Deputy CCO

0000891943-20-000002.txt : 20200421 0000891943-20-000002.hdr.sgml : 20200421 20200421141117 ACCESSION NUMBER: 0000891943-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200421 DATE AS OF CHANGE: 20200421 EFFECTIVENESS DATE: 20200421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENTAURUS FINANCIAL, INC. CENTRAL INDEX KEY: 0000891943 IRS NUMBER: 330530236 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18315 FILM NUMBER: 20804836 BUSINESS ADDRESS: STREET 1: 2300 E. KATELLA AVENUE STREET 2: SUITE #200 CITY: ANAHEIM STATE: CA ZIP: 92806 BUSINESS PHONE: 714-456-1790 MAIL ADDRESS: STREET 1: 2300 E. KATELLA AVENUE STREET 2: SUITE #200 CITY: ANAHEIM STATE: CA ZIP: 92806 FORMER COMPANY: FORMER CONFORMED NAME: CENTAURUS FINANCIAL INC /BD DATE OF NAME CHANGE: 19920922 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000891943 XXXXXXXX 03-31-2020 03-31-2020 CENTAURUS FINANCIAL, INC.

2300 E. KATELLA AVENUE SUITE #200 ANAHEIM CA 92806

13F HOLDINGS REPORT 028-18315 N Kevin Lee Deputy CCO 714-456-1790 Kevin Lee Anaheim CA 04-21-2020 0 521 500404 false INFORMATION TABLE 2 cfi1Q20_13f.xml ABBOTT LABS COM 002824100 142 1795 SH SOLE 0 0 1795 ADVANCED MICRO DEVICES INC COM 007903107 421 9267 SH SOLE 0 0 9267 AEGON N V NY REGISTRY SHS 007924103 27 10663 SH SOLE 0 0 10663 ALARM COM HLDGS INC COM 011642105 9800 251852 SH SOLE 0 0 251852 ALLSTATE CORP COM 020002101 105 1147 SH SOLE 0 0 1147 AMAZON COM INC COM 023135106 5449 2795 SH SOLE 0 0 2795 AMERICAN ELEC PWR CO INC COM 025537101 214 2674 SH SOLE 0 0 2674 AMERICAN EXPRESS CO COM 025816109 133 1549 SH SOLE 0 0 1549 AMGEN INC COM 031162100 209 1030 SH SOLE 0 0 1030 AMPLIFY ETF TR HIGH INCOME 032108847 1692 132575 SH SOLE 0 0 132575 ANNALY CAPITAL MANAGEMENT IN COM 035710409 74 14535 SH SOLE 0 0 14535 APPLE INC COM 037833100 11286 44383 SH SOLE 0 0 44383 ARBOR RLTY TR INC COM 038923108 59 12016 SH SOLE 0 0 12016 ARISTA NETWORKS INC COM 040413106 185 914 SH SOLE 0 0 914 AUTOMATIC DATA PROCESSING IN COM 053015103 423 3098 SH SOLE 0 0 3098 BP PLC SPONSORED ADR 055622104 388 15895 SH SOLE 0 0 15895 BK OF AMERICA CORP COM 060505104 1665 78407 SH SOLE 0 0 78407 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 844 667 SH SOLE 0 0 667 BANK NEW YORK MELLON CORP COM 064058100 119 3533 SH SOLE 0 0 3533 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1780 9735 SH SOLE 0 0 9735 BOEING CO COM 097023105 1357 9102 SH SOLE 0 0 9102 BOSTON BEER INC CL A 100557107 294 800 SH SOLE 0 0 800 BRISTOL-MYERS SQUIBB CO COM 110122108 1819 32632 SH SOLE 0 0 32632 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 1710 116453 SH SOLE 0 0 116453 CF INDS HLDGS INC COM 125269100 108 3976 SH SOLE 0 0 3976 CIGNA CORP NEW COM 125523100 281 1586 SH SOLE 0 0 1586 CSX CORP COM 126408103 195 3408 SH SOLE 0 0 3408 CVS HEALTH CORP COM 126650100 1229 20714 SH SOLE 0 0 20714 CATERPILLAR INC DEL COM 149123101 445 3839 SH SOLE 0 0 3839 CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461100 295 316760 SH SOLE 0 0 316760 CENTURYLINK INC COM 156700106 296 31268 SH SOLE 0 0 31268 CEVA INC COM 157210105 396 15900 SH SOLE 0 0 15900 CHEVRON CORP NEW COM 166764100 780 10766 SH SOLE 0 0 10766 CITIGROUP INC COM NEW 172967424 222 5263 SH SOLE 0 0 5263 CLOROX CO DEL COM 189054109 1078 6225 SH SOLE 0 0 6225 COCA COLA CO COM 191216100 726 16403 SH SOLE 0 0 16403 COLGATE