Dunlap	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Accounts and Reports	Mgmt	For	For	For
7	Authority to Cancel Shares	Mgmt	For	For	For
8	Authority to Repurchase Shares	Mgmt	For	For	For
9	Authority to Issue Common and Preference Shares w/ Preemptive Rights	Mgmt	For	For	For
10	Elimination of Preemptive Rights	Mgmt	For	For	For

Ctrip.com International Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
CTRP	CUSIP 22943F100	10/26/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Misc. Article Amendments	Mgmt	For	For	For

Cummins Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CMI	CUSIP 231021106	05/14/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect N. Thomas Linebarger	Mgmt	For	For	For
2	Elect William I. Miller	Mgmt	For	For	For
3	Elect Alexis M. Herman	Mgmt	For	For	For
4	Elect Georgia R. Nelson	Mgmt	For	For	For
5	Elect Carl Ware	Mgmt	For	For	For
6	Elect Robert K. Herdman	Mgmt	For	For	For
7	Elect Robert J. Bernhard	Mgmt	For	For	For
8	Elect Franklin R. Chang-Diaz	Mgmt	For	For	For
9	Elect Stephen B. Dobbs	Mgmt	For	For	For
10	Advisory Vote on Executive Compensation	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For
12	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For

Page 74

Dick’s Sporting Goods Inc

Ticker	Security ID:	Meeting Date	Meeting Status
DKS	CUSIP 253393102	06/05/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Emanuel Chirico	Mgmt	For	For	For
1.2	Elect Allen R. Weiss	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Discovery Communications Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
DISCA	CUSIP 25470F104	05/14/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Paul A. Gould	Mgmt	For	For	For
1.2	Elect John S. Hendricks	Mgmt	For	For	For
1.3	Elect M. LaVoy Robison	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	2013 Incentive Plan	Mgmt	For	For	For

DSW Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
DSW	CUSIP 23334L102	06/05/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Henry L. Aaron	Mgmt	For	For	For
2	Elect Elaine J. Eisenman	Mgmt	For	For	For
3	Elect Joanna T. Lau	Mgmt	For	For	For
4	Elect Jay L. Schottenstein	Mgmt	For	For	For
5	Elect James O’Donnell	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 75

Expeditors International Of Washington, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
EXPD	CUSIP 302130109	05/01/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Peter J. Rose	Mgmt	For	For	For
2	Elect Robert R. Wright	Mgmt	For	For	For
3	Elect Mark A. Emmert	Mgmt	For	For	For
4	Elect R. Jordan Gates	Mgmt	For	For	For
5	Elect Dan P. Kourkoumelis	Mgmt	For	For	For
6	Elect Michael J. Malone	Mgmt	For	For	For
7	Elect John W. Meisenbach	Mgmt	For	For	For
8	Elect Liane J. Pelletier	Mgmt	For	For	For
9	Elect James L.K. Wang	Mgmt	For	For	For
10	Elect Tay Yoshitani	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	2013 Stock Option Plan	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For

Fastenal Company

Ticker	Security ID:	Meeting Date	Meeting Status
FAST	CUSIP 311900104	04/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Robert A. Kierlin	Mgmt	For	For	For
2	Elect Stephen M. Slaggie	Mgmt	For	For	For
3	Elect Michael M. Gostomski	Mgmt	For	For	For
4	Elect Willard D. Oberton	Mgmt	For	For	For
5	Elect Michael J. Dolan	Mgmt	For	For	For
6	Elect Reyne K. Wisecup	Mgmt	For	For	For
7	Elect Hugh L. Miller	Mgmt	For	For	For
8	Elect Michael J. Ancius	Mgmt	For	For	For
9	Elect Scott A. Satterlee	Mgmt	For	For	For
10	Elect Rita J. Heise	Mgmt	For	For	For
11	Elect Darren R. Jackson	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 76

Fresh Market Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TFM	CUSIP 35804H106	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Ray Berry	Mgmt	For	For	For
1.2	Elect Jeffrey Naylor	Mgmt	For	For	For
1.3	Elect Jane Thompson	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Fusion-IO Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
FIO	CUSIP 36112J107	11/06/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Forest Baskett	Mgmt	For	For	For
1.2	Elect Dana Evan	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Gildan Activewear Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GIL	CUSIP 375916103	02/07/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect William Anderson	Mgmt	For	For	For
1.2	Elect Glenn Chamandy	Mgmt	For	For	For
1.3	Elect Russell Goodman	Mgmt	For	For	For
1.4	Elect George Heller	Mgmt	For	For	For
1.5	Elect Sheila O’Brien	Mgmt	For	For	For
1.6	Elect Pierre Robitaille	Mgmt	For	For	For
1.7	Elect James Scarborough	Mgmt	For	For	For
1.8	Elect Richard Strubel	Mgmt	For	For	For
1.9	Elect Gonzalo Valdes-Fauli	Mgmt	For	For	For
2	Appointment of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 77

Harman International Industries, Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
HAR	CUSIP 413086109	12/05/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Jiren Liu	Mgmt	For	For	For
2	Elect Edward Meyer	Mgmt	For	For	For
3	Elect Dinesh Paliwal	Mgmt	For	For	For
4	Elect Hellene Runtagh	Mgmt	For	For	For
5	Elect Frank Sklarsky	Mgmt	For	For	For
6	Elect Gary Steel	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For
8	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Illumina, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ILMN	CUSIP 452327109	05/29/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Gerald Moller	Mgmt	For	For	For
1.2	Elect David R. Walt	Mgmt	For	For	For
1.3	Elect Robert S. Epstein	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Amendment to the 2005 Stock and Incentive Plan	Mgmt	For	For	For

Intuitive Surgical, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ISRG	CUSIP 46120E602	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Amal M. Johnson	Mgmt	For	For	For
2	Elect Eric H. Halvorson	Mgmt	For	For	For
3	Elect Alan J. Levy	Mgmt	For	For	For
4	Amendment to the 2010 Incentive Award Plan	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Ratification of Auditor	Mgmt	For	For	For

Page 78

IPG Photonics Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
IPGP	CUSIP 44980X109	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Valentin P. Gapontsev	Mgmt	For	For	For
1.2	Elect Eugene Shcherbakov	Mgmt	For	For	For
1.3	Elect Igor Samartsev	Mgmt	For	For	For
1.4	Elect Robert A. Blair	Mgmt	For	For	For
1.5	Elect Michael C. Child	Mgmt	For	For	For
1.6	Elect William F. Krupke	Mgmt	For	For	For
1.7	Elect Henry E. Gauthier	Mgmt	For	For	For
1.8	Elect William S. Hurley	Mgmt	For	For	For
1.9	Elect John R. Peeler	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Ironwood Pharmaceuticals, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
IRWD	CUSIP 46333X108	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Marsha H. Fanucci	Mgmt	For	For	For
1.2	Elect Terrance G. McGuire	Mgmt	For	For	For
1.3	Elect Edward P. Ownes	Mgmt	For	For	For
1.4	Elect Christopher T. Walsh	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

LinkedIn Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
LNKD	CUSIP 53578A108	06/13/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect A. George Battle	Mgmt	For	For	For
1.2	Elect Michael J. Moritz	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Page 79

Lufkin Industries, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
LUFK	CUSIP 549764108	05/01/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect John F. Glick	Mgmt	For	For	For
2	Elect John D. Hofmeister	Mgmt	For	For	For
3	Elect Amr Z. Selim	Mgmt	For	For	For
4	Elect Thomas E. Wiener	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For
7	2013 Incentive Stock Compensation Plan	Mgmt	For	For	For

Michael Kors Holdings Limited

Ticker	Security ID:	Meeting Date	Meeting Status
KORS	CUSIP G60754101	08/08/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect M. Benedetto	Mgmt	For	For	For
2	Elect Stephen Reitman	Mgmt	For	For	For
3	Appointment of Auditor	Mgmt	For	For	For

Monster Beverage Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
MNST	CUSIP 611740101	06/03/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Rodney C. Sacks	Mgmt	For	For	For
1.2	Elect Hilton H. Schlosberg	Mgmt	For	For	For
1.3	Elect Norman C. Epstein	Mgmt	For	For	For
1.4	Elect Benjamin M. Polk	Mgmt	For	For	For
1.5	Elect Sydney Selati	Mgmt	For	For	For
1.6	Elect Harold C. Taber, Jr.	Mgmt	For	For	For
1.7	Elect Mark S. Vidergauz	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 80

MSC Industrial Direct Co., Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
MSM	CUSIP 553530106	01/17/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Mitchell Jacobson	Mgmt	For	For	For
1.2	Elect David Sandler	Mgmt	For	For	For
1.3	Elect Jonathan Byrnes	Mgmt	For	For	For
1.4	Elect Roger Fradin	Mgmt	For	For	For
1.5	Elect Erik Gershwind	Mgmt	For	For	For
1.6	Elect Louise Goeser	Mgmt	For	For	For
1.7	Elect Denis Kelly	Mgmt	For	For	For
1.8	Elect Philip Peller	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Oceaneering International, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
OII	CUSIP 675232102	04/26/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Paul B. Murphy Jr.	Mgmt	For	For	For
1.2	Elect Harris J. Pappas	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Page 81

Palo Alto Networks, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PANW	CUSIP 697435105	12/12/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect John Donovan	Mgmt	For	For	For
2	Elect Nir Zuk	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Frequency of Advisory Vote on Executive Compensation	Mgmt	1 Year	1 Year	For

PriceSmart, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PSMT	CUSIP 741511109	01/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Sherry Bahrambeygui	Mgmt	For	For	For
1.2	Elect Gonzalo Barrutieta	Mgmt	For	For	For
1.3	Elect Katherine Hensley	Mgmt	For	For	For
1.4	Elect Leon Janks	Mgmt	For	For	For
1.5	Elect Jose Laparte	Mgmt	For	For	For
1.6	Elect Mitchell Lynn	Mgmt	For	For	For
1.7	Elect Robert Price	Mgmt	For	For	For
1.8	Elect Edgar Zurcher	Mgmt	For	For	For
2	2013 Equity Incentive Award Plan	Mgmt	For	For	For

Rackspace Hosting, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
RAX	CUSIP 750086100	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect A. Lanham Napier	Mgmt	For	For	For
2	Elect George J. Still, Jr.	Mgmt	For	For	For
3	Elect Michael Sam Gilliland	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Page 82

Rockwell Automation, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ROK	CUSIP 773903109	02/05/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Barry Johnson	Mgmt	For	For	For
1.2	Elect William McCormick, Jr.	Mgmt	For	For	For
1.3	Elect Keith Nosbusch	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Roper Industries, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ROP	CUSIP 776696106	05/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect David W. Devonshire	Mgmt	For	For	For
1.2	Elect John F. Fort, III	Mgmt	For	For	For
1.3	Elect Brian D. Jellison	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Repeal of Classified Board	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

salesforce.com, inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CRM	CUSIP 79466L302	03/20/2013	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Increase of Authorized Common Stock	Mgmt	For	For	For

Page 83

salesforce.com, inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CRM	CUSIP 79466L302	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Stratton Sclavos	Mgmt	For	For	For
2	Elect Lawrence Tomlinson	Mgmt	For	For	For
3	Elect Shirley Young	Mgmt	For	For	For
4	Repeal of Classified Board	Mgmt	For	For	For
5	2013 Equity Incentive Plan	Mgmt	For	For	For
6	Ratification of Auditor	Mgmt	For	For	For
7	Advisory Vote on Executive Compensation	Mgmt	For	For	For

SINA Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
SINA	CUSIP G81477104	08/10/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Yan Wang	Mgmt	For	For	For
2	Elect Song-Yi Zhang	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Amendment to Articles Regarding Right to Call a Special Meeting	Mgmt	For	Against	Against

Splunk Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
SPLK	CUSIP 848637104	06/13/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect David M. Hornik	Mgmt	For	For	For
1.2	Elect Thomas M. Neustaetter	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Frequency of Advisory Vote on Executive Compensation	Mgmt	1 Year	1 Year	For

Page 84

T. Rowe Price Group, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TROW	CUSIP 74144T108	04/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Edward C. Bernard	Mgmt	For	For	For
2	Elect James T. Brady	Mgmt	For	For	For
3	Elect Mary K. Bush	Mgmt	For	For	For
4	Elect Donald B. Hebb, Jr.	Mgmt	For	For	For
5	Elect Freeman A. Hrabowski, III	Mgmt	For	For	For
6	Elect James A.C. Kennedy	Mgmt	For	For	For
7	Elect Robert F. MacLellan	Mgmt	For	For	For
8	Elect Brian C. Rogers	Mgmt	For	For	For
9	Elect Alfred Sommer	Mgmt	For	For	For
10	Elect Dwight S. Taylor	Mgmt	For	For	For
11	Elect Anne Marie Whittemore	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For

Transdigm Group Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
TDG	CUSIP 893641100	03/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Mervin Dunn	Mgmt	For	For	For
1.2	Elect Michael Graff	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	N/A	For	N/A

Page 85

Ulta Salon, Cosmetics & Fragrance, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ULTA	CUSIP 90384S303	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Charles Heilbronn	Mgmt	For	For	For
1.2	Elect Michael R. MacDonald	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Ultimate Software Group Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ULTI	CUSIP 90385D107	05/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Scott Scherr	Mgmt	For	For	For
2	Elect Alois Leiter	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Under Armour, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
UA	CUSIP 904311107	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Kevin A. Plank	Mgmt	For	For	For
1.2	Elect Byron K. Adams, Jr.	Mgmt	For	For	For
1.3	Elect Douglas E. Coltharp	Mgmt	For	For	For
1.4	Elect Anthony W. Deering	Mgmt	For	For	For
1.5	Elect Alvin B. Krongard	Mgmt	For	For	For
1.6	Elect William R. McDermott	Mgmt	For	For	For
1.7	Elect Eric T. Olson	Mgmt	For	For	For
1.8	Elect Brenda Piper	Mgmt	For	For	For
1.9	Elect Harvey L. Sanders	Mgmt	For	For	For
1.10	Elect Thomas J. Sippel	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Amendment to the Executive Incentive Compensation Plan	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Page 86

Vertex Pharmaceuticals Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
VRTX	CUSIP 92532F100	05/08/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Joshua S. Boger	Mgmt	For	For	For
1.2	Elect Terrence C. Kearney	Mgmt	For	For	For
1.3	Elect Yuchun Lee	Mgmt	For	For	For
1.4	Elect Elaine S. Ullian	Mgmt	For	For	For
2	2013 Stock and Option Plan	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Workday Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
WDAY	CUSIP 98138H101	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect A. George Battle	Mgmt	For	For	For
1.2	Elect Michael M. McNamara	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Re-Approval of Material Terms of the 2012 Equity Incentive Plan	Mgmt	For	For	For

Page 87

Wynn Resorts, Limited

Ticker	Security ID:	Meeting Date	Meeting Status
WYNN	CUSIP 983134107	05/07/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Ray R. Irani	Mgmt	For	For	For
1.2	Elect Alvin V. Shoemaker	Mgmt	For	For	For
1.3	Elect D. Boone Wayson	Mgmt	For	For	For
1.4	Elect Stephen A. Wynn	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Youku Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
YOKU	CUSIP 98742U100	08/20/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Merger with Tudou	Mgmt	For	For	For
2	Company Name Change	Mgmt	For	For	For
3	Amendment to Class B Voting Rights	Mgmt	For	Against	Against
4	Amendment to Class Vote Threshold	Mgmt	For	Against	Against
5	Right to Adjourn Meeting	Mgmt	For	For	For

Item 1: Proxy Voting Record - Item1 Proxy Voting Record -

Registrant :

Fund Name : TCW Growth Fund

7 Days Group Holdings Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
SVN	CUSIP 81783J101	09/17/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Election of Directors (Slate)	Mgmt	For	For	For
2	Appointment of Auditor	Mgmt	For	For	For

Page 88

ACE Limited

Ticker	Security ID:	Meeting Date	Meeting Status
ACE	CUSIP H0023R105	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Robert M. Hernandez	Mgmt	For	For	For
2	Elect Peter Menikoff	Mgmt	For	For	For
3	Elect Robert Ripp	Mgmt	For	For	For
4	Elect Theodore Shasta	Mgmt	For	For	For
5	Repeal of Classified Board	Mgmt	For	For	For
6	2012 Annual Report	Mgmt	For	For	For
7	Statutory Financial Statements	Mgmt	For	For	For
8	Consolidated Financial Statements	Mgmt	For	For	For
9	Allocation of Profits/Dividends	Mgmt	For	For	For
10	Discharge of Board of Directors	Mgmt	For	For	For
11	PricewaterhouseCoopers AG, Zurich	Mgmt	For	For	For
12	PricewaterhouseCoopers	Mgmt	For	For	For
13	BDO AG, Zurich	Mgmt	For	For	For
14	Amendment to the 2004 Long-Term Incentive Plan	Mgmt	For	For	For
15	Distribution Via Par Value Reduction	Mgmt	For	For	For
16	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 89

ADT Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
ADT	CUSIP 00101J106	03/14/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Thomas J. Colligan	Mgmt	For	For	For
1.2	Elect Timothy M. Donahue	Mgmt	For	For	For
1.3	Elect Robert M. Dutkowsky	Mgmt	For	For	For
1.4	Elect Bruce S. Gordon	Mgmt	For	For	For
1.5	Elect Naren K. Gursahaney	Mgmt	For	For	For
1.6	Elect Bridgette Heller	Mgmt	For	For	For
1.7	Elect Kathleen W Hyle	Mgmt	For	For	For
1.8	Elect Keith A. Meister	Mgmt	For	For	For
1.9	Elect Dinesh Paliwal	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Frequency of Advisory Vote on Executive Compensation	Mgmt	1 Year	1 Year	For

AGCO Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
AGCO	CUSIP 001084102	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect P. George Benson	Mgmt	For	For	For
2	Elect Wolfgang Deml	Mgmt	For	For	For
3	Elect Luiz Fernando Furlan	Mgmt	For	For	For
4	Elect George E. Minnich	Mgmt	For	For	For
5	Elect Martin H. Richenhagen	Mgmt	For	For	For
6	Elect Gerald L. Shaheen	Mgmt	For	For	For
7	Elect Mallika Srinivasan	Mgmt	For	For	For
8	Elect Hendrikus Visser	Mgmt	For	For	For
9	Amendment to the Management Incentive Plan	Mgmt	For	For	For
10	Advisory Vote on Executive Compensation	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For

Page 90

Allegheny Technologies Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
ATI	CUSIP 01741R102	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Richard J. Harshman	Mgmt	For	For	For
1.2	Elect Carolyn Corvi	Mgmt	For	For	For
1.3	Elect Barbara S. Jeremiah	Mgmt	For	For	For
1.4	Elect John D. Turner	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Allergan, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AGN	CUSIP 018490102	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect David E.I. Pyott	Mgmt	For	For	For
2	Elect Michael R. Gallagher	Mgmt	For	For	For
3	Elect Deborah Dunsire	Mgmt	For	For	For
4	Elect Dawn E. Hudson	Mgmt	For	For	For
5	Elect Trevor M. Jones	Mgmt	For	For	For
6	Elect Louis J. Lavigne, Jr.	Mgmt	For	For	For
7	Elect Peter J. McDonnell	Mgmt	For	For	For
8	Elect Timothy D. Proctor	Mgmt	For	For	For
9	Elect Russell T. Ray	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Right to Call a Special Meeting	Mgmt	For	For	For
13	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against
14	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against

Page 91

Amazon.com, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AMZN	CUSIP 023135106	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Jeffrey P. Bezos	Mgmt	For	For	For
2	Elect Tom A. Alberg	Mgmt	For	For	For
3	Elect John Seely Brown	Mgmt	For	For	For
4	Elect William B. Gordon	Mgmt	For	For	For
5	Elect Jamie S. Gorelick	Mgmt	For	For	For
6	Elect Alain Monie	Mgmt	For	For	For
7	Elect Jonathan Rubinstein	Mgmt	For	For	For
8	Elect Thomas O. Ryder	Mgmt	For	For	For
9	Elect Patricia Q. Stonesifer	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	For	For
11	Shareholder Proposal Regarding Report on Political Spending	ShrHoldr	Against	For	Against

AMC Networks Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AMCX	CUSIP 00164V103	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Neil M. Ashe	Mgmt	For	For	For
1.2	Elect Alan D. Schwartz	Mgmt	For	For	For
1.3	Elect Leonard Tow	Mgmt	For	For	For
1.4	Elect Carl E. Vogel	Mgmt	For	For	For
1.5	Elect Robert C. Wright	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

American Tower Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
AMT	CUSIP 03027X100	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Raymond P. Dolan	Mgmt	For	For	For
2	Elect Ronald M. Dykes	Mgmt	For	For	For
3	Elect Carolyn Katz	Mgmt	For	For	For
4	Elect Gustavo Lara Cantu	Mgmt	For	For	For
5	Elect JoAnn A. Reed	Mgmt	For	For	For
6	Elect Pamela D.A. Reeve	Mgmt	For	For	For
7	Elect David E. Sharbutt	Mgmt	For	For	For
8	Elect James D. Taiclet, Jr.	Mgmt	For	For	For
9	Elect Samme L. Thompson	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Right to Call a Special Meeting	Mgmt	For	For	For

Page 92

ANSYS, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ANSS	CUSIP 03662Q105	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Ronald W. Hovsepian	Mgmt	For	For	For
2	Elect Michael Thurk	Mgmt	For	For	For
3	Elect Barbara V. Scherer	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Apple Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AAPL	CUSIP 037833100	02/27/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect William V. Campbell	Mgmt	For	For	For
1.2	Elect Timothy D. Cook	Mgmt	For	For	For
1.3	Elect Millard S. Drexler	Mgmt	For	For	For
1.4	Elect Albert A. Gore, Jr.	Mgmt	For	For	For
1.5	Elect Robert A. Iger	Mgmt	For	For	For
1.6	Elect Andrea Jung	Mgmt	For	For	For
1.7	Elect Arthur D. Levinson	Mgmt	For	For	For
1.8	Elect Ronald D. Sugar	Mgmt	For	For	For
2	Amendments to Articles of Incorporation	Mgmt	For	Against	Against
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
6	Shareholder Proposal Regarding Formation of Human Rights Committee	ShrHoldr	Against	Against	For

Page 93

Arcos Dorados Holdings Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ARCO	CUSIP G0457F107	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
3.1	Elect Annette Franqui	Mgmt	For	For	For
3.2	Elect C. Hernandez-Artigas	Mgmt	For	For	For
3.3	Elect A. Ramirez Magana	Mgmt	For	For	For

Ariad Pharmaceuticals, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ARIA	CUSIP 04033A100	06/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Athanase Lavidas	Mgmt	For	For	For
1.2	Elect Massimo Radaelli	Mgmt	For	For	For
2	Increase of Authorized Common Stock	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	Against	Against
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 94

ARM Holdings plc

Ticker	Security ID:	Meeting Date	Meeting Status
ARM	CUSIP 042068106	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Directors’ Remuneration Report	Mgmt	For	For	For
4	Elect Sir John Buchanan	Mgmt	For	For	For
5	Elect Warren A. East	Mgmt	For	For	For
6	Elect Andy Green	Mgmt	For	For	For
7	Elect Larry Hirst	Mgmt	For	For	For
8	Elect Mike Muller	Mgmt	For	For	For
9	Elect Kathleen O’Donovan	Mgmt	For	For	For
10	Elect Janice Roberts	Mgmt	For	For	For
11	Elect Philip Rowley	Mgmt	For	For	For
12	Elect Tim Score	Mgmt	For	For	For
13	Elect Simon Segars	Mgmt	For	For	For
14	Appointment of Auditor	Mgmt	For	For	For
15	Authority to Set Auditor’s Fees	Mgmt	For	For	For
16	Long Term Incentive Plan	Mgmt	For	For	For
17	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
18	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
19	Authority to Repurchase Shares	Mgmt	For	For	For
20	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	For	Against	Against

Aruba Networks, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ARUN	CUSIP 043176106	11/29/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Dominic Orr	Mgmt	For	For	For
1.2	Elect Keerti Melkote	Mgmt	For	For	For
1.3	Elect Bernard Guidon	Mgmt	For	For	For
1.4	Elect Emmanuel Hernandez	Mgmt	For	For	For
1.5	Elect Michael Kourey	Mgmt	For	For	For
1.6	Elect Willem Roelandts	Mgmt	For	For	For
1.7	Elect Juergen Rottler	Mgmt	For	For	For
1.8	Elect Daniel Warmenhoven	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 95

Athenahealth, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ATHN	CUSIP 04685W103	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Charles D. Baker	Mgmt	For	For	For
1.2	Elect Dev Ittycheria	Mgmt	For	For	For
1.3	Elect John A. Kane	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Amendment to the 2007 Stock Option and Incentive Plan	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Avago Technologies Limited

Ticker	Security ID:	Meeting Date	Meeting Status
AVGO	CUSIP Y0486S104	04/10/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Hock E. Tan	Mgmt	For	For	For
2	Elect John T. Dickson	Mgmt	For	For	For
3	Elect James V. Diller, Sr.	Mgmt	For	For	For
4	Elect Kenneth Y. Hao	Mgmt	For	For	For
5	Elect John HSUAN Min-Chih	Mgmt	For	For	For
6	Elect Justine Lien	Mgmt	For	For	For
7	Elect Donald Macleod	Mgmt	For	For	For
8	Ratification of Auditor	Mgmt	For	For	For
9	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
10	Authority to Repurchase Shares	Mgmt	For	For	For

Page 96

Biomarin Pharmaceutical Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
BMRN	CUSIP 09061G101	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Jean-Jacques Bienaime	Mgmt	For	For	For
1.2	Elect Michael Grey	Mgmt	For	For	For
1.3	Elect Elaine J. Heron	Mgmt	For	For	For
1.4	Elect Pierre Lapalme	Mgmt	For	For	For
1.5	Elect V. Bryan Lawlis	Mgmt	For	For	For
1.6	Elect Richard A. Meier	Mgmt	For	For	For
1.7	Elect Alan J. Lewis	Mgmt	For	For	For
1.8	Elect William D. Young	Mgmt	For	For	For
1.9	Elect Kenneth M. Bate	Mgmt	For	For	For
2	Amendment to the 2006 Share Incentive Plan	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

BJ’s Restaurants, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
BJRI	CUSIP 09180C106	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Gerald W. Deitchle	Mgmt	For	For	For
1.2	Elect James A. Dal Pozzo	Mgmt	For	For	For
1.3	Elect J. Roger King	Mgmt	For	For	For
1.4	Elect Larry D. Bouts	Mgmt	For	For	For
1.5	Elect John F. Grundhofer	Mgmt	For	For	For
1.6	Elect Peter A. Bassi	Mgmt	For	For	For
1.7	Elect William L. Hyde, Jr.	Mgmt	For	For	For
1.8	Elect Lea Anne S. Ottinger	Mgmt	For	For	For
1.9	Elect Henry Gomez	Mgmt	For	For	For
1.10	Elect Gregory A. Trojan	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Page 97

BorgWarner Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
BWA	CUSIP 099724106	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Jere A. Drummond	Mgmt	For	For	For
2	Elect John R. McKernan, Jr.	Mgmt	For	For	For
3	Elect Ernest J. Novak, Jr.	Mgmt	For	For	For
4	Elect James R. Verrier	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For
7	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	For	For	For

Broadcom Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
BRCM	CUSIP 111320107	05/14/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Robert J. Finocchio, Jr.	Mgmt	For	For	For
1.2	Elect Nancy H. Handel	Mgmt	For	For	For
1.3	Elect Eddy W. Hartenstein	Mgmt	For	For	For
1.4	Elect Maria Klawe	Mgmt	For	For	For
1.5	Elect John E. Major	Mgmt	For	For	For
1.6	Elect Scott A. McGregor	Mgmt	For	For	For
1.7	Elect William T. Morrow	Mgmt	For	For	For
1.8	Elect Henry Samueli	Mgmt	For	For	For
1.9	Elect Robert E. Switz	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

CarMax, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
KMX	CUSIP 143130102	06/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Ronald E. Blaylock	Mgmt	For	For	For
2	Elect Rakesh Gangwal	Mgmt	For	For	For
3	Elect Mitchell D. Steenrod	Mgmt	For	For	For
4	Elect Thomas G. Stemberg	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For
7	Repeal of Classified Board	Mgmt	For	For	For
8	Director & Officer Liability/Indemnification	Mgmt	For	For	For

Page 98

Cavium Networks, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CAVM	CUSIP 14964U108	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Syed Ali	Mgmt	For	For	For
1.2	Elect Anthony S. Thornley	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Cepheid

Ticker	Security ID:	Meeting Date	Meeting Status
CPHD	CUSIP 15670R107	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Thomas L. Gutshall	Mgmt	For	For	For
2	Elect Cristina H. Kepner	Mgmt	For	For	For
3	Elect David H. Persing	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Cerner Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CERN	CUSIP 156782104	05/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Gerald E. Bisbee, Jr.	Mgmt	For	For	For
2	Elect Denis A. Cortese	Mgmt	For	For	For
3	Elect Linda M. Dillman	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Repeal of Classified Board	Mgmt	For	For	For
7	Increase of Authorized Common Stock	Mgmt	For	For	For

Page 99

Charles Schwab Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
SCHW	CUSIP 808513105	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Stephen A. Ellis	Mgmt	For	For	For
2	Elect Arun Sarin	Mgmt	For	For	For
3	Elect Charles R. Schwab	Mgmt	For	For	For
4	Elect Paula A. Sneed	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For
7	2013 Stock Incentive Plan	Mgmt	For	For	For
8	Shareholder Proposal Regarding Report on Political Spending	ShrHoldr	Against	For	Against
9	Shareholder Proposal Regarding Proxy Access	ShrHoldr	Against	Against	For

Chart Industries, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GTLS	CUSIP 16115Q308	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Samuel F. Thomas	Mgmt	For	For	For
1.2	Elect W. Douglas Brown	Mgmt	For	For	For
1.3	Elect Richard E. Goodrich	Mgmt	For	For	For
1.4	Elect Steven W. Krablin	Mgmt	For	For	For
1.5	Elect Michael W. Press	Mgmt	For	For	For
1.6	Elect James M. Tidwell	Mgmt	For	For	For
1.7	Elect Thomas L. Williams	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 100

Cognex Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CGNX	CUSIP 192422103	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Robert J. Shillman	Mgmt	For	For	For
1.2	Elect Anthony Sun	Mgmt	For	For	For
1.3	Elect Robert J. Willett	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Cognizant Technology Solutions Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CTSH	CUSIP 192446102	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Maureen Breakiron-Evans	Mgmt	For	For	For
2	Elect John E. Klein	Mgmt	For	For	For
3	Elect Lakshmi Narayanan	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Repeal of Classified Board	Mgmt	For	For	For
6	Amendment to the 2004 Employee Stock Purchase Plan	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For
8	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against

Page 101

Core Laboratories N.V.

Ticker	Security ID:	Meeting Date	Meeting Status
CLB	CUSIP N22717107	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect D. John Ogren	Mgmt	For	For	For
2	Elect Lucia van Geuns	Mgmt	For	For	For
3	Elect Charles L. Dunlap	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Accounts and Reports	Mgmt	For	For	For
7	Authority to Cancel Shares	Mgmt	For	For	For
8	Authority to Repurchase Shares	Mgmt	For	For	For
9	Authority to Issue Common and Preference Shares w/ Preemptive Rights	Mgmt	For	For	For
10	Elimination of Preemptive Rights	Mgmt	For	For	For

Costco Wholesale Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
COST	CUSIP 22160K105	01/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Benjamin Carson, Sr.	Mgmt	For	For	For
1.2	Elect William Gates	Mgmt	For	For	For
1.3	Elect Hamilton James	Mgmt	For	For	For
1.4	Elect W. Craig Jelinek	Mgmt	For	For	For
1.5	Elect Jill Ruckelshaus	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	Against	For	Against

Page 102

Ctrip.com International Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
CTRP	CUSIP 22943F100	10/26/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Misc. Article Amendments	Mgmt	For	For	For

CVS Caremark Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CVS	CUSIP 126650100	05/09/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect C. David Brown II	Mgmt	For	For	For
2	Elect David W. Dorman	Mgmt	For	For	For
3	Elect Anne M. Finucane	Mgmt	For	For	For
4	Elect Kristen E. Gibney Williams	Mgmt	For	For	For
5	Elect Larry J. Merlo	Mgmt	For	For	For
6	Elect Jean-Pierre Millon	Mgmt	For	For	For
7	Elect Richard J. Swift	Mgmt	For	For	For
8	Elect William C. Weldon	Mgmt	For	For	For
9	Elect Tony L. White	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Amendment to the 2007 Employee Stock Purchase Plan	Mgmt	For	For	For
13	Reduction of Voting Thresholds in the Fair Price Provision	Mgmt	For	Against	Against
14	Shareholder Proposal Regarding Report on Political Spending	ShrHoldr	Against	For	Against
15	Shareholder Proposal Regarding Compensation in the Event of a Change in Control	ShrHoldr	Against	Against	For
16	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against

Page 103

Denbury Resources Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
DNR	CUSIP 247916208	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Wieland F. Wettstein	Mgmt	For	For	For
1.2	Elect Michael L. Beatty	Mgmt	For	For	For
1.3	Elect Michael B. Decker	Mgmt	For	For	For
1.4	Elect Ronald G. Greene	Mgmt	For	For	For
1.5	Elect Gregory L. McMichael	Mgmt	For	For	For
1.6	Elect Kevin O. Meyers	Mgmt	For	For	For
1.7	Elect Phil Rykhoek	Mgmt	For	For	For
1.8	Elect Randy Stein	Mgmt	For	For	For
1.9	Elect Laura A. Sugg	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Amendment to the Employee Stock Purchase Plan	Mgmt	For	For	For
4	Amendment to the 2004 Omnibus Stock and Incentive Plan	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Endologix, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ELGX	CUSIP 29266S106	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Gregory D. Waller	Mgmt	For	For	For
1.2	Elect Thomas C. Wilder, III	Mgmt	For	For	For
1.3	Elect Thomas F. Zenty III	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Amendment to the 2006 Stock Incentive Plan	Mgmt	For	For	For
4	Amendment to the 2006 Employee Stock Purchase Plan	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Page 104

Equinix, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
EQIX Meeting Type Annual	CUSIP 29444U502	06/05/2013 Country of Trade United States	Voted

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Tom Bartlett	Mgmt	For	For	For
1.2	Elect Gary F. Hromadko	Mgmt	For	For	For
1.3	Elect Scott G. Kriens	Mgmt	For	For	For
1.4	Elect William Luby	Mgmt	For	For	For
1.5	Elect Irving F. Lyons III	Mgmt	For	For	For
1.6	Elect Christopher B. Paisley	Mgmt	For	For	For
1.7	Elect Stephen M. Smith	Mgmt	For	For	For
1.8	Elect Peter F. Van Camp	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Allow Shareholders to Act by Written Consent	Mgmt	For	For	For

Fastenal Company

Ticker	Security ID:	Meeting Date	Meeting Status
FAST Meeting Type Annual	CUSIP 311900104	04/16/2013 Country of Trade United States	Voted

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Robert A. Kierlin	Mgmt	For	For	For
2	Elect Stephen M. Slaggie	Mgmt	For	For	For
3	Elect Michael M. Gostomski	Mgmt	For	For	For
4	Elect Willard D. Oberton	Mgmt	For	For	For
5	Elect Michael J. Dolan	Mgmt	For	For	For
6	Elect Reyne K. Wisecup	Mgmt	For	For	For
7	Elect Hugh L. Miller	Mgmt	For	For	For
8	Elect Michael J. Ancius	Mgmt	For	For	For
9	Elect Scott A. Satterlee	Mgmt	For	For	For
10	Elect Rita J. Heise	Mgmt	For	For	For
11	Elect Darren R. Jackson	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 105

FMC Technologies, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
FTI	CUSIP 30249U101	05/03/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Eleazar de Carvalho Filho	Mgmt	For	For	For
2	Elect Claire S. Farley	Mgmt	For	For	For
3	Elect Joseph H. Netherland	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Amendment to the Incentive Compensation and Stock Plan	Mgmt	For	For	For
7	Shareholder Proposal Regarding Compensation in the Event of a Change in Control	ShrHoldr	Against	Against	For

Forum Energy Technologies Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
FET	CUSIP 34984V100	05/17/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect C. Christopher Gaut	Mgmt	For	For	For
1.2	Elect David C. Baldwin	Mgmt	For	For	For
1.3	Elect Franklin Myers	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Frequency of Advisory Vote on Executive Compensation	Mgmt	1 Year	1 Year	For
4	Employee Stock Purchase Plan	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Page 106

Fresh Market Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TFM	CUSIP 35804H106	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Ray Berry	Mgmt	For	For	For
1.2	Elect Jeffrey Naylor	Mgmt	For	For	For
1.3	Elect Jane Thompson	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Fusion-IO Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
FIO	CUSIP 36112J107	11/06/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Forest Baskett	Mgmt	For	For	For
1.2	Elect Dana Evan	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Genesee & Wyoming Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GWR	CUSIP 371559105	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Richard H. Bott	Mgmt	For	For	For
1.2	Elect Oivind Lorentzen III	Mgmt	For	For	For
1.3	Elect Philip J. Ringo	Mgmt	For	For	For
1.4	Elect Mark A. Scudder	Mgmt	For	For	For
1.5	Elect Gregory S. Ledford	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Page 107

Gildan Activewear Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GIL	CUSIP 375916103	02/07/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect William Anderson	Mgmt	For	For	For
1.2	Elect Glenn Chamandy	Mgmt	For	For	For
1.3	Elect Russell Goodman	Mgmt	For	For	For
1.4	Elect George Heller	Mgmt	For	For	For
1.5	Elect Sheila O’Brien	Mgmt	For	For	For
1.6	Elect Pierre Robitaille	Mgmt	For	For	For
1.7	Elect James Scarborough	Mgmt	For	For	For
1.8	Elect Richard Strubel	Mgmt	For	For	For
1.9	Elect Gonzalo Valdes-Fauli	Mgmt	For	For	For
2	Appointment of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Google Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GOOG	CUSIP 38259P508	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Larry Page	Mgmt	For	For	For
1.2	Elect Sergey Brin	Mgmt	For	For	For
1.3	Elect Eric E. Schmidt	Mgmt	For	For	For
1.4	Elect L. John Doerr	Mgmt	For	For	For
1.5	Elect Diane B. Greene	Mgmt	For	For	For
1.6	Elect John L. Hennessy	Mgmt	For	For	For
1.7	Elect Ann Mather	Mgmt	For	For	For
1.8	Elect Paul S. Otellini	Mgmt	For	For	For
1.9	Elect K. Ram Shriram	Mgmt	For	For	For
1.10	Elect Shirley M. Tilghman	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Shareholder Proposal Regarding Lead Batteries	ShrHoldr	Against	For	Against
4	Shareholder Proposal Regarding Recapitalization	ShrHoldr	Against	Against	For
5	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
6	Shareholder Proposal Regarding CEO Succession Planning	ShrHoldr	Against	Against	For

Page 108

Gulfport Energy Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
GPOR	CUSIP 402635304	06/13/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Donald Dillingham	Mgmt	For	For	For
1.2	Elect Craig Groeschel	Mgmt	For	For	For
1.3	Elect David L. Houston	Mgmt	For	For	For
1.4	Elect James D. Palm	Mgmt	For	For	For
1.5	Elect Scott E. Streller	Mgmt	For	For	For
2	Increase of Authorized Common Stock	Mgmt	For	For	For
3	Amendment to the 2005 Stock Incentive Plan	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Halliburton Company

Ticker	Security ID:	Meeting Date	Meeting Status
HAL	CUSIP 406216101	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Alan M. Bennett	Mgmt	For	For	For
2	Elect James Boyd	Mgmt	For	For	For
3	Elect Milton Carroll	Mgmt	For	For	For
4	Elect Nance Dicciani	Mgmt	For	For	For
5	Elect Murry Gerber	Mgmt	For	For	For
6	Elect Jose Grubisich	Mgmt	For	For	For
7	Elect Abdallah Jum’ah	Mgmt	For	For	For
8	Elect David Lesar	Mgmt	For	For	For
9	Elect Robert Malone	Mgmt	For	For	For
10	Elect Landis Martin	Mgmt	For	For	For
11	Elect Debra Reed	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Amendment to Company Stock and Incentive Plan	Mgmt	For	For	For
15	Shareholder Proposal Regarding Review of Human Rights Policies	ShrHoldr	Against	Against	For

Page 109

Harman International Industries, Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
HAR	CUSIP 413086109	12/05/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Jiren Liu	Mgmt	For	For	For
2	Elect Edward Meyer	Mgmt	For	For	For
3	Elect Dinesh Paliwal	Mgmt	For	For	For
4	Elect Hellene Runtagh	Mgmt	For	For	For
5	Elect Frank Sklarsky	Mgmt	For	For	For
6	Elect Gary Steel	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For
8	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Hexcel Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
HXL	CUSIP 428291108	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect David E. Berges	Mgmt	For	For	For
2	Elect Joel S. Beckman	Mgmt	For	For	For
3	Elect Lynn Brubaker	Mgmt	For	For	For
4	Elect Jeffrey C. Campbell	Mgmt	For	For	For
5	Elect Sandra L. Derickson	Mgmt	For	For	For
6	Elect W. Kim Foster	Mgmt	For	For	For
7	Elect Thomas A. Gendron	Mgmt	For	For	For
8	Elect Jeffrey A. Graves	Mgmt	For	For	For
9	Elect David C. Hill	Mgmt	For	For	For
10	Elect David L. Pugh	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	2013 Incentive Stock Plan	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For

Page 110

Illumina, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ILMN	CUSIP 452327109	05/29/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Gerald Moller	Mgmt	For	For	For
1.2	Elect David R. Walt	Mgmt	For	For	For
1.3	Elect Robert S. Epstein	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Amendment to the 2005 Stock and Incentive Plan	Mgmt	For	For	For

Infoblox Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
BLOX	CUSIP 45672H104	12/19/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Laura Conigliaro	Mgmt	For	For	For
1.2	Elect Fred Gerson	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Intuitive Surgical, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ISRG	CUSIP 46120E602	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Amal M. Johnson	Mgmt	For	For	For
2	Elect Eric H. Halvorson	Mgmt	For	For	For
3	Elect Alan J. Levy	Mgmt	For	For	For
4	Amendment to the 2010 Incentive Award Plan	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Ratification of Auditor	Mgmt	For	For	For

Page 111

IPG Photonics Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
IPGP	CUSIP 44980X109	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Valentin P. Gapontsev	Mgmt	For	For	For
1.2	Elect Eugene Shcherbakov	Mgmt	For	For	For
1.3	Elect Igor Samartsev	Mgmt	For	For	For
1.4	Elect Robert A. Blair	Mgmt	For	For	For
1.5	Elect Michael C. Child	Mgmt	For	For	For
1.6	Elect William F. Krupke	Mgmt	For	For	For
1.7	Elect Henry E. Gauthier	Mgmt	For	For	For
1.8	Elect William S. Hurley	Mgmt	For	For	For
1.9	Elect John R. Peeler	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Ironwood Pharmaceuticals, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
IRWD	CUSIP 46333X108	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Marsha H. Fanucci	Mgmt	For	For	For
1.2	Elect Terrance G. McGuire	Mgmt	For	For	For
1.3	Elect Edward P. Ownes	Mgmt	For	For	For
1.4	Elect Christopher T. Walsh	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

J.B. Hunt Transport Services, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
JBHT	CUSIP 445658107	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Douglas G. Duncan	Mgmt	For	For	For
2	Elect Francesca M. Edwardson	Mgmt	For	For	For
3	Elect Wayne Garrison	Mgmt	For	For	For
4	Elect Sharilyn S. Gasaway	Mgmt	For	For	For
5	Elect Gary C. George	Mgmt	For	For	For
6	Elect Bryan Hunt	Mgmt	For	For	For
7	Elect Coleman H. Peterson	Mgmt	For	For	For
8	Elect John N. Roberts III	Mgmt	For	For	For
9	Elect James L. Robo	Mgmt	For	For	For
10	Elect Kirk Thompson	Mgmt	For	For	For
11	Elect John A. White	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For

Page 112

Kansas City Southern

Ticker	Security ID:	Meeting Date	Meeting Status
KSU	CUSIP 485170302	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Terrence P. Dunn	Mgmt	For	For	For
1.2	Elect Antonio O. Garza, Jr.	Mgmt	For	For	For
1.3	Elect David L. Starling	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Approve the Material Terms of the Performance Measures under the 2008 Plan	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	Against	For	Against

Life Technologies Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
LIFE	CUSIP 53217V109	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect George F. Adam, Jr.	Mgmt	For	For	For
2	Elect Raymond V. Dittamore	Mgmt	For	For	For
3	Elect Donald W. Grimm	Mgmt	For	For	For
4	Elect Craig J. Mundie	Mgmt	For	For	For
5	Elect Ora H. Pescovitz	Mgmt	For	For	For
6	Elect Per A. Peterson	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For
8	Advisory Vote on Executive Compensation	Mgmt	For	For	For
9	2013 Equity Incentive Award Plan	Mgmt	For	For	For

