485BPOS 1 d476361d485bpos.htm 485BPOS 485BPOS

As filed with the Securities and Exchange Commission on March 21, 2013

Securities Act File No. 033-52272

Investment Company Act File No. 811-07170

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-1A

REGISTRATION STATEMENT

UNDER

   THE SECURITIES ACT OF 1933    x
   Post-Effective Amendment No. 80    x

and/or

REGISTRATION STATEMENT

UNDER

   THE INVESTMENT COMPANY ACT OF 1940    x
   Amendment No. 83    x

 

 

TCW FUNDS, INC.

(Exact Name of Registrant as Specified in Charter)

 

 

865 South Figueroa Street, Suite 1800

Los Angeles, CA 90017

(Address of Principal Executive Office) (Zip Code)

Registrant’s Telephone Number, including Area Code: 1 (213) 244-0000

Patrick W. Dennis, Esq.

Assistant Secretary

865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017

(Name and Address of Agent for Service)

 

 

It is proposed that this filing will become effective (check appropriate box):

  x Immediately upon filing pursuant to paragraph (b)
  ¨ On (date) pursuant to paragraph (b)
  ¨ 60 days after filing pursuant to paragraph (a)(1)
  ¨ On (date) pursuant to paragraph (a)(1)
  ¨ 75 days after filing pursuant to paragraph (a)(2)
  ¨ On (date) pursuant to paragraph (a)(2) of Rule 485

If appropriate, check the following box:

  ¨ This post-effective amendment designates a new effective date for a previously-filed post-effective amendment.

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act of 1933 and has duly caused this amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Los Angeles and State of California on the 21st day of March 2013.

 

TCW FUNDS, INC.
By:   /s/ Patrick W. Dennis
  Patrick W. Dennis
  Assistant Secretary

Pursuant to the requirements of the Securities Act of 1933, the Registrant’s registration statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

  

Date

* /s/ Patrick C. Haden

Patrick C. Haden

  

Chairman and Director

   March 21, 2013

* /s/ Charles W. Baldiswieler

Charles W. Baldiswieler

  

Director and President (Chief Executive Officer)

   March 21, 2013

* /s/ Samuel P. Bell

Samuel P. Bell

  

Director

   March 21, 2013

* /s/ John A. Gavin

John A. Gavin

  

Director

   March 21, 2013

* /s/ Janet E. Kerr

Janet E. Kerr

  

Director

   March 21, 2013

* /s/ Peter McMillan

Peter McMillan

  

Director

   March 21, 2013

* /s/ Charles A. Parker

Charles A. Parker

  

Director

   March 21, 2013

* /s/ Victoria B. Rogers

Victoria B. Rogers

  

Director

   March 21, 2013

* /s/ Marc I. Stern

Marc I. Stern

  

Director

   March 21, 2013

* /s/ Andrew Tarica

Andrew Tarica

  

Director

   March 21, 2013

/s/ David S. DeVito

David S. DeVito

  

Treasurer (Principal Financial and Accounting Officer)

   March 21, 2013

 

*By:   /s/ Patrick W. Dennis
  Patrick W. Dennis
  * Pursuant to Powers of Attorney


EXHIBIT INDEX

 

Index No.

  

Description of Exhibit

EX-101.INS    XBRL Instance Document
EX-101.SCH    XBRL Taxonomy Extension Schema Document
EX-101.CAL    XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF    XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB    XBRL Taxonomy Extension Label Linkbase
EX-101.PRE    XBRL Taxonomy Extension Presentation Linkbase