PALMOLIVE CO COM 194162103 166 2503 SH SOLE 0 0 2503 COMMERCIAL METALS CO COM 201723103 189 11966 SH SOLE 0 0 11966 CONSOLIDATED EDISON INC COM 209115104 703 9018 SH SOLE 0 0 9018 COUSINS PPTYS INC COM NEW 222795502 159 5418 SH SOLE 0 0 5418 CUSHING RENAISSANCE FD COM 231647108 149 24638 SH SOLE 0 0 24638 DBX ETF TR XTRACK MSCI EMRG 233051101 2691 141548 SH SOLE 0 0 141548 DBX ETF TR XTRACK MSCI EURP 233051853 135 5593 SH SOLE 0 0 5593 DANAHER CORPORATION COM 235851102 261 1888 SH SOLE 0 0 1888 DARLING INGREDIENTS INC COM 237266101 746 38913 SH SOLE 0 0 38913 DELAWARE ENHANCED GBL DIV & COM 246060107 153 20482 SH SOLE 0 0 20482 DELTA AIR LINES INC DEL COM NEW 247361702 116 4061 SH SOLE 0 0 4061 DESCARTES SYS GROUP INC COM 249906108 3297 95866 SH SOLE 0 0 95866 DISNEY WALT CO COM DISNEY 254687106 3200 33126 SH SOLE 0 0 33126 DOCUSIGN INC COM 256163106 233 2517 SH SOLE 0 0 2517 EAGLE PT CR CO LLC COM 269808101 168 24600 SH SOLE 0 0 24600 FS KKR CAPITAL CORP COM 302635107 54 17910 SH SOLE 0 0 17910 FAIR ISAAC CORP COM 303250104 194 629 SH SOLE 0 0 629 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 122 407 SH SOLE 0 0 407 FIRST TR MORNINGSTAR DIVID L SHS 336917109 3026 135517 SH SOLE 0 0 135517 FISERV INC COM 337738108 296 3112 SH SOLE 0 0 3112 FLAHERTY & CRUMRIN PFD & INM COM 338478100 277 16585 SH SOLE 0 0 16585 FLOOR & DECOR HLDGS INC CL A 339750101 6398 199384 SH SOLE 0 0 199384 FLOWERS FOODS INC COM 343498101 109 5300 SH SOLE 0 0 5300 FORD MTR CO DEL COM 345370860 210 43551 SH SOLE 0 0 43551 GALECTIN THERAPEUTICS INC COM NEW 363225202 30 15201 SH SOLE 0 0 15201 GENERAL ELECTRIC CO COM 369604103 357 44910 SH SOLE 0 0 44910 GILEAD SCIENCES INC COM 375558103 471 6297 SH SOLE 0 0 6297 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 226 8619 SH SOLE 0 0 8619 HSBC HLDGS PLC SPON ADR NEW 404280406 139 4961 SH SOLE 0 0 4961 HARTFORD FINL SVCS GROUP INC COM 416515104 107 3035 SH SOLE 0 0 3035 HERCULES CAPITAL INC COM 427096508 4961 649310 SH SOLE 0 0 649310 HERSHEY CO COM 427866108 424 3200 SH SOLE 0 0 3200 HOLLYFRONTIER CORP COM 436106108 1118 45608 SH SOLE 0 0 45608 HOME DEPOT INC COM 437076102 861 4612 SH SOLE 0 0 4612 HONEYWELL INTL INC COM 438516106 207 1547 SH SOLE 0 0 1547 HUNTINGTON INGALLS INDS INC COM 446413106 1361 7470 SH SOLE 0 0 7470 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 551 11384 SH SOLE 0 0 11384 INTEL CORP COM 458140100 906 16735 SH SOLE 0 0 16735 INTERNATIONAL BUSINESS MACHS COM 459200101 261 2355 SH SOLE 0 0 2355 ISHARES GOLD TRUST ISHARES 464285105 767 50884 SH SOLE 0 0 50884 ISHARES INC MIN VOL GBL ETF 464286525 6240 77670 SH SOLE 0 0 77670 ISHARES INC MSCI CHILE ETF 464286640 105 4839 SH SOLE 0 0 4839 ISHARES TR SELECT DIVID ETF 464287168 947 12874 SH SOLE 0 0 12874 ISHARES TR TIPS BD ETF 464287176 171 1447 SH SOLE 0 0 1447 ISHARES TR CORE S&P500 ETF 464287200 975 3774 SH SOLE 0 0 3774 ISHARES TR CORE US AGGBD ET 464287226 258 2234 SH SOLE 0 0 2234 ISHARES TR MSCI EMG MKT ETF 464287234 271 7952 SH SOLE 0 0 7952 ISHARES TR IBOXX INV CP ETF 464287242 947 7670 SH SOLE 0 0 7670 ISHARES TR GLOBAL TECH ETF 464287291 102 557 SH SOLE 0 0 557 ISHARES TR S&P 500 GRWT ETF 464287309 926 5608 SH SOLE 0 0 5608 ISHARES TR S&P 500 VAL ETF 464287408 220 2289 SH SOLE 0 0 2289 ISHARES TR 20 YR TR BD ETF 464287432 2167 13133 SH SOLE 0 0 13133 ISHARES TR BARCLAYS 