Page 113

LinkedIn Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
LNKD	CUSIP 53578A108	06/13/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect A. George Battle	Mgmt	For	For	For
1.2	Elect Michael J. Moritz	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Lufkin Industries, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
LUFK	CUSIP 549764108	05/01/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect John F. Glick	Mgmt	For	For	For
2	Elect John D. Hofmeister	Mgmt	For	For	For
3	Elect Amr Z. Selim	Mgmt	For	For	For
4	Elect Thomas E. Wiener	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For
7	2013 Incentive Stock Compensation Plan	Mgmt	For	For	For

Mead Johnson Nutrition Company

Ticker	Security ID:	Meeting Date	Meeting Status
MJN	CUSIP 582839106	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Steven M. Altschuler	Mgmt	For	For	For
2	Elect Howard B. Bernick	Mgmt	For	For	For
3	Elect Kimberly A. Casiano	Mgmt	For	For	For
4	Elect Anna C. Catalano	Mgmt	For	For	For
5	Elect Celeste A. Clark	Mgmt	For	For	For
6	Elect James M. Cornelius	Mgmt	For	For	For
7	Elect Stephen W. Golsby	Mgmt	For	For	For
8	Elect Peter K. Jakobsen	Mgmt	For	For	For
9	Elect Peter G. Ratcliffe	Mgmt	For	For	For
10	Elect Elliott Sigal	Mgmt	For	For	For
11	Elect Robert S. Singer	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For

Page 114

Michael Kors Holdings Limited

Ticker	Security ID:	Meeting Date	Meeting Status
KORS	CUSIP G60754101	08/08/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect M. Benedetto	Mgmt	For	For	For
2	Elect Stephen Reitman	Mgmt	For	For	For
3	Appointment of Auditor	Mgmt	For	For	For

MicroStrategy Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
MSTR	CUSIP 594972408	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Michael J. Saylor	Mgmt	For	For	For
1.2	Elect Sanju K. Bansal	Mgmt	For	For	For
1.3	Elect Matthew W. Calkins	Mgmt	For	For	For
1.4	Elect Robert H. Epstein	Mgmt	For	For	For
1.5	Elect David W. LaRue	Mgmt	For	For	For
1.6	Elect Jarrod M. Patten	Mgmt	For	For	For
1.7	Elect Carl J. Rickertsen	Mgmt	For	For	For
1.8	Elect Thomas P. Spahr	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Page 115

Mondelez International, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
MDLZ	CUSIP 50075N104	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Stephen F. Bollenbach	Mgmt	For	For	For
2	Elect Lewis W.K. Booth	Mgmt	For	For	For
3	Elect Lois D. Juliber	Mgmt	For	For	For
4	Elect Mark D. Ketchum	Mgmt	For	For	For
5	Elect Jorge S. Mesquita	Mgmt	For	For	For
6	Elect Fredric G. Reynolds	Mgmt	For	For	For
7	Elect Irene B. Rosenfeld	Mgmt	For	For	For
8	Elect Patrick T. Siewert	Mgmt	For	For	For
9	Elect Ruth J. Simmons	Mgmt	For	For	For
10	Elect Ratan N. Tata	Mgmt	For	For	For
11	Elect Jean-Francois M. L. van Boxmeer	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Shareholder Proposal Regarding Extended Producer Responsibility	ShrHoldr	Against	Against	For
15	Shareholder Proposal Regarding Gender Equality in the Supply Chain	ShrHoldr	Against	Against	For

MSC Industrial Direct Co., Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
MSM	CUSIP 553530106	01/17/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Mitchell Jacobson	Mgmt	For	For	For
1.2	Elect David Sandler	Mgmt	For	For	For
1.3	Elect Jonathan Byrnes	Mgmt	For	For	For
1.4	Elect Roger Fradin	Mgmt	For	For	For
1.5	Elect Erik Gershwind	Mgmt	For	For	For
1.6	Elect Louise Goeser	Mgmt	For	For	For
1.7	Elect Denis Kelly	Mgmt	For	For	For
1.8	Elect Philip Peller	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 116

National Oilwell Varco, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
NOV	CUSIP 637071101	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Merrill A. Miller, Jr.	Mgmt	For	For	For
2	Elect Greg L. Armstrong	Mgmt	For	For	For
3	Elect Ben A. Guill	Mgmt	For	For	For
4	Elect David D. Harrison	Mgmt	For	For	For
5	Elect Roger L. Jarvis	Mgmt	For	For	For
6	Elect Eric L. Mattson	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For
8	Advisory Vote on Executive Compensation	Mgmt	For	For	For
9	Amendment to the Long-Term Incentive Plan	Mgmt	For	For	For
10	Approval of the Annual Cash Incentive Plan	Mgmt	For	For	For

Occidental Petroleum Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
OXY	CUSIP 674599105	05/03/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect E. Spencer Abraham	Mgmt	For	For	For
2	Elect Howard Atkins	Mgmt	For	For	For
3	Elect Stephen Chazen	Mgmt	For	For	For
4	Elect Edward Djerejian	Mgmt	For	Against	Against
5	Elect John Feick	Mgmt	For	For	For
6	Elect Margaret Foran	Mgmt	For	For	For
7	Elect Carlos Gutierrez	Mgmt	For	For	For
8	Elect Ray Irani	Mgmt	For	Against	Against
9	Elect Avedick Poladian	Mgmt	For	For	For
10	Elect Aziz Syriani	Mgmt	For	Against	Against
11	Advisory Vote on Executive Compensation	Mgmt	For	Against	Against
12	Ratification of Auditor	Mgmt	For	For	For
13	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against

Page 117

Oceaneering International, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
OII	CUSIP 675232102	04/26/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Paul B. Murphy Jr.	Mgmt	For	For	For
1.2	Elect Harris J. Pappas	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Palo Alto Networks, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PANW	CUSIP 697435105	12/12/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect John Donovan	Mgmt	For	For	For
2	Elect Nir Zuk	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Frequency of Advisory Vote on Executive Compensation	Mgmt	1 Year	1 Year	For

Peet’s Coffee & Tea, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PEET	CUSIP 705560100	10/26/2012	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Merger	Mgmt	For	For	For
2	Advisory Vote on Golden Parachutes	Mgmt	For	For	For
3	Right to Adjourn Meeting	Mgmt	For	For	For

Page 118

Pharmacyclics, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PCYC	CUSIP 716933106	11/09/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Robert Booth	Mgmt	For	For	For
1.2	Elect Kenneth Clark	Mgmt	For	For	For
1.3	Elect Robert Duggan	Mgmt	For	For	For
1.4	Elect Eric Halvorson	Mgmt	For	For	For
1.5	Elect Minesh Mehta	Mgmt	For	For	For
1.6	Elect David Smith	Mgmt	For	For	For
1.7	Elect Richard van den Broek	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Praxair, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PX	CUSIP 74005P104	04/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Stephen F. Angel	Mgmt	For	For	For
2	Elect Oscar Bernardes	Mgmt	For	For	For
3	Elect Bret K. Clayton	Mgmt	For	For	For
4	Elect Nance K. Dicciani	Mgmt	For	For	For
5	Elect Edward G. Galante	Mgmt	For	For	For
6	Elect Claire W. Gargalli	Mgmt	For	For	For
7	Elect Ira D. Hall	Mgmt	For	For	For
8	Elect Raymond W. LeBoeuf	Mgmt	For	For	For
9	Elect Larry D. McVay	Mgmt	For	For	For
10	Elect Wayne T. Smith	Mgmt	For	For	For
11	Elect Robert L. Wood	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Shareholder Proposal Regarding Incorporation of Values in Political Spending	ShrHoldr	Against	Against	For
14	Ratification of Auditor	Mgmt	For	For	For

Precision Castparts Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
PCP	CUSIP 740189105	08/14/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Mark Donegan	Mgmt	For	For	For
1.2	Elect Vernon Oechsle	Mgmt	For	For	For
1.3	Elect Rick Schmidt	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Amendment to the Executive Performance Incentive Plan	Mgmt	For	For	For

Page 119

priceline.com Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
PCLN	CUSIP 741503403	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Tim Armstrong	Mgmt	For	For	For
1.2	Elect Howard W. Barker, Jr.	Mgmt	For	For	For
1.3	Elect Jeffrey H. Boyd	Mgmt	For	For	For
1.4	Elect Jan L. Docter	Mgmt	For	For	For
1.5	Elect Jeffrey E. Epstein	Mgmt	For	For	For
1.6	Elect James M. Guyette	Mgmt	For	For	For
1.7	Elect Nancy B. Peretsman	Mgmt	For	For	For
1.8	Elect Thomas E. Rothman	Mgmt	For	For	For
1.9	Elect Craig W. Rydin	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Amendment to the 1999 Omnibus Plan	Mgmt	For	For	For
5	Shareholder Proposal Regarding Compensation in the Event of a Change in Control	ShrHoldr	Against	Against	For

PriceSmart, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PSMT	CUSIP 741511109	01/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Sherry Bahrambeygui	Mgmt	For	For	For
1.2	Elect Gonzalo Barrutieta	Mgmt	For	For	For
1.3	Elect Katherine Hensley	Mgmt	For	For	For
1.4	Elect Leon Janks	Mgmt	For	For	For
1.5	Elect Jose Laparte	Mgmt	For	For	For
1.6	Elect Mitchell Lynn	Mgmt	For	For	For
1.7	Elect Robert Price	Mgmt	For	For	For
1.8	Elect Edgar Zurcher	Mgmt	For	For	For
2	2013 Equity Incentive Award Plan	Mgmt	For	For	For

Page 120

QUALCOMM Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
QCOM	CUSIP 747525103	03/05/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Barbara T. Alexander	Mgmt	For	For	For
2	Elect Donald G. Cruickshank	Mgmt	For	For	For
3	Elect Raymond V. Dittamore	Mgmt	For	For	For
4	Elect Susan Hockfield	Mgmt	For	For	For
5	Elect Thomas W. Horton	Mgmt	For	For	For
6	Elect Paul E. Jacobs	Mgmt	For	For	For
7	Elect Sherry Lansing	Mgmt	For	For	For
8	Elect Duane A. Nelles	Mgmt	For	For	For
9	Elect Francisco Ros	Mgmt	For	For	For
10	Elect Brent Scowcroft	Mgmt	For	For	For
11	Elect Marc I. Stern	Mgmt	For	For	For
12	Amendment to the 2006 Long-Term Incentive Plan	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Rackspace Hosting, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
RAX	CUSIP 750086100	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect A. Lanham Napier	Mgmt	For	For	For
2	Elect George J. Still, Jr.	Mgmt	For	For	For
3	Elect Michael Sam Gilliland	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Page 121

Roper Industries, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ROP	CUSIP 776696106	05/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect David W. Devonshire	Mgmt	For	For	For
1.2	Elect John F. Fort, III	Mgmt	For	For	For
1.3	Elect Brian D. Jellison	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Repeal of Classified Board	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

salesforce.com, inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CRM	CUSIP 79466L302	03/20/2013	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Increase of Authorized Common Stock	Mgmt	For	For	For

salesforce.com, inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CRM	CUSIP 79466L302	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Stratton Sclavos	Mgmt	For	For	For
2	Elect Lawrence Tomlinson	Mgmt	For	For	For
3	Elect Shirley Young	Mgmt	For	For	For
4	Repeal of Classified Board	Mgmt	For	For	For
5	2013 Equity Incentive Plan	Mgmt	For	For	For
6	Ratification of Auditor	Mgmt	For	For	For
7	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 122

Schlumberger N.V. (Schlumberger Limited)

Ticker	Security ID:	Meeting Date	Meeting Status
SLB	CUSIP 806857108	04/10/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Peter L.S. Currie	Mgmt	For	For	For
2	Elect Anthony Isaac	Mgmt	For	For	For
3	Elect K.V. Kamath	Mgmt	For	For	For
4	Elect Paal Kibsgaard	Mgmt	For	For	For
5	Elect Nikolay Kudryavtsev	Mgmt	For	For	For
6	Elect Adrian Lajous	Mgmt	For	For	For
7	Elect Michael E. Marks	Mgmt	For	For	For
8	Elect Lubna Olayan	Mgmt	For	For	For
9	Elect Leo Rafael Reif	Mgmt	For	For	For
10	Elect Tore I. Sandvold	Mgmt	For	For	For
11	Elect Henri Seydoux	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Approval of Financial Statements/Dividends	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	2013 Omnibus Incentive Plan	Mgmt	For	For	For
16	Amendment to the Discounted Stock Purchase Plan	Mgmt	For	For	For

Silver Wheaton Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
SLW	CUSIP 828336107	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Lawrence I. Bell	Mgmt	For	For	For
1.2	Elect George L. Brack	Mgmt	For	For	For
1.3	Elect John A. Brough	Mgmt	For	For	For
1.4	Elect R. Peter Gillin	Mgmt	For	For	For
1.5	Elect Douglas M. Holtby	Mgmt	For	For	For
1.6	Elect Eduardo Luna	Mgmt	For	For	For
1.7	Elect Wade D. Nesmith	Mgmt	For	For	For
1.8	Elect Randy V.J. Smallwood	Mgmt	For	For	For
2	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 123

SINA Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
SINA	CUSIP G81477104	08/10/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Yan Wang	Mgmt	For	For	For
2	Elect Song-Yi Zhang	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Amendment to Articles Regarding Right to Call a Special Meeting	Mgmt	For	Against	Against

Splunk Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
SPLK	CUSIP 848637104	06/13/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect David M. Hornik	Mgmt	For	For	For
1.2	Elect Thomas M. Neustaetter	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Frequency of Advisory Vote on Executive Compensation	Mgmt	1 Year	1 Year	For

Starbucks Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
SBUX	CUSIP 855244109	03/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Howard Schultz	Mgmt	For	For	For
2	Elect William W. Bradley	Mgmt	For	For	For
3	Elect Robert M. Gates	Mgmt	For	For	For
4	Elect Mellody Hobson	Mgmt	For	For	For
5	Elect Kevin R. Johnson	Mgmt	For	For	For
6	Elect Olden Lee	Mgmt	For	For	For
7	Elect Joshua C. Ramo	Mgmt	For	For	For
8	Elect James G. Shennan, Jr.	Mgmt	For	For	For
9	Elect Clara Shih	Mgmt	For	For	For
10	Elect Javier G. Teruel	Mgmt	For	For	For
11	Elect Myron E. Ullman III	Mgmt	For	For	For
12	Elect Craig E. Weatherup	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Amendment to the 2005 Long-Term Equity Incentive Plan	Mgmt	For	For	For
15	Ratification of Auditor	Mgmt	For	For	For
16	Shareholder Proposal Regarding Prohibition on Political Spending	ShrHoldr	Against	Against	For

Page 124

Starwood Hotels & Resorts Worldwide, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
HOT	CUSIP 85590A401	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Frits van Paasschen	Mgmt	For	For	For
1.2	Elect Bruce W. Duncan	Mgmt	For	For	For
1.3	Elect Adam M. Aron	Mgmt	For	For	For
1.4	Elect Charlene Barshefsky	Mgmt	For	For	For
1.5	Elect Thomas E. Clarke	Mgmt	For	For	For
1.6	Elect Clayton C. Daley, Jr.	Mgmt	For	For	For
1.7	Elect Lizanne Galbreath	Mgmt	For	For	For
1.8	Elect Eric Hippeau	Mgmt	For	For	For
1.9	Elect Aylwin B. Lewis	Mgmt	For	For	For
1.10	Elect Stephen R. Quazzo	Mgmt	For	For	For
1.11	Elect Thomas O. Ryder	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	2013 Long-Term Incentive Compensation Plan	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Page 125

Stifel Financial Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
SF	CUSIP 860630102	06/12/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Michael W. Brown	Mgmt	For	For	For
1.2	Elect John P. Dubinsky	Mgmt	For	For	For
1.3	Elect Robert E. Grady	Mgmt	For	For	For
1.4	Elect Thomas B. Michaud	Mgmt	For	For	For
1.5	Elect James M. Oates	Mgmt	For	For	For
1.6	Elect Ben A. Plotkin	Mgmt	For	For	For
1.7	Elect Michael J. Zimmerman	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

SVB Financial Group

Ticker	Security ID:	Meeting Date	Meeting Status
SIVB	CUSIP 78486Q101	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Greg W. Becker	Mgmt	For	For	For
1.2	Elect Eric A. Benhamou	Mgmt	For	For	For
1.3	Elect David M. Clapper	Mgmt	For	For	For
1.4	Elect Roger F. Dunbar	Mgmt	For	For	For
1.5	Elect Joel P. Friedman	Mgmt	For	For	For
1.6	Elect C. Richard Kramlich	Mgmt	For	For	For
1.7	Elect Lata Krishnan	Mgmt	For	For	For
1.8	Elect Jeffrey N. Maggioncalda	Mgmt	For	For	For
1.9	Elect Kate Mitchell	Mgmt	For	For	For
1.10	Elect John F. Robinson	Mgmt	For	For	For
1.11	Elect Garen K. Staglin	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 126

T. Rowe Price Group, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TROW	CUSIP 74144T108	04/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Edward C. Bernard	Mgmt	For	For	For
2	Elect James T. Brady	Mgmt	For	For	For
3	Elect Mary K. Bush	Mgmt	For	For	For
4	Elect Donald B. Hebb, Jr.	Mgmt	For	For	For
5	Elect Freeman A. Hrabowski, III	Mgmt	For	For	For
6	Elect James A.C. Kennedy	Mgmt	For	For	For
7	Elect Robert F. MacLellan	Mgmt	For	For	For
8	Elect Brian C. Rogers	Mgmt	For	For	For
9	Elect Alfred Sommer	Mgmt	For	For	For
10	Elect Dwight S. Taylor	Mgmt	For	For	For
11	Elect Anne Marie Whittemore	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For

Target Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
TGT	CUSIP 87612E106	06/12/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Roxanne S. Austin	Mgmt	For	For	For
2	Elect Douglas M. Baker, Jr.	Mgmt	For	For	For
3	Elect Henrique de Castro	Mgmt	For	For	For
4	Elect Calvin Darden	Mgmt	For	For	For
5	Elect Mary N. Dillon	Mgmt	For	For	For
6	Elect James A. Johnson	Mgmt	For	For	For
7	Elect Mary E. Minnick	Mgmt	For	For	For
8	Elect Anne M. Mulcahy	Mgmt	For	For	For
9	Elect Derica W. Rice	Mgmt	For	For	For
10	Elect Gregg W. Steinhafel	Mgmt	For	For	For
11	Elect John G. Stumpf	Mgmt	For	For	For
12	Elect Solomon D. Trujillo	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For
15	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For
16	Shareholder Proposal Regarding Report on Electronic Waste	ShrHoldr	Against	For	Against

Page 127

The Coca-Cola Company

Ticker	Security ID:	Meeting Date	Meeting Status
KO	CUSIP 191216100	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Herbert A. Allen	Mgmt	For	For	For
2	Elect Ronald W. Allen	Mgmt	For	For	For
3	Elect Howard G. Buffett	Mgmt	For	For	For
4	Elect Richard M. Daley	Mgmt	For	For	For
5	Elect Barry Diller	Mgmt	For	For	For
6	Elect Helene D. Gayle	Mgmt	For	For	For
7	Elect Evan G. Greenberg	Mgmt	For	For	For
8	Elect Alexis M. Herman	Mgmt	For	For	For
9	Elect Muhtar Kent	Mgmt	For	For	For
10	Elect Robert A. Kotick	Mgmt	For	For	For
11	Elect Maria Elena Lagomasino	Mgmt	For	For	For
12	Elect Donald F. McHenry	Mgmt	For	For	For
13	Elect Sam Nunn	Mgmt	For	For	For
14	Elect James D. Robinson III	Mgmt	For	For	For
15	Elect Peter V. Ueberroth	Mgmt	For	For	For
16	Elect Jacob Wallenberg	Mgmt	For	For	For
17	Ratification of Auditor	Mgmt	For	For	For
18	Advisory Vote on Executive Compensation	Mgmt	For	For	For
19	Amendment to By-Laws Regarding the Right to Call Special Meetings	Mgmt	For	For	For
20	Shareholder Proposal Regarding Formation of a Human Rights Committee	ShrHoldr	Against	Against	For

Page 128

The Coca-Cola Company

Ticker	Security ID:	Meeting Date	Meeting Status
KO	CUSIP 191216100	07/10/2012	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Approval of Stock Split	Mgmt	For	For	For

The Estee Lauder Companies Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
EL	CUSIP 518439104	11/09/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Rose Marie Bravo	Mgmt	For	For	For
1.2	Elect Paul Fribourg	Mgmt	For	For	For
1.3	Elect Mellody Hobson	Mgmt	For	For	For
1.4	Elect Irvine Hockaday, Jr.	Mgmt	For	For	For
1.5	Elect Barry Sternlicht	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Increase of Authorized Common Stock	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Transdigm Group Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
TDG	CUSIP 893641100	03/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Mervin Dunn	Mgmt	For	For	For
1.2	Elect Michael Graff	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	N/A	For	N/A

Page 129

Ulta Salon, Cosmetics & Fragrance, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ULTA	CUSIP 90384S303	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Charles Heilbronn	Mgmt	For	For	For
1.2	Elect Michael R. MacDonald	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Ultimate Software Group Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ULTI	CUSIP 90385D107	05/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Scott Scherr	Mgmt	For	For	For
2	Elect Alois Leiter	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Under Armour, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
UA	CUSIP 904311107	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Kevin A. Plank	Mgmt	For	For	For
1.2	Elect Byron K. Adams, Jr.	Mgmt	For	For	For
1.3	Elect Douglas E. Coltharp	Mgmt	For	For	For
1.4	Elect Anthony W. Deering	Mgmt	For	For	For
1.5	Elect Alvin B. Krongard	Mgmt	For	For	For
1.6	Elect William R. McDermott	Mgmt	For	For	For
1.7	Elect Eric T. Olson	Mgmt	For	For	For
1.8	Elect Brenda Piper	Mgmt	For	For	For
1.9	Elect Harvey L. Sanders	Mgmt	For	For	For
1.10	Elect Thomas J. Sippel	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Amendment to the Executive Incentive Compensation Plan	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Page 130

Union Pacific Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
UNP	CUSIP 907818108	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Andrew H. Card, Jr.	Mgmt	For	For	For
2	Elect Erroll B. Davis, Jr.	Mgmt	For	For	For
3	Elect Thomas J. Donohue	Mgmt	For	For	For
4	Elect Archie W. Dunham	Mgmt	For	For	For
5	Elect Judith Richards Hope	Mgmt	For	For	For
6	Elect John J. Koraleski	Mgmt	For	For	For
7	Elect Charles C. Krulak	Mgmt	For	For	For
8	Elect Michael R. McCarthy	Mgmt	For	For	For
9	Elect Michael W. McConnell	Mgmt	For	For	For
10	Elect Thomas F. McLarty III	Mgmt	For	For	For
11	Elect Steven R. Rogel	Mgmt	For	For	For
12	Elect Jose H. Villarreal	Mgmt	For	For	For
13	Elect James R. Young	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	2013 Stock Incentive Plan	Mgmt	For	For	For
17	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against

Page 131

United Natural Foods, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
UNFI	CUSIP 911163103	12/12/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Peter Roy	Mgmt	For	For	For
2	Elect Richard Schnieders	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	2012 Equity Incentive Plan	Mgmt	For	For	For
6	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	Against	For	Against

Universal Display Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
PANL	CUSIP 91347P105	06/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Steven V. Abramson	Mgmt	For	For	For
2	Elect Leonard Becker	Mgmt	For	For	For
3	Elect Elizabeth H. Gemmill	Mgmt	For	For	For
4	Elect C. Keith Hartley	Mgmt	For	For	For
5	Elect Lawrence Lacerte	Mgmt	For	For	For
6	Elect Sidney D. Rosenblatt	Mgmt	For	For	For
7	Elect Sherwin I. Seligsohn	Mgmt	For	For	For
8	Approval of the Annual Incentive Plan	Mgmt	For	For	For
9	Advisory Vote on Executive Compensation	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	Against	Against

Page 132

Verisk Analytics, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
VRSK	CUSIP 92345Y106	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect John F. Lehman, Jr.	Mgmt	For	For	For
1.2	Elect Andrew G. Mills	Mgmt	For	For	For
1.3	Elect Constantine P. Iordanou	Mgmt	For	For	For
1.4	Elect Scott G. Stephenson	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	2013 Equity Incentive Plan	Mgmt	For	For	For
4	Executive Officer Annual Incentive Plan	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Vertex Pharmaceuticals Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
VRTX	CUSIP 92532F100	05/08/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Joshua S. Boger	Mgmt	For	For	For
1.2	Elect Terrence C. Kearney	Mgmt	For	For	For
1.3	Elect Yuchun Lee	Mgmt	For	For	For
1.4	Elect Elaine S. Ullian	Mgmt	For	For	For
2	2013 Stock and Option Plan	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 133

Visa Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
V	CUSIP 92826C839	01/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Gary Coughlan	Mgmt	For	For	For
2	Elect Mary Cranston	Mgmt	For	For	For
3	Elect Francisco Javier Fernandez Carbajal	Mgmt	For	For	For
4	Elect Robert Matschullat	Mgmt	For	For	For
5	Elect Cathy Minehan	Mgmt	For	For	For
6	Elect Suzanne Nora Johnson	Mgmt	For	For	For
7	Elect David Pang	Mgmt	For	For	For
8	Elect Joseph Saunders	Mgmt	For	For	For
9	Elect Charles Scharf	Mgmt	For	For	For
10	Elect William Shanahan	Mgmt	For	For	For
11	Elect John Swainson	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Shareholder Proposal Regarding Lobbying Expenditures	ShrHoldr	Against	For	Against

VMware, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
VMW	CUSIP 928563402	05/29/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Advisory Vote on Executive Compensation	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Amendment to the 2007 Equity And Incentive Plan	Mgmt	For	For	For
4	Amendment to the 2007 Employee Stock Purchase Plan	Mgmt	For	For	For

Westinghouse Air Brake Technologies Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
WAB	CUSIP 929740108	05/14/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Robert J. Brooks	Mgmt	For	For	For
1.2	Elect William E. Kassling	Mgmt	For	For	For
1.3	Elect Albert J. Neupaver	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Increase of Authorized Common Stock	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Page 134

Whiting Petroleum Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
WLL	CUSIP 966387102	05/07/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Thomas L. Aller	Mgmt	For	For	For
1.2	Elect Michael B Walen	Mgmt	For	For	For
2	2013 Equity Incentive Plan	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Workday Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
WDAY	CUSIP 98138H101	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect A. George Battle	Mgmt	For	For	For
1.2	Elect Michael M. McNamara	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Re-Approval of Material Terms of the 2012 Equity Incentive Plan	Mgmt	For	For	For

Page 135

Item 1: Proxy Voting Record - Item1 Proxy Voting Record -

Registrant :

Fund Name : TCW High Yield Bond Fund

Dynegy Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
DYN	CUSIP 26817R108	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Hillary E. Ackermann	Mgmt	For	For	For
1.2	Elect Paul M. Barbas	Mgmt	For	For	For
1.3	Elect Robert C. Flexon	Mgmt	For	For	For
1.4	Elect Richard Lee Kuersteiner	Mgmt	For	For	For
1.5	Elect Jeffrey S. Stein	Mgmt	For	For	For
1.6	Elect John R. Sult	Mgmt	For	For	For
1.7	Elect Pat Wood, III	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Item 1: Proxy Voting Record - Item1 Proxy Voting Record -

Registrant :

Fund Name : TCW International Growth Fund

Acom Co Ltd

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J00105106	06/25/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Shigeyoshi Kinoshita	Mgmt	For	For	For
2	Elect Toshiaki Kajiura	Mgmt	For	For	For
3	Elect Satoru Tomimatsu	Mgmt	For	For	For
4	Elect Kiyoshi Tachiki	Mgmt	For	For	For
5	Elect Tatsuo Taki	Mgmt	For	For	For
6	Elect Izuo Fukumoto	Mgmt	For	For	For
7	Elect Tadachiyo Osada	Mgmt	For	For	For

Page 136

AKR Corporindo Tbk

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Y71161163	05/14/2013	Voted
Meeting Type		Country of Trade
Annual		Indonesia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Accounts and Reports	Mgmt	For	For	For
3	Allocation of Profits/Dividends	Mgmt	For	For	For
4	Appointment of Auditor	Mgmt	For	For	For
5	Modification of the Management Stock Option Plan (MSOP)	Mgmt	For	For	For
6	Implementation of the Management Stock Option Plan (MSOP)	Mgmt	For	For	For

Alpha Eurobank

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS X1687N119	06/29/2013	Voted
Meeting Type		Country of Trade
Annual		Greece

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Accounts and Reports; Allocation of Losses/Dividends	Mgmt	For	For	For
3	Ratification of Directors’ and Auditor’s Acts	Mgmt	For	For	For
4	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
5	Directors’ Fees	Mgmt	For	For	For
6	Ratification of Directors’ and Auditor’s Acts, Authorization of Legal Formalities Regarding Merger	Mgmt	For	For	For
7	Board Transactions	Mgmt	For	For	For

Page 137

Ara Asset Management Limited

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G04512102	04/26/2013	Voted
Meeting Type		Country of Trade
Annual		Bermuda

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Elect LIM How Teck	Mgmt	For	For	For
4	Elect Moses CHENG Mo Chi	Mgmt	For	For	For
5	Elect Colin Stevens Russel	Mgmt	For	For	For
6	Directors’ Fees	Mgmt	For	For	For
7	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
8	Authority to Issue Shares w/ or w/o Preemptive Rights	Mgmt	For	For	For
9	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
10	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
11	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
12	Authority to Repurchase Shares	Mgmt	For	For	For
13	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
14	Amendments to Articles	Mgmt	For	For	For
15	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Astellas Pharma Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J03393105	06/19/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Elect Masafumi Nogimori	Mgmt	For	For	For
4	Elect Yoshihiko Hatanaka	Mgmt	For	For	For
5	Elect Yoshiroh Miyokawa	Mgmt	For	For	For
6	Elect Kanoko Ohishi	Mgmt	For	For	For
7	Elect Naoki Aikawa	Mgmt	For	For	For
8	Elect Yutaka Kase	Mgmt	For	For	For
9	Elect Hironobu Yasuda	Mgmt	For	For	For
10	Elect Goh Ohtani as Statutory Auditor	Mgmt	For	For	For
11	Bonus	Mgmt	For	For	For
12	Equity Compensation Plan	Mgmt	For	For	For

Page 138

B2gold Corp

Ticker	Security ID:	Meeting Date	Meeting Status
BGLPF	CUSIP 11777Q209	06/14/2013	Voted
Meeting Type		Country of Trade
Annual		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Board Size	Mgmt	For	For	For
2.1	Elect Clive T. Johnson	Mgmt	For	For	For
2.2	Elect Robert Cross	Mgmt	For	For	For
2.3	Elect Robert Gayton	Mgmt	For	For	For
2.4	Elect Barry D. Rayment	Mgmt	For	For	For
2.5	Elect Jerry R. Korpan	Mgmt	For	For	For
2.6	Elect John W. Ivany	Mgmt	For	For	For
2.7	Elect Bongani Mtshisi	Mgmt	For	For	For
2.8	Elect Michael Carrick	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For

Banco Espirito Santo, S.A.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS X0346X153	03/27/2013	Voted
Meeting Type		Country of Trade
Special		Portugal

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Election of the Vice Chairman of Board of General Meeting	Mgmt	For	For	For
3	Accounts and Reports	Mgmt	For	For	For
4	Consolidated Accounts and Reports	Mgmt	For	For	For
5	Allocation of Profits	Mgmt	For	For	For
6	Ratification of Board and Audit Committee Acts	Mgmt	For	For	For
7	Remuneration Report	Mgmt	For	For	For
8	Ratification of the Co-Option of Xavier Musca	Mgmt	For	For	For
9	Authority for Company and Subsidiaries to Trade in Company Stock and Bonds	Mgmt	For	For	For
10	Authorization to Exercise Competing Activities	Mgmt	For	For	For
11	Executive Directors’ Pensions	Mgmt	For	For	For
12	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 139

Bank Negara

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Y74568166	03/28/2013	Voted
Meeting Type		Country of Trade
Annual		Indonesia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
4	Directors’ and Commissioners’ Fees	Mgmt	For	For	For
5	Change in the Composition of the Board of Directors	Mgmt	For	For	For
6	Determination of Write-off Limit	Mgmt	For	For	For
7	Amendments to Articles	Mgmt	For	For	For
8	Implement Regulation of the Minister of State Owned Enterprises	Mgmt	For	For	For

Banro Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
BAA	CUSIP 066800103	06/28/2013	Voted
Meeting Type		Country of Trade
Special		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect John A. Clarke	Mgmt	For	For	For
1.2	Elect Maurice J. Colson	Mgmt	For	For	For
1.3	Elect Peter N. Cowley	Mgmt	For	For	For
1.4	Elect Peter V. Gundy	Mgmt	For	For	For
1.5	Elect Arnold T. Kondrat	Mgmt	For	For	For
1.6	Elect Richard J. Lachcik	Mgmt	For	For	For
1.7	Elect Bernard R. van Rooyen	Mgmt	For	For	For
2	Appointment of Auditor	Mgmt	For	For	For
3	Advance Notice	Mgmt	For	For	For

Page 140

Central Pattana Public Co. Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Y1242U219	01/18/2013	Voted
Meeting Type		Country of Trade
Special		Thailand

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Meeting Minutes	Mgmt	For	For	For
3	Land Lease Agreement	Mgmt	For	For	For
4	Amendments to Number of Directors with Binding Signatures	Mgmt	For	For	For
5	Amendments to Articles	Mgmt	For	For	For
6	Transaction of Other Business	Mgmt	For	Against	Against

Chailease Holding Company Limited

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G20288109	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		Cayman Islands

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
4	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
5	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
6	Accounts and Reports	Mgmt	For	For	For
7	Allocation of Profits/Dividends	Mgmt	For	For	For
8	Capitalization of Profits and Issuance of New Shares	Mgmt	For	For	For
9	Amendments to Procedural Rules: Shareholder Meetings	Mgmt	For	For	For
10	Amendments to Procedural Rules: Acquisition and Disposal of Assets	Mgmt	For	For	For
11	Amendments to Procedural Rule: Derivatives Trading	Mgmt	For	For	For
12	Amendments to Procedural Rule: Capital Loans	Mgmt	For	For	For
13	Amendments to Procedural Rule: Endorsements and Guarantees	Mgmt	For	For	For
14	Non-Compete Restrictions for Directors	Mgmt	For	Against	Against
15	Extraordinary motions	Mgmt	For	Against	Against

Page 141

Cielo S.A

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS P2859E100	04/26/2013	Voted
Meeting Type		Country of Trade
Special		Brazil

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Capitalization of Reserves for Bonus Share Issue	Mgmt	For	For	For
4	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Cielo S.A

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS P2859E100	04/26/2013	Voted
Meeting Type		Country of Trade
Annual		Brazil

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
4	Accounts and Reports	Mgmt	For	For	For
5	Allocation of Profits/Dividends; Capital Expenditure Budget	Mgmt	For	For	For
6	Elect Supervisory Council; Remuneration Policy	Mgmt	For	Against	Against

Page 142

Daiwa Securities Group Inc

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J11718111	06/26/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Elect Shigeharu Suzuki	Mgmt	For	For	For
3	Elect Takashi Hibino	Mgmt	For	For	For
4	Elect Nobuyuki Iwamoto	Mgmt	For	For	For
5	Elect Akio Takahashi	Mgmt	For	For	For
6	Elect Yoriyuki Kusaki	Mgmt	For	For	For
7	Elect Ryuji Yasuda	Mgmt	For	For	For
8	Elect Nobuko Matsubara	Mgmt	For	For	For
9	Elect Keiichi Tadaki	Mgmt	For	For	For
10	Elect Kensuke Itoh	Mgmt	For	For	For
11	Elect Saburoh Jifuku	Mgmt	For	For	For
12	Elect Masaru Shirataki	Mgmt	For	For	For
13	Elect Hiroki Tsuda	Mgmt	For	For	For
14	Equity Compensation Plan	Mgmt	For	For	For

ENN Energy Holdings Limited

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G3066L101	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		Cayman Islands

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Accounts and Reports	Mgmt	For	For	For
4	Allocation of Profits/Dividends	Mgmt	For	For	For
5	Elect ZHANG Gang	Mgmt	For	For	For
6	Elect HAN Jishen	Mgmt	For	For	For
7	Elect LIM Haw Kuang	Mgmt	For	For	For
8	Elect ZHAO Baoju	Mgmt	For	For	For
9	Elect JIN Yongsheng	Mgmt	For	For	For
10	Elect CHEUNG Yip Sang	Mgmt	For	For	For
11	Elect ZHAO Shengli	Mgmt	For	For	For
12	Elect WANG Dongzhi	Mgmt	For	For	For
13	Directors’ Fees	Mgmt	For	For	For
14	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
15	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
16	Authority to Repurchase Shares	Mgmt	For	For	For
17	Authority to Issue Repurchased Shares	Mgmt	For	For	For
18	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 143

Franco-Nevada Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
FNV	CUSIP 351858105	05/08/2013	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Pierre Lassonde	Mgmt	For	For	For
1.2	Elect David Harquail	Mgmt	For	For	For
1.3	Elect Derek W. Evans	Mgmt	For	For	For
1.4	Elect Graham Farquharson	Mgmt	For	For	For
1.5	Elect Louis P. Gignac	Mgmt	For	For	For
1.6	Elect Randall Oliphant	Mgmt	For	For	For
1.7	Elect David R. Peterson	Mgmt	For	For	For
2	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
3	Advisory Vote on executive Compensation	Mgmt	For	For	For

Fresnillo Plc

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G371E2108	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United Kingdom

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Directors’ Remuneration Report	Mgmt	For	For	For
4	Elect Alberto Bailleres Gonzalez	Mgmt	For	For	For
5	Elect Lord Cairns	Mgmt	For	For	For
6	Elect Francisco Javier Fernandez Carbajal	Mgmt	For	For	For
7	Elect Fernando Ruiz Sahagun	Mgmt	For	For	For
8	Elect Fernando Solana Morales	Mgmt	For	For	For
9	Elect Guy Wilson	Mgmt	For	For	For
10	Elect Juan Bordes Aznar	Mgmt	For	For	For
11	Elect Arturo Fernandez Perez	Mgmt	For	For	For
12	Elect Rafael MacGregor Anciola	Mgmt	For	For	For
13	Elect Jaime Lomelin	Mgmt	For	For	For
14	Elect Maria Asuncion Aramburuzabala Larregui	Mgmt	For	For	For
15	Elect Alejandro Bailleres Gual	Mgmt	For	For	For
16	Appointment of Auditor	Mgmt	For	For	For
17	Authority to Set Auditor’s Fees	Mgmt	For	For	For
18	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
19	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
20	Authority to Repurchase Shares	Mgmt	For	For	For
21	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	For	For	For

Page 144

Genel Energy Plc

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G3791G104	04/22/2013	Voted
Meeting Type		Country of Trade
Annual		Jersey

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Directors’ Remuneration Report	Mgmt	For	For	For
3	Elect Rodney F. Chase	Mgmt	For	For	For
4	Elect Anthony B. Hayward	Mgmt	For	For	For
5	Elect Julian Metherell	Mgmt	For	For	For
6	Elect Sir Graham Hearne	Mgmt	For	For	For
7	Elect James William Leng	Mgmt	For	For	For
8	Elect Mehmet Ogutcu	Mgmt	For	For	For
9	Elect Mark Parris	Mgmt	For	For	For
10	Elect George Rose	Mgmt	For	For	For
11	Elect Nathaniel P. Rothschild	Mgmt	For	For	For
12	Elect Gulsun Nazli Karamehmet Williams	Mgmt	For	For	For
13	Elect Murat Yazici	Mgmt	For	For	For
14	Elect Chakib Sbiti	Mgmt	For	For	For
15	Appointment of Auditor	Mgmt	For	For	For
16	Authority to Set Auditor’s Fees	Mgmt	For	For	For
17	Authorisation of Political Donations	Mgmt	For	For	For
18	Waiver of Mandatory Takeover Requirement	Mgmt	For	For	For
19	Authority to Repurchase Shares	Mgmt	For	For	For
20	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	For	For	For

Page 145

Glencore Xstrata plc

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G39420107	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		Jersey

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Elect Ivan Glasenberg	Mgmt	For	For	For
4	Elect Anthony B. Hayward	Mgmt	For	For	For
5	Elect Leonhard Fischer	Mgmt	For	For	For
6	Elect William E. Macaulay	Mgmt	For	For	For
7	Elect John R.H. Bond	Mgmt	For	For	For
8	Elect Sir Steve Robson	Mgmt	For	For	For
9	Elect Ian C. Strachan	Mgmt	For	For	For
10	Elect Con Fauconnier	Mgmt	For	For	For
11	Elect Peter Hooley	Mgmt	For	For	For
12	Elect Simon Murray	Mgmt	For	For	For
13	Elect Steven Kalmin	Mgmt	For	For	For
14	Elect Peter R. Coates	Mgmt	For	For	For
15	Elect LI Ning	Mgmt	For	For	For
16	Directors’ Remuneration Report	Mgmt	For	For	For
17	Appointment of Auditor	Mgmt	For	For	For
18	Authority to Set Auditor’s Fees	Mgmt	For	For	For
19	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
20	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
21	Authority to Repurchase Shares	Mgmt	For	For	For
22	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
23	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 146

Global Logistic Properties

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Y27187106	12/03/2012	Voted
Meeting Type		Country of Trade
Special		Singapore

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Sale of Properties to Real Estate Investment Trust in Japan	Mgmt	For	For	For

Greentown China Holdings Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G4100M105	06/17/2013	Voted
Meeting Type		Country of Trade
Annual		Cayman Islands

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Accounts and Reports	Mgmt	For	For	For
4	Allocation of Profits/Dividends	Mgmt	For	For	For
5	Elect GUO Jiafeng	Mgmt	For	For	For
6	Elect JIANG Wei	Mgmt	For	For	For
7	Elect KE Huanzhang	Mgmt	For	For	For
8	Elect Michael SZE Tsai Ping	Mgmt	For	For	For
9	Elect JIA Shenghua	Mgmt	For	For	For
10	Directors’ Fees	Mgmt	For	For	For
11	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
12	Authority to Repurchase Shares	Mgmt	For	For	For
13	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	Against	Against
14	Authority to Issue Repurchased Shares	Mgmt	For	Against	Against

Page 147

Growthpoint Properties Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS S3373CAA4	06/28/2013	Voted
Meeting Type		Country of Trade
Annual		South Africa

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Special: Approve Delinking of Shares and Debentures	Mgmt	For	For	For
2	Special: Approve Capitalisation of Debentures	Mgmt	For	For	For
3	Special: Approve Termination of Debenture Trust Deed and Cancellation of Debentures	Mgmt	For	For	For
4	Special: Approve Conversion of Ordinary Par Value Shares	Mgmt	For	For	For
5	Special: Approve Increase in Authorised Capital	Mgmt	For	For	For
6	Special: Adopt Memorandum of Incorporation	Mgmt	For	For	For
7	Ordinary: Authorize Legal Formalities	Mgmt	For	For	For
8	Ordinary: General Authority to Issue Shares	Mgmt	For	For	For
9	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
10	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 148

Growthpoint Properties Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS S3373CAA4	06/28/2013	Voted
Meeting Type		Country of Trade
Annual		South Africa

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Amendment to Debenture Trust Deed	Mgmt	For	For	For
2	Approve Delinking of Shares and Debentures	Mgmt	For	For	For
3	Approve Capitalisation of Debentures	Mgmt	For	For	For
4	Approve Termination of Debenture Trust Deed and Cancellation of Debentures	Mgmt	For	For	For
5	Authorisation of Legal Formalities	Mgmt	For	For	For
6	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
7	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

H2O Retailing Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J2358J102	06/21/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Elect Shunichi Sugioka	Mgmt	For	For	For
3	Elect Jun Wakabayashi	Mgmt	For	For	For
4	Elect Naoya Araki	Mgmt	For	For	For
5	Elect Yohsaku Fuji	Mgmt	For	For	For
6	Elect Kazuo Sumi	Mgmt	For	For	For
7	Elect Kazutoshi Senno	Mgmt	For	For	For
8	Elect Keiji Uchiyama	Mgmt	For	For	For
9	Elect Tadatsugu Mori	Mgmt	For	For	For
10	Elect Katsuhiro Hayashi	Mgmt	For	For	For
11	Elect Hideyuki Takai as Statutory Auditor	Mgmt	For	For	For
12	Bonus	Mgmt	For	For	For

Page 149

Hargreaves Lansdown Plc

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G43940108	11/23/2012	Take No Action
Meeting Type		Country of Trade
Annual		United Kingdom

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	TNA	N/A
2	Directors’ Remuneration Report	Mgmt	For	TNA	N/A
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	TNA	N/A
4	Elect Michael Evans	Mgmt	For	TNA	N/A
5	Elect Ian Gorham	Mgmt	For	TNA	N/A
6	Elect Tracey Taylor	Mgmt	For	TNA	N/A
7	Elect Peter Hargreaves	Mgmt	For	TNA	N/A
8	Elect Jonathan Bloomer	Mgmt	For	TNA	N/A
9	Elect Chris Barling	Mgmt	For	TNA	N/A
10	Elect Stephen Robertson	Mgmt	For	TNA	N/A
11	Elect Dharmash Mistry	Mgmt	For	TNA	N/A
12	Authority to Repurchase Shares	Mgmt	For	TNA	N/A
13	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	TNA	N/A
14	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	TNA	N/A
15	Share Option Plan	Mgmt	For	TNA	N/A

Heritage Oil Plc

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G4509M102	12/12/2012	Voted
Meeting Type		Country of Trade
Special		Jersey

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Divestiture	Mgmt	For	For	For
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Hikari Tsushin Inc

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J1949F108	06/21/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Authority to Reduce Capital Reserve	Mgmt	For	For	For
2	Amendments to Articles	Mgmt	For	For	For
3	Elect Yasumitsu Shigeta	Mgmt	For	Against	Against
4	Elect Takeshi Tamamura	Mgmt	For	For	For
5	Elect Hideaki Wada	Mgmt	For	For	For
6	Elect Koh Gidoh	Mgmt	For	For	For
7	Elect Yoshitaka Nishijima	Mgmt	For	For	For
8	Elect Minoru Tanaka	Mgmt	For	For	For
9	Elect Ichiroh Takano	Mgmt	For	For	For

Page 150

Hulic Co Ltd

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J23594112	03/22/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Elect Hajime Kobayashi as Director	Mgmt	For	For	For

Indo Tambangraya Megah Tbk, PT

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Y71244100	03/28/2013	Voted
Meeting Type		Country of Trade
Annual		Indonesia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Annual Report	Mgmt	For	For	For
2	Accounts and Reports	Mgmt	For	For	For
3	Allocation of Profits/Dividends	Mgmt	For	For	For
4	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
5	Directors’ and Commissioners’ Fees	Mgmt	For	For	For
6	Election of Directors and Commissioners (Slate)	Mgmt	For	For	For
7	Report on the Use of Proceeds from the Initial Public Offering	Mgmt	For	For	For

Page 151

International Container Terminal Services Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Y41157101	04/18/2013	Voted
Meeting Type		Country of Trade
Annual		Philippines

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Call to Order	Mgmt	For	For	For
3	Determination of Quorum	Mgmt	For	For	For
4	Approve Minutes	Mgmt	For	For	For
5	Chairman’s Report	Mgmt	For	For	For
6	Accounts and Reports	Mgmt	For	For	For
7	Ratification of Board Acts	Mgmt	For	For	For
8	Elect Enrique K. Razon, Jr.	Mgmt	For	For	For
9	Elect Jon Ramon Aboitiz	Mgmt	For	For	For
10	Elect Octavio Victor R. Espiritu	Mgmt	For	For	For
11	Elect Joseph R. Higdon	Mgmt	For	For	For
12	Elect Jose C. Ibazeta	Mgmt	For	For	For
13	Elect Stephen A. Paradies	Mgmt	For	For	For
14	Elect Andres Soriano III	Mgmt	For	For	For
15	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
16	Transaction of Other Business	Mgmt	For	Against	Against
17	Adjournment	Mgmt	For	For	For
18	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
19	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Jafco Co. Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J25832106	06/18/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Elect Shinichi Fuki	Mgmt	For	For	For
3	Elect Hiroshi Yamada	Mgmt	For	For	For
4	Elect Yoshimitsu Ohura	Mgmt	For	For	For
5	Elect Yoshiyuki Shibusawa	Mgmt	For	For	For
6	Elect Tsunenori Kanoh	Mgmt	For	For	For
7	Elect Takashi Iida	Mgmt	For	For	For
8	Elect Nobuyuki Hata	Mgmt	For	For	For

Page 152

Japan Exchange Group Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J2740B106	06/18/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Elect Masakazu Hayashi	Mgmt	For	For	For
3	Elect Atsushi Saitoh	Mgmt	For	For	For
4	Elect Michio Yoneda	Mgmt	For	For	For
5	Elect Akira Kiyota	Mgmt	For	For	For
6	Elect Hiromi Yamaji	Mgmt	For	For	For
7	Elect Tsutomu Okuda	Mgmt	For	For	For
8	Elect Yuko Kawamoto	Mgmt	For	For	For
9	Elect Hideaki Kubori	Mgmt	For	For	For
10	Elect Hiroyuki Nakatsukasa	Mgmt	For	For	For
11	Elect Masayuki Hirose	Mgmt	For	For	For
12	Elect Katsuhiko Honda	Mgmt	For	For	For
13	Elect Kunihiro Matsuo	Mgmt	For	For	For
14	Elect Shigeru Morimoto	Mgmt	For	For	For
15	Elect Charles D. Lake	Mgmt	For	For	For

John Keells Holdings PLC

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Y4459Q103	06/28/2013	Voted
Meeting Type		Country of Trade
Annual		Sri Lanka

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Ajit Gunewardene	Mgmt	For	For	For
2	Elect Indrajit Coomaraswamy	Mgmt	For	For	For
3	Elect Ashroff Omar	Mgmt	For	For	For
4	Elect Tarun Das	Mgmt	For	For	For
5	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For

Page 153

John Keells Holdings PLC

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Y4459Q103	06/28/2013	Voted
Meeting Type		Country of Trade
Special		Sri Lanka

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Employee Share Option Plan	Mgmt	For	For	For
2	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
3	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
4	Non-Voting Agenda Item	N/A	N/A	N/A	N/A

KaKaKu.com, Inc

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J29258100	06/25/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Elect Kaoru Hayashi	Mgmt	For	For	For
4	Elect Minoru Tanaka	Mgmt	For	For	For
5	Elect Shohnosuke Hata	Mgmt	For	For	For
6	Elect Taizoh Ieuji	Mgmt	For	For	For
7	Elect Kenji Fujiwara	Mgmt	For	For	For
8	Elect Hajime Uemura	Mgmt	For	For	For
9	Elect Shingo Yuki	Mgmt	For	For	For
10	Elect Atsuhiro Murakami	Mgmt	For	For	For
11	Elect Ohki Matsumoto	Mgmt	For	For	For
12	Elect Yoshiharu Hayakawa	Mgmt	For	For	For
13	Elect Ryuhei Akiyama	Mgmt	For	For	For
14	Elect Shinichi Sejimo as Statutory Auditor	Mgmt	For	For	For
15	Elect Tetsuo Itoh as Alternate Statutory Auditor	Mgmt	For	For	For

Kangwon Land, Inc

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Y4581L105	03/21/2013	Voted
Meeting Type		Country of Trade
Annual		Korea, Republic of

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Allocation of Profits/Dividends	Mgmt	For	For	For
2	Directors’ Fees	Mgmt	For	For	For

Page 154

Kenmare Resources Plc

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G52332106	05/29/2013	Voted
Meeting Type		Country of Trade
Annual		Ireland

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Directors’ Remuneration Report	Mgmt	For	For	For
3	Elect Sofia Bianchi	Mgmt	For	For	For
4	Elect Michael Carvill	Mgmt	For	For	For
5	Elect Jacob Deysel	Mgmt	For	For	For
6	Elect Terence Fitzpatrick	Mgmt	For	For	For
7	Elect Elizabeth Headon	Mgmt	For	For	For
8	Elect Justin Loasby	Mgmt	For	For	For
9	Elect Anthony C. Lowrie	Mgmt	For	For	For
10	Elect Tony McCluskey	Mgmt	For	For	For
11	Elect Steven McTiernan	Mgmt	For	For	For
12	Elect Gabriel Smith	Mgmt	For	For	For
13	Authority to Set Auditor’s Fees	Mgmt	For	For	For
14	Directors’ Fees	Mgmt	For	For	For
15	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
16	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
17	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	For	For	For

Kroton Educacional S.A.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS P6115V129	03/05/2013	Voted
Meeting Type		Country of Trade
Special		Brazil

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Stock Split	Mgmt	For	For	For
4	Consolidation of Articles Pursuant to Changes in Share Capital	Mgmt	For	For	For
5	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 155

Kroton Educacional S.A.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS P6115V111	11/30/2012	Voted
Meeting Type		Country of Trade
Special		Brazil

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Adhesion to Novo Mercado	Mgmt	For	For	For
3	Conversion of Preferred Shares to Common Shares	Mgmt	For	For	For
4	Reverse Stock Split	Mgmt	For	For	For
5	Cancellation of Certificate of Deposit Units	Mgmt	For	For	For
6	Amendments to Articles Regarding Novo Mercado Regulations	Mgmt	For	For	For
7	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
8	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

London Stock Exchange Group

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G5689U103	03/27/2013	Voted
Meeting Type		Country of Trade
Special		United Kingdom

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Acquisition and Participation in Rights Offering	Mgmt	For	For	For

Lungyen Life Service Co. Ltd

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Y5379T101	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		Taiwan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
4	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
5	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
6	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
7	Accounts and Reports	Mgmt	For	For	For
8	Allocation of Profits/Dividends	Mgmt	For	For	For
9	Amendments to Procedural Rules: Acquisition and Disposal of Assets	Mgmt	For	For	For
10	Amendments to Procedural Rules: Endorsements and Guarantees	Mgmt	For	For	For
11	Amendments to Procedural Rules: Capital loans	Mgmt	For	For	For
12	Elect LIU Weilung	Mgmt	For	For	For
13	Elect Ichiro Akira	Mgmt	For	For	For
14	Non-Compete Restrictions for Directors	Mgmt	For	For	For
15	Extraordinary Motions	Mgmt	For	Against	Against

Page 156

Methanex Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
MEOH	CUSIP 59151K108	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Bruce Aitken	Mgmt	For	For	For
1.2	Elect Howard Balloch	Mgmt	For	For	For
1.3	Elect Phillip Cook	Mgmt	For	For	For
1.4	Elect John Floren	Mgmt	For	For	For
1.5	Elect Thomas Hamilton	Mgmt	For	For	For
1.6	Elect Robert Kostelnik	Mgmt	For	For	For
1.7	Elect Douglas Mahaffy	Mgmt	For	For	For
1.8	Elect A. Terence Poole	Mgmt	For	For	For
1.9	Elect John Reid	Mgmt	For	For	For
1.10	Elect Janice Rennie	Mgmt	For	For	For
1.11	Elect Monica Sloan	Mgmt	For	For	For
2	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 157

Moneysupermarket.Com Group Plc

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G6258H101	04/17/2013	Voted
Meeting Type		Country of Trade
Annual		United Kingdom

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Directors’ Remuneration Report	Mgmt	For	For	For
3	Allocation of Profits/Dividends	Mgmt	For	For	For
4	Elect Gerald Corbett	Mgmt	For	For	For
5	Elect Simon Nixon	Mgmt	For	For	For
6	Elect Peter Plumb	Mgmt	For	For	For
7	Elect Paul Doughty	Mgmt	For	For	For
8	Elect Graham Donoghue	Mgmt	For	For	For
9	Elect Michael Wemms	Mgmt	For	For	For
10	Elect Robert Rowley	Mgmt	For	For	For
11	Elect Bruce Carnegie-Brown	Mgmt	For	For	For
12	Appointment of Auditor	Mgmt	For	For	For
13	Authority to Set Auditor’s Fees	Mgmt	For	For	For
14	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
15	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
16	Authority to Repurchase Shares	Mgmt	For	For	For
17	Authorisation of Political Donations	Mgmt	For	For	For
18	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	For	For	For

Nagacorp Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G6382M109	05/24/2013	Voted
Meeting Type		Country of Trade
Annual		Cayman Islands

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Accounts and Reports	Mgmt	For	For	For
4	Allocation of Profits/Dividends	Mgmt	For	For	For
5	Elect CHEN Lip Keong	Mgmt	For	For	For
6	Elect Abdul Kadir bin Sheikh Fadzir	Mgmt	For	For	For
7	Elect LIM Mun Kee	Mgmt	For	For	For
8	Directors’ Fees	Mgmt	For	For	For
9	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
10	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
11	Authority to Repurchase Shares	Mgmt	For	For	For
12	Authority to Issue Repurchased Shares	Mgmt	For	For	For

Page 158

Naver Co Ltd

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Y6347M103	06/28/2013	Voted
Meeting Type		Country of Trade
Special		Korea, Republic of

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Spin-off	Mgmt	For	For	For
2	Amendments to Articles	Mgmt	For	For	For

New Gold Inc

Ticker	Security ID:	Meeting Date	Meeting Status
NGD	CUSIP 644535106	05/01/2013	Voted
Meeting Type		Country of Trade
Annual		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Board Size	Mgmt	For	For	For
2.1	Elect David Emerson	Mgmt	For	For	For
2.2	Elect James Estey	Mgmt	For	For	For
2.3	Elect Robert Gallagher	Mgmt	For	For	For
2.4	Elect Vahan Kololian	Mgmt	For	For	For
2.5	Elect Martyn Konig	Mgmt	For	For	For
2.6	Elect Pierre Lassonde	Mgmt	For	For	For
2.7	Elect Randall Oliphant	Mgmt	For	For	For
2.8	Elect Raymond W. Threlkeld	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For

Page 159

NTT Urban Development Corp

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J5940Z104	06/18/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Amendments to Articles	Mgmt	For	For	For
4	Elect Kanya Shiokawa	Mgmt	For	For	For
5	Elect Akira Komatsu	Mgmt	For	For	For
6	Elect Hiroshi Ikegawa	Mgmt	For	For	For
7	Elect Takashi Hiroi	Mgmt	For	For	For

OHL Mexico SAB

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS P7356Z100	04/29/2013	Voted
Meeting Type		Country of Trade
Annual		Mexico

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Statutory Reports	Mgmt	For	For	For
2	Report of the CEO; Report of the Board; Auditor’s Report; Report on Tax Compliance	Mgmt	For	For	For
3	Financial Statements; Report on Board Activities; Report on Accounting Practices	Mgmt	For	For	For
4	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
5	Allocation of Profits/Dividends; Authority to Repurchase Shares	Mgmt	For	For	For
6	Election of Directors; Election of Board Committee Chairmen; Fees	Mgmt	For	For	For
7	Election of Meeting Delegates	Mgmt	For	For	For

Page 160

Optimal Payments Plc

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G6770D109	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		ISLE OF MAN

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Directors’ Remuneration Report	Mgmt	For	For	For
3	Elect Ian Francis	Mgmt	For	For	For
4	Elect Joel Leonoff	Mgmt	For	For	For
5	Appointment of Auditor	Mgmt	For	For	For
6	Authority to Set Auditor’s Fees	Mgmt	For	For	For
7	Authority to Repurchase Shares	Mgmt	For	For	For
8	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
9	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For

Playtech

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G7132V100	05/08/2013	Voted
Meeting Type		Country of Trade
Annual		ISLE OF MAN

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Directors’ Remuneration Report	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
4	Allocation of Profits/Dividends	Mgmt	For	For	For
5	Elect Andrew Thomas	Mgmt	For	For	For
6	Elect Ron Hoffman	Mgmt	For	For	For
7	Elect Roger Withers	Mgmt	For	For	For
8	Elect Alan Jackson	Mgmt	For	For	For
9	Elect Moran Weizer	Mgmt	For	For	For
10	Change of Company Name	Mgmt	For	For	For
11	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
12	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For

Page 161

Public Bank Bhd

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Y71497104	03/18/2013	Voted
Meeting Type		Country of Trade
Annual		Malaysia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Elect Haji Abdul Aziz bin Omar	Mgmt	For	For	For
3	Elect LAI Wai Keen	Mgmt	For	For	For
4	Elect TEH Hong Piow	Mgmt	For	For	For
5	Elect THONG Yaw Hong	Mgmt	For	For	For
6	Elect TAY Ah Lek	Mgmt	For	For	For
7	Elect LEE Kong Lam	Mgmt	For	For	For
8	Elect YEOH Chin Kee	Mgmt	For	For	For
9	Elect LAI Wan	Mgmt	For	For	For
10	Directors’ Fees	Mgmt	For	For	For
11	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
12	Amendments to Articles	Mgmt	For	For	For

Randgold Resources

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G73740113	04/29/2013	Voted
Meeting Type		Country of Trade
Annual		Jersey

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Directors’ Remuneration Report	Mgmt	For	For	For
4	Elect Philippe Lietard	Mgmt	For	For	For
5	Elect D. Mark Bristow	Mgmt	For	For	For
6	Elect Norborne P. Cole, Jr.	Mgmt	For	For	For
7	Elect Christopher Coleman	Mgmt	For	For	For
8	Elect Kadri Dagdelen	Mgmt	For	For	For
9	Elect Jeanine Mabunda Lioko	Mgmt	For	For	For
10	Elect Graham Shuttleworth	Mgmt	For	For	For
11	Elect Andrew Quinn	Mgmt	For	For	For
12	Elect Karl Voltaire	Mgmt	For	For	For
13	Appointment of Auditor	Mgmt	For	For	For
14	Authority to Set Auditor’s Fees	Mgmt	For	For	For
15	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
16	Directors’ Fees	Mgmt	For	For	For
17	Equity Grant (Mark Bristow)	Mgmt	For	For	For
18	Directors’ Fees	Mgmt	For	For	For
19	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
20	Authority to Repurchase Shares	Mgmt	For	For	For
21	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 162

Rational AG

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS D6349P107	05/08/2013	Voted
Meeting Type		Country of Trade
Annual		Germany

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
4	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
5	Allocation of Profits/Dividends	Mgmt	For	For	For
6	Ratification of Management Board Acts	Mgmt	For	For	For
7	Ratification of Supervisory Board Acts	Mgmt	For	For	For
8	Appointment of Auditor	Mgmt	For	For	For
9	Profit-and-Loss Transfer Agreement with RATIONAL Montage GmbH	Mgmt	For	For	For
10	Profit-and-Loss Transfer Agreement with LechMetall GmbH	Mgmt	For	For	For
11	Amendments to Articles	Mgmt	For	For	For
12	Amendments to Articles	Mgmt	For	For	For
13	Amendments to Articles	Mgmt	For	For	For

Page 163

Resona Holdings, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J6448E106	06/21/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Amendments to Articles Regarding Public Funds Full Repayment Plan	Mgmt	For	For	For
3	Authority to Reduce Other Earned Surplus, Stated Capital and Capital Reserves	Mgmt	For	For	For
4	Amendments to Articles	Mgmt	For	For	For
5	Elect Kazuhiro Higashi	Mgmt	For	For	For
6	Elect Toshiki Hara	Mgmt	For	For	For
7	Elect Tetsuya Kan	Mgmt	For	For	For
8	Elect Kaoru Isono	Mgmt	For	For	For
9	Elect Tsutomu Okuda	Mgmt	For	For	For
10	Elect Shuhsai Nagai	Mgmt	For	For	For
11	Elect Emi Ohsono	Mgmt	For	For	For
12	Elect Toshio Arima	Mgmt	For	For	For
13	Elect Yohko Sanuki	Mgmt	For	For	For
14	Elect Mitsudo Urano	Mgmt	For	For	For
15	Amendments to Articles Regarding Public Funds Full Repayment Plan	Mgmt	For	For	For

Rotork plc

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G76717126	04/26/2013	Voted
Meeting Type		Country of Trade
Annual		United Kingdom

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Elect Ian G. King	Mgmt	For	For	For
4	Elect Peter I. France	Mgmt	For	For	For
5	Elect Jonathan M. Davis	Mgmt	For	For	For
6	Elect Robert H. Arnold	Mgmt	For	For	For
7	Elect Graham M. Ogden	Mgmt	For	For	For
8	Elect John E. Nicholas	Mgmt	For	For	For
9	Elect Roger C. Lockwood	Mgmt	For	For	For
10	Elect Gary Bullard	Mgmt	For	For	For
11	Elect Sally James	Mgmt	For	For	For
12	Appointment of Auditor	Mgmt	For	For	For
13	Authority to Set Auditor’s Fees	Mgmt	For	For	For
14	Directors’ Remuneration Report	Mgmt	For	For	For
15	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
16	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
17	Authority to Repurchase Ordinary Shares	Mgmt	For	For	For
18	Authority to Repurchase Preference Shares	Mgmt	For	For	For
19	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	For	Against	Against
20	Sharesave Scheme Renewal	Mgmt	For	For	For

Page 164

Samsonite International S.A.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS L80308106	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		Luxembourg

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Accounts and Reports	Mgmt	For	For	For
4	Allocation of Results	Mgmt	For	For	For
5	Allocation of Profits/Dividends	Mgmt	For	For	For
6	Elect Timothy C Parker	Mgmt	For	For	For
7	Elect Kyle F Gendreau	Mgmt	For	For	For
8	Elect Bruce H McLain	Mgmt	For	For	For
9	Elect Paul K Etchells	Mgmt	For	For	For
10	Elect Ying Yeh	Mgmt	For	For	For
11	Appointment of Approved Statutory Auditor	Mgmt	For	For	For
12	Appointment of External Auditor	Mgmt	For	For	For
13	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
14	Authority to Repurchase Shares	Mgmt	For	For	For
15	Authority to Issue Repurchased Shares	Mgmt	For	For	For
16	Grant of Discharge for Directors and Auditors for Exercise of Their Mandates	Mgmt	For	For	For
17	Directors’ Fees	Mgmt	For	For	For
18	Authority to Set Auditor’s Fees	Mgmt	For	For	For
19	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 165

Sandfire Resources

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Q82191109	11/27/2012	Voted
Meeting Type		Country of Trade
Annual		Australia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Remuneration Report	Mgmt	For	For	For
3	Re-elect Derek La Ferla	Mgmt	For	For	For
4	Elect Soocheol Shin	Mgmt	For	For	For

Sands China Ltd

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G7800X107	05/31/2013	Voted
Meeting Type		Country of Trade
Annual		Cayman Islands

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Accounts and Reports	Mgmt	For	For	For
4	Allocation of Profits/Dividends	Mgmt	For	For	For
5	Elect TOH Hup Hock	Mgmt	For	For	For
6	Elect Michael Alan Leven	Mgmt	For	For	For
7	Elect Jeffrey H. Schwartz	Mgmt	For	For	For
8	Elect David M. Turnbull	Mgmt	For	For	For
9	Elect Victor Patrick Hoog Antink	Mgmt	For	For	For
10	Elect Steven Zygmunt Strasser	Mgmt	For	For	For
11	Directors’ Fees	Mgmt	For	For	For
12	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
13	Authority to Repurchase Shares	Mgmt	For	For	For
14	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
15	Authority to Issue Repurchased Shares	Mgmt	For	For	For
16	Amendments to Articles - Change in Company Name	Mgmt	For	For	For
17	Amendments to Articles	Mgmt	For	For	For
18	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 166

Sap AG

Ticker	Security ID:	Meeting Date	Meeting Status
SAP	CUSIP 803054204	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Allocation of Profits/Dividends	Mgmt	For	For	For
2	Ratification of Management Board Acts	Mgmt	For	For	For
3	Ratification of Supervisory Board Acts	Mgmt	For	For	For
4	Authority to Repurchase Shares	Mgmt	For	For	For
5	Appointment of Auditor	Mgmt	For	For	For

Shenzhou International Group Hldgs

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G8087W101	05/28/2013	Voted
Meeting Type		Country of Trade
Annual		Cayman Islands

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Accounts and Reports	Mgmt	For	For	For
4	Allocation of Profits/Dividends	Mgmt	For	For	For
5	Elect MA Jianrong	Mgmt	For	For	For
6	Elect MA Renhe	Mgmt	For	For	For
7	Elect ZHENG Miaohui	Mgmt	For	For	For
8	Elect QIU Weiguo	Mgmt	For	For	For
9	Directors’ Fees	Mgmt	For	For	For
10	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
11	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	Against	Against
12	Authority to Repurchase Shares	Mgmt	For	For	For
13	Authority to Issue Repurchased Shares	Mgmt	For	Against	Against
14	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 167

Shimano Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J72262108	03/28/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Elect Keiji Kakutani	Mgmt	For	For	For
4	Elect Shinji Wada	Mgmt	For	For	For
5	Elect Satoshi Yuasa	Mgmt	For	For	For
6	Elect CHIA Chin Seng	Mgmt	For	For	For
7	Elect Kazuo Ichijoh	Mgmt	For	For	For

Shinsei Bank, Ltd

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J7385L103	06/19/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Elect Shigeki Tohma	Mgmt	For	For	For
3	Elect Yukio Nakamura	Mgmt	For	For	For
4	Elect J. Christopher Flowers	Mgmt	For	For	For
5	Elect Ernest M. Higa	Mgmt	For	For	For
6	Elect Shigeru Kani	Mgmt	For	For	For
7	Elect Jun Makihara	Mgmt	For	For	For

Page 168

Silver Wheaton Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
SLW	CUSIP 828336107	05/21/2013	Voted
Meeting Type		Country of Trade
Special		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Lawrence I. Bell	Mgmt	For	For	For
1.2	Elect George L. Brack	Mgmt	For	For	For
1.3	Elect John A. Brough	Mgmt	For	For	For
1.4	Elect R. Peter Gillin	Mgmt	For	For	For
1.5	Elect Douglas M. Holtby	Mgmt	For	For	For
1.6	Elect Eduardo Luna	Mgmt	For	For	For
1.7	Elect Wade D. Nesmith	Mgmt	For	For	For
1.8	Elect Randy V.J. Smallwood	Mgmt	For	For	For
2	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Start Today Co., Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J7665M102	06/27/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Allocation of Profits/Dividends	Mgmt	For	For	For
2	Elect Yusaku Maezawa	Mgmt	For	For	For
3	Elect Kohji Yanagisawa	Mgmt	For	For	For
4	Elect Akiko Ohishi	Mgmt	For	For	For
5	Elect Takanobu Mutoh	Mgmt	For	For	For
6	Elect Mineki Ohkura	Mgmt	For	For	For
7	Elect Kohtaroh Sawada	Mgmt	For	For	For
8	Elect Kohji Ono	Mgmt	For	For	For

Page 169

Sumitomo Mitsui Trust Holdings Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J0752J108	06/27/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Amendments to Articles	Mgmt	For	For	For
4	Elect Hitoshi Tsunekage	Mgmt	For	For	For
5	Elect Kunitaroh Kitamura	Mgmt	For	For	For
6	Elect Akio Ohtsuka	Mgmt	For	For	For
7	Elect Nobuo Iwasaki	Mgmt	For	For	For
8	Elect Testuo Ohkubo	Mgmt	For	For	For
9	Elect Masaru Hashimoto	Mgmt	For	For	For
10	Elect Jun Okuno	Mgmt	For	For	For
11	Elect Kiyoshi Mukohhara	Mgmt	For	For	For
12	Elect Toshio Hoshino	Mgmt	For	For	For
13	Elect Sohichi Shinohara	Mgmt	For	For	For
14	Elect Takashi Kamikanda	Mgmt	For	For	For
15	Elect Hiroyuki Nakanishi	Mgmt	For	For	For
16	Elect Yasuhiko Takano	Mgmt	For	For	For
17	Elect Tetsuya Yoshimoto	Mgmt	For	For	For
18	Elect Shinichi Saitoh	Mgmt	For	For	For
19	Amendments to Articles	Mgmt	For	For	For

Summarecon Agung

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Y8198G144	06/05/2013	Voted
Meeting Type		Country of Trade
Annual		Indonesia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
4	Election of Directors and Commissioners (Slate)	Mgmt	For	Abstain	Against
5	Commissioners’ Fees	Mgmt	For	For	For

Summarecon Agung

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Y8198G144	06/05/2013	Voted
Meeting Type		Country of Trade
Special		Indonesia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Amendments to Articles	Mgmt	For	For	For

Page 170

Tahoe Resources Inc

Ticker	Security ID:	Meeting Date	Meeting Status
TAHO	CUSIP 873868103	05/09/2013	Voted
Meeting Type		Country of Trade
Annual		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect A. Dan Rovig	Mgmt	For	For	For
1.2	Elect C. Kevin McArthur	Mgmt	For	For	For
1.3	Elect Lorne B. Anderson	Mgmt	For	For	For
1.4	Elect Paul B. Sweeney	Mgmt	For	For	For
1.5	Elect James S. Voorhees	Mgmt	For	For	For
1.6	Elect John P. Bell	Mgmt	For	For	For
1.7	Elect Kenneth F. Williamson	Mgmt	For	For	For
1.8	Elect Tanya M. Jakusconek	Mgmt	For	For	For
2	Appointment of Auditor	Mgmt	For	For	For
3	Amendment to the Share Option and Incentive Share Plan	Mgmt	For	For	For

Talisman Energy, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TLM	CUSIP 87425E103	05/01/2013	Voted
Meeting Type		Country of Trade
Annual		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Christiane Bergevin	Mgmt	For	For	For
1.2	Elect Donald J. Carty	Mgmt	For	For	For
1.3	Elect William R.P. Dalton	Mgmt	For	For	For
1.4	Elect Kevin S. Dunne	Mgmt	For	For	For
1.5	Elect Harold N. Kvisle	Mgmt	For	For	For
1.6	Elect Brian M. Levitt	Mgmt	For	For	For
1.7	Elect Lisa A. Stewart	Mgmt	For	For	For
1.8	Elect Peter W. Tomsett	Mgmt	For	For	For
1.9	Elect Michael T. Waites	Mgmt	For	For	For
1.10	Elect Charles R. Williamson	Mgmt	For	For	For
1.11	Elect Charles M. Winograd	Mgmt	For	For	For
2	Appointment of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 171

Teck Resources Ltd

Ticker	Security ID:	Meeting Date	Meeting Status
TCK	CUSIP 878742204	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Mayank M. Ashar	Mgmt	For	For	For
1.2	Elect Jalynn H. Bennett	Mgmt	For	For	For
1.3	Elect Hugh J. Bolton	Mgmt	For	For	For
1.4	Elect Felix P. Chee	Mgmt	For	For	For
1.5	Elect Jack L. Cockwell	Mgmt	For	For	For
1.6	Elect Edward C. Dowling	Mgmt	For	For	For
1.7	Elect Norman B. Keevil	Mgmt	For	For	For
1.8	Elect Norman B. Keevil III	Mgmt	For	For	For
1.9	Elect Takeshi Kubota	Mgmt	For	For	For
1.10	Elect Takashi Kuriyama	Mgmt	For	For	For
1.11	Elect Donald R. Lindsay	Mgmt	For	For	For
1.12	Elect Janice G. Rennie	Mgmt	For	For	For
1.13	Elect Warren S.R. Seyffert	Mgmt	For	For	For
1.14	Elect Christopher M.T. Thompson	Mgmt	For	For	For
2	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
3	Advisory Resolution on Executive Compensation	Mgmt	For	For	For

Tokio Marine Holdings Inc

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J86298106	06/24/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Elect Shuzoh Sumi	Mgmt	For	For	For
4	Elect Takaaki Tamai	Mgmt	For	For	For
5	Elect Tsuyoshi Nagano	Mgmt	For	For	For
6	Elect Masashi Ohba	Mgmt	For	For	For
7	Elect Hirokazu Fujita	Mgmt	For	For	For
8	Elect Kunio Itoh	Mgmt	For	For	For
9	Elect Akio Mimura	Mgmt	For	For	For
10	Elect Toshifumi Kitazawa	Mgmt	For	For	For
11	Elect Mikio Sasaki	Mgmt	For	For	For
12	Elect Takashi Itoh	Mgmt	For	For	For

Page 172

Tractebel Energia S.A.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS P9208W103	02/20/2013	Voted
Meeting Type		Country of Trade
Special		Brazil

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Spin-Off Agreement	Mgmt	For	For	For
4	Ratification of Appointment of Appraiser	Mgmt	For	For	For
5	Valuation Report	Mgmt	For	For	For
6	Spin-Off of Machadinho Energetica	Mgmt	For	For	For
7	Authority to Carry Out Formalities	Mgmt	For	For	For
8	Amendments to Articles Regarding Supervisory Council	Mgmt	For	For	For
9	Consolidation of Articles	Mgmt	For	For	For

United Tractors Tbk

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Y7146Y140	04/22/2013	Voted
Meeting Type		Country of Trade
Annual		Indonesia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Election of Directors and/or Commissioners (Slate)	Mgmt	For	For	For
4	Directors’ and Commissioners’ Fees	Mgmt	For	For	For
5	Appointment of Auditor	Mgmt	For	For	For

Page 173

Victrex plc

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS G9358Y107	02/05/2013	Voted
Meeting Type		Country of Trade
Annual		United Kingdom

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Directors’ Remuneration Report	Mgmt	For	For	For
2	Accounts and Reports	Mgmt	For	For	For
3	Allocation of Profits/Dividends	Mgmt	For	For	For
4	Elect Tim Cooper	Mgmt	For	For	For
5	Elect Anita Frew	Mgmt	For	For	For
6	Elect Giles Kerr	Mgmt	For	For	For
7	Elect Patrick De Smedt	Mgmt	For	For	For
8	Elect Lawrence Pentz	Mgmt	For	For	For
9	Elect Pamela Kirby	Mgmt	For	For	For
10	Elect David Hummel	Mgmt	For	For	For
11	Elect Steve Barrow	Mgmt	For	For	For
12	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
13	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
14	All-Employee Share Ownership Plan Renewal	Mgmt	For	For	For
15	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
16	Authority to Repurchase Shares	Mgmt	For	For	For
17	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	For	Against	Against
18	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

West Fraser Timber Co., Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
WFTBF	CUSIP 952845105	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Board Size	Mgmt	For	For	For
2.1	Elect Henry H. Ketcham	Mgmt	For	For	For
2.2	Elect Clark S. Binkley	Mgmt	For	For	For
2.3	Elect J. Duncan Gibson	Mgmt	For	For	For
2.4	Elect Samuel W. Ketcham	Mgmt	For	For	For
2.5	Elect Harald H. Ludwig	Mgmt	For	For	For
2.6	Elect Gerald J. Miller	Mgmt	For	For	For
2.7	Elect Robert L. Phillips	Mgmt	For	For	For
2.8	Elect Janice G. Rennie	Mgmt	For	For	For
2.9	Elect Ted Seraphim	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For

Page 174

Western Areas Limited

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Q9618L100	02/21/2013	Voted
Meeting Type		Country of Trade
Special		Australia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Ratify Issue of Securities	Mgmt	For	For	For

Western Areas Limited

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS Q9618L100	11/23/2012	Voted
Meeting Type		Country of Trade
Annual		Australia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Re-elect Julian Hanna	Mgmt	For	For	For
3	Re-elect Robin Dunbar	Mgmt	For	For	For
4	Re-elect Rick Yeates	Mgmt	For	For	For
5	Remuneration Report	Mgmt	For	For	For
6	Equity Grant (MD Daniel Lougher)	Mgmt	For	For	For
7	Equity Grant (Finance Director David Southam)	Mgmt	For	For	For
8	Approve Change in Company Type	Mgmt	For	For	For
9	Amendments to Constitution	Mgmt	For	For	For
10	Renew Proportional Takeover Provisions	Mgmt	For	For	For

Page 175

Yahoo Japan Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS J95402103	06/20/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Amendments to Articles	Mgmt	For	For	For
3	Elect Manabu Miyasaka	Mgmt	For	For	For
4	Elect Masayoshi Son	Mgmt	For	For	For
5	Elect Ken Miyauchi	Mgmt	For	For	For
6	Elect Yasuyuki Imai	Mgmt	For	For	For
7	Elect Kenneth Goldman	Mgmt	For	For	For
8	Elect Mitsuo Sano	Mgmt	For	For	For
9	Elect Kyohko Uemura	Mgmt	For	For	For

Yamana Gold Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AUY	CUSIP 98462Y100	05/01/2013	Voted
Meeting Type		Country of Trade
Annual		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Peter J. Marrone	Mgmt	For	For	For
1.2	Elect Patrick J. Mars	Mgmt	For	For	For
1.3	Elect John A. Begeman	Mgmt	For	For	For
1.4	Elect Alexander J. Davidson	Mgmt	For	For	For
1.5	Elect Richard P. Graff	Mgmt	For	For	For
1.6	Elect Nigel Lees	Mgmt	For	For	For
1.7	Elect Juvenal Mesquita Filho	Mgmt	For	For	For
1.8	Elect Carl L. Renzoni	Mgmt	For	For	For
1.9	Elect Antenor F. Silva, Jr.	Mgmt	For	For	For
1.10	Elect Dino Titaro	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Page 176

Item 1: Proxy Voting Record - Item1 Proxy Voting Record -

Registrant :

Fund Name : TCW International Small Cap Fund

Accretive Co. Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
8423	CINS J14252100	06/20/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Authority to Repurchase Shares	Mgmt	For	For	For
2	Elect Mitsuo Takahashi as Director	Mgmt	For	For	For
3	Elect Takamichi Hozumi as Alternate Director	Mgmt	For	For	For

Africa Hydrocarbons Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
NFK-V	CUSIP 00830G100	03/19/2013	Voted
Meeting Type		Country of Trade
Special		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Board Size	Mgmt	For	Against	Against
2.1	Elect John Nelson	Mgmt	For	For	For
2.2	Elect Gordon McKay	Mgmt	For	For	For
2.3	Elect Binh Vu	Mgmt	For	Withhold	Against
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
4	Change of Continuance	Mgmt	For	Against	Against
5	Stock Option Plan	Mgmt	For	For	For

African Minerals Limited

Ticker	Security ID:	Meeting Date	Meeting Status
AMI	CINS G0114P100	08/02/2012	Voted
Meeting Type		Country of Trade
Annual		Bermuda

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Directors’ Remuneration Report	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
4	Board Size	Mgmt	For	For	For
5	Elect Vasile (Frank) Timis	Mgmt	For	For	For
6	Elect Gibril Bangura	Mgmt	For	For	For
7	Elect Dermot Coughlan	Mgmt	For	For	For
8	Elect Cui Jurong	Mgmt	For	For	For
9	Amendments to Bye-Laws Regarding Share Interest Enquiries	Mgmt	For	Against	Against
10	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 177

Alaris Royalty Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
AD	CUSIP 01163Q202	04/18/2013	Voted
Meeting Type		Country of Trade
Special		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Board Size	Mgmt	For	For	For
2.1	Elect Jack C. Lee	Mgmt	For	For	For
2.2	Elect E. Mitchell Shier	Mgmt	For	For	For
2.3	Elect Mary C. Ritchie	Mgmt	For	For	For
2.4	Elect John P.A. Budreski	Mgmt	For	For	For
2.5	Elect Stephen W. King	Mgmt	For	For	For
2.6	Elect Gary Patterson	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
4	Advance Notice By-Law	Mgmt	For	For	For
5	Reorganization of Share Capital	Mgmt	For	For	For

Alpha Bank A.E.

Ticker	Security ID:	Meeting Date	Meeting Status
ALPHA	CINS X1687N119	06/29/2013	Voted
Meeting Type		Country of Trade
Annual		Greece

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Accounts and Reports; Allocation of Losses/Dividends	Mgmt	For	For	For
3	Ratification of Directors’ and Auditor’s Acts	Mgmt	For	For	For
4	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
5	Directors’ Fees	Mgmt	For	For	For
6	Ratification of Directors’ and Auditor’s Acts, Authorization of Legal Formalities Regarding Merger	Mgmt	For	For	For
7	Board Transactions	Mgmt	For	For	For

Page 178

ARA Asset Management

Ticker	Security ID:	Meeting Date	Meeting Status
D1R	CINS G04512102	04/26/2013	Voted
Meeting Type		Country of Trade
Annual		Bermuda

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Elect LIM How Teck	Mgmt	For	For	For
4	Elect Moses CHENG Mo Chi	Mgmt	For	For	For
5	Elect Colin Stevens Russel	Mgmt	For	For	For
6	Directors’ Fees	Mgmt	For	For	For
7	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
8	Authority to Issue Shares w/ or w/o Preemptive Rights	Mgmt	For	For	For
9	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
10	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
11	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
12	Authority to Repurchase Shares	Mgmt	For	For	For
13	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
14	Amendments to Articles	Mgmt	For	For	For
15	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Banro Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
BAA	CUSIP 066800103	06/28/2013	Voted
Meeting Type		Country of Trade
Special		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect John A. Clarke	Mgmt	For	For	For
1.2	Elect Maurice J. Colson	Mgmt	For	For	For
1.3	Elect Peter N. Cowley	Mgmt	For	For	For
1.4	Elect Peter V. Gundy	Mgmt	For	For	For
1.5	Elect Arnold T. Kondrat	Mgmt	For	For	For
1.6	Elect Richard J. Lachcik	Mgmt	For	For	For
1.7	Elect Bernard R. van Rooyen	Mgmt	For	For	For
2	Appointment of Auditor	Mgmt	For	For	For
3	Advance Notice	Mgmt	For	For	For

Page 179

Bathurst Resources Limited

Ticker	Security ID:	Meeting Date	Meeting Status
BTU	CINS Q1374Z100	06/13/2013	Voted
Meeting Type		Country of Trade
Special		Australia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Approval of the Re-domicile (Scheme)	Mgmt	For	For	For

Bathurst Resources Limited

Ticker	Security ID:	Meeting Date	Meeting Status
BTU	CINS Q1374Z100	06/13/2013	Voted
Meeting Type		Country of Trade
Annual		Australia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Approve Amendments to the Long Term Incentive Plan	Mgmt	For	For	For
3	Equity Grant (MD Hamish Bohannan)	Mgmt	For	For	For
4	Approve Termination Payments	Mgmt	For	For	For

Benefit One Inc

Ticker	Security ID:	Meeting Date	Meeting Status
2412	CINS J0447X108	06/27/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Allocation of Profits/Dividends	Mgmt	For	For	For
2	Elect Yasuyuki Nambu	Mgmt	For	For	For
3	Elect Norio Shiraishi	Mgmt	For	For	For
4	Elect Masako Suzuki	Mgmt	For	For	For
5	Elect Kohji Nosohara	Mgmt	For	For	For
6	Elect Tsutomu Ohta	Mgmt	For	For	For
7	Elect Hajime Hirasawa	Mgmt	For	For	For
8	Elect Hirotaka Wakamoto	Mgmt	For	For	For
9	Elect Yuko Nakase	Mgmt	For	For	For
10	Elect Akira Kamitomai	Mgmt	For	For	For
11	Elect Makoto Nakagawa as Statutory Auditor	Mgmt	For	For	For
12	Elect Kazufumi Nomura as Alternate Statutory Ausitor	Mgmt	For	For	For

Page 180

Bit-isle Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
3811	CINS J04579108	10/24/2012	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Allocation of Profits/Dividends	Mgmt	For	For	For
2	Elect Kohhei Terada	Mgmt	For	For	For
3	Elect Nobuyuki Amano	Mgmt	For	For	For
4	Elect Takuya Andoh	Mgmt	For	For	For
5	Elect Hideo Fukai	Mgmt	For	For	For
6	Elect Kunitake Andoh	Mgmt	For	For	For
7	Elect Norio Yoshihara	Mgmt	For	For	For
8	Elect Tetsu Takahashi	Mgmt	For	For	For
9	Elect Keiichiroh Hashimoto	Mgmt	For	For	For

Blue Wolf Mongolia Holdings Corp

Ticker	Security ID:	Meeting Date	Meeting Status
MNGLU	CUSIP G11962126	04/15/2013	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Extension Amendment	Mgmt	For	Against	Against
2	80% Amendment	Mgmt	For	Against	Against
3	Approval of an Amendment to the IMTA	Mgmt	For	Against	Against

carsales.com Limited

Ticker	Security ID:	Meeting Date	Meeting Status
CRZ	CINS Q21411105	10/26/2012	Voted
Meeting Type		Country of Trade
Annual		Australia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Remuneration Report	Mgmt	For	For	For
3	Re-elect Patrick O’Sullivan	Mgmt	For	For	For
4	Approve Increase in NEDs’ Fee Cap	Mgmt	For	For	For
5	Equity Grant (MD Greg Roebuck)	Mgmt	For	For	For

Page 181

Chailease Holding Company Limited

Ticker	Security ID:	Meeting Date	Meeting Status
5871	CINS G20288109	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		Cayman Islands

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
4	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
5	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
6	Accounts and Reports	Mgmt	For	For	For
7	Allocation of Profits/Dividends	Mgmt	For	For	For
8	Capitalization of Profits and Issuance of New Shares	Mgmt	For	For	For
9	Amendments to Procedural Rules: Shareholder Meetings	Mgmt	For	For	For
10	Amendments to Procedural Rules: Acquisition and Disposal of Assets	Mgmt	For	For	For
11	Amendments to Procedural Rule: Derivatives Trading	Mgmt	For	For	For
12	Amendments to Procedural Rule: Capital Loans	Mgmt	For	For	For
13	Amendments to Procedural Rule: Endorsements and Guarantees	Mgmt	For	For	For
14	Non-Compete Restrictions for Directors	Mgmt	For	Against	Against
15	Extraordinary motions	Mgmt	For	Against	Against

Page 182

City Union Bank Limited

Ticker	Security ID:	Meeting Date	Meeting Status
CITYUNIONB	CINS Y1659F135	08/31/2012	Voted
Meeting Type		Country of Trade
Annual		India

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Elect T.K. Ramkumar	Mgmt	For	For	For
4	Elect S. Bernard	Mgmt	For	For	For
5	Elect N. Kantha Kumar	Mgmt	For	For	For
6	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
7	Appointment of Branch Auditors and Authority to Set Fees	Mgmt	For	For	For
8	Qualified Institutional Placement	Mgmt	For	For	For
9	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
10	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
11	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
12	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
13	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
14	Non-Voting Agenda Item	N/A	N/A	N/A	N/A

Container Corporation of India Limited

Ticker	Security ID:	Meeting Date	Meeting Status
CONCOR	CINS Y1740A137	09/18/2012	Voted
Meeting Type		Country of Trade
Annual		India

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Elect Yash Vardhan	Mgmt	For	For	For
4	Elect Arvind Mahajan	Mgmt	For	For	For
5	Elect Kausik Gupta	Mgmt	For	For	For
6	Elect A.K. Bandyopadhyay	Mgmt	For	For	For
7	Appointment of Auditor	Mgmt	For	Against	Against
8	Elect K. Srivastava	Mgmt	For	For	For
9	Elect Shahnawaz Ali	Mgmt	For	For	For
10	Elect M. Akhouri	Mgmt	For	For	For
11	Amendments to Articles Regarding Repurchase of Shares	Mgmt	For	For	For
12	Amendments to Articles Regarding Board Size	Mgmt	For	For	For

Page 183

Coronation Fund Managers Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS S19537109	01/24/2013	Voted
Meeting Type		Country of Trade
Annual		South Africa

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Re-elect John (Jock) McKenzie	Mgmt	For	For	For
3	Re-elect Anton Pillay	Mgmt	For	For	For
4	Elect John Snalam	Mgmt	For	For	For
5	Authority to Set Auditor’s Fees	Mgmt	For	For	For
6	Appointment of Auditor	Mgmt	For	For	For
7	Elect Audit and Risk Committee Member (Watson)	Mgmt	For	For	For
8	Elect Audit and Risk Committee Member (Pather)	Mgmt	For	Against	Against
9	Elect Audit and Risk Committee Member (McKenzie)	Mgmt	For	For	For
10	Specific Authority to Issue Shares Pursuant to Call Option	Mgmt	For	For	For
11	Approve Financial Assistance	Mgmt	For	For	For
12	Approve NEDs’ Fees	Mgmt	For	For	For
13	Authority to Repurchase Shares	Mgmt	For	For	For
14	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 184

Development Credit Bank Limited

Ticker	Security ID:	Meeting Date	Meeting Status
DCB	CINS Y2051L134	06/05/2013	Voted
Meeting Type		Country of Trade
Annual		India

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Elect Suhail Nathani	Mgmt	For	Against	Against
3	Elect Amin Manekia	Mgmt	For	For	For
4	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
5	Appointment of Branch Auditors and Authority to Set Fees	Mgmt	For	For	For
6	Elect Imran Contractor	Mgmt	For	For	For
7	Elect Keki Elavia	Mgmt	For	For	For
8	Elect C. Narasimhan	Mgmt	For	For	For
9	Elect Nalin Shah	Mgmt	For	For	For
10	Elect S. Sridhar	Mgmt	For	For	For
11	Elect Jamal Pradhan	Mgmt	For	For	For

Development Credit Bank Limited

Ticker	Security ID:	Meeting Date	Meeting Status
DCB	CINS Y2051L134	12/10/2012	Voted
Meeting Type		Country of Trade
Special		India

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Authority to Issue Shares w/out Preemptive Rights (Preferential Allotment)	Mgmt	For	Against	Against

Page 185

Don Quijote

Ticker	Security ID:	Meeting Date	Meeting Status
7532	CINS J1235L108	09/26/2012	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Amendments to Articles	Mgmt	For	For	For
4	Elect Takao Yasuda	Mgmt	For	For	For
5	Elect Junji Narusawa	Mgmt	For	For	For
6	Elect Mitsuo Takahashi	Mgmt	For	For	For
7	Elect Kohji Ohhara	Mgmt	For	For	For
8	Elect Naoki Yoshida	Mgmt	For	For	For
9	Elect Kohichi Ohtoshi as Statutory Auditors	Mgmt	For	For	For

ElectroMagnetic GeoServices ASA

Ticker	Security ID:	Meeting Date	Meeting Status
EMGS	CINS R21868105	06/21/2013	Voted
Meeting Type		Country of Trade
Annual		Norway

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
4	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
5	Election of an Individual to Check Minutes	Mgmt	For	For	For
6	Notice of Meeting and Agenda	Mgmt	For	For	For
7	Accounts and Reports	Mgmt	For	For	For
8	Compensation Guidelines	Mgmt	For	Against	Against
9	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
10	Authority to Issue Shares w/ or w/o Preemptive Rights Pursuant to Corporate Transactions and General Business Purposes	Mgmt	For	For	For
11	Authority to Issue Shares w/ or w/o Preemptive Rights Pursuant to Option Incentive Schemes	Mgmt	For	For	For
12	Authority to Repurchase Shares	Mgmt	For	For	For
13	Directors’ Fees for 2013	Mgmt	For	For	For
14	Nomination Committee’s Fees	Mgmt	For	For	For
15	Authority to Set Auditor’s Fees	Mgmt	For	For	For
16	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	For	For	For
17	Elect Maria Mor?us Hanssen	Mgmt	For	For	For
18	Elect Bjarte Bruheim	Mgmt	For	For	For
19	Elect Stig Eide Sivertsen	Mgmt	For	For	For
20	Elect Berit Svendsen	Mgmt	For	For	For
21	Elect Jeffrey Harris	Mgmt	For	For	For
22	Option Scheme	Mgmt	For	For	For
23	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 186

Electrovaya Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
EFL	CUSIP 28617B101	03/28/2013	Voted
Meeting Type		Country of Trade
Annual		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Sankar Das Gupta	Mgmt	For	For	For
1.2	Elect Bejoy Das Gupta	Mgmt	For	For	For
1.3	Elect Michael Gopikanth	Mgmt	For	For	For
1.4	Elect Alexander McLean	Mgmt	For	For	For
1.5	Elect Bernard Fleet	Mgmt	For	For	For
2	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For

Estacio Participacoes S.A.