7 10 YR 464287440 2270 18688 SH SOLE 0 0 18688 ISHARES TR 1 3 YR TREAS BD 464287457 105 1208 SH SOLE 0 0 1208 ISHARES TR MSCI EAFE ETF 464287465 259 4853 SH SOLE 0 0 4853 ISHARES TR RUS MD CP GR ETF 464287481 128 1056 SH SOLE 0 0 1056 ISHARES TR CORE S&P MCP ETF 464287507 2242 15586 SH SOLE 0 0 15586 ISHARES TR NASDAQ BIOTECH 464287556 177 1643 SH SOLE 0 0 1643 ISHARES TR RUS 1000 VAL ETF 464287598 145 1463 SH SOLE 0 0 1463 ISHARES TR S&P MC 400GR ETF 464287606 160 895 SH SOLE 0 0 895 ISHARES TR RUS 1000 GRW ETF 464287614 357 2372 SH SOLE 0 0 2372 ISHARES TR RUSSELL 2000 ETF 464287655 252 2203 SH SOLE 0 0 2203 ISHARES TR U.S. TECH ETF 464287721 168 824 SH SOLE 0 0 824 ISHARES TR US HLTHCARE ETF 464287762 107 572 SH SOLE 0 0 572 ISHARES TR U.S. FIN SVC ETF 464287770 116 1129 SH SOLE 0 0 1129 ISHARES TR CORE S&P SCP ETF 464287804 1830 32606 SH SOLE 0 0 32606 ISHARES TR S&P SML 600 GWT 464287887 130 943 SH SOLE 0 0 943 ISHARES TR MSCI ACWI ETF 464288257 7078 113127 SH SOLE 0 0 113127 ISHARES TR JPMORGAN USD EMG 464288281 148 1534 SH SOLE 0 0 1534 ISHARES TR NATIONAL MUN ETF 464288414 195 1723 SH SOLE 0 0 1723 ISHARES TR INTL SEL DIV ETF 464288448 116 5153 SH SOLE 0 0 5153 ISHARES TR IBOXX HI YD ETF 464288513 733 9513 SH SOLE 0 0 9513 ISHARES TR MBS ETF 464288588 127 1148 SH SOLE 0 0 1148 ISHARES TR 10-20 YR TRS ETF 464288653 2119 12641 SH SOLE 0 0 12641 ISHARES TR 3 7 YR TREAS BD 464288661 2277 17076 SH SOLE 0 0 17076 ISHARES TR SHORT TREAS BD 464288679 467 4202 SH SOLE 0 0 4202 ISHARES TR PFD AND INCM SEC 464288687 1751 54979 SH SOLE 0 0 54979 ISHARES TR US AER DEF ETF 464288760 110 762 SH SOLE 0 0 762 ISHARES TR U.S. MED DVC ETF 464288810 1534 6807 SH SOLE 0 0 6807 ISHARES TR U.S. PHARMA ETF 464288836 108 800 SH SOLE 0 0 800 ISHARES TR MODERT ALLOC ETF 464289875 142 3877 SH SOLE 0 0 3877 ISHARES TR CONSER ALLOC ETF 464289883 6195 183397 SH SOLE 0 0 183397 JETBLUE AWYS CORP COM 477143101 316 35308 SH SOLE 0 0 35308 JOHNSON & JOHNSON COM 478160104 881 6719 SH SOLE 0 0 6719 KANSAS CITY SOUTHERN COM NEW 485170302 127 1000 SH SOLE 0 0 1000 KEMET CORP COM NEW 488360207 115 4763 SH SOLE 0 0 4763 KEMPER CORP DEL COM 488401100 180 2420 SH SOLE 0 0 2420 KIMBERLY CLARK CORP COM 494368103 174 1359 SH SOLE 0 0 1359 KRAFT HEINZ CO COM 500754106 147 5958 SH SOLE 0 0 5958 L3HARRIS TECHNOLOGIES INC COM 502431109 206 1142 SH SOLE 0 0 1142 LAM RESEARCH CORP COM 512807108 264 1102 SH SOLE 0 0 1102 LENNOX INTL INC COM 526107107 226 1242 SH SOLE 0 0 1242 LOCKHEED MARTIN CORP COM 539830109 1064 3140 SH SOLE 0 0 3140 LOWES COS INC COM 548661107 101 1174 SH SOLE 0 0 1174 MFS CHARTER INCOME TR SH BEN INT 552727109 640 86457 SH SOLE 0 0 86457 MARSH & MCLENNAN COS INC COM 571748102 171 1983 SH SOLE 0 0 1983 MCDONALDS CORP COM 580135101 456 2757 SH SOLE 0 0 2757 MELCO RESORTS AND ENTMNT LTD ADR 585464100 120 9701 SH SOLE 0 0 9701 MICROSOFT CORP COM 594918104 3207 20334 SH SOLE 0 0 20334 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 1243 220811 SH SOLE 0 0 220811 MONDELEZ INTL INC CL A 609207105 549 10955 SH SOLE 0 0 10955 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 660 22295 SH SOLE 0 0 22295 NIKE INC CL B 654106103 189 2290 SH SOLE 0 0 2290 NORFOLK SOUTHERN CORP COM 655844108 160 1093 SH SOLE 0 0 1093 NORTHROP GRUMMAN CORP COM 666807102 122 402 SH SOLE 0 0 402 OKTA INC CL A 679295105 397 3250 SH