Ticker	Security ID:	Meeting Date	Meeting Status
ESTC3	CINS P3784E108	11/28/2012	Voted
Meeting Type		Country of Trade
Special		Brazil

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Acquisition of iDEZ Empreendimentos Educacionais	Mgmt	For	For	For
3	Acquisition of UNIUOL Gestao de Empreendimentos Educacionais e Participacoes	Mgmt	For	For	For
4	Acquisition of Sociedade Educacional do Rio Grande do Sul	Mgmt	For	For	For
5	Amendment to Articles Regarding Reconciliation of Share Capital	Mgmt	For	For	For
6	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
7	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 187

Grange Resources Limited

Ticker	Security ID:	Meeting Date	Meeting Status
GRR	CINS Q4268H129	05/08/2013	Voted
Meeting Type		Country of Trade
Annual		Australia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Remuneration Report	Mgmt	For	For	For
3	Re-elect ZHAO H. Lin	Mgmt	For	For	For
4	Re-elect Neil G. Chatfield	Mgmt	For	For	For
5	Re-elect Clement Ko	Mgmt	For	For	For
6	Equity Grant (MD/CEO Richard Mehan)	Mgmt	For	For	For

Gulf Keystone Petroleum Limited

Ticker	Security ID:	Meeting Date	Meeting Status
GKP	CINS G4209G108	07/19/2012	Voted
Meeting Type		Country of Trade
Annual		Bermuda

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
2	Elect Todd Kozel	Mgmt	For	For	For
3	Elect Peter Truscott	Mgmt	For	For	For
4	Elect Lord Charles Guthrie	Mgmt	For	For	For
5	Elect Mark Hanson	Mgmt	For	For	For
6	Increase in Authorised Capital	Mgmt	For	For	For

Page 188

H2O Retailing Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
8242	CINS J2358J102	06/21/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Elect Shunichi Sugioka	Mgmt	For	For	For
3	Elect Jun Wakabayashi	Mgmt	For	For	For
4	Elect Naoya Araki	Mgmt	For	For	For
5	Elect Yohsaku Fuji	Mgmt	For	For	For
6	Elect Kazuo Sumi	Mgmt	For	For	For
7	Elect Kazutoshi Senno	Mgmt	For	For	For
8	Elect Keiji Uchiyama	Mgmt	For	For	For
9	Elect Tadatsugu Mori	Mgmt	For	For	For
10	Elect Katsuhiro Hayashi	Mgmt	For	For	For
11	Elect Hideyuki Takai as Statutory Auditor	Mgmt	For	For	For
12	Bonus	Mgmt	For	For	For

Hellenic Exchanges S.A.

Ticker	Security ID:	Meeting Date	Meeting Status
EXAE	CINS X3247C104	05/29/2013	Voted
Meeting Type		Country of Trade
Annual		Greece

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Ratification of Directors’ and Auditor’s Acts	Mgmt	For	For	For
4	Directors’ Fees 2012	Mgmt	For	For	For
5	Directors’ Fees 2013	Mgmt	For	For	For
6	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
7	Ratification of Board Appointments	Mgmt	For	For	For
8	Board Transactions	Mgmt	For	For	For
9	Capital Repayment	Mgmt	For	For	For
10	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 189

Hellenic Exchanges S.A.

Ticker	Security ID:	Meeting Date	Meeting Status
	CINS X3247C104	06/11/2013	Voted
Meeting Type		Country of Trade
Annual		Greece

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Capital Repayment	Mgmt	For	For	For

Heritage Oil Plc

Ticker	Security ID:	Meeting Date	Meeting Status
HOIL	CINS G4509M102	12/12/2012	Voted
Meeting Type		Country of Trade
Special		Jersey

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Divestiture	Mgmt	For	For	For
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Hikari Tsushin Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
9435	CINS J1949F108	06/21/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Authority to Reduce Capital Reserve	Mgmt	For	For	For
2	Amendments to Articles	Mgmt	For	For	For
3	Elect Yasumitsu Shigeta	Mgmt	For	Against	Against
4	Elect Takeshi Tamamura	Mgmt	For	For	For
5	Elect Hideaki Wada	Mgmt	For	For	For
6	Elect Koh Gidoh	Mgmt	For	For	For
7	Elect Yoshitaka Nishijima	Mgmt	For	For	For
8	Elect Minoru Tanaka	Mgmt	For	For	For
9	Elect Ichiroh Takano	Mgmt	For	For	For

Page 190

Ivernia Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
IVW	CUSIP 46582W108	06/11/2013	Voted
Meeting Type		Country of Trade
Special		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Michael Agnew	Mgmt	For	For	For
1.2	Elect J. Trevor Eyton	Mgmt	For	For	For
1.3	Elect David M. Qi	Mgmt	For	For	For
1.4	Elect Wayne Richardson	Mgmt	For	For	For
1.5	Elect Peter Robson	Mgmt	For	For	For
1.6	Elect David Warner	Mgmt	For	For	For
2	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
3	Re-Approval of the 2010 Stock Option Plan	Mgmt	For	For	For

JAFCO Co., Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
8595	CINS J25832106	06/18/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Elect Shinichi Fuki	Mgmt	For	For	For
3	Elect Hiroshi Yamada	Mgmt	For	For	For
4	Elect Yoshimitsu Ohura	Mgmt	For	For	For
5	Elect Yoshiyuki Shibusawa	Mgmt	For	For	For
6	Elect Tsunenori Kanoh	Mgmt	For	For	For
7	Elect Takashi Iida	Mgmt	For	For	For
8	Elect Nobuyuki Hata	Mgmt	For	For	For

John Keells Holdings PLC

Ticker	Security ID:	Meeting Date	Meeting Status
JKH	CINS Y4459Q103	06/28/2013	Voted
Meeting Type		Country of Trade
Annual		Sri Lanka

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Ajit Gunewardene	Mgmt	For	For	For
2	Elect Indrajit Coomaraswamy	Mgmt	For	For	For
3	Elect Ashroff Omar	Mgmt	For	For	For
4	Elect Tarun Das	Mgmt	For	For	For
5	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For

Page 191

John Keells Holdings PLC

Ticker	Security ID:	Meeting Date	Meeting Status
JKH	CINS Y4459Q103	06/28/2013	Voted
Meeting Type		Country of Trade
Special		Sri Lanka

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Employee Share Option Plan	Mgmt	For	For	For
2	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
3	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
4	Non-Voting Agenda Item	N/A	N/A	N/A	N/A

Kakaku.com Inc

Ticker	Security ID:	Meeting Date	Meeting Status
2371	CINS J29258100	06/25/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Elect Kaoru Hayashi	Mgmt	For	For	For
4	Elect Minoru Tanaka	Mgmt	For	For	For
5	Elect Shohnosuke Hata	Mgmt	For	For	For
6	Elect Taizoh Ieuji	Mgmt	For	For	For
7	Elect Kenji Fujiwara	Mgmt	For	For	For
8	Elect Hajime Uemura	Mgmt	For	For	For
9	Elect Shingo Yuki	Mgmt	For	For	For
10	Elect Atsuhiro Murakami	Mgmt	For	For	For
11	Elect Ohki Matsumoto	Mgmt	For	For	For
12	Elect Yoshiharu Hayakawa	Mgmt	For	For	For
13	Elect Ryuhei Akiyama	Mgmt	For	For	For
14	Elect Shinichi Sejimo as Statutory Auditor	Mgmt	For	For	For
15	Elect Tetsuo Itoh as Alternate Statutory Auditor	Mgmt	For	For	For

Page 192

Kenmare Resources Plc

Ticker	Security ID:	Meeting Date	Meeting Status
KMR	CINS G52332106	05/29/2013	Voted
Meeting Type		Country of Trade
Annual		Ireland

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Directors’ Remuneration Report	Mgmt	For	For	For
3	Elect Sofia Bianchi	Mgmt	For	For	For
4	Elect Michael Carvill	Mgmt	For	For	For
5	Elect Jacob Deysel	Mgmt	For	For	For
6	Elect Terence Fitzpatrick	Mgmt	For	For	For
7	Elect Elizabeth Headon	Mgmt	For	For	For
8	Elect Justin Loasby	Mgmt	For	For	For
9	Elect Anthony C. Lowrie	Mgmt	For	For	For
10	Elect Tony McCluskey	Mgmt	For	For	For
11	Elect Steven McTiernan	Mgmt	For	For	For
12	Elect Gabriel Smith	Mgmt	For	For	For
13	Authority to Set Auditor’s Fees	Mgmt	For	For	For
14	Directors’ Fees	Mgmt	For	For	For
15	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
16	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
17	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	For	For	For

Kroton Educacional SA

Ticker	Security ID:	Meeting Date	Meeting Status
KROT3	CINS P6115V129	02/21/2013	Voted
Meeting Type		Country of Trade
Special		Brazil

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Stock Split	Mgmt	For	For	For
4	Consolidation of Articles Pursuant to Changes in Share Capital	Mgmt	For	For	For

Page 193

Kroton Educacional SA

Ticker	Security ID:	Meeting Date	Meeting Status
KROT3	CINS P6115V111	11/30/2012	Voted
Meeting Type		Country of Trade
Special		Brazil

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Adhesion to Novo Mercado	Mgmt	For	For	For
3	Conversion of Preferred Shares to Common Shares	Mgmt	For	For	For
4	Reverse Stock Split	Mgmt	For	For	For
5	Cancellation of Certificate of Deposit Units	Mgmt	For	For	For
6	Amendments to Articles Regarding Novo Mercado Regulations	Mgmt	For	For	For
7	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
8	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

L&T Finance Holdings Limited

Ticker	Security ID:	Meeting Date	Meeting Status
LNTFH	CINS Y5153Q109	08/09/2012	Voted
Meeting Type		Country of Trade
Annual		India

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Elect Ajit Kumar Jain	Mgmt	For	For	For
3	Elect Shailesh Vishnubhai Haribhakti	Mgmt	For	For	For
4	Elect Bhupendrath Vidyanath Bhargava	Mgmt	For	For	For
5	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
6	Elect Kamakshi Rao	Mgmt	For	For	For

Livesense Inc

Ticker	Security ID:	Meeting Date	Meeting Status
6054	CINS J3911P106	03/27/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Amendments to Articles	Mgmt	For	For	For
2	Elect Taichi Murakami	Mgmt	For	For	For
3	Elect Daisuke Katsura	Mgmt	For	For	For
4	Elect Yuichi Iwasaki	Mgmt	For	For	For

Page 194

Luk Fook Holdings (International) Limited

Ticker	Security ID:	Meeting Date	Meeting Status
0590	CINS G5695X125	08/22/2012	Voted
Meeting Type		Country of Trade
Annual		Bermuda

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Accounts and Reports	Mgmt	For	For	For
4	Allocation of Profits/Dividends	Mgmt	For	For	For
5	Elect WONG Wai Sheung	Mgmt	For	For	For
6	Elect Nancy WONG Lan Sze	Mgmt	For	For	For
7	Elect WONG Hau Yeung	Mgmt	For	For	For
8	Elect CHUNG Vai Ping	Mgmt	For	For	For
9	Elect LI Hon Hung	Mgmt	For	For	For
10	Elect Stephen IP Shu Kwan	Mgmt	For	For	For
11	Directors’ Fees	Mgmt	For	For	For
12	Authority to Appoint Additional Directors	Mgmt	For	For	For
13	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
14	Authority to Issue Shares w/out Preemptive Rights	Mgmt	For	For	For
15	Authority to Repurchase Shares	Mgmt	For	For	For
16	Authority to Issue Repurchased Shares	Mgmt	For	For	For
17	Amendments to Bye-laws	Mgmt	For	For	For
18	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Luna Gold Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
LGC	CUSIP 550344303	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Board Size	Mgmt	For	For	For
2.1	Elect William Blake	Mgmt	For	For	For
2.2	Elect Keith R. Hulley	Mgmt	For	For	For
2.3	Elect Luis J. Baertl	Mgmt	For	For	For
2.4	Elect Steven Krause	Mgmt	For	For	For
2.5	Elect Harry W. Kirk	Mgmt	For	For	For
2.6	Elect William Lindqvist	Mgmt	For	For	For
2.7	Elect Geoffrey Chater	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
4	Stock Option Plan	Mgmt	For	For	For

Page 195

Lungyen Life Service Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
5530	CINS Y5379T101	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		Taiwan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
4	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
5	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
6	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
7	Accounts and Reports	Mgmt	For	For	For
8	Allocation of Profits/Dividends	Mgmt	For	For	For
9	Amendments to Procedural Rules: Acquisition and Disposal of Assets	Mgmt	For	For	For
10	Amendments to Procedural Rules: Endorsements and Guarantees	Mgmt	For	For	For
11	Amendments to Procedural Rules: Capital loans	Mgmt	For	For	For
12	Elect LIU Weilung	Mgmt	For	For	For
13	Elect Ichiro Akira	Mgmt	For	For	For
14	Non-Compete Restrictions for Directors	Mgmt	For	For	For
15	Extraordinary Motions	Mgmt	For	Against	Against

MAG Silver Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
MAG	CUSIP 55903Q104	10/05/2012	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Board Size	Mgmt	For	For	For
2.1	Elect Daniel MacInnis	Mgmt	For	For	For
2.2	Elect Jonathan Rubenstein	Mgmt	For	For	For
2.3	Elect Eric Carlson	Mgmt	For	For	For
2.4	Elect Richard Colterjohn	Mgmt	For	For	For
2.5	Elect Derek White	Mgmt	For	For	For
2.6	Elect Peter Megaw	Mgmt	For	For	For
2.7	Elect Frank Hallam	Mgmt	For	For	For
2.8	Elect Richard Clark	Mgmt	For	For	For
2.9	Elect Peter Barnes	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
4	Advance Notice Policy	Mgmt	For	For	For

Page 196

Mawson Resources Limited

Ticker	Security ID:	Meeting Date	Meeting Status
MAW	CUSIP 57776G106	01/18/2013	Voted
Meeting Type		Country of Trade
Annual		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Board Size	Mgmt	For	For	For
2.1	Elect Michael Hudson	Mgmt	For	For	For
2.2	Elect Nick DeMare	Mgmt	For	For	For
2.3	Elect David Henstridge	Mgmt	For	For	For
2.4	Elect Mark Saxon	Mgmt	For	For	For
2.5	Elect Gillyeard Leathley	Mgmt	For	For	For
2.6	Elect Colin Maclean	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
4	Transaction of Other Business	Mgmt	For	Against	Against

Monex Group, Inc. (fka Monex Beans Holdings)

Ticker	Security ID:	Meeting Date	Meeting Status
8698	CINS J4656U102	06/22/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Amendments to Articles	Mgmt	For	For	For
4	Elect Ohki Matsumoto	Mgmt	For	For	For
5	Elect Shohji Kuwashima	Mgmt	For	For	For
6	Elect Takashi Ohyagi	Mgmt	For	For	For
7	Elect Salomon Sredni	Mgmt	For	For	For
8	Elect Masakazu Sasaki	Mgmt	For	For	For
9	Elect Jun Makihara	Mgmt	For	For	For
10	Elect Kaoru Hayashi	Mgmt	For	For	For
11	Elect Nobuyuki Idei	Mgmt	For	For	For
12	Elect Kohji Kotaka	Mgmt	For	For	For
13	Elect Takeshi Tamaki	Mgmt	For	For	For

Page 197

Moneysupermarket.Com Group Plc

Ticker	Security ID:	Meeting Date	Meeting Status
MONY	CINS G6258H101	04/17/2013	Voted
Meeting Type		Country of Trade
Annual		United Kingdom

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Directors’ Remuneration Report	Mgmt	For	For	For
3	Allocation of Profits/Dividends	Mgmt	For	For	For
4	Elect Gerald Corbett	Mgmt	For	For	For
5	Elect Simon Nixon	Mgmt	For	For	For
6	Elect Peter Plumb	Mgmt	For	For	For
7	Elect Paul Doughty	Mgmt	For	For	For
8	Elect Graham Donoghue	Mgmt	For	For	For
9	Elect Michael Wemms	Mgmt	For	For	For
10	Elect Robert Rowley	Mgmt	For	For	For
11	Elect Bruce Carnegie-Brown	Mgmt	For	For	For
12	Appointment of Auditor	Mgmt	For	For	For
13	Authority to Set Auditor’s Fees	Mgmt	For	For	For
14	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
15	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
16	Authority to Repurchase Shares	Mgmt	For	For	For
17	Authorisation of Political Donations	Mgmt	For	For	For
18	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	For	For	For

Monitise Plc

Ticker	Security ID:	Meeting Date	Meeting Status
MONI	CINS G6258F105	12/21/2012	Voted
Meeting Type		Country of Trade
Special		United Kingdom

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Placing	Mgmt	For	For	For
2	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
3	Disapplication of Preemption Rights (Placing Shares)	Mgmt	For	For	For
4	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For

Page 198

Nagacorp Limited

Ticker	Security ID:	Meeting Date	Meeting Status
3918	CINS G6382M109	05/24/2013	Voted
Meeting Type		Country of Trade
Annual		Cayman Islands

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Accounts and Reports	Mgmt	For	For	For
4	Allocation of Profits/Dividends	Mgmt	For	For	For
5	Elect CHEN Lip Keong	Mgmt	For	For	For
6	Elect Abdul Kadir bin Sheikh Fadzir	Mgmt	For	For	For
7	Elect LIM Mun Kee	Mgmt	For	For	For
8	Directors’ Fees	Mgmt	For	For	For
9	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
10	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
11	Authority to Repurchase Shares	Mgmt	For	For	For
12	Authority to Issue Repurchased Shares	Mgmt	For	For	For

Nevsun Resources Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
NSU	CUSIP 64156L101	05/14/2013	Voted
Meeting Type		Country of Trade
Special		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Board Size	Mgmt	For	For	For
2.1	Elect R. Stuart Angus	Mgmt	For	For	For
2.2	Elect Clifford T. Davis	Mgmt	For	For	For
2.3	Elect Robert Gayton	Mgmt	For	For	For
2.4	Elect Gary E. German	Mgmt	For	For	For
2.5	Elect Gerard E. Munera	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
4	Adoption of Advance Notice Requirement	Mgmt	For	For	For

Page 199

NewOcean Energy Holdings Limited

Ticker	Security ID:	Meeting Date	Meeting Status
342	CINS G6469T100	05/13/2013	Voted
Meeting Type		Country of Trade
Annual		Bermuda

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Accounts and Reports	Mgmt	For	For	For
4	Allocation of Profits/Dividends	Mgmt	For	For	For
5	Elect Brian SIU Ka Fai	Mgmt	For	For	For
6	Elect WANG Jian	Mgmt	For	For	For
7	Elect XU Mingshe	Mgmt	For	For	For
8	Directors’ Fees	Mgmt	For	For	For
9	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
10	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
11	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
12	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
13	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
14	Authority to Repurchase Shares	Mgmt	For	For	For
15	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
16	Authority to Issue Repurchased Shares	Mgmt	For	For	For

Niko Resources Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
NKO	CUSIP 653905109	09/06/2012	Voted
Meeting Type		Country of Trade
Annual		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Board Size	Mgmt	For	For	For
2.1	Elect Edward Sampson	Mgmt	For	For	For
2.2	Elect William Hornaday	Mgmt	For	For	For
2.3	Elect C.J. Cummings	Mgmt	For	For	For
2.4	Elect Conrad Kathol	Mgmt	For	For	For
2.5	Elect Wendell Robinson	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For

Page 200

NTT Urban Development Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
8933	CINS J5940Z104	06/18/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Amendments to Articles	Mgmt	For	For	For
4	Elect Kanya Shiokawa	Mgmt	For	For	For
5	Elect Akira Komatsu	Mgmt	For	For	For
6	Elect Hiroshi Ikegawa	Mgmt	For	For	For
7	Elect Takashi Hiroi	Mgmt	For	For	For

OceanaGold Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
OGC	CINS C6796P114	05/17/2013	Voted
Meeting Type		Country of Trade
Mix		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Elect James E. Askew	Mgmt	For	For	For
4	Elect J. Denham Shale	Mgmt	For	For	For
5	Elect Michael F. Wilkes	Mgmt	For	For	For
6	Appointment of Auditor	Mgmt	For	For	For
7	Amendments to Articles	Mgmt	For	For	For
8	Approve Issue of Securities	Mgmt	For	For	For
9	Equity Grant (MD/CEO Michael Wilkes)	Mgmt	For	For	For
10	Directors’ Fees	Mgmt	For	For	For
11	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 201

Opera Software ASA

Ticker	Security ID:	Meeting Date	Meeting Status
OPERA	CINS R6664U108	11/14/2012	Take No Action
Meeting Type		Country of Trade
Special		Norway

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	TNA	N/A
2	Non-Voting Meeting Note	N/A	N/A	TNA	N/A
3	Non-Voting Meeting Note	N/A	N/A	TNA	N/A
4	Non-Voting Meeting Note	N/A	N/A	TNA	N/A
5	Non-Voting Agenda Item	N/A	N/A	TNA	N/A
6	Election of Presiding Chairman	Mgmt	For	TNA	N/A
7	Notice of Meeting and Agenda	Mgmt	For	TNA	N/A
8	Election of Individuals to Check Minutes	Mgmt	For	TNA	N/A
9	Elect Greg Coleman	Mgmt	For	TNA	N/A
10	Directors’ Fees (New Nominee Coleman)	Mgmt	For	TNA	N/A
11	Option Compensation Plan	Mgmt	For	TNA	N/A
12	Directors’ Fees (Outgoing Director Torres)	Mgmt	For	TNA	N/A
13	Non-Voting Meeting Note	N/A	N/A	TNA	N/A

Optimal Payments Plc

Ticker	Security ID:	Meeting Date	Meeting Status
OPAY	CINS G6770D109	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		ISLE OF MAN

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Directors’ Remuneration Report	Mgmt	For	For	For
3	Elect Ian Francis	Mgmt	For	For	For
4	Elect Joel Leonoff	Mgmt	For	For	For
5	Appointment of Auditor	Mgmt	For	For	For
6	Authority to Set Auditor’s Fees	Mgmt	For	For	For
7	Authority to Repurchase Shares	Mgmt	For	For	For
8	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
9	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For

Page 202

Park 24 Co., Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
4666	CINS J63581102	01/29/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Elect Kohichi Nishikawa	Mgmt	For	For	For
4	Elect Kenichi Sasaki	Mgmt	For	For	For
5	Elect Tsugio Kondoh	Mgmt	For	For	For
6	Elect Seishi Uenishi	Mgmt	For	For	For
7	Elect Norifumi Kawakami	Mgmt	For	For	For
8	Stock Option Plan	Mgmt	For	For	For
9	Elect Akio Okuyama as Alternate Statutory Auditor	Mgmt	For	Against	Against

PayPoint plc

Ticker	Security ID:	Meeting Date	Meeting Status
PAY	CINS G6962B101	07/27/2012	Voted
Meeting Type		Country of Trade
Annual		United Kingdom

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Directors’ Remuneration Report	Mgmt	For	For	For
3	Allocation of Profits/Dividends	Mgmt	For	For	For
4	Elect Eric Anstee	Mgmt	For	For	For
5	Elect George Earle	Mgmt	For	For	For
6	Elect David Morrison	Mgmt	For	For	For
7	Elect David Newlands	Mgmt	For	For	For
8	Elect Andrew Robb	Mgmt	For	For	For
9	Elect Stephen Rowley	Mgmt	For	For	For
10	Elect Dominic Taylor	Mgmt	For	For	For
11	Elect Tim Watkin-Rees	Mgmt	For	For	For
12	Elect Nick Wiles	Mgmt	For	For	For
13	Appointment of Auditor	Mgmt	For	For	For
14	Authority to Set Auditor’s Fees	Mgmt	For	For	For
15	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
16	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
17	Authority to Repurchase Shares	Mgmt	For	For	For
18	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	For	Against	Against

Page 203

PIA Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
4337	CINS J6370J107	06/22/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Hiroshi Yanai	Mgmt	For	For	For
2	Elect Mamoru Shirai	Mgmt	For	For	For
3	Elect Tohru Karasawa	Mgmt	For	For	For
4	Elect Takashi Kimoto	Mgmt	For	For	For
5	Elect Hiroyasu Nagashima	Mgmt	For	For	For
6	Elect Takeshi Natsuno	Mgmt	For	For	For
7	Elect Yasuyuki Yoshizawa	Mgmt	For	For	For
8	Elect Shohji Sakuma	Mgmt	For	For	For
9	Elect Kazuhiko Toyama	Mgmt	For	For	For
10	Elect Akio Matsunaga	Mgmt	For	For	For
11	Elect Hiroko Yamamoto	Mgmt	For	For	For
12	Retirement Allowances for Director	Mgmt	For	For	For
13	Approval of Takeover Defense Plan	Mgmt	For	Against	Against

Playtech Limited

Ticker	Security ID:	Meeting Date	Meeting Status
PTEC	CINS G7132V100	05/08/2013	Voted
Meeting Type		Country of Trade
Annual		ISLE OF MAN

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Directors’ Remuneration Report	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
4	Allocation of Profits/Dividends	Mgmt	For	For	For
5	Elect Andrew Thomas	Mgmt	For	For	For
6	Elect Ron Hoffman	Mgmt	For	For	For
7	Elect Roger Withers	Mgmt	For	For	For
8	Elect Alan Jackson	Mgmt	For	For	For
9	Elect Moran Weizer	Mgmt	For	For	For
10	Change of Company Name	Mgmt	For	For	For
11	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
12	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For

Page 204

PT AKR Corporindo Terbuka

Ticker	Security ID:	Meeting Date	Meeting Status
AKRA	CINS Y71161163	05/14/2013	Voted
Meeting Type		Country of Trade
Annual		Indonesia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Accounts and Reports	Mgmt	For	For	For
3	Allocation of Profits/Dividends	Mgmt	For	For	For
4	Appointment of Auditor	Mgmt	For	For	For
5	Modification of the Management Stock Option Plan (MSOP)	Mgmt	For	For	For
6	Implementation of the Management Stock Option Plan (MSOP)	Mgmt	For	For	For

PTC India Limited

Ticker	Security ID:	Meeting Date	Meeting Status
PTC	CINS Y7043E106	09/21/2012	Voted
Meeting Type		Country of Trade
Annual		India

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Elect M.K. Goel	Mgmt	For	Against	Against
4	Elect S. Balachandram	Mgmt	For	For	For
5	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
6	Elect Rita Acharya	Mgmt	For	For	For
7	Elect Ravi Singh	Mgmt	For	For	For
8	Elect Anil Razdan	Mgmt	For	For	For
9	Elect Dhirendra Swarup	Mgmt	For	For	For
10	Elect H. Bajaj	Mgmt	For	For	For
11	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 205

Resource Generation Limited

Ticker	Security ID:	Meeting Date	Meeting Status
RES	CINS Q8077E102	10/17/2012	Voted
Meeting Type		Country of Trade
Annual		Australia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Remuneration Report	Mgmt	For	For	For
3	Re-elect Stephen Matthews	Mgmt	For	For	For
4	Approve Amendments to the Employee Share Plan (MD Paul Jury)	Mgmt	For	For	For
5	Approve Amendments to the Employee Share Plan (Executive Director Stephen Matthews)	Mgmt	For	For	For

Sable Mining Africa Limited

Ticker	Security ID:	Meeting Date	Meeting Status
SBLM	CINS G7762V107	03/21/2013	Voted
Meeting Type		Country of Trade
Annual		Virgin Islands (British)

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Elect Aboubacar Sampil	Mgmt	For	For	For
3	Elect Andrew Groves	Mgmt	For	For	For
4	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For

Sandfire Resources NL

Ticker	Security ID:	Meeting Date	Meeting Status
SFR	CINS Q82191109	11/27/2012	Voted
Meeting Type		Country of Trade
Annual		Australia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Remuneration Report	Mgmt	For	For	For
3	Re-elect Derek La Ferla	Mgmt	For	For	For
4	Elect Soocheol Shin	Mgmt	For	For	For

Page 206

Sandstorm Metals & Energy Limited

Ticker	Security ID:	Meeting Date	Meeting Status
SND	CUSIP 80013L100	05/10/2013	Voted
Meeting Type		Country of Trade
Special		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Board Size	Mgmt	For	For	For
2.1	Elect Nolan Watson	Mgmt	For	For	For
2.2	Elect David Awram	Mgmt	For	For	For
2.3	Elect David De Witt	Mgmt	For	For	For
2.4	Elect Andrew T. Swarthout	Mgmt	For	For	For
2.5	Elect John P.A. Budreski	Mgmt	For	For	For
2.6	Elect Marcel de Groot	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
4	Stock Option Plan Renewal	Mgmt	For	For	For
5	Amendment to the Restricted Share Plan	Mgmt	For	For	For
6	Share Consolidation	Mgmt	For	For	For
7	Transaction of Other Business	Mgmt	For	For	For

Sarin Technologies Ltd

Ticker	Security ID:	Meeting Date	Meeting Status
U77	CINS M8234Z109	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		Israel

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Accounts and Reports	Mgmt	For	For	For
4	Allocation of Profits/Dividends	Mgmt	For	For	For
5	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
6	Remuneration Policy	Mgmt	For	For	For
7	Directors’ Fees	Mgmt	For	For	For
8	Directors’ Fees	Mgmt	For	For	For
9	Directors’ Fees	Mgmt	For	For	For
10	Directors’ Fees	Mgmt	For	For	For
11	Directors’ Fees	Mgmt	For	For	For
12	Directors’ Fees	Mgmt	For	For	For
13	Directors’ Fees	Mgmt	For	For	For
14	Directors’ Fees	Mgmt	For	For	For
15	Directors’ Fees	Mgmt	For	For	For
16	Directors’ Fees	Mgmt	For	For	For
17	Elect CHAN Kam Loon	Mgmt	For	For	For
18	Authority to Issue Shares w/ or w/o Preemptive Rights	Mgmt	For	For	For
19	Authority to Grant Awards and Issue Shares under the Sarin Technologies Ltd 2005 Share Option Plan	Mgmt	For	Against	Against
20	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
21	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 207

Sarin Technologies Ltd

Ticker	Security ID:	Meeting Date	Meeting Status
U77	CINS M8234Z109	04/30/2013	Voted
Meeting Type		Country of Trade
Special		Israel

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Authority to Repurchase Shares	Mgmt	For	For	For

Seria Co., Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
2782	CINS J7113X106	06/25/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Allocation of Profits/Dividends	Mgmt	For	For	For

ShaMaran Petroleum Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
SNM	CUSIP 819320102	06/18/2013	Voted
Meeting Type		Country of Trade
Special		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Board Size	Mgmt	For	For	For
2.1	Elect Keith C. Hill	Mgmt	For	For	For
2.2	Elect Pradeep Kabra	Mgmt	For	For	For
2.3	Elect J. Cameron Bailey	Mgmt	For	For	For
2.4	Elect Gary S. Guidry	Mgmt	For	For	For
2.5	Elect Brian D. Edgar	Mgmt	For	For	For
2.6	Elect Alexandre Schneiter	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
4	Renewal of the Stock Option Plan	Mgmt	For	For	For
5	Approval of Advance Notice Provision	Mgmt	For	For	For
6	Transaction of Other Business	Mgmt	For	Against	Against

Page 208

Sparx Group Company Limited (fka Sparx Asset Management

Ticker	Security ID:	Meeting Date	Meeting Status
8739	CINS J7656U105	06/17/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Amendments to Articles	Mgmt	For	For	For
3	Elect Shuhei Abe	Mgmt	For	For	For
4	Elect Mikio Fujii	Mgmt	For	For	For
5	Elect Tetsuya Hishida	Mgmt	For	For	For
6	Elect Toshihiko Aizawa	Mgmt	For	For	For

Start Today Company Limited

Ticker	Security ID:	Meeting Date	Meeting Status
3092	CINS J7665M102	06/27/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Allocation of Profits/Dividends	Mgmt	For	For	For
2	Elect Yusaku Maezawa	Mgmt	For	For	For
3	Elect Kohji Yanagisawa	Mgmt	For	For	For
4	Elect Akiko Ohishi	Mgmt	For	For	For
5	Elect Takanobu Mutoh	Mgmt	For	For	For
6	Elect Mineki Ohkura	Mgmt	For	For	For
7	Elect Kohtaroh Sawada	Mgmt	For	For	For
8	Elect Kohji Ono	Mgmt	For	For	For

Page 209

Sunac China Holdings Limited

Ticker	Security ID:	Meeting Date	Meeting Status
1918	CINS G8569A106	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		Cayman Islands

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Accounts and Reports	Mgmt	For	For	For
4	Allocation of Profits/Dividends	Mgmt	For	For	For
5	Elect JING Hong	Mgmt	For	For	For
6	Elect HU Xiaoling	Mgmt	For	For	For
7	Elect ZHU Jia	Mgmt	For	For	For
8	Elect LI Qin	Mgmt	For	For	For
9	Elect MA Lishan	Mgmt	For	For	For
10	Elect TSE Chi Wai	Mgmt	For	For	For
11	Directors’ Fees	Mgmt	For	For	For
12	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
13	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	Against	Against
14	Authority to Repurchase Shares	Mgmt	For	For	For
15	Authority to Issue Repurchased Shares	Mgmt	For	Against	Against
16	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Tahoe Resources Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
THO	CUSIP 873868103	05/09/2013	Voted
Meeting Type		Country of Trade
Annual		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect A. Dan Rovig	Mgmt	For	For	For
1.2	Elect C. Kevin McArthur	Mgmt	For	For	For
1.3	Elect Lorne B. Anderson	Mgmt	For	For	For
1.4	Elect Paul B. Sweeney	Mgmt	For	For	For
1.5	Elect James S. Voorhees	Mgmt	For	For	For
1.6	Elect John P. Bell	Mgmt	For	For	For
1.7	Elect Kenneth F. Williamson	Mgmt	For	For	For
1.8	Elect Tanya M. Jakusconek	Mgmt	For	For	For
2	Appointment of Auditor	Mgmt	For	For	For
3	Amendment to the Share Option and Incentive Share Plan	Mgmt	For	For	For

Page 210

Travelsky Technology

Ticker	Security ID:	Meeting Date	Meeting Status
0696	CINS Y8972V101	06/18/2013	Voted
Meeting Type		Country of Trade
Annual		China

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Directors’ Report	Mgmt	For	For	For
4	Supervisors’ Report	Mgmt	For	For	For
5	Accounts and Reports	Mgmt	For	For	For
6	Allocation of Profits/Dividends	Mgmt	For	For	For
7	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
8	Elect XU Qiang	Mgmt	For	For	For
9	Elect CUI Zhixiong	Mgmt	For	For	For
10	Elect XIAO Yinhong	Mgmt	For	For	For
11	Elect WANG Quanhua	Mgmt	For	For	For
12	Elect Sun Yude	Mgmt	For	For	For
13	Elect Cai, Kevin Yang	Mgmt	For	For	For
14	Elect CHEUNG Yukming	Mgmt	For	For	For
15	Elect PAN Chongyi	Mgmt	For	For	For
16	Elect ZHANG Hainan	Mgmt	For	For	For
17	Elect ZENG Yiwei	Mgmt	For	For	For
18	Elect HE Haiyan	Mgmt	For	For	For
19	Elect RAO Geping	Mgmt	For	For	For
20	Authority to Issue Domestic and H Shares w/o Preemptive Rights	Mgmt	For	For	For
21	Authority to Repurchase H Shares	Mgmt	For	For	For
22	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Travelsky Technology

Ticker	Security ID:	Meeting Date	Meeting Status
0696	CINS Y8972V101	06/18/2013	Voted
Meeting Type		Country of Trade
Other		China

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Authority to Repurchase H Shares	Mgmt	For	For	For
4	Non-Voting Meeting Note	N/A	N/A	N/A	N/A

Page 211

TTK Prestige Limited

Ticker	Security ID:	Meeting Date	Meeting Status
TTKPRES	CINS Y89993110	06/29/2013	Voted
Meeting Type		Country of Trade
Special		India

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Authority to Issue Shares w/o Preemptive Rights (Preferential Allotment to Cartica Capital Ltd.)	Mgmt	For	For	For

United Arrows Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
7606	CINS J9426H109	06/26/2013	Voted
Meeting Type		Country of Trade
Annual		Japan

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Allocation of Profits/Dividends	Mgmt	For	For	For
2	Elect Gaku Ishiwata	Mgmt	For	For	For
3	Elect Yukari Sakai as Statutory Auditor	Mgmt	For	For	For

Vostok Nafta Investment Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
VNILSDB	CINS G9391A108	05/07/2013	Take No Action
Meeting Type		Country of Trade
Annual		Bermuda

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	TNA	N/A
2	Non-Voting Meeting Note	N/A	N/A	TNA	N/A
3	Non-Voting Meeting Note	N/A	N/A	TNA	N/A
4	Election of Presiding Chairman	Mgmt	For	TNA	N/A
5	Voting List	Mgmt	For	TNA	N/A
6	Agenda	Mgmt	For	TNA	N/A
7	Election of Individuals to Check Minutes	Mgmt	For	TNA	N/A
8	Compliance with Rules of Convocation	Mgmt	For	TNA	N/A
9	Non-Voting Agenda Item	N/A	N/A	TNA	N/A
10	Non-Voting Agenda Item	N/A	N/A	TNA	N/A
11	Accounts and Reports	Mgmt	For	TNA	N/A
12	Allocation of Profits/Dividends	Mgmt	For	TNA	N/A
13	Board Size	Mgmt	For	TNA	N/A
14	Directors’ and Auditors’ Fees	Mgmt	For	TNA	N/A
15	Election of Directors; Appointment of Auditor	Mgmt	For	TNA	N/A
16	Nomination Committee	Mgmt	For	TNA	N/A
17	Compensation Guidelines	Mgmt	For	TNA	N/A
18	Non-Voting Agenda Item	N/A	N/A	TNA	N/A
19	Non-Voting Meeting Note	N/A	N/A	TNA	N/A

Page 212

Vostok Nafta Investment Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
VNILSDB	CINS G9391A108	05/24/2013	Voted
Meeting Type		Country of Trade
Special		Bermuda

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
4	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
5	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
6	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
7	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
8	Non-Voting Agenda Item	N/A	N/A	N/A	N/A
9	Reverse Stock Split	Mgmt	For	For	For
10	Mandatory Share Redemption	Mgmt	For	For	For
11	Non-Voting Agenda Item	N/A	N/A	N/A	N/A

Vostok Nafta Investment Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
VNILSDB	CINS G93886136	08/29/2012	Voted
Meeting Type		Country of Trade
Special		Bermuda

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
3	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
4	Election of Presiding Chairman	Mgmt	For	For	For
5	Voting List	Mgmt	For	For	For
6	Election of Individuals to Check Minutes	Mgmt	For	For	For
7	Compliance with Rules of Convocation	Mgmt	For	For	For
8	Amendments to Articles Pursuant to Share Redemption Plan	Mgmt	For	For	For
9	Stock Split	Mgmt	For	For	For
10	Reduction in Share Capital	Mgmt	For	For	For
11	Non-Voting Agenda Item	N/A	N/A	N/A	N/A

Page 213

West Fraser Timber Co. Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
WFT	CUSIP 952845105	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Board Size	Mgmt	For	For	For
2.1	Elect Henry H. Ketcham	Mgmt	For	For	For
2.2	Elect Clark S. Binkley	Mgmt	For	For	For
2.3	Elect J. Duncan Gibson	Mgmt	For	For	For
2.4	Elect Samuel W. Ketcham	Mgmt	For	For	For
2.5	Elect Harald H. Ludwig	Mgmt	For	For	For
2.6	Elect Gerald J. Miller	Mgmt	For	For	For
2.7	Elect Robert L. Phillips	Mgmt	For	For	For
2.8	Elect Janice G. Rennie	Mgmt	For	For	For
2.9	Elect Ted Seraphim	Mgmt	For	For	For
3	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For

Western Areas Limited

Ticker	Security ID:	Meeting Date	Meeting Status
WSA	CINS Q9618L100	02/21/2013	Voted
Meeting Type		Country of Trade
Special		Australia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Ratify Issue of Securities	Mgmt	For	For	For

Page 214

Western Areas Limited

Ticker	Security ID:	Meeting Date	Meeting Status
WSA	CINS Q9618L100	11/23/2012	Voted
Meeting Type		Country of Trade
Annual		Australia

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Non-Voting Meeting Note	N/A	N/A	N/A	N/A
2	Re-elect Julian Hanna	Mgmt	For	For	For
3	Re-elect Robin Dunbar	Mgmt	For	For	For
4	Re-elect Rick Yeates	Mgmt	For	For	For
5	Remuneration Report	Mgmt	For	For	For
6	Equity Grant (MD Daniel Lougher)	Mgmt	For	For	For
7	Equity Grant (Finance Director David Southam)	Mgmt	For	For	For
8	Approve Change in Company Type	Mgmt	For	For	For
9	Amendments to Constitution	Mgmt	For	For	For
10	Renew Proportional Takeover Provisions	Mgmt	For	For	For

WesternZagros Resources Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
WZR	CUSIP 960008100	06/06/2013	Voted
Meeting Type		Country of Trade
Special		Canada

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect David J. Boone	Mgmt	For	For	For
1.2	Elect Fred J. Dyment	Mgmt	For	For	For
1.3	Elect John Frangos	Mgmt	For	For	For
1.4	Elect M. Simon Hatfield	Mgmt	For	For	For
1.5	Elect James C. Houck	Mgmt	For	For	For
1.6	Elect John M. Howland	Mgmt	For	For	For
1.7	Elect Randall Oliphant	Mgmt	For	For	For
1.8	Elect Eric Stoerr	Mgmt	For	For	For
1.9	Elect William F. Wallace	Mgmt	For	For	For
2	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
3	Stock Option Plan Renewal	Mgmt	For	For	For
4	Shareholder Rights Plan Renewal	Mgmt	For	For	For
5	Advance Notice Provision	Mgmt	For	For	For

Page 215

Item 1: Proxy Voting Record - Item1 Proxy Voting Record -

Registrant :

Fund Name : TCW Relative Value Large Cap Fund

ADT Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
ADT	CUSIP 00101J106	03/14/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Thomas J. Colligan	Mgmt	For	For	For
1.2	Elect Timothy M. Donahue	Mgmt	For	For	For
1.3	Elect Robert M. Dutkowsky	Mgmt	For	For	For
1.4	Elect Bruce S. Gordon	Mgmt	For	For	For
1.5	Elect Naren K. Gursahaney	Mgmt	For	For	For
1.6	Elect Bridgette Heller	Mgmt	For	For	For
1.7	Elect Kathleen W Hyle	Mgmt	For	For	For
1.8	Elect Keith A. Meister	Mgmt	For	For	For
1.9	Elect Dinesh Paliwal	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Frequency of Advisory Vote on Executive Compensation	Mgmt	1 Year	1 Year	For

Page 216

American Electric Power Company, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AEP	CUSIP 025537101	04/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Nicholas K. Akins	Mgmt	For	For	For
2	Elect David J. Anderson	Mgmt	For	For	For
3	Elect Ralph D. Crosby, Jr.	Mgmt	For	For	For
4	Elect Linda A. Goodspeed	Mgmt	For	For	For
5	Elect Thomas E. Hoaglin	Mgmt	For	For	For
6	Elect Sandra Beach Lin	Mgmt	For	For	For
7	Elect Michael G. Morris	Mgmt	For	For	For
8	Elect Richard C. Notebaert	Mgmt	For	For	For
9	Elect Lionel L. Nowell III	Mgmt	For	For	For
10	Elect Stephen S. Rasmussen	Mgmt	For	For	For
11	Elect Oliver G. Richard III	Mgmt	For	For	For
12	Elect Richard L. Sandor	Mgmt	For	For	For
13	Elect Sara M. Tucker	Mgmt	For	For	For
14	Elect John F. Turner	Mgmt	For	For	For
15	Ratification of Auditor	Mgmt	For	For	For
16	Advisory Vote on Executive Compensation	Mgmt	For	For	For
17	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against

American Express Company

Ticker	Security ID:	Meeting Date	Meeting Status
AXP	CUSIP 025816109	04/29/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Charlene Barshefsky	Mgmt	For	For	For
1.2	Elect Ursula M. Burns	Mgmt	For	For	For
1.3	Elect Kenneth I. Chenault	Mgmt	For	For	For
1.4	Elect Peter Chernin	Mgmt	For	For	For
1.5	Elect Anne Lauvergeon	Mgmt	For	For	For
1.6	Elect Theodore J. Leonsis	Mgmt	For	For	For
1.7	Elect Richard C. Levin	Mgmt	For	For	For
1.8	Elect Richard A. McGinn	Mgmt	For	For	For
1.9	Elect Samuel J. Palmisano	Mgmt	For	For	For
1.10	Elect Steven S. Reinemund	Mgmt	For	For	For
1.11	Elect Daniel L. Vasella	Mgmt	For	For	For
1.12	Elect Robert D. Walter	Mgmt	For	For	For
1.13	Elect Ronald A. Williams	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For

Page 217

Ameriprise Financial, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AMP	CUSIP 03076C106	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect James M. Cracchiolo	Mgmt	For	For	For
2	Elect Lon R. Greenberg	Mgmt	For	For	For
3	Elect Warren D. Knowlton	Mgmt	For	For	For
4	Elect W. Walker Lewis	Mgmt	For	For	For
5	Elect Siri S. Marshall	Mgmt	For	For	For
6	Elect Jeffrey Noddle	Mgmt	For	For	For
7	Elect H. Jay Sarles	Mgmt	For	For	For
8	Elect Robert F. Sharpe, Jr.	Mgmt	For	For	For
9	Elect William H. Turner	Mgmt	For	For	For
10	Advisory Vote on Executive Compensation	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For
12	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Against	For	Against

Applied Materials, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AMAT	CUSIP 038222105	03/05/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Aart J. de Geus	Mgmt	For	For	For
2	Elect Stephen R. Forrest	Mgmt	For	For	For
3	Elect Thomas J. Iannotti	Mgmt	For	For	For
4	Elect Susan M. James	Mgmt	For	For	For
5	Elect Alexander A. Karsner	Mgmt	For	For	For
6	Elect Gerhard H. Parker	Mgmt	For	For	For
7	Elect Dennis D. Powell	Mgmt	For	For	For
8	Elect Willem P. Roelandts	Mgmt	For	For	For
9	Elect James E. Rogers	Mgmt	For	For	For
10	Elect Michael R. Splinter	Mgmt	For	For	For
11	Elect Robert H. Swan	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For

Page 218

AT&T Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
T	CUSIP 00206R102	04/26/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Randall L. Stephenson	Mgmt	For	For	For
2	Elect Gilbert F. Amelio	Mgmt	For	For	For
3	Electea Reuben V. Anderson	Mgmt	For	For	For
4	Elect James H. Blanchard	Mgmt	For	For	For
5	Elect Jaime Chico Pardo	Mgmt	For	For	For
6	Elect Scott T. Ford	Mgmt	For	For	For
7	Elect James P. Kelly	Mgmt	For	For	For
8	Elect Jon C. Madonna	Mgmt	For	For	For
9	Elect Michael B. McCallister	Mgmt	For	For	For
10	Elect John B. McCoy	Mgmt	For	For	For
11	Elect Joyce M. Roche	Mgmt	For	For	For
12	Elect Matthew K. Rose	Mgmt	For	For	For
13	Elect Laura D’Andrea Tyson	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	Amendment to the Stock Purchase and Deferral Plan	Mgmt	For	For	For
17	Shareholder Proposal Regarding Political Spending	ShrHoldr	Against	Against	For
18	Shareholder Proposal Regarding Lead Batteries	ShrHoldr	Against	Against	For
19	Shareholder Proposal Regarding Shareholder Approval of Severance Agreements	ShrHoldr	Against	For	Against
20	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	For	Against

Page 219

Baker Hughes Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
BHI	CUSIP 057224107	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Larry D. Brady	Mgmt	For	For	For
1.2	Elect Clarence P. Cazalot, Jr.	Mgmt	For	For	For
1.3	Elect Martin S. Craighead	Mgmt	For	For	For
1.4	Elect Lynn L. Elsenhans	Mgmt	For	For	For
1.5	Elect Anthony G. Fernandes	Mgmt	For	For	For
1.6	Elect Claire W. Gargalli	Mgmt	For	For	For
1.7	Elect Pierre J. Jungels	Mgmt	For	For	For
1.8	Elect James A. Lash	Mgmt	For	For	For
1.9	Elect J. Larry Nichols	Mgmt	For	For	For
1.10	Elect James W. Stewart	Mgmt	For	For	For
1.11	Elect Charles L. Watson	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Amendment to the Employee Stock Purchase Plan	Mgmt	For	For	For
5	Amendment to the 2002 Director and Officer Long-Term Incentive Plan	Mgmt	For	For	For

CA, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CA	CUSIP 12673P105	08/01/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Jens Alder	Mgmt	For	For	For
2	Elect Raymond Bromark	Mgmt	For	For	For
3	Elect Gary Fernandes	Mgmt	For	For	For
4	Elect Rohit Kapoor	Mgmt	For	For	For
5	Elect Kay Koplovitz	Mgmt	For	For	For
6	Elect Christopher Lofgren	Mgmt	For	For	For
7	Elect William McCracken	Mgmt	For	For	For
8	Elect Richard Sulpizio	Mgmt	For	For	For
9	Elect Laura Unger	Mgmt	For	For	For
10	Elect Arthur Weinbach	Mgmt	For	For	For
11	Elect Ron Zambonini	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	2012 Non-Employee Director Compensation Plan	Mgmt	For	For	For

Page 220

Chevron Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CVX	CUSIP 166764100	05/29/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Linnet F. Deily	Mgmt	For	For	For
2	Elect Robert E. Denham	Mgmt	For	For	For
3	Elect Alice P. Gast	Mgmt	For	For	For
4	Elect Enrique Hernandez, Jr.	Mgmt	For	For	For
5	Elect George L. Kirkland	Mgmt	For	For	For
6	Elect Charles W. Moorman, IV	Mgmt	For	For	For
7	Elect Kevin W. Sharer	Mgmt	For	For	For
8	Elect John G. Stumpf	Mgmt	For	For	For
9	Elect Ronald D. Sugar	Mgmt	For	For	For
10	Elect Carl Ware	Mgmt	For	For	For
11	Elect John S. Watson	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Amendment to the Long-Term Incentive Plan	Mgmt	For	For	For
15	Shareholder Proposal Regarding Hydraulic Fracturing	ShrHoldr	Against	For	Against
16	Shareholder Proposal Regarding Offshore Drilling Report	ShrHoldr	Against	For	Against
17	Shareholder Proposal Regarding Report on Climate Change	ShrHoldr	Against	Against	For
18	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against
19	Shareholder Proposal Regarding Prohibition on Political Spending	ShrHoldr	Against	Against	For
20	Shareholder Proposal Regarding Cumulative Voting	ShrHoldr	Against	For	Against
21	Shareholder Proposal Regarding Right to Call a Special Meeting	ShrHoldr	Against	For	Against
22	Shareholder Proposal Regarding Environmental Expertise on Board	ShrHoldr	Against	Against	For
23	Shareholder Proposal Regarding Country Selection Guidelines	ShrHoldr	Against	For	Against

Page 221

CIGNA Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CI	CUSIP 125509109	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect David M. Cordani	Mgmt	For	For	For
2	Elect Isaiah Harris, Jr.	Mgmt	For	For	For
3	Elect Jane E. Henney	Mgmt	For	For	For
4	Elect Donna F. Zarcone	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For
7	Amendment to the Long-Term Incentive Plan	Mgmt	For	For	For
8	Shareholder Proposal Regarding Political Spending	ShrHoldr	Against	For	Against

Page 222

Cisco Systems, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CSCO	CUSIP 17275R102	11/15/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Carol Bartz	Mgmt	For	For	For
2	Elect Marc Benioff	Mgmt	For	For	For
3	Elect M. Michele Burns	Mgmt	For	For	For
4	Elect Michael Capellas	Mgmt	For	For	For
5	Elect Larry Carter	Mgmt	For	For	For
6	Elect John Chambers	Mgmt	For	For	For
7	Elect Brian Halla	Mgmt	For	For	For
8	Elect John Hennessy	Mgmt	For	For	For
9	Elect Kristina Johnson	Mgmt	For	For	For
10	Elect Richard Kovacevich	Mgmt	For	For	For
11	Elect Roderick McGeary	Mgmt	For	For	For
12	Elect Arun Sarin	Mgmt	For	For	For
13	Elect Steven West	Mgmt	For	For	For
14	Amendment to the Executive Incentive Plan	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	Ratification of Auditor	Mgmt	For	For	For
17	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	For	Against
18	Shareholder Proposal Regarding Report on Conflict Minerals	ShrHoldr	Against	Against	For

Citigroup Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
C	CUSIP 172967424	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Michael L. Corbat	Mgmt	For	For	For
2	Elect Franz B. Humer	Mgmt	For	For	For
3	Elect Robert L. Joss	Mgmt	For	For	For
4	Elect Michael E. O’Neill	Mgmt	For	For	For
5	Elect Judith Rodin	Mgmt	For	For	For
6	Elect Robert L. Ryan	Mgmt	For	For	For
7	Elect Anthony M. Santomero	Mgmt	For	For	For
8	Elect Joan E. Spero	Mgmt	For	For	For
9	Elect Diana L. Taylor	Mgmt	For	For	For
10	Elect William S. Thompson, Jr.	Mgmt	For	For	For
11	Elect Ernesto Zedillo	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Amendment to the 2009 Stock Incentive Plan	Mgmt	For	For	For
15	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
16	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against
17	Shareholder Proposal Regarding Director Indemnification	ShrHoldr	Against	Against	For

Page 223

Comcast Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CMCSA	CUSIP 20030N101	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Kenneth J. Bacon	Mgmt	For	For	For
1.2	Elect Sheldon M. Bonovitz	Mgmt	For	For	For
1.3	Elect Joseph J. Collins	Mgmt	For	For	For
1.4	Elect J. Michael Cook	Mgmt	For	For	For
1.5	Elect Gerald L. Hassell	Mgmt	For	For	For
1.6	Elect Jeffrey A. Honickman	Mgmt	For	For	For
1.7	Elect Eduardo G. Mestre	Mgmt	For	For	For
1.8	Elect Brian L. Roberts	Mgmt	For	For	For
1.9	Elect Ralph J. Roberts	Mgmt	For	For	For
1.10	Elect Johnathan A. Rodgers	Mgmt	For	For	For
1.11	Elect Judith Rodin	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Shareholder Proposal Regarding Compensation in the Event of a Change in Control	ShrHoldr	Against	Against	For
4	Shareholder Proposal Regarding Recapitalization	ShrHoldr	Against	Against	For

Page 224

Dana Holding Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
DAN	CUSIP 235825205	04/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Virginia A. Kamsky	Mgmt	For	For	For
1.2	Elect Terrence J. Keating	Mgmt	For	For	For
1.3	Elect Joseph C. Muscari	Mgmt	For	For	For
1.4	Elect Steven B. Schwarzwaelder	Mgmt	For	For	For
1.5	Elect Richard F. Wallman	Mgmt	For	For	For
1.6	Elect Keith E. Wandell	Mgmt	For	For	For
1.7	Elect Roger Wood	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For

Dell Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
DELL	CUSIP 24702R101	07/13/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect James Breyer	Mgmt	For	For	For
2	Elect Donald Carty	Mgmt	For	For	For
3	Elect Janet Clark	Mgmt	For	For	For
4	Elect Laura Conigliaro	Mgmt	For	For	For
5	Elect Michael Dell	Mgmt	For	For	For
6	Elect Kenneth Duberstein	Mgmt	For	For	For
7	Elect William Gray, III	Mgmt	For	For	For
8	Elect Gerard Kleisterlee	Mgmt	For	For	For
9	Elect Klaus Luft	Mgmt	For	For	For
10	Elect Alex Mandl	Mgmt	For	For	For
11	Elect Shantanu Narayen	Mgmt	For	For	For
12	Elect H. Ross Perot, Jr.	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For
15	2012 Long-Term Incentive Plan	Mgmt	For	For	For

Page 225

Devon Energy Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
DVN	CUSIP 25179M103	06/05/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Robert H. Henry	Mgmt	For	Withhold	Against
1.2	Elect John A. Hill	Mgmt	For	For	For
1.3	Elect Michael M. Kanovsky	Mgmt	For	For	For
1.4	Elect Robert A. Mosbacher, Jr.	Mgmt	For	For	For
1.5	Elect J. Larry Nichols	Mgmt	For	For	For
1.6	Elect Duane C. Radtke	Mgmt	For	For	For
1.7	Elect Mary P. Ricciardello	Mgmt	For	For	For
1.8	Elect John Richels	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against
5	Shareholder Proposal Regarding Majority Vote for Election of Directors	ShrHoldr	Against	Against	For
6	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against

Page 226

Energizer Holdings, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ENR	CUSIP 29266R108	01/28/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Daniel Heinrich	Mgmt	For	For	For
2	Elect R. David Hoover	Mgmt	For	For	For
3	Elect John Hunter III	Mgmt	For	For	For
4	Elect John Klein	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Ensco plc

Ticker	Security ID:	Meeting Date	Meeting Status
ESV	CUSIP G3157S106	05/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Francis S Kalman	Mgmt	For	For	For
2	Elect Roxanne J. Decyk	Mgmt	For	For	For
3	Elect Mary Francis	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Ratification of Statutory Auditor	Mgmt	For	For	For
6	Authority to Set Auditor’s Fees	Mgmt	For	For	For
7	Advisory Vote on Executive Compensation	Mgmt	For	For	For
8	Directors’ Remuneration Report	Mgmt	For	For	For
9	Accounts and Reports	Mgmt	For	For	For
10	Repeal of Classified Board	Mgmt	For	For	For
11	Authority to Repurchase Shares	Mgmt	For	For	For

Page 227

Gap Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GPS	CUSIP 364760108	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Adrian D.P. Bellamy	Mgmt	For	For	For
2	Elect Domenico De Sole	Mgmt	For	For	For
3	Elect Robert J. Fisher	Mgmt	For	For	For
4	Elect William S. Fisher	Mgmt	For	For	For
5	Elect Isabella D. Goren	Mgmt	For	For	For
6	Elect Bob L. Martin	Mgmt	For	For	For
7	Elect Jorge P. Montoya	Mgmt	For	For	For
8	Elect Glenn K. Murphy	Mgmt	For	For	For
9	Elect Mayo A. Shattuck III	Mgmt	For	For	For
10	Elect Katherine Tsang	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For

General Electric Company

Ticker	Security ID:	Meeting Date	Meeting Status
GE	CUSIP 369604103	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect W. Geoffrey Beattie	Mgmt	For	Against	Against
2	Elect John J. Brennan	Mgmt	For	Against	Against
3	Elect James I. Cash, Jr.	Mgmt	For	Against	Against
4	Elect Francisco D’Souza	Mgmt	For	Against	Against
5	Elect Marijn E. Dekkers	Mgmt	For	Against	Against
6	Elect Ann M. Fudge	Mgmt	For	Against	Against
7	Elect Susan Hockfield	Mgmt	For	Against	Against
8	Elect Jeffrey R. Immelt	Mgmt	For	Against	Against
9	Elect Andrea Jung	Mgmt	For	Against	Against
10	Elect Robert W. Lane	Mgmt	For	Against	Against
11	Elect Ralph S. Larsen	Mgmt	For	Against	Against
12	Elect Rochelle B. Lazarus	Mgmt	For	Against	Against
13	Elect James J. Mulva	Mgmt	For	Against	Against
14	Elect Mary L. Schapiro	Mgmt	For	Against	Against
15	Elect Robert J. Swieringa	Mgmt	For	Against	Against
16	Elect James S. Tisch	Mgmt	For	Against	Against
17	Elect Douglas A. Warner III	Mgmt	For	Against	Against
18	Advisory Vote on Executive Compensation	Mgmt	For	For	For
19	Ratification of Auditor	Mgmt	For	For	For

Page 228

20	Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses	ShrHoldr	Against	Against	For
21	Shareholder Proposal Regarding Term Limits	ShrHoldr	Against	Against	For
22	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	For	Against
23	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against
24	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
25	Shareholder Proposal Regarding Double Board Nominees	ShrHoldr	Against	Against	For

Hartford Financial Services Group Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
HIG	CUSIP 416515104	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Robert B. Allardice III	Mgmt	For	For	For
2	Elect Trevor Fetter	Mgmt	For	For	For
3	Elect Paul G. Kirk, Jr.	Mgmt	For	For	For
4	Elect Liam E. McGee	Mgmt	For	For	For
5	Elect Kathryn A. Mikells	Mgmt	For	For	For
6	Elect Michael G. Morris	Mgmt	For	For	For
7	Elect Thomas A. Renyi	Mgmt	For	For	For
8	Elect Charles B. Strauss	Mgmt	For	For	For
9	Elect H. Patrick Swygert	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 229

Hologic, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
HOLX	CUSIP 436440101	03/11/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect David R. LaVance, Jr.	Mgmt	For	For	For
1.2	Elect Robert A. Cascella	Mgmt	For	For	For
1.3	Elect Glenn P. Muir	Mgmt	For	For	For
1.4	Elect Sally W. Crawford	Mgmt	For	For	For
1.5	Elect Nancy L. Leaming	Mgmt	For	For	For
1.6	Elect Lawrence M. Levy	Mgmt	For	For	For
1.7	Elect Christina Stamoulis	Mgmt	For	For	For
1.8	Elect Elaine S. Ullian	Mgmt	For	For	For
1.9	Elect Wayne Wilson	Mgmt	For	For	For
2	Amendment to the 2008 Equity Incentive Plan	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Honeywell International Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
HON	CUSIP 438516106	04/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Gordon M. Bethune	Mgmt	For	For	For
2	Elect Kevin Burke	Mgmt	For	For	For
3	Elect Jaime Chico Pardo	Mgmt	For	For	For
4	Elect David M. Cote	Mgmt	For	For	For
5	Elect D. Scott Davis	Mgmt	For	For	For
6	Elect Linnet F. Deily	Mgmt	For	Against	Against
7	Elect Judd Gregg	Mgmt	For	For	For
8	Elect Lord Clive Hollick	Mgmt	For	For	For
9	Elect Grace D. Lieblein	Mgmt	For	For	For
10	Elect George Paz	Mgmt	For	For	For
11	Elect Bradley T. Sheares	Mgmt	For	For	For
12	Elect Robin L. Washington	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For
15	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	For	Against
16	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against
17	Shareholder Proposal Regarding Compensation in the Event of a Change in Control	ShrHoldr	Against	Against	For

Page 230

Intel Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
INTC	CUSIP 458140100	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Charlene Barshefsky	Mgmt	For	For	For
2	Elect Andy D. Bryant	Mgmt	For	For	For
3	Elect Susan L. Decker	Mgmt	For	For	For
4	Elect John J. Donahoe	Mgmt	For	For	For
5	Elect Reed E. Hundt	Mgmt	For	For	For
6	Elect James D. Plummer	Mgmt	For	For	For
7	Elect David S. Pottruck	Mgmt	For	For	For
8	Elect Frank D. Yeary	Mgmt	For	For	For
9	Elect David B. Yoffie	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Amendment to the 2006 Equity Incentive Plan	Mgmt	For	For	For
13	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For

Johnson & Johnson

Ticker	Security ID:	Meeting Date	Meeting Status
JNJ	CUSIP 478160104	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Mary Sue Coleman	Mgmt	For	For	For
2	Elect James G. Cullen	Mgmt	For	For	For
3	Elect Ian E.L. Davis	Mgmt	For	For	For
4	Elect Alex Gorsky	Mgmt	For	For	For
5	Elect Michael M. E. Johns	Mgmt	For	For	For
6	Elect Susan L. Lindquist	Mgmt	For	For	For
7	Elect Anne M. Mulcahy	Mgmt	For	For	For
8	Elect Leo F. Mullin	Mgmt	For	For	For
9	Elect William D. Perez	Mgmt	For	For	For
10	Elect Charles Prince	Mgmt	For	For	For
11	Elect A. Eugene Washington	Mgmt	For	For	For
12	Elect Ronald A. Williams	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
16	Shareholder Proposal Regarding Political Contributions and Corporate Values Report	ShrHoldr	Against	Against	For
17	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	For	Against

Page 231

JPMorgan Chase & Co.

Ticker	Security ID:	Meeting Date	Meeting Status
JPM	CUSIP 46625H100	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect James A. Bell	Mgmt	For	For	For
2	Elect Crandall C. Bowles	Mgmt	For	For	For
3	Elect Stephen B. Burke	Mgmt	For	For	For
4	Elect David M. Cote	Mgmt	For	For	For
5	Elect James S. Crown	Mgmt	For	For	For
6	Elect James Dimon	Mgmt	For	For	For
7	Elect Timothy P. Flynn	Mgmt	For	For	For
8	Elect Ellen V. Futter	Mgmt	For	For	For
9	Elect Laban P. Jackson, Jr.	Mgmt	For	For	For
10	Elect Lee R. Raymond	Mgmt	For	For	For
11	Elect William C. Weldon	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Allow Shareholders to Act by Written Consent	Mgmt	For	For	For
15	Key Executive Performance Plan	Mgmt	For	For	For
16	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For
17	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
18	Shareholder Proposal Regarding Genocide-Free Investing	ShrHoldr	Against	Against	For
19	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against

Page 232

Lam Research Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
LRCX	CUSIP 512807108	11/01/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Martin Anstice	Mgmt	For	For	For
1.2	Elect Eric Brandt	Mgmt	For	For	For
1.3	Elect Michael Cannon	Mgmt	For	For	For
1.4	Elect Youssef El-Mansy	Mgmt	For	For	For
1.5	Elect Christine Heckart	Mgmt	For	For	For
1.6	Elect Grant Inman	Mgmt	For	For	For
1.7	Elect Catherine Lego	Mgmt	For	For	For
1.8	Elect Stephen Newberry	Mgmt	For	For	For
1.9	Elect Krishna Saraswat	Mgmt	For	For	For
1.10	Elect William Spivey	Mgmt	For	For	For
1.11	Elect Abhijit Talwalkar	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Lennar Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
LEN	CUSIP 526057302	04/10/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Irving Bolotin	Mgmt	For	For	For
1.2	Elect Steven L. Gerard	Mgmt	For	For	For
1.3	Elect Theron I. Gilliam	Mgmt	For	For	For
1.4	Elect Sherrill W. Hudson	Mgmt	For	For	For
1.5	Elect R. Kirk Landon	Mgmt	For	For	For
1.6	Elect Sidney Lapidus	Mgmt	For	For	For
1.7	Elect Stuart A. Miller	Mgmt	For	For	For
1.8	Elect Jeffrey A. Sonnenfeld	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Page 233

MeadWestvaco Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
MWV	CUSIP 583334107	04/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Michael E. Campbell	Mgmt	For	For	For
2	Elect James G. Kaiser	Mgmt	For	For	For
3	Elect Richard B. Kelson	Mgmt	For	For	For
4	Elect James M. Kilts	Mgmt	For	For	For
5	Elect Susan J. Kropf	Mgmt	For	For	For
6	Elect Douglas S. Luke	Mgmt	For	For	For
7	Elect John A. Luke, Jr.	Mgmt	For	For	For
8	Elect Gracia C. Martore	Mgmt	For	For	For
9	Elect Timothy H. Powers	Mgmt	For	For	For
10	Elect Jane L. Warner	Mgmt	For	For	For
11	Elect Alan D. Wilson	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Amendment to the 2005 Performance Incentive Plan	Mgmt	For	For	For

Medtronic, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
MDT	CUSIP 585055106	08/23/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Richard Anderson	Mgmt	For	For	For
1.2	Elect Victor Dzau	Mgmt	For	For	For
1.3	Elect Omar Ishrak	Mgmt	For	For	For
1.4	Elect Shirley Jackson	Mgmt	For	For	For
1.5	Elect Michael Leavitt	Mgmt	For	For	For
1.6	Elect James Lenehan	Mgmt	For	For	For
1.7	Elect Denise O’Leary	Mgmt	For	For	For
1.8	Elect Kendall Powell	Mgmt	For	For	For
1.9	Elect Robert Pozen	Mgmt	For	For	For
1.10	Elect Jack Schuler	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Adoption of Majority Vote for Election of Directors	Mgmt	For	For	For
5	Shareholder Proposal Regarding Proxy Access	ShrHoldr	Against	Against	For
6	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Against	For	Against

Page 234

Mondelez International, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
MDLZ	CUSIP 50075N104	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Stephen F. Bollenbach	Mgmt	For	For	For
2	Elect Lewis W.K. Booth	Mgmt	For	For	For
3	Elect Lois D. Juliber	Mgmt	For	For	For
4	Elect Mark D. Ketchum	Mgmt	For	For	For
5	Elect Jorge S. Mesquita	Mgmt	For	For	For
6	Elect Fredric G. Reynolds	Mgmt	For	For	For
7	Elect Irene B. Rosenfeld	Mgmt	For	For	For
8	Elect Patrick T. Siewert	Mgmt	For	For	For
9	Elect Ruth J. Simmons	Mgmt	For	For	For
10	Elect Ratan N. Tata	Mgmt	For	For	For
11	Elect Jean-Francois M. L. van Boxmeer	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Shareholder Proposal Regarding Extended Producer Responsibility	ShrHoldr	Against	Against	For
15	Shareholder Proposal Regarding Gender Equality in the Supply Chain	ShrHoldr	Against	Against	For

Page 235

Mylan Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
MYL	CUSIP 628530107	05/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Heather Bresch	Mgmt	For	For	For
2	Elect Wendy Cameron	Mgmt	For	For	For
3	Elect Robert J. Cindrich	Mgmt	For	For	For
4	Elect Robert J. Coury	Mgmt	For	For	For
5	Elect Neil F. Dimick	Mgmt	For	For	For
6	Elect Melina Higgins	Mgmt	For	For	For
7	Elect Douglas J. Leech	Mgmt	For	For	For
8	Elect Rajiv Malik	Mgmt	For	For	For
9	Elect Joseph C. Maroon	Mgmt	For	For	For
10	Elect Mark Parrish	Mgmt	For	For	For
11	Elect Rodney L. Piatt	Mgmt	For	For	For
12	Elect C. B. Todd	Mgmt	For	For	For
13	Elect Randall L. Vanderveen	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For

Nabors Industries Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
NBR	CUSIP G6359F103	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect James R. Crane	Mgmt	For	For	For
1.2	Elect Michael C. Linn	Mgmt	For	For	For
1.3	Elect John V. Lombardi	Mgmt	For	For	For
1.4	Elect Howard Wolf	Mgmt	For	For	For
1.5	Elect John Yearwood	Mgmt	For	For	For
2	Ratification of Auditor and Authority to Set Fees	Mgmt	For	For	For
3	2013 Incentive Bonus Plan	Mgmt	For	For	For
4	2013 Stock Plan	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans	ShrHoldr	Against	Against	For
7	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For
8	Shareholder Proposal Regarding Retention of Shares	ShrHoldr	Against	Against	For
9	Shareholder Proposal Regarding Approval of Severance Agreements	ShrHoldr	Against	For	Against
10	Shareholder Proposal Regarding Proxy Access	ShrHoldr	Against	Against	For

Page 236

Pentair Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
PNR	CUSIP H6169Q108	04/29/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect T. Michael Glenn	Mgmt	For	For	For
2	Elect David H. Y. Ho	Mgmt	For	For	For
3	Elect Ronald L. Merriman	Mgmt	For	For	For
4	Accounts and Reports	Mgmt	For	For	For
5	Ratification of Board Acts	Mgmt	For	For	For
6	Appointment of Statutory Auditor	Mgmt	For	For	For
7	Appointment of Auditor	Mgmt	For	For	For
8	Appointment of Special Auditor	Mgmt	For	For	For
9	Allocation of Net Loss	Mgmt	For	For	For
10	Approval of Ordinary Cash Dividend	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Approval of Performance Goals and Related Matters under the 2012 Stock and Incentive Plan	Mgmt	For	Against	Against

Page 237

PepsiCo, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PEP	CUSIP 713448108	05/01/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Shona L. Brown	Mgmt	For	For	For
2	Elect George W. Buckley	Mgmt	For	For	For
3	Elect Ian M. Cook	Mgmt	For	For	For
4	Elect Dina Dublon	Mgmt	For	For	For
5	Elect Victor J. Dzau	Mgmt	For	For	For
6	Elect Ray L. Hunt	Mgmt	For	For	For
7	Elect Alberto Ibarguen	Mgmt	For	For	For
8	Elect Indra K. Nooyi	Mgmt	For	For	For
9	Elect Sharon Percy Rockefeller	Mgmt	For	For	For
10	Elect James J. Schiro	Mgmt	For	For	For
11	Elect Lloyd G. Trotter	Mgmt	For	For	For
12	Elect Daniel Vasella	Mgmt	For	For	For
13	Elect Alberto Weisser	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Pfizer Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PFE	CUSIP 717081103	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Dennis A. Ausiello	Mgmt	For	For	For
2	Elect M. Anthony Burns	Mgmt	For	For	For
3	Elect W. Don Cornwell	Mgmt	For	For	For
4	Elect Frances D. Fergusson	Mgmt	For	For	For
5	Elect William H. Gray, III	Mgmt	For	For	For
6	Elect Helen H. Hobbs	Mgmt	For	For	For
7	Elect Constance J. Horner	Mgmt	For	For	For
8	Elect James M. Kilts	Mgmt	For	For	For
9	Elect George A. Lorch	Mgmt	For	For	For
10	Elect Suzanne Nora Johnson	Mgmt	For	For	For
11	Elect Ian C. Read	Mgmt	For	For	For
12	Elect Stephen W. Sanger	Mgmt	For	For	For
13	Elect Marc Tessier-Lavigne	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
17	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against

Page 238

Sealed Air Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
SEE	CUSIP 81211K100	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Hank Brown	Mgmt	For	For	For
2	Elect Michael Chu	Mgmt	For	For	For
3	Elect Lawrence R. Codey	Mgmt	For	For	For
4	Elect Patrick Duff	Mgmt	For	For	For
5	Elect William V. Hickey	Mgmt	For	For	For
6	Elect Jacqueline B. Kosecoff	Mgmt	For	For	For
7	Elect Kenneth P. Manning	Mgmt	For	For	For
8	Elect William J. Marino	Mgmt	For	For	For
9	Elect Jerome A. Peribere	Mgmt	For	For	For
10	Elect Richard L. Wambold	Mgmt	For	For	For
11	Elect Jerry R. Whitaker	Mgmt	For	For	For
12	Amendment to the 2005 Contingent Stock Plan	Mgmt	For	For	For
13	Amendment to the Performance-Based Compensation Program	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For
15	Ratification of Auditor	Mgmt	For	For	For

Page 239

SLM Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
SLM	CUSIP 78442P106	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Ann Torre Bates	Mgmt	For	For	For
2	Elect William M. Diefenderfer III	Mgmt	For	For	For
3	Elect Diane Suitt Gilleland	Mgmt	For	For	For
4	Elect Earl A. Goode	Mgmt	For	For	For
5	Elect Ronald F. Hunt	Mgmt	For	For	For
6	Elect Albert L. Lord	Mgmt	For	For	For
7	Elect Barry A. Munitz	Mgmt	For	For	For
8	Elect Howard H. Newman	Mgmt	For	For	For
9	Elect Frank C. Puleo	Mgmt	For	For	For
10	Elect Wolfgang Schoellkopf	Mgmt	For	For	For
11	Elect Steven L. Shapiro	Mgmt	For	For	For
12	Elect Anthony Terracciano	Mgmt	For	For	For
13	Elect Barry Lawson Williams	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For
15	Ratification of Auditor	Mgmt	For	For	For
16	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against

State Street Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
STT	CUSIP 857477103	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Kennett F. Burnes	Mgmt	For	For	For
2	Elect Peter Coym	Mgmt	For	For	For
3	Elect Patrick de Saint-Aignan	Mgmt	For	For	For
4	Elect Amelia C. Fawcett	Mgmt	For	For	For
5	Elect Linda A. Hill	Mgmt	For	For	For
6	Elect Joseph L. Hooley	Mgmt	For	For	For
7	Elect Robert S. Kaplan	Mgmt	For	For	For
8	Elect Richard P. Sergel	Mgmt	For	For	For
9	Elect Ronald L. Skates	Mgmt	For	For	For
10	Elect Gregory L. Summe	Mgmt	For	For	For
11	Elect Thomas J. Wilson	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For

Page 240

TE Connectivity Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
TEL	CUSIP H84989104	03/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Pierre R. Brondeau	Mgmt	For	For	For
2	Elect Juergen W. Gromer	Mgmt	For	For	For
3	Elect William A. Jeffrey	Mgmt	For	For	For
4	Elect Thomas J. Lynch	Mgmt	For	For	For
5	Elect Yong Nam	Mgmt	For	For	For
6	Elect Daniel J. Phelan	Mgmt	For	For	For
7	Elect Frederic M. Poses	Mgmt	For	For	For
8	Elect Lawrence S. Smith	Mgmt	For	For	For
9	Elect Paula A. Sneed	Mgmt	For	For	For
10	Elect David P. Steiner	Mgmt	For	For	For
11	Elect John C. Van Scoter	Mgmt	For	For	For
12	2012 Annual Report	Mgmt	For	For	For
13	Statutory Financial Statements	Mgmt	For	For	For
14	Consolidated Financial Statements	Mgmt	For	For	For
15	Release Board of Directors and Executive Officers	Mgmt	For	For	For
16	Deloitte & Touche	Mgmt	For	For	For
17	Deloitte AG, Zurich	Mgmt	For	For	For
18	PricewaterhouseCoopers AG, Zurich	Mgmt	For	For	For
19	Advisory Vote on Executive Compensation	Mgmt	For	For	For
20	Declaration of Dividend	Mgmt	For	For	For
21	Renewal of Authorized Capital	Mgmt	For	For	For
22	Reduction of Share Capital Under the Share Repurchase Program	Mgmt	For	For	For
23	Right to Adjourn Meeting	Mgmt	For	For	For

Page 241

TE Connectivity Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
TEL	CUSIP H84989104	07/25/2012	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Reallocation of Legal Reserves to Free Reserves	Mgmt	For	For	For
2	Right to Adjourn Meeting	Mgmt	For	For	For

Terex Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
TEX	CUSIP 880779103	05/09/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Ronald M. DeFeo	Mgmt	For	For	For
2	Elect G. Chris Andersen	Mgmt	For	For	For
3	Elect Paula H. J. Cholmondeley	Mgmt	For	For	For
4	Elect Don DeFosset	Mgmt	For	For	For
5	Elect Thomas J. Hansen	Mgmt	For	For	For
6	Elect Raimund Klinkner	Mgmt	For	For	For
7	Elect David A. Sachs	Mgmt	For	For	For
8	Elect Oren G. Shaffer	Mgmt	For	For	For
9	Elect David C. Wang	Mgmt	For	For	For
10	Elect Scott W. Wine	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For
12	Amendment to the 2009 Omnibus Plan	Mgmt	For	For	For
13	Amendment to Deferred Compensation Plan	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 242

Textron Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TXT	CUSIP 883203101	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Scott C. Donnelly	Mgmt	For	For	For
2	Elect Kathleen M. Bader	Mgmt	For	For	For
3	Elect R. Kerry Clark	Mgmt	For	For	For
4	Elect James T. Conway	Mgmt	For	For	For
5	Elect Ivor J. Evans	Mgmt	For	For	For
6	Elect Lawrence K. Fish	Mgmt	For	For	For
7	Elect Paul E. Gagne	Mgmt	For	For	For
8	Elect Dain M. Hancock	Mgmt	For	For	For
9	Elect Charles D. Powell	Mgmt	For	For	For
10	Elect Lloyd G. Trotter	Mgmt	For	For	For
11	Elect James L. Ziemer	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For

The AES Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
AES	CUSIP 00130H105	04/18/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Andres R. Gluski	Mgmt	For	For	For
2	Elect Guo Bao Zhang	Mgmt	For	For	For
3	Elect Kristina M. Johnson	Mgmt	For	For	For
4	Elect Tarun Khanna	Mgmt	For	For	For
5	Elect John A. Koskinen	Mgmt	For	For	For
6	Elect Philip Lader	Mgmt	For	For	For
7	Elect Sandra O. Moose	Mgmt	For	For	For
8	Elect John B. Morse, Jr.	Mgmt	For	For	For
9	Elect Moises Naim	Mgmt	For	For	For
10	Elect Charles O. Rossotti	Mgmt	For	For	For
11	Elect Sven Sandstrom	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 243

The Home Depot, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
HD	CUSIP 437076102	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect F. Duane Ackerman	Mgmt	For	For	For
2	Elect Francis S. Blake	Mgmt	For	For	For
3	Elect Ari Bousbib	Mgmt	For	For	For
4	Elect Gregory D. Brenneman	Mgmt	For	For	For
5	Elect J. Frank Brown	Mgmt	For	For	For
6	Elect Albert P. Carey	Mgmt	For	For	For
7	Elect Armando M. Codina	Mgmt	For	For	For
8	Elect Bonnie G. Hill	Mgmt	For	For	For
9	Elect Karen Katen	Mgmt	For	For	For
10	Elect Mark Vadon	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Approval of the Material Terms under the Management Incentive Plan	Mgmt	For	For	For
14	Amendment to the 2005 Omnibus Stock Incentive Plan	Mgmt	For	For	For
15	Shareholder Proposal Regarding Employment Diversity Report	ShrHoldr	Against	For	Against
16	Shareholder Proposal Regarding Stormwater Management Policy	ShrHoldr	Against	Against	For

The Travelers Companies, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TRV	CUSIP 89417E109	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Alan L. Beller	Mgmt	For	For	For
2	Elect John H. Dasburg	Mgmt	For	For	For
3	Elect Janet M. Dolan	Mgmt	For	For	For
4	Elect Kenneth M. Duberstein	Mgmt	For	For	For
5	Elect Jay S. Fishman	Mgmt	For	For	For
6	Elect Patricia L. Higgins	Mgmt	For	For	For
7	Elect Thomas R. Hodgson	Mgmt	For	For	For
8	Elect William J. Kane	Mgmt	For	For	For
9	Elect Cleve L. Killingsworth, Jr.	Mgmt	For	For	For
10	Elect Donald J. Shepard	Mgmt	For	For	For
11	Elect Laurie J. Thomsen	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Authorization of Preferred Stock	Mgmt	For	Against	Against
15	Shareholder Proposal Regarding Political Spending Report	ShrHoldr	Against	For	Against

Page 244

Thermo Fisher Scientific Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TMO	CUSIP 883556102	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect C. Martin Harris	Mgmt	For	For	For
2	Elect Judy C. Lewent	Mgmt	For	For	For
3	Elect Jim P. Manzi	Mgmt	For	For	For
4	Elect Lars R. Sorenson	Mgmt	For	For	For
5	Elect Elaine S. Ullian	Mgmt	For	For	For
6	Elect Marc N. Casper	Mgmt	For	For	For
7	Elect Nelson J. Chai	Mgmt	For	For	For
8	Elect Tyler Jacks	Mgmt	For	For	For
9	Advisory Vote on Executive Compensation	Mgmt	For	For	For
10	2013 Stock Incentive Plan	Mgmt	For	For	For
11	2013 Annual Incentive Award Plan	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For

Time Warner Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TWX	CUSIP 887317303	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect James L. Barksdale	Mgmt	For	For	For
2	Elect William P. Barr	Mgmt	For	For	For
3	Elect Jeffrey L. Bewkes	Mgmt	For	For	For
4	Elect Stephen F. Bollenbach	Mgmt	For	For	For
5	Elect Robert C. Clark	Mgmt	For	For	For
6	Elect Mathias Dopfner	Mgmt	For	For	For
7	Elect Jessica P. Einhorn	Mgmt	For	For	For
8	Elect Fred Hassan	Mgmt	For	For	For
9	Elect Kenneth J. Novack	Mgmt	For	For	For
10	Elect Paul D. Wachter	Mgmt	For	For	For
11	Elect Deborah C. Wright	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	2013 Stock Incentive Plan	Mgmt	For	For	For

Page 245

Tyco International Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
TYC	CUSIP H89128104	03/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Ratification of Board Acts	Mgmt	For	For	For
3.1	Elect Edward D. Breen	Mgmt	For	For	For
3.2	Elect Michael E. Daniels	Mgmt	For	For	For
3.3	Elect Frank M. Drendel	Mgmt	For	For	For
3.4	Elect Brian Duperreault	Mgmt	For	For	For
3.5	Elect Rajiv L. Gupta	Mgmt	For	For	For
3.6	Elect John A. Krol	Mgmt	For	For	For
3.7	Elect George R. Oliver	Mgmt	For	For	For
3.8	Elect Brendan R. O’Neill	Mgmt	For	For	For
3.9	Elect Sandra S. Wijnberg	Mgmt	For	For	For
3.10	Elect R. David Yost	Mgmt	For	For	For
4	Appointment of Auditor	Mgmt	For	For	For
5	Appointment of Auditor	Mgmt	For	For	For
6	Appointment of Special Auditor	Mgmt	For	For	For
7	Allocation of Profits/Dividends	Mgmt	For	For	For
8	Approval of Ordinary Cash Dividend	Mgmt	For	For	For
9	Advisory Vote on Executive Compensation	Mgmt	For	For	For
10	Renewal of Authorized Share Capital	Mgmt	For	For	For
11	Approval of a Reduction in Registered Share Capital	Mgmt	For	For	For