SOLE 0 0 3250 ON SEMICONDUCTOR CORP COM 682189105 103 8272 SH SOLE 0 0 8272 PNC FINL SVCS GROUP INC COM 693475105 212 2211 SH SOLE 0 0 2211 PATRICK INDS INC COM 703343103 1258 44661 SH SOLE 0 0 44661 PEPSICO INC COM 713448108 444 3694 SH SOLE 0 0 3694 PFIZER INC COM 717081103 1688 51730 SH SOLE 0 0 51730 PHILIP MORRIS INTL INC COM 718172109 244 3348 SH SOLE 0 0 3348 PHILLIPS 66 COM 718546104 103 1926 SH SOLE 0 0 1926 PROCTER & GAMBLE CO COM 742718109 1123 10211 SH SOLE 0 0 10211 PROOFPOINT INC COM 743424103 149 1451 SH SOLE 0 0 1451 PRUDENTIAL FINL INC COM 744320102 535 10257 SH SOLE 0 0 10257 QUALCOMM INC COM 747525103 243 3593 SH SOLE 0 0 3593 RAYTHEON CO COM NEW 755111507 129 986 SH SOLE 0 0 986 REALTY INCOME CORP COM 756109104 100 1997 SH SOLE 0 0 1997 REAVES UTIL INCOME FD COM SH BEN INT 756158101 118 4113 SH SOLE 0 0 4113 REDWOOD TR INC COM 758075402 532 105098 SH SOLE 0 0 105098 REPUBLIC FIRST BANCORP INC COM 760416107 54 24744 SH SOLE 0 0 24744 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 186 5343 SH SOLE 0 0 5343 ROYCE VALUE TR INC COM 780910105 828 85651 SH SOLE 0 0 85651 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 272 4509 SH SOLE 0 0 4509 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 323 4056 SH SOLE 0 0 4056 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 439 10414 SH SOLE 0 0 10414 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 158 3071 SH SOLE 0 0 3071 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 351 7806 SH SOLE 0 0 7806 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 132 2428 SH SOLE 0 0 2428 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 236 4572 SH SOLE 0 0 4572 SHARPSPRING INC COM 820054104 1818 300018 SH SOLE 0 0 300018 SHERWIN WILLIAMS CO COM 824348106 529 1151 SH SOLE 0 0 1151 SKYWEST INC COM 830879102 109 4144 SH SOLE 0 0 4144 SOUTH JERSEY INDS INC COM 838518108 124 4977 SH SOLE 0 0 4977 SOUTHERN CO COM 842587107 898 16588 SH SOLE 0 0 16588 SPARTAN MTRS INC COM 846819100 7414 574314 SH SOLE 0 0 574314 SQUARE INC CL A 852234103 240 4582 SH SOLE 0 0 4582 STARBUCKS CORP COM 855244109 865 13150 SH SOLE 0 0 13150 STEEL DYNAMICS INC COM 858119100 380 16856 SH SOLE 0 0 16856 STORE CAP CORP COM 862121100 493 27226 SH SOLE 0 0 27226 TASEKO MINES LTD COM 876511106 5 17739 SH SOLE 0 0 17739 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 97 10797 SH SOLE 0 0 10797 TEXAS INSTRS INC COM 882508104 174 1742 SH SOLE 0 0 1742 THERMO FISHER SCIENTIFIC INC COM 883556102 144 506 SH SOLE 0 0 506 TORONTO DOMINION BK ONT COM NEW 891160509 178 4190 SH SOLE 0 0 4190 TYSON FOODS INC CL A 902494103 266 4592 SH SOLE 0 0 4592 UNION PAC CORP COM 907818108 567 4022 SH SOLE 0 0 4022 UNITED PARCEL SERVICE INC CL B 911312106 1223 13090 SH SOLE 0 0 13090 UNITED RENTALS INC COM 911363109 109 1062 SH SOLE 0 0 1062 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1763 17052 SH SOLE 0 0 17052 VANGUARD STAR FDS VG TL INTL STK F 921909768 170 4055 SH SOLE 0 0 4055 VANGUARD WORLD FD EXTENDED DUR 921910709 2199 13117 SH SOLE 0 0 13117 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1391 10945 SH SOLE 0 0 10945 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 1583 23979 SH SOLE 0 0 23979 VANGUARD WORLD FD MEGA CAP INDEX 921910873 115 1260 SH SOLE 0 0 1260 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 189 1273 SH SOLE 0 