Page 246

Tyco International Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
TYC	CUSIP H89128104	09/17/2012	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	The ADT Spin-off	Mgmt	For	For	For
2	The Tyco Flow Control Spin-off	Mgmt	For	For	For
3.1	Elect George Oliver	Mgmt	For	For	For
3.2	Elect Frank Drendel	Mgmt	For	For	For
4	Approval of Ordinary Cash Dividends	Mgmt	For	For	For
5	2012 Stock and Incentive Plan	Mgmt	For	For	For

Valero Energy Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
VLO	CUSIP 91913Y100	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Jerry D. Choate	Mgmt	For	For	For
2	Elect Ruben M. Escobedo	Mgmt	For	For	For
3	Elect William R. Klesse	Mgmt	For	For	For
4	Elect Deborah P. Majoras	Mgmt	For	For	For
5	Elect Bob Marbut	Mgmt	For	For	For
6	Elect Donald L. Nickles	Mgmt	For	For	For
7	Elect Phillip J. Pfeiffer	Mgmt	For	For	For
8	Elect Robert A. Profusek	Mgmt	For	For	For
9	Elect Susan K. Purcell	Mgmt	For	For	For
10	Elect Stephen M. Waters	Mgmt	For	For	For
11	Elect Randall J. Weisenburger	Mgmt	For	For	For
12	Elect Rayford Wilkins Jr.	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For
15	Shareholder Proposal Regarding Political Contributions and Expenditures Report	ShrHoldr	Against	For	Against

Page 247

Western Digital Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
WDC	CUSIP 958102105	11/08/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Kathleen Cote	Mgmt	For	For	For
2	Elect John Coyne	Mgmt	For	For	For
3	Elect Henry DeNero	Mgmt	For	For	For
4	Elect William Kimsey	Mgmt	For	For	For
5	Elect Michael Lambert	Mgmt	For	For	For
6	Elect Len Lauer	Mgmt	For	For	For
7	Elect Matthew Massengill	Mgmt	For	For	For
8	Elect Roger Moore	Mgmt	For	For	For
9	Elect Kensuke Oka	Mgmt	For	For	For
10	Elect Thomas Pardun	Mgmt	For	For	For
11	Elect Arif Shakeel	Mgmt	For	For	For
12	Elect Masahiro Yamamura	Mgmt	For	For	For
13	Amendment to the 2004 Performance Incentive Plan	Mgmt	For	For	For
14	Amendment to the 2005 Employee Stock Purchase Plan	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	Ratification of Auditor	Mgmt	For	For	For

Yahoo! Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
YHOO	CUSIP 984332106	07/12/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Alfred Amoroso	Mgmt	For	For	For
2	Elect John Hayes	Mgmt	For	For	For
3	Elect Susan James	Mgmt	For	For	For
4	Elect David Kenny	Mgmt	For	For	For
5	Elect Peter Liguori	Mgmt	For	For	For
6	Elect Daniel Loeb	Mgmt	For	For	For
7	Elect Thomas McInerney	Mgmt	For	For	For
8	Elect Brad Smith	Mgmt	For	For	For
9	Elect Maynard Webb, Jr.	Mgmt	For	For	For
10	Elect Harry Wilson	Mgmt	For	For	For
11	Elect Michael Wolf	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Amendment to the 1995 Stock Plan	Mgmt	For	For	For
14	Amendment to the 1996 Directors’ Stock Plan	Mgmt	For	For	For
15	Ratification of Auditor	Mgmt	For	For	For

Page 248

Item 1: Proxy Voting Record - Item1 Proxy Voting Record –

Registrant :

Fund Name : TCW Select Equities Fund

ACE Limited

Ticker	Security ID:	Meeting Date	Meeting Status
ACE	CUSIP H0023R105	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Robert M. Hernandez	Mgmt	For	For	For
2	Elect Peter Menikoff	Mgmt	For	For	For
3	Elect Robert Ripp	Mgmt	For	For	For
4	Elect Theodore Shasta	Mgmt	For	For	For
5	Repeal of Classified Board	Mgmt	For	For	For
6	2012 Annual Report	Mgmt	For	For	For
7	Statutory Financial Statements	Mgmt	For	For	For
8	Consolidated Financial Statements	Mgmt	For	For	For
9	Allocation of Profits/Dividends	Mgmt	For	For	For
10	Discharge of Board of Directors	Mgmt	For	For	For
11	PricewaterhouseCoopers AG, Zurich	Mgmt	For	For	For
12	PricewaterhouseCoopers	Mgmt	For	For	For
13	BDO AG, Zurich	Mgmt	For	For	For
14	Amendment to the 2004 Long-Term Incentive Plan	Mgmt	For	For	For
15	Distribution Via Par Value Reduction	Mgmt	For	For	For
16	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 249

Allergan, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AGN	CUSIP 018490102	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect David E.I. Pyott	Mgmt	For	For	For
2	Elect Michael R. Gallagher	Mgmt	For	For	For
3	Elect Deborah Dunsire	Mgmt	For	For	For
4	Elect Dawn E. Hudson	Mgmt	For	For	For
5	Elect Trevor M. Jones	Mgmt	For	For	For
6	Elect Louis J. Lavigne, Jr.	Mgmt	For	For	For
7	Elect Peter J. McDonnell	Mgmt	For	For	For
8	Elect Timothy D. Proctor	Mgmt	For	For	For
9	Elect Russell T. Ray	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Right to Call a Special Meeting	Mgmt	For	For	For
13	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against
14	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against

Page 250

Amazon.com, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AMZN	CUSIP 023135106	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Jeffrey P. Bezos	Mgmt	For	For	For
2	Elect Tom A. Alberg	Mgmt	For	For	For
3	Elect John Seely Brown	Mgmt	For	For	For
4	Elect William B. Gordon	Mgmt	For	For	For
5	Elect Jamie S. Gorelick	Mgmt	For	For	For
6	Elect Alain Monie	Mgmt	For	For	For
7	Elect Jonathan Rubinstein	Mgmt	For	For	For
8	Elect Thomas O. Ryder	Mgmt	For	For	For
9	Elect Patricia Q. Stonesifer	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	For	For
11	Shareholder Proposal Regarding Report on Political Spending	ShrHoldr	Against	For	Against

American Tower Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
AMT	CUSIP 03027X100	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Raymond P. Dolan	Mgmt	For	For	For
2	Elect Ronald M. Dykes	Mgmt	For	For	For
3	Elect Carolyn Katz	Mgmt	For	For	For
4	Elect Gustavo Lara Cantu	Mgmt	For	For	For
5	Elect JoAnn A. Reed	Mgmt	For	For	For
6	Elect Pamela D.A. Reeve	Mgmt	For	For	For
7	Elect David E. Sharbutt	Mgmt	For	For	For
8	Elect James D. Taiclet, Jr.	Mgmt	For	For	For
9	Elect Samme L. Thompson	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Right to Call a Special Meeting	Mgmt	For	For	For

Page 251

Apple Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AAPL	CUSIP 037833100	02/27/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect William V. Campbell	Mgmt	For	For	For
1.2	Elect Timothy D. Cook	Mgmt	For	For	For
1.3	Elect Millard S. Drexler	Mgmt	For	For	For
1.4	Elect Albert A. Gore, Jr.	Mgmt	For	For	For
1.5	Elect Robert A. Iger	Mgmt	For	For	For
1.6	Elect Andrea Jung	Mgmt	For	For	For
1.7	Elect Arthur D. Levinson	Mgmt	For	For	For
1.8	Elect Ronald D. Sugar	Mgmt	For	For	For
2	Amendments to Articles of Incorporation	Mgmt	For	Against	Against
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
6	Shareholder Proposal Regarding Formation of Human Rights Committee	ShrHoldr	Against	Against	For

ARM Holdings plc

Ticker	Security ID:	Meeting Date	Meeting Status
ARM	CUSIP 042068106	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Directors’ Remuneration Report	Mgmt	For	For	For
4	Elect Sir John Buchanan	Mgmt	For	For	For
5	Elect Warren A. East	Mgmt	For	For	For
6	Elect Andy Green	Mgmt	For	For	For
7	Elect Larry Hirst	Mgmt	For	For	For
8	Elect Mike Muller	Mgmt	For	For	For
9	Elect Kathleen O’Donovan	Mgmt	For	For	For
10	Elect Janice Roberts	Mgmt	For	For	For
11	Elect Philip Rowley	Mgmt	For	For	For
12	Elect Tim Score	Mgmt	For	For	For
13	Elect Simon Segars	Mgmt	For	For	For
14	Appointment of Auditor	Mgmt	For	For	For
15	Authority to Set Auditor’s Fees	Mgmt	For	For	For
16	Long Term Incentive Plan	Mgmt	For	For	For
17	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
18	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
19	Authority to Repurchase Shares	Mgmt	For	For	For
20	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	For	Against	Against

Page 252

Cerner Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CERN	CUSIP 156782104	05/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Gerald E. Bisbee, Jr.	Mgmt	For	For	For
2	Elect Denis A. Cortese	Mgmt	For	For	For
3	Elect Linda M. Dillman	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Repeal of Classified Board	Mgmt	For	For	For
7	Increase of Authorized Common Stock	Mgmt	For	For	For

Page 253

Charles Schwab Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
SCHW	CUSIP 808513105	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Stephen A. Ellis	Mgmt	For	For	For
2	Elect Arun Sarin	Mgmt	For	For	For
3	Elect Charles R. Schwab	Mgmt	For	For	For
4	Elect Paula A. Sneed	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For
7	2013 Stock Incentive Plan	Mgmt	For	For	For
8	Shareholder Proposal Regarding Report on Political Spending	ShrHoldr	Against	For	Against
9	Shareholder Proposal Regarding Proxy Access	ShrHoldr	Against	Against	For

Cognizant Technology Solutions Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CTSH	CUSIP 192446102	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Maureen Breakiron-Evans	Mgmt	For	For	For
2	Elect John E. Klein	Mgmt	For	For	For
3	Elect Lakshmi Narayanan	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Repeal of Classified Board	Mgmt	For	For	For
6	Amendment to the 2004 Employee Stock Purchase Plan	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For
8	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against

Page 254

Costco Wholesale Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
COST	CUSIP 22160K105	01/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Benjamin Carson, Sr.	Mgmt	For	For	For
1.2	Elect William Gates	Mgmt	For	For	For
1.3	Elect Hamilton James	Mgmt	For	For	For
1.4	Elect W. Craig Jelinek	Mgmt	For	For	For
1.5	Elect Jill Ruckelshaus	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	Against	For	Against

Equinix, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
EQIX	CUSIP 29444U502	06/05/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Tom Bartlett	Mgmt	For	For	For
1.2	Elect Gary F. Hromadko	Mgmt	For	For	For
1.3	Elect Scott G. Kriens	Mgmt	For	For	For
1.4	Elect William Luby	Mgmt	For	For	For
1.5	Elect Irving F. Lyons III	Mgmt	For	For	For
1.6	Elect Christopher B. Paisley	Mgmt	For	For	For
1.7	Elect Stephen M. Smith	Mgmt	For	For	For
1.8	Elect Peter F. Van Camp	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Allow Shareholders to Act by Written Consent	Mgmt	For	For	For

Page 255

Fastenal Company

Ticker	Security ID:	Meeting Date	Meeting Status
FAST	CUSIP 311900104	04/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Robert A. Kierlin	Mgmt	For	For	For
2	Elect Stephen M. Slaggie	Mgmt	For	For	For
3	Elect Michael M. Gostomski	Mgmt	For	For	For
4	Elect Willard D. Oberton	Mgmt	For	For	For
5	Elect Michael J. Dolan	Mgmt	For	For	For
6	Elect Reyne K. Wisecup	Mgmt	For	For	For
7	Elect Hugh L. Miller	Mgmt	For	For	For
8	Elect Michael J. Ancius	Mgmt	For	For	For
9	Elect Scott A. Satterlee	Mgmt	For	For	For
10	Elect Rita J. Heise	Mgmt	For	For	For
11	Elect Darren R. Jackson	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Google Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GOOG	CUSIP 38259P508	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Larry Page	Mgmt	For	For	For
1.2	Elect Sergey Brin	Mgmt	For	For	For
1.3	Elect Eric E. Schmidt	Mgmt	For	For	For
1.4	Elect L. John Doerr	Mgmt	For	For	For
1.5	Elect Diane B. Greene	Mgmt	For	For	For
1.6	Elect John L. Hennessy	Mgmt	For	For	For
1.7	Elect Ann Mather	Mgmt	For	For	For
1.8	Elect Paul S. Otellini	Mgmt	For	For	For
1.9	Elect K. Ram Shriram	Mgmt	For	For	For
1.10	Elect Shirley M. Tilghman	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Shareholder Proposal Regarding Lead Batteries	ShrHoldr	Against	For	Against
4	Shareholder Proposal Regarding Recapitalization	ShrHoldr	Against	Against	For
5	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For
6	Shareholder Proposal Regarding CEO Succession Planning	ShrHoldr	Against	Against	For

Page 256

Intuitive Surgical, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ISRG	CUSIP 46120E602	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Amal M. Johnson	Mgmt	For	For	For
2	Elect Eric H. Halvorson	Mgmt	For	For	For
3	Elect Alan J. Levy	Mgmt	For	For	For
4	Amendment to the 2010 Incentive Award Plan	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Ratification of Auditor	Mgmt	For	For	For

Life Technologies Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
LIFE	CUSIP 53217V109	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect George F. Adam, Jr.	Mgmt	For	For	For
2	Elect Raymond V. Dittamore	Mgmt	For	For	For
3	Elect Donald W. Grimm	Mgmt	For	For	For
4	Elect Craig J. Mundie	Mgmt	For	For	For
5	Elect Ora H. Pescovitz	Mgmt	For	For	For
6	Elect Per A. Peterson	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For
8	Advisory Vote on Executive Compensation	Mgmt	For	For	For
9	2013 Equity Incentive Award Plan	Mgmt	For	For	For

Page 257

LinkedIn Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
LNKD	CUSIP 53578A108	06/13/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect A. George Battle	Mgmt	For	For	For
1.2	Elect Michael J. Moritz	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Mead Johnson Nutrition Company

Ticker	Security ID:	Meeting Date	Meeting Status
MJN	CUSIP 582839106	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Steven M. Altschuler	Mgmt	For	For	For
2	Elect Howard B. Bernick	Mgmt	For	For	For
3	Elect Kimberly A. Casiano	Mgmt	For	For	For
4	Elect Anna C. Catalano	Mgmt	For	For	For
5	Elect Celeste A. Clark	Mgmt	For	For	For
6	Elect James M. Cornelius	Mgmt	For	For	For
7	Elect Stephen W. Golsby	Mgmt	For	For	For
8	Elect Peter K. Jakobsen	Mgmt	For	For	For
9	Elect Peter G. Ratcliffe	Mgmt	For	For	For
10	Elect Elliott Sigal	Mgmt	For	For	For
11	Elect Robert S. Singer	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For

National Oilwell Varco, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
NOV	CUSIP 637071101	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Merrill A. Miller, Jr.	Mgmt	For	For	For
2	Elect Greg L. Armstrong	Mgmt	For	For	For
3	Elect Ben A. Guill	Mgmt	For	For	For
4	Elect David D. Harrison	Mgmt	For	For	For
5	Elect Roger L. Jarvis	Mgmt	For	For	For
6	Elect Eric L. Mattson	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For
8	Advisory Vote on Executive Compensation	Mgmt	For	For	For
9	Amendment to the Long-Term Incentive Plan	Mgmt	For	For	For
10	Approval of the Annual Cash Incentive Plan	Mgmt	For	For	For

Page 258

Occidental Petroleum Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
OXY	CUSIP 674599105	05/03/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect E. Spencer Abraham	Mgmt	For	For	For
2	Elect Howard Atkins	Mgmt	For	For	For
3	Elect Stephen Chazen	Mgmt	For	For	For
4	Elect Edward Djerejian	Mgmt	For	Against	Against
5	Elect John Feick	Mgmt	For	For	For
6	Elect Margaret Foran	Mgmt	For	For	For
7	Elect Carlos Gutierrez	Mgmt	For	For	For
8	Elect Ray Irani	Mgmt	For	Against	Against
9	Elect Avedick Poladian	Mgmt	For	For	For
10	Elect Aziz Syriani	Mgmt	For	Against	Against
11	Advisory Vote on Executive Compensation	Mgmt	For	Against	Against
12	Ratification of Auditor	Mgmt	For	For	For
13	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against

Oceaneering International, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
OII	CUSIP 675232102	04/26/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Paul B. Murphy Jr.	Mgmt	For	For	For
1.2	Elect Harris J. Pappas	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Page 259

Praxair, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PX	CUSIP 74005P104	04/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Stephen F. Angel	Mgmt	For	For	For
2	Elect Oscar Bernardes	Mgmt	For	For	For
3	Elect Bret K. Clayton	Mgmt	For	For	For
4	Elect Nance K. Dicciani	Mgmt	For	For	For
5	Elect Edward G. Galante	Mgmt	For	For	For
6	Elect Claire W. Gargalli	Mgmt	For	For	For
7	Elect Ira D. Hall	Mgmt	For	For	For
8	Elect Raymond W. LeBoeuf	Mgmt	For	For	For
9	Elect Larry D. McVay	Mgmt	For	For	For
10	Elect Wayne T. Smith	Mgmt	For	For	For
11	Elect Robert L. Wood	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Shareholder Proposal Regarding Incorporation of Values in Political Spending	ShrHoldr	Against	Against	For
14	Ratification of Auditor	Mgmt	For	For	For

Precision Castparts Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
PCP	CUSIP 740189105	08/14/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Mark Donegan	Mgmt	For	For	For
1.2	Elect Vernon Oechsle	Mgmt	For	For	For
1.3	Elect Rick Schmidt	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Amendment to the Executive Performance Incentive Plan	Mgmt	For	For	For

Page 260

priceline.com Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
PCLN	CUSIP 741503403	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Tim Armstrong	Mgmt	For	For	For
1.2	Elect Howard W. Barker, Jr.	Mgmt	For	For	For
1.3	Elect Jeffrey H. Boyd	Mgmt	For	For	For
1.4	Elect Jan L. Docter	Mgmt	For	For	For
1.5	Elect Jeffrey E. Epstein	Mgmt	For	For	For
1.6	Elect James M. Guyette	Mgmt	For	For	For
1.7	Elect Nancy B. Peretsman	Mgmt	For	For	For
1.8	Elect Thomas E. Rothman	Mgmt	For	For	For
1.9	Elect Craig W. Rydin	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Amendment to the 1999 Omnibus Plan	Mgmt	For	For	For
5	Shareholder Proposal Regarding Compensation in the Event of a Change in Control	ShrHoldr	Against	Against	For

QUALCOMM Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
QCOM	CUSIP 747525103	03/05/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Barbara T. Alexander	Mgmt	For	For	For
2	Elect Donald G. Cruickshank	Mgmt	For	For	For
3	Elect Raymond V. Dittamore	Mgmt	For	For	For
4	Elect Susan Hockfield	Mgmt	For	For	For
5	Elect Thomas W. Horton	Mgmt	For	For	For
6	Elect Paul E. Jacobs	Mgmt	For	For	For
7	Elect Sherry Lansing	Mgmt	For	For	For
8	Elect Duane A. Nelles	Mgmt	For	For	For
9	Elect Francisco Ros	Mgmt	For	For	For
10	Elect Brent Scowcroft	Mgmt	For	For	For
11	Elect Marc I. Stern	Mgmt	For	For	For
12	Amendment to the 2006 Long-Term Incentive Plan	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 261

salesforce.com, inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CRM	CUSIP 79466L302	03/20/2013	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Increase of Authorized Common Stock	Mgmt	For	For	For

salesforce.com, inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CRM	CUSIP 79466L302	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Stratton Sclavos	Mgmt	For	For	For
2	Elect Lawrence Tomlinson	Mgmt	For	For	For
3	Elect Shirley Young	Mgmt	For	For	For
4	Repeal of Classified Board	Mgmt	For	For	For
5	2013 Equity Incentive Plan	Mgmt	For	For	For
6	Ratification of Auditor	Mgmt	For	For	For
7	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 262

Schlumberger N.V. (Schlumberger Limited)

Ticker	Security ID:	Meeting Date	Meeting Status
SLB	CUSIP 806857108	04/10/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Peter L.S. Currie	Mgmt	For	For	For
2	Elect Anthony Isaac	Mgmt	For	For	For
3	Elect K.V. Kamath	Mgmt	For	For	For
4	Elect Paal Kibsgaard	Mgmt	For	For	For
5	Elect Nikolay Kudryavtsev	Mgmt	For	For	For
6	Elect Adrian Lajous	Mgmt	For	For	For
7	Elect Michael E. Marks	Mgmt	For	For	For
8	Elect Lubna Olayan	Mgmt	For	For	For
9	Elect Leo Rafael Reif	Mgmt	For	For	For
10	Elect Tore I. Sandvold	Mgmt	For	For	For
11	Elect Henri Seydoux	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Approval of Financial Statements/Dividends	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	2013 Omnibus Incentive Plan	Mgmt	For	For	For
16	Amendment to the Discounted Stock Purchase Plan	Mgmt	For	For	For

Silver Wheaton Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
SLW	CUSIP 828336107	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Lawrence I. Bell	Mgmt	For	For	For
1.2	Elect George L. Brack	Mgmt	For	For	For
1.3	Elect John A. Brough	Mgmt	For	For	For
1.4	Elect R. Peter Gillin	Mgmt	For	For	For
1.5	Elect Douglas M. Holtby	Mgmt	For	For	For
1.6	Elect Eduardo Luna	Mgmt	For	For	For
1.7	Elect Wade D. Nesmith	Mgmt	For	For	For
1.8	Elect Randy V.J. Smallwood	Mgmt	For	For	For
2	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 263

Starbucks Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
SBUX	CUSIP 855244109	03/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Howard Schultz	Mgmt	For	For	For
2	Elect William W. Bradley	Mgmt	For	For	For
3	Elect Robert M. Gates	Mgmt	For	For	For
4	Elect Mellody Hobson	Mgmt	For	For	For
5	Elect Kevin R. Johnson	Mgmt	For	For	For
6	Elect Olden Lee	Mgmt	For	For	For
7	Elect Joshua C. Ramo	Mgmt	For	For	For
8	Elect James G. Shennan, Jr.	Mgmt	For	For	For
9	Elect Clara Shih	Mgmt	For	For	For
10	Elect Javier G. Teruel	Mgmt	For	For	For
11	Elect Myron E. Ullman III	Mgmt	For	For	For
12	Elect Craig E. Weatherup	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Amendment to the 2005 Long-Term Equity Incentive Plan	Mgmt	For	For	For
15	Ratification of Auditor	Mgmt	For	For	For
16	Shareholder Proposal Regarding Prohibition on Political Spending	ShrHoldr	Against	Against	For

Verisk Analytics, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
VRSK	CUSIP 92345Y106	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect John F. Lehman, Jr.	Mgmt	For	For	For
1.2	Elect Andrew G. Mills	Mgmt	For	For	For
1.3	Elect Constantine P. Iordanou	Mgmt	For	For	For
1.4	Elect Scott G. Stephenson	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	2013 Equity Incentive Plan	Mgmt	For	For	For
4	Executive Officer Annual Incentive Plan	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Page 264

Visa Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
V	CUSIP 92826C839	01/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Gary Coughlan	Mgmt	For	For	For
2	Elect Mary Cranston	Mgmt	For	For	For
3	Elect Francisco Javier Fernandez Carbajal	Mgmt	For	For	For
4	Elect Robert Matschullat	Mgmt	For	For	For
5	Elect Cathy Minehan	Mgmt	For	For	For
6	Elect Suzanne Nora Johnson	Mgmt	For	For	For
7	Elect David Pang	Mgmt	For	For	For
8	Elect Joseph Saunders	Mgmt	For	For	For
9	Elect Charles Scharf	Mgmt	For	For	For
10	Elect William Shanahan	Mgmt	For	For	For
11	Elect John Swainson	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Shareholder Proposal Regarding Lobbying Expenditures	ShrHoldr	Against	For	Against

Page 265

VMware, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
VMW	CUSIP 928563402	05/29/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Advisory Vote on Executive Compensation	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Amendment to the 2007 Equity And Incentive Plan	Mgmt	For	For	For
4	Amendment to the 2007 Employee Stock Purchase Plan	Mgmt	For	For	For

Item 1: Proxy Voting Record - Item1 Proxy Voting Record -

Registrant :

Fund Name : TCW Short Term Bond Fund

Dreyfus Institutional Cash Advantage

Ticker	Security ID:	Meeting Date	Meeting Status
DADXX	CUSIP 26200V104	08/31/2012	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Gordon Davis	Mgmt	For	For	For
1.2	Elect Nathan Leventhal	Mgmt	For	For	For
1.3	Elect Benaree Wiley	Mgmt	For	For	For

Page 266

Item 1: Proxy Voting Record - Item1 Proxy Voting Record -

Registrant :

Fund Name : TCW Small Cap Growth Fund

7 Days Group Holdings Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
SVN	CUSIP 81783J101	09/17/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Election of Directors (Slate)	Mgmt	For	For	For
2	Appointment of Auditor	Mgmt	For	For	For

ABIOMED, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ABMD	CUSIP 003654100	08/08/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Louis Lataif	Mgmt	For	For	For
1.2	Elect Henri Termeer	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Amendment to the 2008 Stock Incentive Plan	Mgmt	For	For	For
4	Amendment to the Employee Stock Purchase Plan	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Arcos Dorados Holdings Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ARCO	CUSIP G0457F107	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
3.1	Elect Annette Franqui	Mgmt	For	For	For
3.2	Elect C. Hernandez-Artigas	Mgmt	For	For	For
3.3	Elect A. Ramirez Magana	Mgmt	For	For	For

Page 267

Ariad Pharmaceuticals, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ARIA	CUSIP 04033A100	06/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Athanase Lavidas	Mgmt	For	For	For
1.2	Elect Massimo Radaelli	Mgmt	For	For	For
2	Increase of Authorized Common Stock	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	Against	Against
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Aruba Networks, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ARUN	CUSIP 043176106	11/29/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Dominic Orr	Mgmt	For	For	For
1.2	Elect Keerti Melkote	Mgmt	For	For	For
1.3	Elect Bernard Guidon	Mgmt	For	For	For
1.4	Elect Emmanuel Hernandez	Mgmt	For	For	For
1.5	Elect Michael Kourey	Mgmt	For	For	For
1.6	Elect Willem Roelandts	Mgmt	For	For	For
1.7	Elect Juergen Rottler	Mgmt	For	For	For
1.8	Elect Daniel Warmenhoven	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Athenahealth, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ATHN	CUSIP 04685W103	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Charles D. Baker	Mgmt	For	For	For
1.2	Elect Dev Ittycheria	Mgmt	For	For	For
1.3	Elect John A. Kane	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Amendment to the 2007 Stock Option and Incentive Plan	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 268

BJ’s Restaurants, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
BJRI	CUSIP 09180C106	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Gerald W. Deitchle	Mgmt	For	For	For
1.2	Elect James A. Dal Pozzo	Mgmt	For	For	For
1.3	Elect J. Roger King	Mgmt	For	For	For
1.4	Elect Larry D. Bouts	Mgmt	For	For	For
1.5	Elect John F. Grundhofer	Mgmt	For	For	For
1.6	Elect Peter A. Bassi	Mgmt	For	For	For
1.7	Elect William L. Hyde, Jr.	Mgmt	For	For	For
1.8	Elect Lea Anne S. Ottinger	Mgmt	For	For	For
1.9	Elect Henry Gomez	Mgmt	For	For	For
1.10	Elect Gregory A. Trojan	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Boulder Brands, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
BDBD	CUSIP 101405108	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Stephen B. Hughes	Mgmt	For	For	For
1.2	Elect James E. Lewis	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Carpenter Technology Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CRS	CUSIP 144285103	10/08/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Carl Anderson, Jr.	Mgmt	For	For	For
1.2	Elect Philip Anderson	Mgmt	For	For	For
1.3	Elect Jeffrey Wadsworth	Mgmt	For	For	For
1.4	Elect William Wulfsohn	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 269

Cavium Networks, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CAVM	CUSIP 14964U108	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Syed Ali	Mgmt	For	For	For
1.2	Elect Anthony S. Thornley	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Celldex Therapeutics, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CLDX	CUSIP 15117B103	06/12/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Larry Ellberger	Mgmt	For	For	For
1.2	Elect Anthony Marucci	Mgmt	For	For	For
1.3	Elect Herbert Conrad	Mgmt	For	For	For
1.4	Elect George O. Elston	Mgmt	For	For	For
1.5	Elect Harry H. Penner, Jr.	Mgmt	For	For	For
1.6	Elect Timothy M. Shannon	Mgmt	For	For	For
1.7	Elect Karen L. Shoos	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Amendment to the 2004 Employee Stock Purchase Plan	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Cepheid

Ticker	Security ID:	Meeting Date	Meeting Status
CPHD	CUSIP 15670R107	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Thomas L. Gutshall	Mgmt	For	For	For
2	Elect Cristina H. Kepner	Mgmt	For	For	For
3	Elect David H. Persing	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 270

Chart Industries, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GTLS	CUSIP 16115Q308	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Samuel F. Thomas	Mgmt	For	For	For
1.2	Elect W. Douglas Brown	Mgmt	For	For	For
1.3	Elect Richard E. Goodrich	Mgmt	For	For	For
1.4	Elect Steven W. Krablin	Mgmt	For	For	For
1.5	Elect Michael W. Press	Mgmt	For	For	For
1.6	Elect James M. Tidwell	Mgmt	For	For	For
1.7	Elect Thomas L. Williams	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Cognex Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CGNX	CUSIP 192422103	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Robert J. Shillman	Mgmt	For	For	For
1.2	Elect Anthony Sun	Mgmt	For	For	For
1.3	Elect Robert J. Willett	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Page 271

Core Laboratories N.V.

Ticker	Security ID:	Meeting Date	Meeting Status
CLB	CUSIP N22717107	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect D. John Ogren	Mgmt	For	For	For
2	Elect Lucia van Geuns	Mgmt	For	For	For
3	Elect Charles L. Dunlap	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Accounts and Reports	Mgmt	For	For	For
7	Authority to Cancel Shares	Mgmt	For	For	For
8	Authority to Repurchase Shares	Mgmt	For	For	For
9	Authority to Issue Common and Preference Shares w/ Preemptive Rights	Mgmt	For	For	For
10	Elimination of Preemptive Rights	Mgmt	For	For	For

Cornerstone OnDemand Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CSOD	CUSIP 21925Y103	06/11/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect James McGeever	Mgmt	For	For	For
1.2	Elect Harold W. Burlingame	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

DexCom, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
DXCM	CUSIP 252131107	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Barbara E. Kahn	Mgmt	For	For	For
2	Elect Jay S. Skyler	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 272

DXP Enterprises, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
DXPE	CUSIP 233377407	06/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect David R. Little	Mgmt	For	For	For
1.2	Elect Cletus Davis	Mgmt	For	For	For
1.3	Elect Timothy P. Halter	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Endologix, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ELGX	CUSIP 29266S106	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Gregory D. Waller	Mgmt	For	For	For
1.2	Elect Thomas C. Wilder, III	Mgmt	For	For	For
1.3	Elect Thomas F. Zenty III	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Amendment to the 2006 Stock Incentive Plan	Mgmt	For	For	For
4	Amendment to the 2006 Employee Stock Purchase Plan	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Exar Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
EXAR	CUSIP 300645108	09/06/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Izak Bencuya	Mgmt	For	For	For
1.2	Elect Louis DiNardo	Mgmt	For	For	For
1.3	Elect Pierre Guilbault	Mgmt	For	For	For
1.4	Elect Brian Hilton	Mgmt	For	For	For
1.5	Elect Richard Leza	Mgmt	For	For	For
1.6	Elect Gary Meyers	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 273

FARO Technologies, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
FARO	CUSIP 311642102	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect John E. Caldwell	Mgmt	For	For	For
1.2	Elect John Donofrio	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Five Below, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
FIVE	CUSIP 33829M101	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Michael F. Devine, III	Mgmt	For	For	For
1.2	Elect Ronald L. Sargent	Mgmt	For	For	For
2	2012 Employee Stock Purchase Plan	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Frequency of Advisory Vote on Executive Compensation	Mgmt	3 Years	3 Years	For

Fluidigm Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
FLDM	CUSIP 34385P108	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Samuel D. Colella	Mgmt	For	For	For
1.2	Elect Gajus V. Worthington	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Page 274

Fortinet Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
FTNT	CUSIP 34959E109	06/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Ming Hsieh	Mgmt	For	For	For
1.2	Elect Christopher B. Paisley	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Cash and Equity Incentive Plan	Mgmt	For	For	For

Forum Energy Technologies Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
FET	CUSIP 34984V100	05/17/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect C. Christopher Gaut	Mgmt	For	For	For
1.2	Elect David C. Baldwin	Mgmt	For	For	For
1.3	Elect Franklin Myers	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Frequency of Advisory Vote on Executive Compensation	Mgmt	1 Year	1 Year	For
4	Employee Stock Purchase Plan	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Page 275

Fresh Market Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TFM	CUSIP 35804H106	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Ray Berry	Mgmt	For	For	For
1.2	Elect Jeffrey Naylor	Mgmt	For	For	For
1.3	Elect Jane Thompson	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Fusion-IO Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
FIO	CUSIP 36112J107	11/06/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Forest Baskett	Mgmt	For	For	For
1.2	Elect Dana Evan	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Genesee & Wyoming Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GWR	CUSIP 371559105	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Richard H. Bott	Mgmt	For	For	For
1.2	Elect Oivind Lorentzen III	Mgmt	For	For	For
1.3	Elect Philip J. Ringo	Mgmt	For	For	For
1.4	Elect Mark A. Scudder	Mgmt	For	For	For
1.5	Elect Gregory S. Ledford	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Geospace Technologies Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
GEOS	CUSIP 37364X109	02/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect William Moody	Mgmt	For	For	For
1.2	Elect Gary Owens	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 276

Greenhill & Co., Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GHL	CUSIP 395259104	04/11/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Robert F. Greenhill	Mgmt	For	For	For
1.2	Elect Scott L. Bok	Mgmt	For	For	For
1.3	Elect Robert T. Blakely	Mgmt	For	For	For
1.4	Elect John C. Danforth	Mgmt	For	For	For
1.5	Elect Steven F. Goldstone	Mgmt	For	For	For
1.6	Elect Stephen L. Key	Mgmt	For	For	For
1.7	Elect Karen P. Robards	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Re-Approval of the Performance Criteria Under the Equity Incentive Plan	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Guidewire Software, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GWRE	CUSIP 40171V100	12/05/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Kenneth Branson	Mgmt	For	For	For
1.2	Elect Craig Ramsey	Mgmt	For	For	For
1.3	Elect Marcus Ryu	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Gulfport Energy Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
GPOR	CUSIP 402635304	06/13/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Donald Dillingham	Mgmt	For	For	For
1.2	Elect Craig Groeschel	Mgmt	For	For	For
1.3	Elect David L. Houston	Mgmt	For	For	For
1.4	Elect James D. Palm	Mgmt	For	For	For
1.5	Elect Scott E. Streller	Mgmt	For	For	For
2	Increase of Authorized Common Stock	Mgmt	For	For	For
3	Amendment to the 2005 Stock Incentive Plan	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Page 277

Harman International Industries, Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
HAR	CUSIP 413086109	12/05/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Jiren Liu	Mgmt	For	For	For
2	Elect Edward Meyer	Mgmt	For	For	For
3	Elect Dinesh Paliwal	Mgmt	For	For	For
4	Elect Hellene Runtagh	Mgmt	For	For	For
5	Elect Frank Sklarsky	Mgmt	For	For	For
6	Elect Gary Steel	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For
8	Advisory Vote on Executive Compensation	Mgmt	For	For	For

HeartWare International, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
HTWR	CUSIP 422368100	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Douglas Godshall	Mgmt	For	For	For
1.2	Elect Seth Harrison	Mgmt	For	For	For
1.3	Elect Robert Stockman	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Grant of RSUs to CEO Douglas Godshall	Mgmt	For	For	For
5	Equity Grant to Director Robert Thomas	Mgmt	For	For	For
6	Equity Grant to Director Seth Harrison	Mgmt	For	For	For
7	Equity Grant to Director Timothy Barberich	Mgmt	For	For	For
8	Equity Grant to Director Cynthia Feldmann	Mgmt	For	For	For
9	Equity Grant to Director C. Raymond Larkin	Mgmt	For	For	For
10	Equity Grant to Director Robert Stockman	Mgmt	For	For	For
11	Equity Grant to Director Denis Wade	Mgmt	For	For	For
12	Ratify a Previous Issuance of Common Stock	Mgmt	For	For	For

Page 278

Hexcel Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
HXL	CUSIP 428291108	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect David E. Berges	Mgmt	For	For	For
2	Elect Joel S. Beckman	Mgmt	For	For	For
3	Elect Lynn Brubaker	Mgmt	For	For	For
4	Elect Jeffrey C. Campbell	Mgmt	For	For	For
5	Elect Sandra L. Derickson	Mgmt	For	For	For
6	Elect W. Kim Foster	Mgmt	For	For	For
7	Elect Thomas A. Gendron	Mgmt	For	For	For
8	Elect Jeffrey A. Graves	Mgmt	For	For	For
9	Elect David C. Hill	Mgmt	For	For	For
10	Elect David L. Pugh	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	2013 Incentive Stock Plan	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For

Page 279

Hyperion Therapeutics Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
HPTX	CUSIP 44915N101	05/29/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Bijan Salehizadeh	Mgmt	For	For	For
1.2	Elect Donald J. Santel	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Illumina, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ILMN	CUSIP 452327109	05/29/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Gerald Moller	Mgmt	For	For	For
1.2	Elect David R. Walt	Mgmt	For	For	For
1.3	Elect Robert S. Epstein	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Amendment to the 2005 Stock and Incentive Plan	Mgmt	For	For	For

Immunogen, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
IMGN	CUSIP 45253H101	11/13/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Set Board Size	Mgmt	For	For	For
2.1	Elect Mark Skaletsky	Mgmt	For	For	For
2.2	Elect Joseph Villafranca	Mgmt	For	For	For
2.3	Elect Nicole Onetto	Mgmt	For	For	For
2.4	Elect Stephen McCluski	Mgmt	For	For	For
2.5	Elect Richard Wallace	Mgmt	For	For	For
2.6	Elect Daniel Junius	Mgmt	For	For	For
2.7	Elect Howard Pien	Mgmt	For	For	For
2.8	Elect Mark Goldberg	Mgmt	For	For	For
2.9	Elect Dean Mitchell	Mgmt	For	For	For
2.10	Elect Kristine Peterson	Mgmt	For	For	For
3	Amendment to the 2006 Employee, Director and Consultant Equity Incentive Plan	Mgmt	For	For	For
4	Increase of Authorized Common Stock	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Ratification of Auditor	Mgmt	For	For	For

Page 280

Infoblox Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
BLOX	CUSIP 45672H104	12/19/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Laura Conigliaro	Mgmt	For	For	For
1.2	Elect Fred Gerson	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

IPG Photonics Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
IPGP	CUSIP 44980X109	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Valentin P. Gapontsev	Mgmt	For	For	For
1.2	Elect Eugene Shcherbakov	Mgmt	For	For	For
1.3	Elect Igor Samartsev	Mgmt	For	For	For
1.4	Elect Robert A. Blair	Mgmt	For	For	For
1.5	Elect Michael C. Child	Mgmt	For	For	For
1.6	Elect William F. Krupke	Mgmt	For	For	For
1.7	Elect Henry E. Gauthier	Mgmt	For	For	For
1.8	Elect William S. Hurley	Mgmt	For	For	For
1.9	Elect John R. Peeler	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Ironwood Pharmaceuticals, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
IRWD	CUSIP 46333X108	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Marsha H. Fanucci	Mgmt	For	For	For
1.2	Elect Terrance G. McGuire	Mgmt	For	For	For
1.3	Elect Edward P. Ownes	Mgmt	For	For	For
1.4	Elect Christopher T. Walsh	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Page 281

Kansas City Southern

Ticker	Security ID:	Meeting Date	Meeting Status
KSU	CUSIP 485170302	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Terrence P. Dunn	Mgmt	For	For	For
1.2	Elect Antonio O. Garza, Jr.	Mgmt	For	For	For
1.3	Elect David L. Starling	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Approve the Material Terms of the Performance Measures under the 2008 Plan	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	Against	For	Against

Kraton Performance Polymers, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
KRA	CUSIP 50077C106	06/05/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Anna C. Catalano	Mgmt	For	For	For
1.2	Elect Barry J. Goldstein	Mgmt	For	For	For
1.3	Elect Dan F. Smith	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Page 282

Lufkin Industries, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
LUFK	CUSIP 549764108	05/01/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect John F. Glick	Mgmt	For	For	For
2	Elect John D. Hofmeister	Mgmt	For	For	For
3	Elect Amr Z. Selim	Mgmt	For	For	For
4	Elect Thomas E. Wiener	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For
7	2013 Incentive Stock Compensation Plan	Mgmt	For	For	For

MarketAxess Holdings Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
MKTX	CUSIP 57060D108	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Richard M. McVey	Mgmt	For	For	For
2	Elect Steven L. Begleiter	Mgmt	For	For	For
3	Elect Stephen P. Casper	Mgmt	For	For	For
4	Elect David G. Gomach	Mgmt	For	For	For
5	Elect Carlos M. Hernandez	Mgmt	For	For	For
6	Elect Ronald M. Hersch	Mgmt	For	For	For
7	Elect John Steinhardt	Mgmt	For	For	For
8	Elect James J. Sullivan	Mgmt	For	For	For
9	Ratification of Auditor	Mgmt	For	For	For
10	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Materion Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
MTRN	CUSIP 576690101	05/01/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Vinod M. Khilnani	Mgmt	For	For	For
1.2	Elect Darlene J.S. Solomon	Mgmt	For	For	For
1.3	Elect Robert B. Toth	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Management Incentive Plan	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 283

MicroStrategy Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
MSTR	CUSIP 594972408	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Michael J. Saylor	Mgmt	For	For	For
1.2	Elect Sanju K. Bansal	Mgmt	For	For	For
1.3	Elect Matthew W. Calkins	Mgmt	For	For	For
1.4	Elect Robert H. Epstein	Mgmt	For	For	For
1.5	Elect David W. LaRue	Mgmt	For	For	For
1.6	Elect Jarrod M. Patten	Mgmt	For	For	For
1.7	Elect Carl J. Rickertsen	Mgmt	For	For	For
1.8	Elect Thomas P. Spahr	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

MRC Global Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
MRC	CUSIP 55345K103	05/08/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Andrew R. Lane	Mgmt	For	For	For
1.2	Elect Leonard M. Anthony	Mgmt	For	For	For
1.3	Elect Rhys J. Best	Mgmt	For	For	For
1.4	Elect Peter C. Boylan, III	Mgmt	For	For	For
1.5	Elect Henry Cornell	Mgmt	For	For	For
1.6	Elect Christopher A.S. Crampton	Mgmt	For	For	For
1.7	Elect John F.X. Daly	Mgmt	For	For	For
1.8	Elect Craig Ketchum	Mgmt	For	For	For
1.9	Elect Gerald P. Krans	Mgmt	For	For	For
1.10	Elect Cornelis A. Linse	Mgmt	For	For	For
1.11	Elect John A. Perkins	Mgmt	For	For	For
1.12	Elect H.B. Wehrle, III	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Frequency of Advisory Vote on Executive Compensation	Mgmt	1 Year	1 Year	For
4	Ratification of Auditor	Mgmt	For	For	For

Page 284

NetScout Systems, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
NTCT	CUSIP 64115T104	08/21/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Victor DeMarines	Mgmt	For	For	For
1.2	Elect Vincent Mullarkey	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Peet’s Coffee & Tea, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PEET	CUSIP 705560100	10/26/2012	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Merger	Mgmt	For	For	For
2	Advisory Vote on Golden Parachutes	Mgmt	For	For	For
3	Right to Adjourn Meeting	Mgmt	For	For	For

Performant Financial Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
PFMT	CUSIP 71377E105	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Todd R. Ford	Mgmt	For	For	For
1.2	Elect Brian P. Golson	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Page 285

PriceSmart, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PSMT	CUSIP 741511109	01/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Sherry Bahrambeygui	Mgmt	For	For	For
1.2	Elect Gonzalo Barrutieta	Mgmt	For	For	For
1.3	Elect Katherine Hensley	Mgmt	For	For	For
1.4	Elect Leon Janks	Mgmt	For	For	For
1.5	Elect Jose Laparte	Mgmt	For	For	For
1.6	Elect Mitchell Lynn	Mgmt	For	For	For
1.7	Elect Robert Price	Mgmt	For	For	For
1.8	Elect Edgar Zurcher	Mgmt	For	For	For
2	2013 Equity Incentive Award Plan	Mgmt	For	For	For

Procera Networks, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PKT	CUSIP 74269U203	08/27/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Scott McClendon	Mgmt	For	For	For
1.2	Elect James Brear	Mgmt	For	For	For
1.3	Elect Staffan Hillberg	Mgmt	For	For	For
1.4	Elect B. Kumar	Mgmt	For	For	For
1.5	Elect Alan B. Lefkof	Mgmt	For	For	For
1.6	Elect Mary Losty	Mgmt	For	For	For
1.7	Elect Thomas Saponas	Mgmt	For	For	For
1.8	Elect William Slavin	Mgmt	For	For	For
2	Amendment to the 2007 Equity Incentive Plan	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Qualys Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
QLYS	CUSIP 74758T303	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Sandra E. Bergeron	Mgmt	For	For	For
1.2	Elect Yves B. Sisteron	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Page 286

Sanchez Energy Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
SN	CUSIP 79970Y105	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Gilbert A. Garcia	Mgmt	For	For	For
2	Amendments to Certificate of Incorporation Regarding Director Exculpation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Splunk Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
SPLK	CUSIP 848637104	06/13/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect David M. Hornik	Mgmt	For	For	For
1.2	Elect Thomas M. Neustaetter	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Frequency of Advisory Vote on Executive Compensation	Mgmt	1 Year	1 Year	For

Stage Stores, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
SSI	CUSIP 85254C305	06/13/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Alan J. Barocas	Mgmt	For	For	For
2	Elect Diane M. Ellis	Mgmt	For	For	For
3	Elect Michael L. Glazer	Mgmt	For	For	For
4	Elect Gabrielle E. Greene	Mgmt	For	For	For
5	Elect Earl J. Hesterberg, Jr.	Mgmt	For	For	For
6	Elect Lisa R. Kranc	Mgmt	For	For	For
7	Elect William J. Montgoris	Mgmt	For	For	For
8	Elect C. Clayton Reasor	Mgmt	For	For	For
9	Elect David Y. Schwartz	Mgmt	For	For	For
10	Elect Ralph P. Scozzafava	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For

Page 287

Steven Madden, Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
SHOO	CUSIP 556269108	05/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Edward R. Rosenfeld	Mgmt	For	For	For
1.2	Elect John L. Madden	Mgmt	For	For	For
1.3	Elect Peter Migliorini	Mgmt	For	For	For
1.4	Elect Richard P. Randall	Mgmt	For	For	For
1.5	Elect Ravi Sachdev	Mgmt	For	For	For
1.6	Elect Thomas H. Schwartz	Mgmt	For	For	For
2	Increase of Authorized Common Stock	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

SVB Financial Group

Ticker	Security ID:	Meeting Date	Meeting Status
SIVB	CUSIP 78486Q101	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Greg W. Becker	Mgmt	For	For	For
1.2	Elect Eric A. Benhamou	Mgmt	For	For	For
1.3	Elect David M. Clapper	Mgmt	For	For	For
1.4	Elect Roger F. Dunbar	Mgmt	For	For	For
1.5	Elect Joel P. Friedman	Mgmt	For	For	For
1.6	Elect C. Richard Kramlich	Mgmt	For	For	For
1.7	Elect Lata Krishnan	Mgmt	For	For	For
1.8	Elect Jeffrey N. Maggioncalda	Mgmt	For	For	For
1.9	Elect Kate Mitchell	Mgmt	For	For	For
1.10	Elect John F. Robinson	Mgmt	For	For	For
1.11	Elect Garen K. Staglin	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 288

Theravance, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
THRX	CUSIP 88338T104	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Rick Winningham	Mgmt	For	For	For
1.2	Elect Henrietta Fore	Mgmt	For	For	For
1.3	Elect Robert Gunderson, Jr.	Mgmt	For	For	For
1.4	Elect Arnold Levine	Mgmt	For	For	For
1.5	Elect Burton Malkiel	Mgmt	For	For	For
1.6	Elect Peter Ringrose	Mgmt	For	For	For
1.7	Elect William Waltrip	Mgmt	For	For	For
1.8	Elect George Whitesides	Mgmt	For	For	For
1.9	Elect William Young	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Ultimate Software Group Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ULTI	CUSIP 90385D107	05/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Scott Scherr	Mgmt	For	For	For
2	Elect Alois Leiter	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

United Natural Foods, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
UNFI	CUSIP 911163103	12/12/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Peter Roy	Mgmt	For	For	For
2	Elect Richard Schnieders	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	2012 Equity Incentive Plan	Mgmt	For	For	For
6	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	Against	For	Against

Page 289

Universal Display Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
PANL	CUSIP 91347P105	06/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Steven V. Abramson	Mgmt	For	For	For
2	Elect Leonard Becker	Mgmt	For	For	For
3	Elect Elizabeth H. Gemmill	Mgmt	For	For	For
4	Elect C. Keith Hartley	Mgmt	For	For	For
5	Elect Lawrence Lacerte	Mgmt	For	For	For
6	Elect Sidney D. Rosenblatt	Mgmt	For	For	For
7	Elect Sherwin I. Seligsohn	Mgmt	For	For	For
8	Approval of the Annual Incentive Plan	Mgmt	For	For	For
9	Advisory Vote on Executive Compensation	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	Against	Against

Vitamin Shoppe, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
VSI	CUSIP 92849E101	06/05/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect B. Michael Becker	Mgmt	For	For	For
2	Elect Catherine E. Buggeln	Mgmt	For	For	For
3	Elect Deborah M. Derby	Mgmt	For	For	For
4	Elect John H. Edmondson	Mgmt	For	For	For
5	Elect David H. Edwab	Mgmt	For	For	For
6	Elect Richard L. Markee	Mgmt	For	For	For
7	Elect Richard L. Perkal	Mgmt	For	For	For
8	Elect Beth M. Pritchard	Mgmt	For	For	For
9	Elect Katherine Savitt-Lennon	Mgmt	For	For	For
10	Elect Anthony N. Truesdale	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For

Page 290

Wesco International, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
WCC	CUSIP 95082P105	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Sandra Beach Lin	Mgmt	For	For	For
1.2	Elect Robert J. Tarr, Jr.	Mgmt	For	For	For
1.3	Elect Stephen A. Van Oss	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Amendment to the 1999 Long-Term Incentive Plan	Mgmt	For	For	For
4	Re-approval of the material terms under the 1999 Long-Term Incentive Plan	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	Against	For	Against

Item 1: Proxy Voting Record - Item1 Proxy Voting Record -

Registrant :

Fund Name : TCW SMID Cap Growth Fund

7 Days Group Holdings Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
SVN	CUSIP 81783J101	09/17/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Election of Directors (Slate)	Mgmt	For	For	For
2	Appointment of Auditor	Mgmt	For	For	For

Page 291

AGCO Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
AGCO	CUSIP 001084102	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect P. George Benson	Mgmt	For	For	For
2	Elect Wolfgang Deml	Mgmt	For	For	For
3	Elect Luiz Fernando Furlan	Mgmt	For	For	For
4	Elect George E. Minnich	Mgmt	For	For	For
5	Elect Martin H. Richenhagen	Mgmt	For	For	For
6	Elect Gerald L. Shaheen	Mgmt	For	For	For
7	Elect Mallika Srinivasan	Mgmt	For	For	For
8	Elect Hendrikus Visser	Mgmt	For	For	For
9	Amendment to the Management Incentive Plan	Mgmt	For	For	For
10	Advisory Vote on Executive Compensation	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For

Allegheny Technologies Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
ATI	CUSIP 01741R102	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Richard J. Harshman	Mgmt	For	For	For
1.2	Elect Carolyn Corvi	Mgmt	For	For	For
1.3	Elect Barbara S. Jeremiah	Mgmt	For	For	For
1.4	Elect John D. Turner	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Page 292

AMC Networks Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AMCX	CUSIP 00164V103	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Neil M. Ashe	Mgmt	For	For	For
1.2	Elect Alan D. Schwartz	Mgmt	For	For	For
1.3	Elect Leonard Tow	Mgmt	For	For	For
1.4	Elect Carl E. Vogel	Mgmt	For	For	For
1.5	Elect Robert C. Wright	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

ANSYS, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ANSS	CUSIP 03662Q105	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Ronald W. Hovsepian	Mgmt	For	For	For
2	Elect Michael Thurk	Mgmt	For	For	For
3	Elect Barbara V. Scherer	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Arcos Dorados Holdings Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ARCO	CUSIP G0457F107	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Appointment of Auditor and Authority to Set Fees	Mgmt	For	For	For
3.1	Elect Annette Franqui	Mgmt	For	For	For
3.2	Elect C. Hernandez-Artigas	Mgmt	For	For	For
3.3	Elect A. Ramirez Magana	Mgmt	For	For	For

Page 293

Ariad Pharmaceuticals, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ARIA	CUSIP 04033A100	06/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Athanase Lavidas	Mgmt	For	For	For
1.2	Elect Massimo Radaelli	Mgmt	For	For	For
2	Increase of Authorized Common Stock	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	Against	Against
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

ARM Holdings plc

Ticker	Security ID:	Meeting Date	Meeting Status
ARM	CUSIP 042068106	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Accounts and Reports	Mgmt	For	For	For
2	Allocation of Profits/Dividends	Mgmt	For	For	For
3	Directors’ Remuneration Report	Mgmt	For	For	For
4	Elect Sir John Buchanan	Mgmt	For	For	For
5	Elect Warren A. East	Mgmt	For	For	For
6	Elect Andy Green	Mgmt	For	For	For
7	Elect Larry Hirst	Mgmt	For	For	For
8	Elect Mike Muller	Mgmt	For	For	For
9	Elect Kathleen O’Donovan	Mgmt	For	For	For
10	Elect Janice Roberts	Mgmt	For	For	For
11	Elect Philip Rowley	Mgmt	For	For	For
12	Elect Tim Score	Mgmt	For	For	For
13	Elect Simon Segars	Mgmt	For	For	For
14	Appointment of Auditor	Mgmt	For	For	For
15	Authority to Set Auditor’s Fees	Mgmt	For	For	For
16	Long Term Incentive Plan	Mgmt	For	For	For
17	Authority to Issue Shares w/ Preemptive Rights	Mgmt	For	For	For
18	Authority to Issue Shares w/o Preemptive Rights	Mgmt	For	For	For
19	Authority to Repurchase Shares	Mgmt	For	For	For
20	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	For	Against	Against

Page 294

Aruba Networks, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ARUN	CUSIP 043176106	11/29/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Dominic Orr	Mgmt	For	For	For
1.2	Elect Keerti Melkote	Mgmt	For	For	For
1.3	Elect Bernard Guidon	Mgmt	For	For	For
1.4	Elect Emmanuel Hernandez	Mgmt	For	For	For
1.5	Elect Michael Kourey	Mgmt	For	For	For
1.6	Elect Willem Roelandts	Mgmt	For	For	For
1.7	Elect Juergen Rottler	Mgmt	For	For	For
1.8	Elect Daniel Warmenhoven	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Athenahealth, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ATHN	CUSIP 04685W103	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Charles D. Baker	Mgmt	For	For	For
1.2	Elect Dev Ittycheria	Mgmt	For	For	For
1.3	Elect John A. Kane	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Amendment to the 2007 Stock Option and Incentive Plan	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 295

Biomarin Pharmaceutical Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
BMRN	CUSIP 09061G101	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Jean-Jacques Bienaime	Mgmt	For	For	For
1.2	Elect Michael Grey	Mgmt	For	For	For
1.3	Elect Elaine J. Heron	Mgmt	For	For	For
1.4	Elect Pierre Lapalme	Mgmt	For	For	For
1.5	Elect V. Bryan Lawlis	Mgmt	For	For	For
1.6	Elect Richard A. Meier	Mgmt	For	For	For
1.7	Elect Alan J. Lewis	Mgmt	For	For	For
1.8	Elect William D. Young	Mgmt	For	For	For
1.9	Elect Kenneth M. Bate	Mgmt	For	For	For
2	Amendment to the 2006 Share Incentive Plan	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

BJ’s Restaurants, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
BJRI	CUSIP 09180C106	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Gerald W. Deitchle	Mgmt	For	For	For
1.2	Elect James A. Dal Pozzo	Mgmt	For	For	For
1.3	Elect J. Roger King	Mgmt	For	For	For
1.4	Elect Larry D. Bouts	Mgmt	For	For	For
1.5	Elect John F. Grundhofer	Mgmt	For	For	For
1.6	Elect Peter A. Bassi	Mgmt	For	For	For
1.7	Elect William L. Hyde, Jr.	Mgmt	For	For	For
1.8	Elect Lea Anne S. Ottinger	Mgmt	For	For	For
1.9	Elect Henry Gomez	Mgmt	For	For	For
1.10	Elect Gregory A. Trojan	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Page 296

CarMax, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
KMX	CUSIP 143130102	06/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Ronald E. Blaylock	Mgmt	For	For	For
2	Elect Rakesh Gangwal	Mgmt	For	For	For
3	Elect Mitchell D. Steenrod	Mgmt	For	For	For
4	Elect Thomas G. Stemberg	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For
7	Repeal of Classified Board	Mgmt	For	For	For
8	Director & Officer Liability/Indemnification	Mgmt	For	For	For

Cavium Networks, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CAVM	CUSIP 14964U108	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Syed Ali	Mgmt	For	For	For
1.2	Elect Anthony S. Thornley	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Cepheid

Ticker	Security ID:	Meeting Date	Meeting Status
CPHD	CUSIP 15670R107	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Thomas L. Gutshall	Mgmt	For	For	For
2	Elect Cristina H. Kepner	Mgmt	For	For	For
3	Elect David H. Persing	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 297

Chart Industries, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GTLS	CUSIP 16115Q308	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Samuel F. Thomas	Mgmt	For	For	For
1.2	Elect W. Douglas Brown	Mgmt	For	For	For
1.3	Elect Richard E. Goodrich	Mgmt	For	For	For
1.4	Elect Steven W. Krablin	Mgmt	For	For	For
1.5	Elect Michael W. Press	Mgmt	For	For	For
1.6	Elect James M. Tidwell	Mgmt	For	For	For
1.7	Elect Thomas L. Williams	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Cognex Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CGNX	CUSIP 192422103	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Robert J. Shillman	Mgmt	For	For	For
1.2	Elect Anthony Sun	Mgmt	For	For	For
1.3	Elect Robert J. Willett	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Core Laboratories N.V.

Ticker	Security ID:	Meeting Date	Meeting Status
CLB	CUSIP N22717107	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect D. John Ogren	Mgmt	For	For	For
2	Elect Lucia van Geuns	Mgmt	For	For	For
3	Elect Charles L. Dunlap	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Accounts and Reports	Mgmt	For	For	For
7	Authority to Cancel Shares	Mgmt	For	For	For
8	Authority to Repurchase Shares	Mgmt	For	For	For
9	Authority to Issue Common and Preference Shares w/ Preemptive Rights	Mgmt	For	For	For
10	Elimination of Preemptive Rights	Mgmt	For	For	For

Page 298

Ctrip.com International Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
CTRP	CUSIP 22943F100	10/26/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Misc. Article Amendments	Mgmt	For	For	For

Endologix, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ELGX	CUSIP 29266S106	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Gregory D. Waller	Mgmt	For	For	For
1.2	Elect Thomas C. Wilder, III	Mgmt	For	For	For
1.3	Elect Thomas F. Zenty III	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Amendment to the 2006 Stock Incentive Plan	Mgmt	For	For	For
4	Amendment to the 2006 Employee Stock Purchase Plan	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Forum Energy Technologies Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
FET	CUSIP 34984V100	05/17/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect C. Christopher Gaut	Mgmt	For	For	For
1.2	Elect David C. Baldwin	Mgmt	For	For	For
1.3	Elect Franklin Myers	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Frequency of Advisory Vote on Executive Compensation	Mgmt	1 Year	1 Year	For
4	Employee Stock Purchase Plan	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Page 299

Fresh Market Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TFM	CUSIP 35804H106	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Ray Berry	Mgmt	For	For	For
1.2	Elect Jeffrey Naylor	Mgmt	For	For	For
1.3	Elect Jane Thompson	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Fusion-IO Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
FIO	CUSIP 36112J107	11/06/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Forest Baskett	Mgmt	For	For	For
1.2	Elect Dana Evan	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Genesee & Wyoming Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GWR	CUSIP 371559105	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Richard H. Bott	Mgmt	For	For	For
1.2	Elect Oivind Lorentzen III	Mgmt	For	For	For
1.3	Elect Philip J. Ringo	Mgmt	For	For	For
1.4	Elect Mark A. Scudder	Mgmt	For	For	For
1.5	Elect Gregory S. Ledford	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Page 300

Gildan Activewear Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GIL	CUSIP 375916103	02/07/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect William Anderson	Mgmt	For	For	For
1.2	Elect Glenn Chamandy	Mgmt	For	For	For
1.3	Elect Russell Goodman	Mgmt	For	For	For
1.4	Elect George Heller	Mgmt	For	For	For
1.5	Elect Sheila O’Brien	Mgmt	For	For	For
1.6	Elect Pierre Robitaille	Mgmt	For	For	For
1.7	Elect James Scarborough	Mgmt	For	For	For
1.8	Elect Richard Strubel	Mgmt	For	For	For
1.9	Elect Gonzalo Valdes-Fauli	Mgmt	For	For	For
2	Appointment of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Gulfport Energy Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
GPOR	CUSIP 402635304	06/13/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Donald Dillingham	Mgmt	For	For	For
1.2	Elect Craig Groeschel	Mgmt	For	For	For
1.3	Elect David L. Houston	Mgmt	For	For	For
1.4	Elect James D. Palm	Mgmt	For	For	For
1.5	Elect Scott E. Streller	Mgmt	For	For	For
2	Increase of Authorized Common Stock	Mgmt	For	For	For
3	Amendment to the 2005 Stock Incentive Plan	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Page 301

Harman International Industries, Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
HAR	CUSIP 413086109	12/05/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Jiren Liu	Mgmt	For	For	For
2	Elect Edward Meyer	Mgmt	For	For	For
3	Elect Dinesh Paliwal	Mgmt	For	For	For
4	Elect Hellene Runtagh	Mgmt	For	For	For
5	Elect Frank Sklarsky	Mgmt	For	For	For
6	Elect Gary Steel	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For
8	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Hexcel Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
HXL	CUSIP 428291108	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect David E. Berges	Mgmt	For	For	For
2	Elect Joel S. Beckman	Mgmt	For	For	For
3	Elect Lynn Brubaker	Mgmt	For	For	For
4	Elect Jeffrey C. Campbell	Mgmt	For	For	For
5	Elect Sandra L. Derickson	Mgmt	For	For	For
6	Elect W. Kim Foster	Mgmt	For	For	For
7	Elect Thomas A. Gendron	Mgmt	For	For	For
8	Elect Jeffrey A. Graves	Mgmt	For	For	For
9	Elect David C. Hill	Mgmt	For	For	For
10	Elect David L. Pugh	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	2013 Incentive Stock Plan	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For

Illumina, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ILMN	CUSIP 452327109	05/29/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Gerald Moller	Mgmt	For	For	For
1.2	Elect David R. Walt	Mgmt	For	For	For
1.3	Elect Robert S. Epstein	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Amendment to the 2005 Stock and Incentive Plan	Mgmt	For	For	For

Page 302

Infoblox Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
BLOX	CUSIP 45672H104	12/19/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Laura Conigliaro	Mgmt	For	For	For
1.2	Elect Fred Gerson	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

IPG Photonics Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
IPGP	CUSIP 44980X109	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Valentin P. Gapontsev	Mgmt	For	For	For
1.2	Elect Eugene Shcherbakov	Mgmt	For	For	For
1.3	Elect Igor Samartsev	Mgmt	For	For	For
1.4	Elect Robert A. Blair	Mgmt	For	For	For
1.5	Elect Michael C. Child	Mgmt	For	For	For
1.6	Elect William F. Krupke	Mgmt	For	For	For
1.7	Elect Henry E. Gauthier	Mgmt	For	For	For
1.8	Elect William S. Hurley	Mgmt	For	For	For
1.9	Elect John R. Peeler	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Ironwood Pharmaceuticals, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
IRWD	CUSIP 46333X108	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Marsha H. Fanucci	Mgmt	For	For	For
1.2	Elect Terrance G. McGuire	Mgmt	For	For	For
1.3	Elect Edward P. Ownes	Mgmt	For	For	For
1.4	Elect Christopher T. Walsh	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Page 303

Kansas City Southern

Ticker	Security ID:	Meeting Date	Meeting Status
KSU	CUSIP 485170302	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Terrence P. Dunn	Mgmt	For	For	For
1.2	Elect Antonio O. Garza, Jr.	Mgmt	For	For	For
1.3	Elect David L. Starling	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Approve the Material Terms of the Performance Measures under the 2008 Plan	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	Against	For	Against

LinkedIn Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
LNKD	CUSIP 53578A108	06/13/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect A. George Battle	Mgmt	For	For	For
1.2	Elect Michael J. Moritz	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Page 304

Lufkin Industries, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
LUFK	CUSIP 549764108	05/01/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect John F. Glick	Mgmt	For	For	For
2	Elect John D. Hofmeister	Mgmt	For	For	For
3	Elect Amr Z. Selim	Mgmt	For	For	For
4	Elect Thomas E. Wiener	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For
7	2013 Incentive Stock Compensation Plan	Mgmt	For	For	For

MicroStrategy Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
MSTR	CUSIP 594972408	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Michael J. Saylor	Mgmt	For	For	For
1.2	Elect Sanju K. Bansal	Mgmt	For	For	For
1.3	Elect Matthew W. Calkins	Mgmt	For	For	For
1.4	Elect Robert H. Epstein	Mgmt	For	For	For
1.5	Elect David W. LaRue	Mgmt	For	For	For
1.6	Elect Jarrod M. Patten	Mgmt	For	For	For
1.7	Elect Carl J. Rickertsen	Mgmt	For	For	For
1.8	Elect Thomas P. Spahr	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

MSC Industrial Direct Co., Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
MSM	CUSIP 553530106	01/17/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Mitchell Jacobson	Mgmt	For	For	For
1.2	Elect David Sandler	Mgmt	For	For	For
1.3	Elect Jonathan Byrnes	Mgmt	For	For	For
1.4	Elect Roger Fradin	Mgmt	For	For	For
1.5	Elect Erik Gershwind	Mgmt	For	For	For
1.6	Elect Louise Goeser	Mgmt	For	For	For
1.7	Elect Denis Kelly	Mgmt	For	For	For
1.8	Elect Philip Peller	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 305

Oceaneering International, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
OII	CUSIP 675232102	04/26/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Paul B. Murphy Jr.	Mgmt	For	For	For
1.2	Elect Harris J. Pappas	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Palo Alto Networks, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PANW	CUSIP 697435105	12/12/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect John Donovan	Mgmt	For	For	For
2	Elect Nir Zuk	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Frequency of Advisory Vote on Executive Compensation	Mgmt	1 Year	1 Year	For

Peet’s Coffee & Tea, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PEET	CUSIP 705560100	10/26/2012	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Merger	Mgmt	For	For	For
2	Advisory Vote on Golden Parachutes	Mgmt	For	For	For
3	Right to Adjourn Meeting	Mgmt	For	For	For

Page 306

Pharmacyclics, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PCYC	CUSIP 716933106	11/09/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Robert Booth	Mgmt	For	For	For
1.2	Elect Kenneth Clark	Mgmt	For	For	For
1.3	Elect Robert Duggan	Mgmt	For	For	For
1.4	Elect Eric Halvorson	Mgmt	For	For	For
1.5	Elect Minesh Mehta	Mgmt	For	For	For
1.6	Elect David Smith	Mgmt	For	For	For
1.7	Elect Richard van den Broek	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

PriceSmart, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PSMT	CUSIP 741511109	01/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Sherry Bahrambeygui	Mgmt	For	For	For
1.2	Elect Gonzalo Barrutieta	Mgmt	For	For	For
1.3	Elect Katherine Hensley	Mgmt	For	For	For
1.4	Elect Leon Janks	Mgmt	For	For	For
1.5	Elect Jose Laparte	Mgmt	For	For	For
1.6	Elect Mitchell Lynn	Mgmt	For	For	For
1.7	Elect Robert Price	Mgmt	For	For	For
1.8	Elect Edgar Zurcher	Mgmt	For	For	For
2	2013 Equity Incentive Award Plan	Mgmt	For	For	For

Rackspace Hosting, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
RAX	CUSIP 750086100	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect A. Lanham Napier	Mgmt	For	For	For
2	Elect George J. Still, Jr.	Mgmt	For	For	For
3	Elect Michael Sam Gilliland	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Page 307

SINA Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
SINA	CUSIP G81477104	08/10/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Yan Wang	Mgmt	For	For	For
2	Elect Song-Yi Zhang	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Amendment to Articles Regarding Right to Call a Special Meeting	Mgmt	For	Against	Against

Splunk Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
SPLK	CUSIP 848637104	06/13/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect David M. Hornik	Mgmt	For	For	For
1.2	Elect Thomas M. Neustaetter	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Frequency of Advisory Vote on Executive Compensation	Mgmt	1 Year	1 Year	For

Starwood Hotels & Resorts Worldwide, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
HOT	CUSIP 85590A401	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Frits van Paasschen	Mgmt	For	For	For
1.2	Elect Bruce W. Duncan	Mgmt	For	For	For
1.3	Elect Adam M. Aron	Mgmt	For	For	For
1.4	Elect Charlene Barshefsky	Mgmt	For	For	For
1.5	Elect Thomas E. Clarke	Mgmt	For	For	For
1.6	Elect Clayton C. Daley, Jr.	Mgmt	For	For	For
1.7	Elect Lizanne Galbreath	Mgmt	For	For	For
1.8	Elect Eric Hippeau	Mgmt	For	For	For
1.9	Elect Aylwin B. Lewis	Mgmt	For	For	For
1.10	Elect Stephen R. Quazzo	Mgmt	For	For	For
1.11	Elect Thomas O. Ryder	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	2013 Long-Term Incentive Compensation Plan	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Page 308

Stifel Financial Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
SF	CUSIP 860630102	06/12/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Michael W. Brown	Mgmt	For	For	For
1.2	Elect John P. Dubinsky	Mgmt	For	For	For
1.3	Elect Robert E. Grady	Mgmt	For	For	For
1.4	Elect Thomas B. Michaud	Mgmt	For	For	For
1.5	Elect James M. Oates	Mgmt	For	For	For
1.6	Elect Ben A. Plotkin	Mgmt	For	For	For
1.7	Elect Michael J. Zimmerman	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

SVB Financial Group

Ticker	Security ID:	Meeting Date	Meeting Status
SIVB	CUSIP 78486Q101	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Greg W. Becker	Mgmt	For	For	For
1.2	Elect Eric A. Benhamou	Mgmt	For	For	For
1.3	Elect David M. Clapper	Mgmt	For	For	For
1.4	Elect Roger F. Dunbar	Mgmt	For	For	For
1.5	Elect Joel P. Friedman	Mgmt	For	For	For
1.6	Elect C. Richard Kramlich	Mgmt	For	For	For
1.7	Elect Lata Krishnan	Mgmt	For	For	For
1.8	Elect Jeffrey N. Maggioncalda	Mgmt	For	For	For
1.9	Elect Kate Mitchell	Mgmt	For	For	For
1.10	Elect John F. Robinson	Mgmt	For	For	For
1.11	Elect Garen K. Staglin	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 309

T. Rowe Price Group, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TROW	CUSIP 74144T108	04/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Edward C. Bernard	Mgmt	For	For	For
2	Elect James T. Brady	Mgmt	For	For	For
3	Elect Mary K. Bush	Mgmt	For	For	For
4	Elect Donald B. Hebb, Jr.	Mgmt	For	For	For
5	Elect Freeman A. Hrabowski, III	Mgmt	For	For	For
6	Elect James A.C. Kennedy	Mgmt	For	For	For
7	Elect Robert F. MacLellan	Mgmt	For	For	For
8	Elect Brian C. Rogers	Mgmt	For	For	For
9	Elect Alfred Sommer	Mgmt	For	For	For
10	Elect Dwight S. Taylor	Mgmt	For	For	For
11	Elect Anne Marie Whittemore	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For

Transdigm Group Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
TDG	CUSIP 893641100	03/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Mervin Dunn	Mgmt	For	For	For
1.2	Elect Michael Graff	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	N/A	For	N/A

Page 310

Ulta Salon, Cosmetics & Fragrance, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ULTA	CUSIP 90384S303	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Charles Heilbronn	Mgmt	For	For	For
1.2	Elect Michael R. MacDonald	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Ultimate Software Group Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ULTI	CUSIP 90385D107	05/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Scott Scherr	Mgmt	For	For	For
2	Elect Alois Leiter	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Under Armour, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
UA	CUSIP 904311107	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Kevin A. Plank	Mgmt	For	For	For
1.2	Elect Byron K. Adams, Jr.	Mgmt	For	For	For
1.3	Elect Douglas E. Coltharp	Mgmt	For	For	For
1.4	Elect Anthony W. Deering	Mgmt	For	For	For
1.5	Elect Alvin B. Krongard	Mgmt	For	For	For
1.6	Elect William R. McDermott	Mgmt	For	For	For
1.7	Elect Eric T. Olson	Mgmt	For	For	For
1.8	Elect Brenda Piper	Mgmt	For	For	For
1.9	Elect Harvey L. Sanders	Mgmt	For	For	For
1.10	Elect Thomas J. Sippel	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Amendment to the Executive Incentive Compensation Plan	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Page 311

United Natural Foods, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
UNFI	CUSIP 911163103	12/12/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Peter Roy	Mgmt	For	For	For
2	Elect Richard Schnieders	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	2012 Equity Incentive Plan	Mgmt	For	For	For
6	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	Against	For	Against

Universal Display Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
PANL	CUSIP 91347P105	06/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Steven V. Abramson	Mgmt	For	For	For
2	Elect Leonard Becker	Mgmt	For	For	For
3	Elect Elizabeth H. Gemmill	Mgmt	For	For	For
4	Elect C. Keith Hartley	Mgmt	For	For	For
5	Elect Lawrence Lacerte	Mgmt	For	For	For
6	Elect Sidney D. Rosenblatt	Mgmt	For	For	For
7	Elect Sherwin I. Seligsohn	Mgmt	For	For	For
8	Approval of the Annual Incentive Plan	Mgmt	For	For	For
9	Advisory Vote on Executive Compensation	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	Against	Against

Page 312

Vertex Pharmaceuticals Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
VRTX	CUSIP 92532F100	05/08/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Joshua S. Boger	Mgmt	For	For	For
1.2	Elect Terrence C. Kearney	Mgmt	For	For	For
1.3	Elect Yuchun Lee	Mgmt	For	For	For
1.4	Elect Elaine S. Ullian	Mgmt	For	For	For
2	2013 Stock and Option Plan	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Westinghouse Air Brake Technologies Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
WAB	CUSIP 929740108	05/14/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Robert J. Brooks	Mgmt	For	For	For
1.2	Elect William E. Kassling	Mgmt	For	For	For
1.3	Elect Albert J. Neupaver	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Increase of Authorized Common Stock	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Whiting Petroleum Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
WLL	CUSIP 966387102	05/07/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Thomas L. Aller	Mgmt	For	For	For
1.2	Elect Michael B Walen	Mgmt	For	For	For
2	2013 Equity Incentive Plan	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Page 313

Workday Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
WDAY	CUSIP 98138H101	05/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect A. George Battle	Mgmt	For	For	For
1.2	Elect Michael M. McNamara	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Re-Approval of Material Terms of the 2012 Equity Incentive Plan	Mgmt	For	For	For

Item 1: Proxy Voting Record - Item1 Proxy Voting Record -

Registrant :

Fund Name : TCW Total Return Bond Fund

Dreyfus Institutional Cash Advantage

Ticker	Security ID:	Meeting Date	Meeting Status
DADXX	CUSIP 26200V104	08/31/2012	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Gordon Davis	Mgmt	For	For	For
1.2	Elect Nathan Leventhal	Mgmt	For	For	For
1.3	Elect Benaree Wiley	Mgmt	For	For	For

Page 314

Item 1: Proxy Voting Record - Item1 Proxy Voting Record -

Registrant :

Fund Name : TCW Value Opportunities Fund

Activision Blizzard, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ATVI	CUSIP 00507V109	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Philippe G. H. Capron	Mgmt	For	For	For
2	Elect Jean-Yves Charlier	Mgmt	For	For	For
3	Elect Robert J. Corti	Mgmt	For	For	For
4	Elect Frederic R. Crepin	Mgmt	For	For	For
5	Elect Jean Francois Dubos	Mgmt	For	For	For
6	Elect Lucian Grainge	Mgmt	For	For	For
7	Elect Brian G. Kelly	Mgmt	For	For	For
8	Elect Robert A. Kotick	Mgmt	For	For	For
9	Elect Robert J. Morgado	Mgmt	For	For	For
10	Elect Richard Sarnoff	Mgmt	For	For	For
11	Elect Regis Turrini	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For

Aeropostale, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ARO	CUSIP 007865108	06/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Ronald R. Beegle	Mgmt	For	For	For
1.2	Elect Robert B. Chavez	Mgmt	For	For	For
1.3	Elect Michael J. Cunningham	Mgmt	For	For	For
1.4	Elect Evelyn S. Dilsaver	Mgmt	For	For	For
1.5	Elect Janet E. Grove	Mgmt	For	For	For
1.6	Elect John N. Haugh	Mgmt	For	For	For
1.7	Elect Karin Hirtler-Garvey	Mgmt	For	For	For
1.8	Elect John D. Howard	Mgmt	For	For	For
1.9	Elect Thomas P. Johnson	Mgmt	For	For	For
1.10	Elect Arthur Rubinfeld	Mgmt	For	For	For
1.11	Elect David B. Vermylen	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Page 315

Allegheny Technologies Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
ATI	CUSIP 01741R102	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Richard J. Harshman	Mgmt	For	For	For
1.2	Elect Carolyn Corvi	Mgmt	For	For	For
1.3	Elect Barbara S. Jeremiah	Mgmt	For	For	For
1.4	Elect John D. Turner	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Alliance Data Systems Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
ADS	CUSIP 018581108	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Lawrence M. Benveniste	Mgmt	For	For	For
2	Elect D. Keith Cobb	Mgmt	For	For	For
3	Elect Kenneth R. Jensen	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Repeal of Classified Board	Mgmt	For	For	For
6	Right to Call a Special Meeting	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For

Page 316

American Eagle Outfitters, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AEO	CUSIP 02553E106	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Robert L. Hanson	Mgmt	For	For	For
2	Elect Thomas R. Ketteler	Mgmt	For	For	For
3	Elect Cary D. McMillan	Mgmt	For	For	For
4	Elect David M. Sable	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Ratification of Auditor	Mgmt	For	For	For

Ann Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ANN	CUSIP 035623107	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Michelle Gass	Mgmt	For	For	For
2	Elect Daniel W. Yih	Mgmt	For	For	For
3	Elect Michael C. Plansky	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Repeal of Classified Board	Mgmt	For	For	For
7	Amendment to the 2003 Equity Incentive Plan	Mgmt	For	For	For

Page 317

Arch Capital Group Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
ACGL	CUSIP G0450A105	05/09/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect John L. Bunce, Jr.	Mgmt	For	For	For
2	Elect Yiorgos Lillikas	Mgmt	For	For	For
3	Elect Deanna M. Mulligan	Mgmt	For	For	For
4	Elect Anthony Asquith	Mgmt	For	For	For
5	Elect Edgardo Balois	Mgmt	For	For	For
6	Elect Dennis R. Brand	Mgmt	For	For	For
7	Elect Peter Calleo	Mgmt	For	For	For
8	Elect Paul Cole	Mgmt	For	For	For
9	Elect Michael Constantinides	Mgmt	For	For	For
10	Elect Graham B.R. Collis	Mgmt	For	For	For
11	Elect William J. Cooney	Mgmt	For	For	For
12	Nick Denniston	Mgmt	For	For	For
13	Michael Feetham	Mgmt	For	For	For
14	Elect Stephan Fogarty	Mgmt	For	For	For
15	Elect Elizabeth Fullerton-Rome	Mgmt	For	For	For
16	Elect Marc Grandisson	Mgmt	For	For	For
17	Elect Michael A. Greene	Mgmt	For	For	For
18	Elect Jerome Halgan	Mgmt	For	For	For
19	Elect David W. Hipkin	Mgmt	For	For	For
20	Elect W. Preston Hutchings	Mgmt	For	For	For
21	Elect Constantine Iordanou	Mgmt	For	For	For
22	Elect Wolbert H. Kamphuijs	Mgmt	For	For	For
23	Elect Michael H. Kier	Mgmt	For	For	For
24	Elect Lin Li-Williams	Mgmt	For	For	For
25	Elect Mark D. Lyons	Mgmt	For	For	For
26	Elect Adam Matteson	Mgmt	For	For	For
27	Elect Robert McDowell	Mgmt	For	For	For
28	Elect David H. McElroy	Mgmt	For	For	For
29	Elect Rommel Mercado	Mgmt	For	For	For
30	Elect David J. Mulholland	Mgmt	For	For	For
31	Elect Michael R. Murphy	Mgmt	For	For	For
32	Elect Martin J. Nilsen	Mgmt	For	For	For
33	Elect Mark Nolan	Mgmt	For	For	For
34	Elect Marita Oliver	Mgmt	For	For	For
35	Elect Nicolas Papadopoulo	Mgmt	For	For	For
36	Elect Elisabeth Quinn	Mgmt	For	For	For
37	Elect Maamoun Rajeh	Mgmt	For	For	For
38	Elect John F. Rathgeber	Mgmt	For	For	For
39	Elect Andrew Rippert	Mgmt	For	For	For
40	Elect Carla Santamaria-Sena	Mgmt	For	For	For
41	Elect Elect Arthur Scace	Mgmt	For	For	For
42	Elect Scott Schenker	Mgmt	For	For	For
43	Elect Soren Scheuer	Mgmt	For	For	For
44	Elect Budhi Singh	Mgmt	For	For	For
45	Elect Helmut Sohler	Mgmt	For	For	For
46	Elect Iwan van Munster	Mgmt	For	For	For
47	Elect Angus Watson	Mgmt	For	For	For
48	Elect James R. Weatherstone	Mgmt	For	For	For
49	Elect Gerald Wolfe	Mgmt	For	For	For
50	Ratification of Auditor	Mgmt	For	For	For
51	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 318

Asbury Automotive Group, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ABG	CUSIP 043436104	04/17/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Thomas C. DeLoach, Jr.	Mgmt	For	For	For
1.2	Elect Michael S. Kearney	Mgmt	For	For	For
1.3	Elect Philip F. Maritz	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Atwood Oceanics, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ATW	CUSIP 050095108	02/14/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Deborah Beck	Mgmt	For	For	For
1.2	Elect George Dotson	Mgmt	For	For	For
1.3	Elect Jack Golden	Mgmt	For	For	For
1.4	Elect Hans Helmerich	Mgmt	For	For	For
1.5	Elect James Montague	Mgmt	For	For	For
1.6	Elect Robert Saltiel	Mgmt	For	For	For
1.7	Elect Phil D. Wedemeyer	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	2013 Long-Term Incentive Plan	Mgmt	For	For	For
4	Amendment to the Certificate of Formation	Mgmt	For	Against	Against
5	Ratification of Auditor	Mgmt	For	For	For

Page 319

Avista Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
AVA	CUSIP 05379B107	05/09/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Erik J. Anderson	Mgmt	For	For	For
2	Elect Kristianne Blake	Mgmt	For	For	For
3	Elect Donald C Burke	Mgmt	For	For	For
4	Elect Rick R Holley	Mgmt	For	For	For
5	Elect John F. Kelly	Mgmt	For	For	For
6	Elect Rebecca A. Klein	Mgmt	For	For	For
7	Elect Scott L. Morris	Mgmt	For	For	For
8	Elect Marc F. Racicot	Mgmt	For	For	For
9	Elect Heidi B. Stanley	Mgmt	For	For	For
10	Elect R. John Taylor	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For
12	Reduce Shareholder Approval Requirements to Amend Articles	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Avnet, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
AVT	CUSIP 053807103	11/02/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect J. Veronica Biggins	Mgmt	For	For	For
1.2	Elect Michael Bradley	Mgmt	For	For	For
1.3	Elect R. Kerry Clark	Mgmt	For	For	For
1.4	Elect Rick Hamada	Mgmt	For	For	For
1.5	Elect James Lawrence	Mgmt	For	For	For
1.6	Elect Frank Noonan	Mgmt	For	For	For
1.7	Elect Ray Robinson	Mgmt	For	For	For
1.8	Elect William Schumann III	Mgmt	For	For	For
1.9	Elect William Sullivan	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Executive Incentive Plan	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Page 320

Beazer Homes USA, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
BZH	CUSIP 07556Q881	02/01/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Elizabeth Acton	Mgmt	For	For	For
2	Elect Laurent Alpert	Mgmt	For	For	For
3	Elect Brian Beazer	Mgmt	For	For	For
4	Elect Peter Leemputte	Mgmt	For	For	For
5	Elect Allan Merrill	Mgmt	For	For	For
6	Elect Norma Provencio	Mgmt	For	For	For
7	Elect Larry Solari	Mgmt	For	For	For
8	Elect Stephen Zelnak, Jr.	Mgmt	For	For	For
9	Ratification of Auditor	Mgmt	For	For	For
10	Advisory Vote on Executive Compensation	Mgmt	For	For	For
11	Decrease of Authorized Common Stock	Mgmt	For	For	For
12	Extension of Share Transfer Restrictions	Mgmt	For	Against	Against
13	Adoption of a New Rights Plan	Mgmt	For	Against	Against

Broadcom Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
BRCM	CUSIP 111320107	05/14/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Robert J. Finocchio, Jr.	Mgmt	For	For	For
1.2	Elect Nancy H. Handel	Mgmt	For	For	For
1.3	Elect Eddy W. Hartenstein	Mgmt	For	For	For
1.4	Elect Maria Klawe	Mgmt	For	For	For
1.5	Elect John E. Major	Mgmt	For	For	For
1.6	Elect Scott A. McGregor	Mgmt	For	For	For
1.7	Elect William T. Morrow	Mgmt	For	For	For
1.8	Elect Henry Samueli	Mgmt	For	For	For
1.9	Elect Robert E. Switz	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Page 321

Brocade Communications Systems, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
BRCD	CUSIP 111621306	04/11/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Judy Bruner	Mgmt	For	For	For
2	Elect Lloyd Carney	Mgmt	For	For	For
3	Elect Renato A. DiPentima	Mgmt	For	For	For
4	Elect Alan L. Earhart	Mgmt	For	For	For
5	Elect John W. Gerdelman	Mgmt	For	For	For
6	Elect David L. House	Mgmt	For	For	For
7	Elect Glenn C. Jones	Mgmt	For	For	For
8	Elect L. William Krause	Mgmt	For	For	For
9	Elect Sanjay Vaswani	Mgmt	For	For	For
10	Advisory Vote on Executive Compensation	Mgmt	For	For	For
11	Amendment to the 2009 Director Plan	Mgmt	For	For	For
12	Performance Bonus Plan	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For

Campbell Soup Company

Ticker	Security ID:	Meeting Date	Meeting Status
CPB	CUSIP 134429109	11/14/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Edmund Carpenter	Mgmt	For	For	For
1.2	Elect Paul Charron	Mgmt	For	For	For
1.3	Elect Bennett Dorrance	Mgmt	For	For	For
1.4	Elect Lawrence Karlson	Mgmt	For	For	For
1.5	Elect Randall Larrimore	Mgmt	For	For	For
1.6	Elect Mary Alice Malone	Mgmt	For	For	For
1.7	Elect Sara Mathew	Mgmt	For	For	For
1.8	Elect Denise Morrison	Mgmt	For	For	For
1.9	Elect Charles Perrin	Mgmt	For	For	For
1.10	Elect A. Barry Rand	Mgmt	For	For	For
1.11	Elect Nick Shreiber	Mgmt	For	For	For
1.12	Elect Tracey Travis	Mgmt	For	For	For
1.13	Elect Archbold van Beuren	Mgmt	For	For	For
1.14	Elect Les Vinney	Mgmt	For	For	For
1.15	Elect Charlotte Weber	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 322

Celanese Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CE	CUSIP 150870103	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Jay V. Ihlenfeld	Mgmt	For	For	For
2	Elect Mark C. Rohr	Mgmt	For	For	For
3	Elect Farah M. Walters	Mgmt	For	For	For
4	Elect Edward G. Galante	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Ratification of Auditor	Mgmt	For	For	For

Children’s Place Retail Stores, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
PLCE	CUSIP 168905107	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Jane T. Elfers	Mgmt	For	For	For
2	Elect Susan Patricia Griffith	Mgmt	For	For	For
3	Elect Louis Lipschitz	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For

CIGNA Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
CI	CUSIP 125509109	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect David M. Cordani	Mgmt	For	For	For
2	Elect Isaiah Harris, Jr.	Mgmt	For	For	For
3	Elect Jane E. Henney	Mgmt	For	For	For
4	Elect Donna F. Zarcone	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For
7	Amendment to the Long-Term Incentive Plan	Mgmt	For	For	For
8	Shareholder Proposal Regarding Political Spending	ShrHoldr	Against	For	Against