0 1273 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 1556 14582 SH SOLE 0 0 14582 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1957 21910 SH SOLE 0 0 21910 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2793 33982 SH SOLE 0 0 33982 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1322 15493 SH SOLE 0 0 15493 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 873 26173 SH SOLE 0 0 26173 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1914 27050 SH SOLE 0 0 27050 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 654 14431 SH SOLE 0 0 14431 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 103 1647 SH SOLE 0 0 1647 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 510 12433 SH SOLE 0 0 12433 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3418 101889 SH SOLE 0 0 101889 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2212 9339 SH SOLE 0 0 9339 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 290 3570 SH SOLE 0 0 3570 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 278 2195 SH SOLE 0 0 2195 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 454 6500 SH SOLE 0 0 6500 VANGUARD INDEX FDS SML CP GRW ETF 922908595 833 5539 SH SOLE 0 0 5539 VANGUARD INDEX FDS SM CP VAL ETF 922908611 355 3998 SH SOLE 0 0 3998 VANGUARD INDEX FDS MID CAP ETF 922908629 1089 8274 SH SOLE 0 0 8274 VANGUARD INDEX FDS LARGE CAP ETF 922908637 158 1330 SH SOLE 0 0 1330 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 5851 64626 SH SOLE 0 0 64626 VANGUARD INDEX FDS GROWTH ETF 922908736 1542 9842 SH SOLE 0 0 9842 VANGUARD INDEX FDS VALUE ETF 922908744 1290 14489 SH SOLE 0 0 14489 VANGUARD INDEX FDS SMALL CP ETF 922908751 725 6282 SH SOLE 0 0 6282 VANGUARD INDEX FDS TOTAL STK MKT 922908769 284 2206 SH SOLE 0 0 2206 VICI PPTYS INC COM 925652109 171 10276 SH SOLE 0 0 10276 VMWARE INC CL A COM 928563402 539 4449 SH SOLE 0 0 4449 WALMART INC COM 931142103 979 8613 SH SOLE 0 0 8613 WALGREENS BOOTS ALLIANCE INC COM 931427108 185 4042 SH SOLE 0 0 4042 WELLS FARGO CO NEW COM 949746101 160 5561 SH SOLE 0 0 5561 WELLS FARGO CO NEW PERP PFD CNV A 949746804 874 686 SH SOLE 0 0 686 WINGSTOP INC COM 974155103 1485 18633 SH SOLE 0 0 18633 XILINX INC COM 983919101 100 1287 SH SOLE 0 0 1287 INVESCO QQQ TR UNIT SER 1 46090E103 2948 15485 SH SOLE 0 0 15485 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 141 2838 SH SOLE 0 0 2838 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 276 38467 SH SOLE 0 0 38467 TARGET CORP COM 87612E106 756 8136 SH SOLE 0 0 8136 INVESCO EXCHANGE-TRADED FD T 1 30 LADER TRE 46138E107 387 9836 SH SOLE 0 0 9836 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 286 17454 SH SOLE 0 0 17454 GLOBAL X FDS REIT ETF 37950E127 116 17716 SH SOLE 0 0 17716 GLOBAL X FDS GLBX MSCI COLUM 37950E200 102 18952 SH SOLE 0 0 18952 FIRSTSERVICE CORP NEW COM 33767E202 280 3635 SH SOLE 0 0 3635 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 221 1685 SH SOLE 0 0 1685 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 2288 18496 SH SOLE 0 0 18496 ALPS ETF TR ALERIAN MLP 00162Q866 132 38242 SH SOLE 0 0 38242 AT&T INC COM 00206R102 1669 57270 SH SOLE 0 0 57270 ARK ETF TR INNOVATION ETF 00214Q104 101 2293 SH SOLE 0 0 2293 ARK ETF TR NEXT GNRTN INTER 00214Q401 273 5182 SH SOLE 0 0 5182 ABBVIE INC COM 00287Y109 627 8228 SH SOLE 0 0 8228 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 227 34435 SH SOLE 0 0 34435 ACTIVISION BLIZZARD INC COM 00507V109 142 2385 SH SOLE 0 0 2385 ADOBE INC COM 00724F101 165 518 SH SOLE 0 0 518 ADVENT CONVERTIBLE & INCOME COM 00764C109 174 16325 SH SOLE 0 0 16325 ADVISORSHARES TR DORSY SHRT ETF 00768Y529 2119 59571 SH SOLE 0 0 59571 ADVISORSHARES TR RANGER EQUITY BE 00768Y883 230 33294 SH SOLE 0 0 33294 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 771 3965 SH SOLE 0 0 3965 ALPHABET INC CAP STK CL C 02079K107 1224 1053 SH SOLE 0 0 1053 ALPHABET INC CAP STK CL A 02079K305 2603 2240 SH SOLE 0 0 2240 ALTERYX INC COM CL A 02156B103 492 5171 SH SOLE 0 0 5171 ALTRIA GROUP INC COM 02209S103 1066 27570 SH SOLE 0 0 27570 AMERICAN FIN TR INC COM CLASS A 02607T109 176 28180 SH SOLE 0 0 28180 AMERICAN TOWER CORP NEW COM 03027X100 200 921 SH SOLE 0 0 921 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 116 2632 SH SOLE 0 0 2632 APOLLO INVT CORP COM NEW 03761U502 171 25293 SH SOLE 0 0 25293 APOLLO COML REAL EST FIN INC COM 03762U105 104 13962 SH SOLE 0 0 13962 ARES CAPITAL CORP COM 04010L103 1288 119477 SH SOLE 0 0 119477 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 43 50000 PRN SOLE 0 0 50000 BNY MELLON STRATEGIC MUNS IN COM 05588W108 186 25000 SH SOLE 0 0 25000 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 345 15825 SH SOLE 0 0 15825 BLACKROCK HEALTH SCIENCES TR COM 09250W107 305 8465 SH SOLE 0 0 8465 BLACKROCK MUNIYIELD FD INC COM 09253W104 241 18950 SH SOLE 0 0 18950 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 371 27851 SH SOLE 0 0 27851 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 293 27812 SH SOLE 0 0 27812 BLACKSTONE MTG TR INC COM CL A 09257W100 205 10993 SH SOLE 0 0 10993 BLACKSTONE GROUP INC COM CL A 09260D107 1108 24304 SH SOLE 0 0 24304 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 427 76678 SH SOLE 0 0 76678 BROADCOM INC COM 11135F101 108 455 SH SOLE 0 0 455 CBRE CLARION GLOBAL REAL EST COM 12504G100 1270 242450 SH SOLE 0 0 242450 CBRE GROUP INC CL A 12504L109 389 10316 SH SOLE 0 0 10316 CENTENE CORP DEL COM 15135B101 129 2174 SH SOLE 0 0 2174 CHIMERA INVT CORP COM NEW 16934Q208 261 28716 SH SOLE 0 0 28716 CISCO SYS INC COM 17275R102 674 17150 SH SOLE 0 0 17150 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P100 141 108111 SH SOLE 0 0 108111 COHEN & STEERS MLP INC & ENR COM SHS 19249B106 50 28519 SH SOLE 0 0 28519 COLONY CR REAL ESTATE INC COM CL A 19625T101 3023 767189 SH SOLE 0 0 767189 CORNERSTONE STRATEGIC VALUE COM 21924B302 4018 494811 SH SOLE 0 0 494811 COSTCO WHSL CORP NEW COM 22160K105 1248 4375 SH SOLE 0 0 4375 CREDIT SUISSE AG NASSAU BRH ETN LKD 30 22542D266 158 1613 SH SOLE 0 0 1613 CROWN CASTLE INTL CORP NEW COM 22822V101 124 860 SH SOLE 0 0 860 DOMINION ENERGY INC COM 25746U109 144 2000 SH SOLE 0 0 2000 DUKE ENERGY CORP NEW COM NEW 26441C204 119 1471 SH SOLE 0 0 1471 DYNEX CAP INC COM 26817Q886 2852 273135 SH SOLE 0 0 273135 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 402 11259 SH SOLE 0 0 11259 EATON VANCE TX MGD DIV EQ IN COM 27828N102 427 45863 SH SOLE 0 0 45863 EATON VANCE TX ADV GLBL DIV COM 27828S101 147 12313 SH SOLE 0 0 12313 EATON VANCE TX MNG BY WRT OP COM 27828Y108 385 31954 SH SOLE 0 0 31954 EATON VANCE TXMGD GL BUYWR O COM 27829C105 157 21081 SH SOLE 0 0 21081 EATON VANCE TAX-MANAGED GLOB COM 27829F108 460 