Page 323

Comerica Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
CMA	CUSIP 200340107	04/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Ralph W. Babb, Jr.	Mgmt	For	For	For
2	Elect Roger A. Cregg	Mgmt	For	For	For
3	Elect T. Kevin DeNicola	Mgmt	For	For	For
4	Elect Jacqueline P. Kane	Mgmt	For	For	For
5	Elect Richard G. Lindner	Mgmt	For	For	For
6	Elect Alfred A. Piergallini	Mgmt	For	For	For
7	Elect Robert S. Taubman	Mgmt	For	For	For
8	Elect Reginald M. Turner	Mgmt	For	For	For
9	Elect Nina G. Vaca	Mgmt	For	For	For
10	Ratification of Auditor	Mgmt	For	For	For
11	Amendment to the 2006 Amended and Restated Long-Term Incentive Plan	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Commercial Metals Company

Ticker	Security ID:	Meeting Date	Meeting Status
CMC	CUSIP 201723103	01/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Rhys Best	Mgmt	For	For	For
1.2	Elect Richard Kelson	Mgmt	For	For	For
1.3	Elect Rick Mills	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	2013 Cash Incentive Plan	Mgmt	For	For	For
5	2013 Long-Term Equity Incentive Plan	Mgmt	For	For	For

Coventry Health Care, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CVH	CUSIP 222862104	11/21/2012	Voted
Meeting Type		Country of Trade
Special		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Merger	Mgmt	For	For	For
2	Right to Adjourn Meeting	Mgmt	For	For	For
3	Advisory Vote on Golden Parachutes	Mgmt	For	For	For

Page 324

Cytec Industries Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
CYT	CUSIP 232820100	04/18/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Chris A. Davis	Mgmt	For	For	For
2	Elect Shane D. Fleming	Mgmt	For	For	For
3	Elect Louis L. Hoynes, Jr.	Mgmt	For	For	For
4	Elect William P. Powell	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Dana Holding Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
DAN	CUSIP 235825205	04/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Virginia A. Kamsky	Mgmt	For	For	For
1.2	Elect Terrence J. Keating	Mgmt	For	For	For
1.3	Elect Joseph C. Muscari	Mgmt	For	For	For
1.4	Elect Steven B. Schwarzwaelder	Mgmt	For	For	For
1.5	Elect Richard F. Wallman	Mgmt	For	For	For
1.6	Elect Keith E. Wandell	Mgmt	For	For	For
1.7	Elect Roger Wood	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For
4	Shareholder Proposal Regarding Retention of Shares Until Retirement	ShrHoldr	Against	Against	For

Page 325

Denbury Resources Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
DNR	CUSIP 247916208	05/22/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Wieland F. Wettstein	Mgmt	For	For	For
1.2	Elect Michael L. Beatty	Mgmt	For	For	For
1.3	Elect Michael B. Decker	Mgmt	For	For	For
1.4	Elect Ronald G. Greene	Mgmt	For	For	For
1.5	Elect Gregory L. McMichael	Mgmt	For	For	For
1.6	Elect Kevin O. Meyers	Mgmt	For	For	For
1.7	Elect Phil Rykhoek	Mgmt	For	For	For
1.8	Elect Randy Stein	Mgmt	For	For	For
1.9	Elect Laura A. Sugg	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Amendment to the Employee Stock Purchase Plan	Mgmt	For	For	For
4	Amendment to the 2004 Omnibus Stock and Incentive Plan	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Digital Realty Trust, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
DLR	CUSIP 253868103	05/01/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Dennis E. Singleton	Mgmt	For	For	For
2	Elect Michael F. Foust	Mgmt	For	For	For
3	Elect Laurence A. Chapman	Mgmt	For	For	For
4	Elect Kathleen Earley	Mgmt	For	For	For
5	Elect Ruann F. Ernst	Mgmt	For	For	For
6	Elect Kevin J. Kennedy	Mgmt	For	For	For
7	Elect William G. LaPerch	Mgmt	For	For	For
8	Elect Robert H. Zerbst	Mgmt	For	For	For
9	Ratification of Auditor	Mgmt	For	For	For
10	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 326

Dover Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
DOV	CUSIP 260003108	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect David H. Benson	Mgmt	For	For	For
2	Elect Robert W. Cremin	Mgmt	For	For	For
3	Elect Jean-Pierre M. Ergas	Mgmt	For	For	For
4	Elect Peter T. Francis	Mgmt	For	For	For
5	Elect Kristiane C. Graham	Mgmt	For	For	For
6	Elect Michael F. Johnston	Mgmt	For	For	For
7	Elect Robert A. Livingston	Mgmt	For	For	For
8	Elect Richard K. Lochridge	Mgmt	For	For	For
9	Elect Bernard G. Rethore	Mgmt	For	For	For
10	Elect Michael B. Stubbs	Mgmt	For	For	For
11	Elect Stephen M. Todd	Mgmt	For	For	For
12	Elect Stephen K. Wagner	Mgmt	For	For	For
13	Elect Mary A. Winston	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Against	For	Against

Energizer Holdings, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
ENR	CUSIP 29266R108	01/28/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Daniel Heinrich	Mgmt	For	For	For
2	Elect R. David Hoover	Mgmt	For	For	For
3	Elect John Hunter III	Mgmt	For	For	For
4	Elect John Klein	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 327

Ensco plc

Ticker	Security ID:	Meeting Date	Meeting Status
ESV	CUSIP G3157S106	05/20/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Francis S Kalman	Mgmt	For	For	For
2	Elect Roxanne J. Decyk	Mgmt	For	For	For
3	Elect Mary Francis	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Ratification of Statutory Auditor	Mgmt	For	For	For
6	Authority to Set Auditor’s Fees	Mgmt	For	For	For
7	Advisory Vote on Executive Compensation	Mgmt	For	For	For
8	Directors’ Remuneration Report	Mgmt	For	For	For
9	Accounts and Reports	Mgmt	For	For	For
10	Repeal of Classified Board	Mgmt	For	For	For
11	Authority to Repurchase Shares	Mgmt	For	For	For

Expedia, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
EXPE	CUSIP 30212P303	06/18/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect A. George Battle	Mgmt	For	For	For
1.2	Elect Pamela L. Coe	Mgmt	For	For	For
1.3	Elect Barry Diller	Mgmt	For	For	For
1.4	Elect Jonathan L. Dolgen	Mgmt	For	For	For
1.5	Elect Craig A. Jacobson	Mgmt	For	For	For
1.6	Elect Victor A. Kaufman	Mgmt	For	For	For
1.7	Elect Peter M. Kern	Mgmt	For	For	For
1.8	Elect Dara Khosrowshahi	Mgmt	For	For	For
1.9	Elect John C. Malone	Mgmt	For	For	For
1.10	Elect Jose Antonio Tazon Garcia	Mgmt	For	For	For
2	Amendment to the 2005 Stock and Annual Incentive Plan	Mgmt	For	For	For
3	2013 Employee Stock Plan and 2013 International Employee Stock Plan	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Page 328

Freescale Semiconductor, Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
FSL	CUSIP G3727Q101	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Chinh E. Chu	Mgmt	For	For	For
1.2	Elect John T. Dickson	Mgmt	For	For	For
1.3	Elect Daniel J. Heneghan	Mgmt	For	For	For
1.4	Elect Thomas H. Lister	Mgmt	For	For	For
1.5	Elect Gregg A. Lowe	Mgmt	For	For	For
1.6	Elect John W. Marren	Mgmt	For	For	For
1.7	Elect J. Daniel McCranie	Mgmt	For	For	For
1.8	Elect James A. Quella	Mgmt	For	For	For
1.9	Elect Peter Smitham	Mgmt	For	For	For
1.10	Elect Gregory L. Summe	Mgmt	For	For	For
1.11	Elect Claudius E. Watts IV	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Fulton Financial Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
FULT	CUSIP 360271100	04/29/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Joe N. Ballard	Mgmt	For	For	For
2	Elect John M. Bond, Jr.	Mgmt	For	For	For
3	Elect Craig A. Dally	Mgmt	For	For	For
4	Elect Denise L. Devine	Mgmt	For	For	For
5	Elect Patrick J. Freer	Mgmt	For	For	For
6	Elect George W. Hodges	Mgmt	For	For	For
7	Elect Albert Morrison, III	Mgmt	For	For	For
8	Elect R. Scott Smith, Jr.	Mgmt	For	For	For
9	Elect Gary A. Stewart	Mgmt	For	For	For
10	Elect Ernest J. Waters	Mgmt	For	For	For
11	Elect E. Philip Wenger	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Amendment to the 2004 Stock Option Plan	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For

Page 329

GameStop Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
GME	CUSIP 36467W109	06/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Jerome L. Davis	Mgmt	For	For	For
2	Elect R. Richard Fontaine	Mgmt	For	For	For
3	Elect Steven R. Koonin	Mgmt	For	For	For
4	Elect Stephanie M. Shern	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Repeal of Classified Board	Mgmt	For	For	For
7	Amendment to the 2011 Incentive Plan	Mgmt	For	For	For

Gap Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GPS	CUSIP 364760108	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Adrian D.P. Bellamy	Mgmt	For	For	For
2	Elect Domenico De Sole	Mgmt	For	For	For
3	Elect Robert J. Fisher	Mgmt	For	For	For
4	Elect William S. Fisher	Mgmt	For	For	For
5	Elect Isabella D. Goren	Mgmt	For	For	For
6	Elect Bob L. Martin	Mgmt	For	For	For
7	Elect Jorge P. Montoya	Mgmt	For	For	For
8	Elect Glenn K. Murphy	Mgmt	For	For	For
9	Elect Mayo A. Shattuck III	Mgmt	For	For	For
10	Elect Katherine Tsang	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 330

Genworth Financial, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
GNW	CUSIP 37247D106	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect William H. Bolinder	Mgmt	For	For	For
2	Elect G. Kent Conrad	Mgmt	For	For	For
3	Elect Nancy J. Karch	Mgmt	For	For	For
4	Elect Thomas J. McInerney	Mgmt	For	For	For
5	Elect Christine B. Mead	Mgmt	For	For	For
6	Elect David M. Moffett	Mgmt	For	For	For
7	Elect Thomas E. Moloney	Mgmt	For	For	For
8	Elect James A. Parke	Mgmt	For	For	For
9	Elect James S. Riepe	Mgmt	For	For	For
10	Advisory Vote on Executive Compensation	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For

Harman International Industries, Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
HAR	CUSIP 413086109	12/05/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Jiren Liu	Mgmt	For	For	For
2	Elect Edward Meyer	Mgmt	For	For	For
3	Elect Dinesh Paliwal	Mgmt	For	For	For
4	Elect Hellene Runtagh	Mgmt	For	For	For
5	Elect Frank Sklarsky	Mgmt	For	For	For
6	Elect Gary Steel	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For
8	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 331

Harris Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
HRS	CUSIP 413875105	10/26/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect William Brown	Mgmt	For	For	For
2	Elect Peter Chiarelli	Mgmt	For	For	For
3	Elect Thomas Dattilo	Mgmt	For	For	For
4	Elect Terry Growcock	Mgmt	For	For	For
5	Elect Lewis Hay, III	Mgmt	For	For	For
6	Elect Karen Katen	Mgmt	For	For	For
7	Elect Stephen Kaufman	Mgmt	For	For	For
8	Elect Leslie Kenne	Mgmt	For	For	For
9	Elect David Rickard	Mgmt	For	For	For
10	Elect James Stoffel	Mgmt	For	For	For
11	Elect Gregory Swienton	Mgmt	For	For	For
12	Elect Hansel Tookes II	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For
14	Right to Call a Special Meeting	Mgmt	For	For	For
15	Ratification of Auditor	Mgmt	For	For	For

Hawaiian Electric Industries, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
HE	CUSIP 419870100	05/08/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Thomas Fargo	Mgmt	For	For	For
1.2	Elect Kelvin Taketa	Mgmt	For	For	For
1.3	Elect Jeffrey Watanabe	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Health Care Reit, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
HCN	CUSIP 42217K106	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect William C. Ballard, Jr.	Mgmt	For	For	For
2	Elect George L. Chapman	Mgmt	For	For	For
3	Elect Thomas J. DeRosa	Mgmt	For	For	For
4	Elect Jeffrey H. Donahue	Mgmt	For	For	For
5	Elect Peter J. Grua	Mgmt	For	For	For
6	Elect Fred S. Klipsch	Mgmt	For	For	For
7	Elect Sharon M. Oster	Mgmt	For	For	For
8	Elect Jeffrey R. Otten	Mgmt	For	For	For
9	Elect Judith C. Pelham	Mgmt	For	For	For
10	Elect R. Scott Trumbull	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	Against	Against

Page 332

Hologic, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
HOLX	CUSIP 436440101	03/11/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect David R. LaVance, Jr.	Mgmt	For	For	For
1.2	Elect Robert A. Cascella	Mgmt	For	For	For
1.3	Elect Glenn P. Muir	Mgmt	For	For	For
1.4	Elect Sally W. Crawford	Mgmt	For	For	For
1.5	Elect Nancy L. Leaming	Mgmt	For	For	For
1.6	Elect Lawrence M. Levy	Mgmt	For	For	For
1.7	Elect Christina Stamoulis	Mgmt	For	For	For
1.8	Elect Elaine S. Ullian	Mgmt	For	For	For
1.9	Elect Wayne Wilson	Mgmt	For	For	For
2	Amendment to the 2008 Equity Incentive Plan	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For

Home Properties, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
HME	CUSIP 437306103	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Stephen R. Blank	Mgmt	For	For	For
1.2	Elect Alan L. Gosule	Mgmt	For	For	For
1.3	Elect Leonard F. Helbig, III	Mgmt	For	For	For
1.4	Elect Thomas P. Lydon, Jr.	Mgmt	For	For	For
1.5	Elect Edward J. Pettinella	Mgmt	For	For	For
1.6	Elect Clifford W. Smith, Jr.	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Page 333

Hospira, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
HSP	CUSIP 441060100	05/08/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Connie R. Curran	Mgmt	For	For	For
2	Elect William G. Dempsey	Mgmt	For	For	For
3	Elect Dennis M. Fenton	Mgmt	For	For	For
4	Elect Heino von Prondzynski	Mgmt	For	For	For
5	Elect Mark F. Wheeler	Mgmt	For	For	For
6	Advisory Vote on Executive Compensation	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For
8	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Against	For	Against

International Flavors & Fragrances Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
IFF	CUSIP 459506101	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Marcello V. Bottoli	Mgmt	For	For	For
2	Elect Linda B. Buck	Mgmt	For	For	For
3	Elect J. Michael Cook	Mgmt	For	For	For
4	Elect Roger W. Ferguson, Jr.	Mgmt	For	For	For
5	Elect Andreas Fibig	Mgmt	For	For	For
6	Elect Christina A. Gold	Mgmt	For	For	For
7	Elect Alexandra A. Herzan	Mgmt	For	For	For
8	Elect Henry W. Howell, Jr.	Mgmt	For	For	For
9	Elect Katherine M. Hudson	Mgmt	For	For	For
10	Elect Arthur C. Martinez	Mgmt	For	For	For
11	Elect Dale Morrison	Mgmt	For	For	For
12	Elect Douglas D. Tough	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 334

Invesco Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
IVZ	CUSIP G491BT108	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Joseph R. Canion	Mgmt	For	For	For
2	Elect Edward P. Lawrence	Mgmt	For	For	For
3	Elect Phoebe A. Wood	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Amendment to the Executive Incentive Bonus Plan	Mgmt	For	For	For
6	Ratification of Auditor	Mgmt	For	For	For

Jacobs Engineering Group Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
JEC	CUSIP 469814107	01/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Robert Davidson, Jr.	Mgmt	For	For	For
2	Elect Ralph Eberhart	Mgmt	For	For	For
3	Elect Edward Fritzky	Mgmt	For	For	For
4	Elect Chris Thompson	Mgmt	For	For	For
5	Amendment to the 1999 Stock Incentive Plan	Mgmt	For	For	For
6	Ratification of Auditor	Mgmt	For	For	For
7	Advisory Vote on Executive Compensation	Mgmt	For	For	For
8	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	Against	For	Against

Page 335

Jarden Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
JAH	CUSIP 471109108	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Ian Ashken	Mgmt	For	For	For
1.2	Elect William P. Lauder	Mgmt	For	For	For
1.3	Elect Robert L. Wood	Mgmt	For	For	For
2	2013 Stock Incentive Plan	Mgmt	For	For	For
3	2013 Employee Stock Purchase Plan	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	Against	For	Against

Jones Lang LaSalle Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
JLL	CUSIP 48020Q107	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Hugo Bague	Mgmt	For	For	For
2	Elect Colin Dyer	Mgmt	For	For	For
3	Elect DeAnne S. Julius	Mgmt	For	For	For
4	Elect Kate S. Lavelle	Mgmt	For	For	For
5	Elect Ming Lu	Mgmt	For	For	For
6	Elect Martin H. Nesbitt	Mgmt	For	For	For
7	Elect Sheila A. Penrose	Mgmt	For	For	For
8	Elect David B. Rickard	Mgmt	For	For	For
9	Elect Roger T. Staubach	Mgmt	For	For	For
10	Advisory Vote on Executive Compensation	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For

Page 336

Joy Global Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
JOY	CUSIP 481165108	03/05/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Steven L. Gerard	Mgmt	For	For	For
1.2	Elect John T. Gremp	Mgmt	For	For	For
1.3	Elect John N. Hanson	Mgmt	For	For	For
1.4	Elect Gale E. Klappa	Mgmt	For	For	For
1.5	Elect Richard B. Loynd	Mgmt	For	For	For
1.6	Elect P. Eric Siegert	Mgmt	For	For	For
1.7	Elect Michael W. Sutherlin	Mgmt	For	For	For
1.8	Elect James H. Tate	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Advisory Vote on the Adoption of Majority Vote for Election of Directors	Mgmt	N/A	For	N/A

KB Home

Ticker	Security ID:	Meeting Date	Meeting Status
KBH	CUSIP 48666K109	04/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Barbara T. Alexander	Mgmt	For	For	For
2	Elect Stephen F. Bollenbach	Mgmt	For	For	For
3	Elect Timothy W. Finchem	Mgmt	For	For	For
4	Elect Thomas W. Gilligan	Mgmt	For	For	For
5	Elect Kenneth M. Jastrow II	Mgmt	For	For	For
6	Elect Robert L. Johnson	Mgmt	For	For	For
7	Elect Melissa Lora	Mgmt	For	For	For
8	Elect Michael G. McCaffery	Mgmt	For	For	For
9	Elect Jeffrey T. Mezger	Mgmt	For	For	For
10	Elect Luis G. Nogales	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For

Page 337

Kennametal Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
KMT	CUSIP 489170100	10/23/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Ronald DeFeo	Mgmt	For	For	For
1.2	Elect William Newlin	Mgmt	For	For	For
1.3	Elect Lawrence Stranghoener	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	Against	Against

Keycorp

Ticker	Security ID:	Meeting Date	Meeting Status
KEY	CUSIP 493267108	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Edward P. Campbell	Mgmt	For	For	For
1.2	Elect Joseph A. Carrabba	Mgmt	For	For	For
1.3	Elect Charles P. Cooley	Mgmt	For	For	For
1.4	Elect Alexander M. Cutler	Mgmt	For	For	For
1.5	Elect H. James Dallas	Mgmt	For	For	For
1.6	Elect Elizabeth R. Gile	Mgmt	For	For	For
1.7	Elect Ruth Ann M. Gillis	Mgmt	For	For	For
1.8	Elect William G. Gisel, Jr.	Mgmt	For	For	For
1.9	Elect Richard J. Hipple	Mgmt	For	For	For
1.10	Elect Kristen L. Manos	Mgmt	For	For	For
1.11	Elect Beth E. Mooney	Mgmt	For	For	For
1.12	Elect Barbara R. Snyder	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	2013 Equity Compensation Plan	Mgmt	For	For	For

Kimco Realty Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
KIM	CUSIP 49446R109	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Milton Cooper	Mgmt	For	For	For
1.2	Elect Philip E. Coviello	Mgmt	For	For	For
1.3	Elect Richard G. Dooley	Mgmt	For	For	For
1.4	Elect Joe Grills	Mgmt	For	For	For
1.5	Elect David B. Henry	Mgmt	For	For	For
1.6	Elect F. Patrick Hughes	Mgmt	For	For	For
1.7	Elect Frank Lourenso	Mgmt	For	For	For
1.8	Elect Colombe M. Nicholas	Mgmt	For	For	For
1.9	Elect Richard Saltzman	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Page 338

Kirby Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
KEX	CUSIP 497266106	04/23/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect C. Sean Day	Mgmt	For	For	For
2	Elect William M. Lamont, Jr.	Mgmt	For	For	For
3	Elect William M. Waterman	Mgmt	For	For	For
4	Ratification of Auditor	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For

KKR Financial Holdings LLC

Ticker	Security ID:	Meeting Date	Meeting Status
KFN	CUSIP 48248A306	05/01/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Tracy Collins	Mgmt	For	For	For
1.2	Elect Robert Edwards	Mgmt	For	For	For
1.3	Elect Vincent Paul Finigan	Mgmt	For	For	For
1.4	Elect Paul Hazen	Mgmt	For	For	For
1.5	Elect R. Glenn Hubbard	Mgmt	For	For	For
1.6	Elect Ross Kari	Mgmt	For	For	For
1.7	Elect Ely Licht	Mgmt	For	For	For
1.8	Elect Deborah McAneny	Mgmt	For	For	For
1.9	Elect Scott Nuttall	Mgmt	For	For	For
1.10	Elect Scott Ryles	Mgmt	For	For	For
1.11	Elect William Sonneborn	Mgmt	For	For	For
1.12	Elect Willy Strothotte	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For

Page 339

Lam Research Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
LRCX	CUSIP 512807108	11/01/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Martin Anstice	Mgmt	For	For	For
1.2	Elect Eric Brandt	Mgmt	For	For	For
1.3	Elect Michael Cannon	Mgmt	For	For	For
1.4	Elect Youssef El-Mansy	Mgmt	For	For	For
1.5	Elect Christine Heckart	Mgmt	For	For	For
1.6	Elect Grant Inman	Mgmt	For	For	For
1.7	Elect Catherine Lego	Mgmt	For	For	For
1.8	Elect Stephen Newberry	Mgmt	For	For	For
1.9	Elect Krishna Saraswat	Mgmt	For	For	For
1.10	Elect William Spivey	Mgmt	For	For	For
1.11	Elect Abhijit Talwalkar	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Lennar Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
LEN	CUSIP 526057302	04/10/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Irving Bolotin	Mgmt	For	For	For
1.2	Elect Steven L. Gerard	Mgmt	For	For	For
1.3	Elect Theron I. Gilliam	Mgmt	For	For	For
1.4	Elect Sherrill W. Hudson	Mgmt	For	For	For
1.5	Elect R. Kirk Landon	Mgmt	For	For	For
1.6	Elect Sidney Lapidus	Mgmt	For	For	For
1.7	Elect Stuart A. Miller	Mgmt	For	For	For
1.8	Elect Jeffrey A. Sonnenfeld	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Ratification of Auditor	Mgmt	For	For	For

Page 340

Marriott International, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
MAR	CUSIP 571903202	05/10/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect J.W. Marriott, Jr.	Mgmt	For	For	For
2	Elect John W. Marriott III	Mgmt	For	For	For
3	Elect Mary K. Bush	Mgmt	For	For	For
4	Elect Frederick A. Henderson	Mgmt	For	For	For
5	Elect Lawrence W. Kellner	Mgmt	For	For	For
6	Elect Debra L. Lee	Mgmt	For	For	For
7	Elect George Munoz	Mgmt	For	For	For
8	Elect Harry J. Pearce	Mgmt	For	For	For
9	Elect Steven S. Reinemund	Mgmt	For	For	For
10	Elect W. Mitt Romney	Mgmt	For	For	For
11	Elect Lawrence M. Small	Mgmt	For	For	For
12	Elect Arne M. Sorenson	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Maxim Integrated Products, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
MXIM	CUSIP 57772K101	11/14/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Tunc Doluca	Mgmt	For	For	For
1.2	Elect B. Kipling Hagopian	Mgmt	For	For	For
1.3	Elect James Bergman	Mgmt	For	For	For
1.4	Elect Joseph Bronson	Mgmt	For	For	For
1.5	Elect Robert Grady	Mgmt	For	For	For
1.6	Elect William Watkins	Mgmt	For	For	For
1.7	Elect A.R. Frank Wazzan	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Amendment to the 2008 Employee Stock Purchase Plan	Mgmt	For	For	For
4	Amendment to the 1996 Stock Incentive Plan	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 341

Murphy Oil Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
MUR	CUSIP 626717102	05/08/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Frank W. Blue	Mgmt	For	For	For
2	Elect Steven A. Cosse	Mgmt	For	For	For
3	Elect Claiborne P. Deming	Mgmt	For	For	For
4	Elect Robert A. Hermes	Mgmt	For	For	For
5	Elect James V. Kelley	Mgmt	For	For	For
6	Elect Walentin Mirosh	Mgmt	For	For	For
7	Elect R. Madison Murphy	Mgmt	For	For	For
8	Elect Jeffrey W. Nolan	Mgmt	For	For	For
9	Elect Neal E. Schmale	Mgmt	For	For	For
10	Elect David J. H. Smith	Mgmt	For	For	For
11	Elect Caroline G. Theus	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	2013 Stock Plan for Non-Employee Directors	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For

Mylan Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
MYL	CUSIP 628530107	05/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Heather Bresch	Mgmt	For	For	For
2	Elect Wendy Cameron	Mgmt	For	For	For
3	Elect Robert J. Cindrich	Mgmt	For	For	For
4	Elect Robert J. Coury	Mgmt	For	For	For
5	Elect Neil F. Dimick	Mgmt	For	For	For
6	Elect Melina Higgins	Mgmt	For	For	For
7	Elect Douglas J. Leech	Mgmt	For	For	For
8	Elect Rajiv Malik	Mgmt	For	For	For
9	Elect Joseph C. Maroon	Mgmt	For	For	For
10	Elect Mark Parrish	Mgmt	For	For	For
11	Elect Rodney L. Piatt	Mgmt	For	For	For
12	Elect C. B. Todd	Mgmt	For	For	For
13	Elect Randall L. Vanderveen	Mgmt	For	For	For
14	Ratification of Auditor	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For

Page 342

Nabors Industries Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
NBR	CUSIP G6359F103	06/04/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect James R. Crane	Mgmt	For	For	For
1.2	Elect Michael C. Linn	Mgmt	For	For	For
1.3	Elect John V. Lombardi	Mgmt	For	For	For
1.4	Elect Howard Wolf	Mgmt	For	For	For
1.5	Elect John Yearwood	Mgmt	For	For	For
2	Ratification of Auditor and Authority to Set Fees	Mgmt	For	For	For
3	2013 Incentive Bonus Plan	Mgmt	For	For	For
4	2013 Stock Plan	Mgmt	For	For	For
5	Advisory Vote on Executive Compensation	Mgmt	For	For	For
6	Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans	ShrHoldr	Against	Against	For
7	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For
8	Shareholder Proposal Regarding Retention of Shares	ShrHoldr	Against	Against	For
9	Shareholder Proposal Regarding Approval of Severance Agreements	ShrHoldr	Against	For	Against
10	Shareholder Proposal Regarding Proxy Access	ShrHoldr	Against	Against	For

Page 343

Newpark Resources, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
NR	CUSIP 651718504	06/06/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect David C. Anderson	Mgmt	For	For	For
1.2	Elect Jerry W. Box	Mgmt	For	For	For
1.3	Elect George S. Finley	Mgmt	For	For	For
1.4	Elect Paul L. Howes	Mgmt	For	For	For
1.5	Elect James W. McFarland	Mgmt	For	For	For
1.6	Elect Gary L. Warren	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Amendment to the 2006 Equity Incentive Plan	Mgmt	For	For	For
4	Amendment to the 2008 Employee Stock Purchase Plan	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Packaging Corporation of America

Ticker	Security ID:	Meeting Date	Meeting Status
PKG	CUSIP 695156109	05/01/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Cheryl K. Beebe	Mgmt	For	For	For
2	Elect Hasan Jameel	Mgmt	For	For	For
3	Elect Mark W. Kowlzan	Mgmt	For	For	For
4	Elect Robert C. Lyons	Mgmt	For	For	For
5	Elect Samuel Mencoff	Mgmt	For	For	For
6	Elect Roger B. Porter	Mgmt	For	For	For
7	Elect Thomas S. Souleles	Mgmt	For	For	For
8	Elect Paul T. Stecko	Mgmt	For	For	For
9	Elect James D. Woodrum	Mgmt	For	For	For
10	Amendment to the 1999 Long-Term Equity Incentive Plan	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For

Page 344

Partnerre Ltd.

Ticker	Security ID:	Meeting Date	Meeting Status
PRE	CUSIP G6852T105	05/17/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Jean-Paul L. Montupet	Mgmt	For	For	For
1.2	Elect Lucio Stanca	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Popular, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
BPOP	CUSIP 733174700	04/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Joaquin E. Bacardi III	Mgmt	For	For	For
2	Elect David Goel	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Amendment to the 2004 Omnibus Incentive Plan	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Reinsurance Group of America, Incorporated

Ticker	Security ID:	Meeting Date	Meeting Status
RGA	CUSIP 759351604	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect William J. Bartlett	Mgmt	For	For	For
1.2	Elect Alan C. Henderson	Mgmt	For	For	For
2	Advisory Vote on Executive Compensation	Mgmt	For	For	For
3	Amendment to the Flexible Stock Plan	Mgmt	For	For	For
4	Approval of performance measures under the Annual Bonus Plan	Mgmt	For	For	For
5	Approval of performance measures under the Flexible Stock Plan	Mgmt	For	For	For
6	Repeal of Classified Board	Mgmt	For	For	For
7	Ratification of Auditor	Mgmt	For	For	For

Page 345

Seagate Technology

Ticker	Security ID:	Meeting Date	Meeting Status
STX	CUSIP G7945M107	10/24/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Stephen Luczo	Mgmt	For	For	For
2	Elect Frank Biondi, Jr.	Mgmt	For	For	For
3	Elect Michael Cannon	Mgmt	For	For	For
4	Elect Mei-Wei Cheng	Mgmt	For	For	For
5	Elect William Coleman	Mgmt	For	For	For
6	Elect Jay Geldmacher	Mgmt	For	For	For
7	Elect Seh-Woong Jeong	Mgmt	For	For	For
8	Elect Lydia Marshall	Mgmt	For	For	For
9	Elect Kristen Onken	Mgmt	For	For	For
10	Elect Chong Sup Park	Mgmt	For	For	For
11	Elect Gregorio Reyes	Mgmt	For	For	For
12	Elect Edward Zander	Mgmt	For	For	For
13	Amendment to the Employee Stock Purchase Plan	Mgmt	For	For	For
14	Authority to Issue Treasury Shares	Mgmt	For	For	For
15	Location of 2013 Annual Meeting	Mgmt	For	For	For
16	Advisory Vote on Executive Compensation	Mgmt	For	For	For
17	Ratification of Auditor	Mgmt	For	For	For

Page 346

Sealed Air Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
SEE	CUSIP 81211K100	05/16/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Hank Brown	Mgmt	For	For	For
2	Elect Michael Chu	Mgmt	For	For	For
3	Elect Lawrence R. Codey	Mgmt	For	For	For
4	Elect Patrick Duff	Mgmt	For	For	For
5	Elect William V. Hickey	Mgmt	For	For	For
6	Elect Jacqueline B. Kosecoff	Mgmt	For	For	For
7	Elect Kenneth P. Manning	Mgmt	For	For	For
8	Elect William J. Marino	Mgmt	For	For	For
9	Elect Jerome A. Peribere	Mgmt	For	For	For
10	Elect Richard L. Wambold	Mgmt	For	For	For
11	Elect Jerry R. Whitaker	Mgmt	For	For	For
12	Amendment to the 2005 Contingent Stock Plan	Mgmt	For	For	For
13	Amendment to the Performance-Based Compensation Program	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For
15	Ratification of Auditor	Mgmt	For	For	For

SLM Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
SLM	CUSIP 78442P106	05/30/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Ann Torre Bates	Mgmt	For	For	For
2	Elect William M. Diefenderfer III	Mgmt	For	For	For
3	Elect Diane Suitt Gilleland	Mgmt	For	For	For
4	Elect Earl A. Goode	Mgmt	For	For	For
5	Elect Ronald F. Hunt	Mgmt	For	For	For
6	Elect Albert L. Lord	Mgmt	For	For	For
7	Elect Barry A. Munitz	Mgmt	For	For	For
8	Elect Howard H. Newman	Mgmt	For	For	For
9	Elect Frank C. Puleo	Mgmt	For	For	For
10	Elect Wolfgang Schoellkopf	Mgmt	For	For	For
11	Elect Steven L. Shapiro	Mgmt	For	For	For
12	Elect Anthony Terracciano	Mgmt	For	For	For
13	Elect Barry Lawson Williams	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For
15	Ratification of Auditor	Mgmt	For	For	For
16	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Against	For	Against

Page 347

SPX Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
SPW	CUSIP 784635104	05/02/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Terry S. Lisenby	Mgmt	For	For	For
2	Elect David V. Singer	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Repeal of Classified Board	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Synovus Financial Corp.

Ticker	Security ID:	Meeting Date	Meeting Status
SNV	CUSIP 87161C105	04/25/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Catherine A. Allen	Mgmt	For	For	For
2	Elect Stephen T. Butler	Mgmt	For	For	For
3	Elect Elizabeth W. Camp	Mgmt	For	For	For
4	Elect T. Michael Goodrich	Mgmt	For	For	For
5	Elect V. Nathaniel Hansford	Mgmt	For	For	For
6	Elect Mason H. Lampton	Mgmt	For	For	For
7	Elect Jerry W. Nix	Mgmt	For	For	For
8	Elect Joseph J. Prochaska, Jr.	Mgmt	For	For	For
9	Elect J. Neal Purcell	Mgmt	For	For	For
10	Elect Kessel D. Stelling	Mgmt	For	For	For
11	Elect Melvin T. Stith	Mgmt	For	For	For
12	Elect Barry L. Storey	Mgmt	For	For	For
13	Elect Philip W. Tomlinson	Mgmt	For	For	For
14	Elect James D. Yancey	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	2013 Omnibus Plan	Mgmt	For	For	For
17	Ratification of Auditor	Mgmt	For	For	For

Page 348

TCF Financial Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
TCB	CUSIP 872275102	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Raymond L. Barton	Mgmt	For	For	For
1.2	Elect Peter Bell	Mgmt	For	For	For
1.3	Elect William F. Bieber	Mgmt	For	For	For
1.4	Elect Theodore J. Bigos	Mgmt	For	For	For
1.5	Elect William A. Cooper	Mgmt	For	For	For
1.6	Elect Thomas A. Cusick	Mgmt	For	For	For
1.7	Elect Craig R. Dahl	Mgmt	For	For	For
1.8	Elect Karen L. Grandstrand	Mgmt	For	For	For
1.9	Elect Thomas F. Jasper	Mgmt	For	For	For
1.10	Elect George G. Johnson	Mgmt	For	For	For
1.11	Elect Vance K. Opperman	Mgmt	For	For	For
1.12	Elect James M. Ramstad	Mgmt	For	For	For
1.13	Elect Gerald A. Schwalbach	Mgmt	For	For	For
1.14	Elect Barry N. Winslow	Mgmt	For	For	For
1.15	Elect Richard A. Zona	Mgmt	For	For	For
2	Amendment to the Incentive Stock Program	Mgmt	For	For	For
3	Amendment to the Performance-Based Compensation Policy for Covered Executive Officers	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Tenneco, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TEN	CUSIP 880349105	05/15/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Thomas Freyman	Mgmt	For	For	For
2	Elect Dennis Letham	Mgmt	For	For	For
3	Elect Hari Nair	Mgmt	For	For	For
4	Elect Roger Porter	Mgmt	For	For	For
5	Elect David Price, Jr.	Mgmt	For	For	For
6	Elect Gregg Sherrill	Mgmt	For	For	For
7	Elect Paul Stecko	Mgmt	For	For	For
8	Elect Jane Warner	Mgmt	For	For	For
9	Ratification of Auditor	Mgmt	For	For	For
10	Amendment to the 2006 Long Term Incentive Plan	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 349

Teradyne, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TER	CUSIP 880770102	05/21/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect James W. Bagley	Mgmt	For	For	For
2	Elect Michael A. Bradley	Mgmt	For	For	For
3	Elect Albert Carnesale	Mgmt	For	For	For
4	Elect Daniel W. Christman	Mgmt	For	For	For
5	Elect Edwin J. Gillis	Mgmt	For	For	For
6	Elect Timothy E. Guertin	Mgmt	For	For	For
7	Elect Paul J. Tufano	Mgmt	For	For	For
8	Elect Roy A. Vallee	Mgmt	For	For	For
9	Advisory Vote on Executive Compensation	Mgmt	For	For	For
10	Amendment to the 2006 Equity and Cash Compensation Incentive Plan	Mgmt	For	For	For
11	Amendment to the 1996 Employee Stock Purchase Plan	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For

Terex Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
TEX	CUSIP 880779103	05/09/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Ronald M. DeFeo	Mgmt	For	For	For
2	Elect G. Chris Andersen	Mgmt	For	For	For
3	Elect Paula H. J. Cholmondeley	Mgmt	For	For	For
4	Elect Don DeFosset	Mgmt	For	For	For
5	Elect Thomas J. Hansen	Mgmt	For	For	For
6	Elect Raimund Klinkner	Mgmt	For	For	For
7	Elect David A. Sachs	Mgmt	For	For	For
8	Elect Oren G. Shaffer	Mgmt	For	For	For
9	Elect David C. Wang	Mgmt	For	For	For
10	Elect Scott W. Wine	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For
12	Amendment to the 2009 Omnibus Plan	Mgmt	For	For	For
13	Amendment to Deferred Compensation Plan	Mgmt	For	For	For
14	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 350

Tesoro Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
TSO	CUSIP 881609101	05/01/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Rodney F. Chase	Mgmt	For	For	For
2	Elect Gregory J. Goff	Mgmt	For	For	For
3	Elect Robert W. Goldman	Mgmt	For	For	For
4	Elect Steven H. Grapstein	Mgmt	For	For	For
5	Elect David Lilley	Mgmt	For	For	For
6	Elect Mary Pat McCarthy	Mgmt	For	For	For
7	Elect Jim W. Nokes	Mgmt	For	For	For
8	Elect Susan Tomasky	Mgmt	For	For	For
9	Elect Michael E. Wiley	Mgmt	For	For	For
10	Elect Patrick Y. Yang	Mgmt	For	For	For
11	Advisory Vote on Executive Compensation	Mgmt	For	For	For
12	Amendment to the 2011 Long-Term Incentive Plan	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For

Page 351

Textron Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TXT	CUSIP 883203101	04/24/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Scott C. Donnelly	Mgmt	For	For	For
2	Elect Kathleen M. Bader	Mgmt	For	For	For
3	Elect R. Kerry Clark	Mgmt	For	For	For
4	Elect James T. Conway	Mgmt	For	For	For
5	Elect Ivor J. Evans	Mgmt	For	For	For
6	Elect Lawrence K. Fish	Mgmt	For	For	For
7	Elect Paul E. Gagne	Mgmt	For	For	For
8	Elect Dain M. Hancock	Mgmt	For	For	For
9	Elect Charles D. Powell	Mgmt	For	For	For
10	Elect Lloyd G. Trotter	Mgmt	For	For	For
11	Elect James L. Ziemer	Mgmt	For	For	For
12	Advisory Vote on Executive Compensation	Mgmt	For	For	For
13	Ratification of Auditor	Mgmt	For	For	For
14	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For

The AES Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
AES	CUSIP 00130H105	04/18/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Andres R. Gluski	Mgmt	For	For	For
2	Elect Guo Bao Zhang	Mgmt	For	For	For
3	Elect Kristina M. Johnson	Mgmt	For	For	For
4	Elect Tarun Khanna	Mgmt	For	For	For
5	Elect John A. Koskinen	Mgmt	For	For	For
6	Elect Philip Lader	Mgmt	For	For	For
7	Elect Sandra O. Moose	Mgmt	For	For	For
8	Elect John B. Morse, Jr.	Mgmt	For	For	For
9	Elect Moises Naim	Mgmt	For	For	For
10	Elect Charles O. Rossotti	Mgmt	For	For	For
11	Elect Sven Sandstrom	Mgmt	For	For	For
12	Ratification of Auditor	Mgmt	For	For	For
13	Advisory Vote on Executive Compensation	Mgmt	For	For	For

Page 352

Toll Brothers, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
TOL	CUSIP 889478103	03/13/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1.1	Elect Douglas C. Yearley, Jr.	Mgmt	For	For	For
1.2	Elect Robert S. Blank	Mgmt	For	For	For
1.3	Elect Edward G. Boehne	Mgmt	For	For	For
1.4	Elect Richard J. Braemer	Mgmt	For	Withhold	Against
1.5	Elect Carl B. Marbach	Mgmt	For	For	For
1.6	Elect Stephen Novick	Mgmt	For	For	For
1.7	Elect Paul E. Shapiro	Mgmt	For	For	For
2	Ratification of Auditor	Mgmt	For	For	For
3	Advisory Vote on Executive Compensation	Mgmt	For	For	For
4	Re-approval of the Material Terms of the Performance Goals Under the 2007 Stock Incentive Plan	Mgmt	For	For	For
5	Shareholder Proposal Regarding Majority Vote for Election of Directors	ShrHoldr	Against	Against	For

Vulcan Materials Company

Ticker	Security ID:	Meeting Date	Meeting Status
VMC	CUSIP 929160109	05/10/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Douglas J. McGregor	Mgmt	For	For	For
2	Elect Lee J. Styslinger III	Mgmt	For	For	For
3	Elect Vincent J. Trosino	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For
6	Elimination of Supermajority Requirement	Mgmt	For	For	For
7	Repeal of Classified Board	Mgmt	For	For	For
8	Shareholder Proposal Regarding Independent Board Chairman	ShrHoldr	Against	Against	For

Page 353

Western Digital Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
WDC	CUSIP 958102105	11/08/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Kathleen Cote	Mgmt	For	For	For
2	Elect John Coyne	Mgmt	For	For	For
3	Elect Henry DeNero	Mgmt	For	For	For
4	Elect William Kimsey	Mgmt	For	For	For
5	Elect Michael Lambert	Mgmt	For	For	For
6	Elect Len Lauer	Mgmt	For	For	For
7	Elect Matthew Massengill	Mgmt	For	For	For
8	Elect Roger Moore	Mgmt	For	For	For
9	Elect Kensuke Oka	Mgmt	For	For	For
10	Elect Thomas Pardun	Mgmt	For	For	For
11	Elect Arif Shakeel	Mgmt	For	For	For
12	Elect Masahiro Yamamura	Mgmt	For	For	For
13	Amendment to the 2004 Performance Incentive Plan	Mgmt	For	For	For
14	Amendment to the 2005 Employee Stock Purchase Plan	Mgmt	For	For	For
15	Advisory Vote on Executive Compensation	Mgmt	For	For	For
16	Ratification of Auditor	Mgmt	For	For	For

Windstream Corporation

Ticker	Security ID:	Meeting Date	Meeting Status
WIN	CUSIP 97381W104	05/08/2013	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect Carol B. Armitage	Mgmt	For	For	For
2	Elect Samuel E. Beall III	Mgmt	For	For	For
3	Elect Dennis E. Foster	Mgmt	For	For	For
4	Elect Francis X. Frantz	Mgmt	For	For	For
5	Elect Jeffery R. Gardner	Mgmt	For	For	For
6	Elect Jeffrey T. Hinson	Mgmt	For	For	For
7	Elect Judy K. Jones	Mgmt	For	For	For
8	Elect William A. Montgomery	Mgmt	For	For	For
9	Elect Alan L. Wells	Mgmt	For	For	For
10	Advisory Vote on Executive Compensation	Mgmt	For	For	For
11	Ratification of Auditor	Mgmt	For	For	For
12	Shareholder Proposal Regarding Compensation in the Event of a Change in Control	ShrHoldr	Against	Against	For
13	Shareholder Proposal Regarding Political Spending Report	ShrHoldr	Against	For	Against
14	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Against	For	Against

Page 354

Worthington Industries, Inc.

Ticker	Security ID:	Meeting Date	Meeting Status
WOR	CUSIP 981811102	09/27/2012	Voted
Meeting Type		Country of Trade
Annual		United States

Issue No.	Description	Proponent	Mgmt Rec	Vote Cast	For/Against Mgmt
1	Elect John Blystone	Mgmt	For	For	For
2	Elect Mark Davis	Mgmt	For	For	For
3	Elect Sidney Ribeau	Mgmt	For	For	For
4	Advisory Vote on Executive Compensation	Mgmt	For	For	For
5	Ratification of Auditor	Mgmt	For	For	For

Page 355

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

TCW Funds, Inc.
(Registrant)
By:	/s/ Charles W. Baldiswieler
	Charles W. Baldiswieler
	President and Chief Executive Officer

Date: August 16, 2013