72175 SH SOLE 0 0 72175 EATON VANCE RISK MNGD DIV EQ COM 27829G106 166 19920 SH SOLE 0 0 19920 ELDORADO RESORTS INC COM 28470R102 1144 79432 SH SOLE 0 0 79432 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 49 10644 SH SOLE 0 0 10644 ENOVA INTL INC COM 29357K103 103 7129 SH SOLE 0 0 7129 ESSENTIAL UTILS INC COM 29670G102 202 4957 SH SOLE 0 0 4957 EXELON CORP COM 30161N101 105 2842 SH SOLE 0 0 2842 EXXON MOBIL CORP COM 30231G102 601 15819 SH SOLE 0 0 15819 FACEBOOK INC CL A 30303M102 3312 19857 SH SOLE 0 0 19857 FEDEX CORP COM 31428X106 104 859 SH SOLE 0 0 859 FIRST TR INTER DUR PFD & IN COM 33718W103 637 35734 SH SOLE 0 0 35734 FIRST TR S&P REIT INDEX FD COM 33734G108 208 10979 SH SOLE 0 0 10979 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1160 41897 SH SOLE 0 0 41897 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 146 3657 SH SOLE 0 0 3657 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 206 2790 SH SOLE 0 0 2790 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 377 6344 SH SOLE 0 0 6344 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 217 8836 SH SOLE 0 0 8836 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 128 7221 SH SOLE 0 0 7221 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 3600 86150 SH SOLE 0 0 86150 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 107 2547 SH SOLE 0 0 2547 FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 149 3286 SH SOLE 0 0 3286 FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 107 2100 SH SOLE 0 0 2100 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1862 36512 SH SOLE 0 0 36512 FIRST TR DYNAMIC EUROPE EQT COM SHS 33740D107 682 74381 SH SOLE 0 0 74381 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 1593 30213 SH SOLE 0 0 30213 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 805 39769 SH SOLE 0 0 39769 FLEXSHARES TR QLT DIV DEF IDX 33939L845 2202 60470 SH SOLE 0 0 60470 FRANKLIN LTD DURATION INCOME COM 35472T101 553 70452 SH SOLE 0 0 70452 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 146 53822 SH SOLE 0 0 53822 GANNETT CO INC COM 36472T109 38 25825 SH SOLE 0 0 25825 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 735 19407 SH SOLE 0 0 19407 GLOBAL X FDS GLBX SUPRINC ETF 37950E333 100 10415 SH SOLE 0 0 10415 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 350 18172 SH SOLE 0 0 18172 GOLDMAN SACHS GROUP INC COM 38141G104 1115 7211 SH SOLE 0 0 7211 GOLDMAN SACHS BDC INC SHS 38147U107 112 9108 SH SOLE 0 0 9108 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 157 10303 SH SOLE 0 0 10303 HCA HEALTHCARE INC COM 40412C101 116 1287 SH SOLE 0 0 1287 HANCOCK JOHN PREM DIVID FD COM SH BEN INT 41013T105 240 19671 SH SOLE 0 0 19671 ISTAR INC COM 45031U101 6062 571384 SH SOLE 0 0 571384 INDEXIQ ETF TR IQ ENCH COR PL 45409B479 1449 72571 SH SOLE 0 0 72571 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 2431 80672 SH SOLE 0 0 80672 INNOVATOR ETFS TR II LUNT LOW VOL HIG 45783G102 179 7222 SH SOLE 0 0 7222 INVESCO ACTIVELY MANAGED ETF ACTIVE US REAL 46090A101 741 10324 SH SOLE 0 0 10324 INVESCO MUN OPPORTUNITY TR COM 46132C107 183 15985 SH SOLE 0 0 15985 INVESCO QUALITY MUNI INC TRS COM 46133G107 508 43355 SH SOLE 0 0 43355 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 3092 15815 SH SOLE 0 0 15815 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 461 4599 SH SOLE 0 0 4599 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 154 3526 SH SOLE 0 0 3526 INVESCO EXCHANGE-TRADED FD T S&P500 LOW VOL 46138E354 4088 87120 SH SOLE 0 0 87120 INVESCO EXCHANGE-TRADED FD T CEF INM COMPSI 46138E404 168 9598 SH SOLE 0 0 9598 INVESCO EXCHANGE-TRADED FD T PFD ETF 46138E511 230 17471 SH SOLE 0 0 17471 INVESCO EXCHANGE-TRADED FD T NATL AMT MUNI 46138E537 190 7346 SH SOLE 0 0 7346 INVESCO EXCHANGE-TRADED FD T GBL SRT TRM HY 46138E669 7707 389823 SH SOLE 0 0 389823 INVESCO EXCHANGE-TRADED FD T FNDMNTL HY CRP 46138E719 238 14355 SH SOLE 0 0 14355 INVESCO EXCHANGE-TRADED FD T FTSE RAFI EMNG 46138E727 601 38938 SH SOLE 0 0 38938 INVESCO EXCHANGE-TRADED FD T EMRNG MKT SVRG 46138E784 1620 67748 SH SOLE 0 0 67748 INVESCO EXCHANGE-TRADED FD T VAR RATE PFD 46138G870 147 6855 SH SOLE 0 0 6855 ISHARES SILVER TRUST ISHARES 46428Q109 121 9298 SH SOLE 0 0 9298 ISHARES TR US TREAS BD ETF 46429B267 1441 51430 SH SOLE 0 0 51430 ISHARES TR GNMA BOND ETF 46429B333 878 17025 SH SOLE 0 0 17025 ISHARES TR FLTG RATE NT ETF 46429B655 173 3555 SH SOLE 0 0 3555 ISHARES TR CORE HIGH DV ETF 46429B663 159 2226 SH SOLE 0 0 2226 ISHARES TR MIN VOL EAFE ETF 46429B689 3480 56089 SH SOLE 0 0 56089 ISHARES TR MSCI MIN VOL ETF 46429B697 3678 68092 SH SOLE 0 0 68092 ISHARES TR 0-5 YR TIPS ETF 46429B747 2502 25050 SH SOLE 0 0 25050 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 194 4009 SH SOLE 0 0 4009 ISHARES TR USA QUALITY FCTR 46432F339 5729 70691 SH SOLE 0 0 70691 ISHARES TR USA MOMENTUM FCT 46432F396 11324 106350 SH SOLE 0 0 106350 ISHARES TR CORE MSCI EAFE 46432F842 798 15996 SH SOLE 0 0 15996 ISHARES INC CORE MSCI EMKT 46434G103 2719 67183 SH SOLE 0 0 67183 ISHARES TR MULTIFACTOR INTL 46434V274 158 7788 SH SOLE 0 0 7788 ISHARES TR INTL QLTY FACTOR 46434V456 1905 73706 SH SOLE 0 0 73706 ISHARES TR CORE DIV GRWTH 46434V621 635 19493 SH SOLE 0 0 19493 ISHARES TR MIN VOL EUROPE 46434V720 102 4606 SH SOLE 0 0 4606 ISHARES TR YLD OPTIM BD 46434V787 101 4110 SH SOLE 0 0 4110 ISHARES TR ULTR SH TRM BD 46434V878 755 15118 SH SOLE 0 0 15118 ISHARES TR EDGE MSCI MINM 46435G433 970 37517 SH SOLE 0 0 37517 ISHARES TR FALN ANGLS USD 46435G474 534 23778 SH SOLE 0 0 23778 ISHARES TR BROAD USD HIGH 46435U853 157 4409 SH SOLE 0 0 4409 JPMORGAN CHASE & CO COM 46625H100 3088 34304 SH SOLE 0 0 34304 J P MORGAN EXCHANGE-TRADED F DIV RTN GLB EQ 46641Q100 564 11796 SH SOLE 0 0 11796 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 987 19871 SH SOLE 0 0 19871 KIMCO RLTY CORP COM 49446R109 699 72256 SH SOLE 0 0 72256 KINDER MORGAN INC DEL COM 49456B101 478 34306 SH SOLE 0 0 34306 LIVE OAK BANCSHARES INC COM 53803X105 123 9875 SH SOLE 0 0 9875 MGM GROWTH PPTYS LLC CL A COM 55303A105 114 4806 SH SOLE 0 0 4806 MAIN STR CAP CORP COM 56035L104 1146 55893 SH SOLE 0 0 55893 MARKETAXESS HLDGS INC COM 57060D108 292 878 SH SOLE 0 0 878 MASTERCARD INC CL A 57636Q104 1146 4743 SH SOLE 0 0 4743 MERCK & CO. INC COM 58933Y105 919 11943 SH SOLE 0 0 11943 MODERNA INC COM 60770K107 105 3500 SH SOLE 0 0 3500 MONGODB INC CL A 60937P106 853 6250 SH SOLE 0 0 6250 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 31 11765 SH SOLE 0 0 11765 NEPTUNE WELLNESS SOLUTIONS I COM 64079L105 75 64000 SH SOLE 0 0 64000 NETFLIX INC COM 64110L106 490 1305 SH SOLE 0 0 1305 NEUBERGER BERMAN MUN FD INC COM 64124P101 410 27976 SH SOLE 0 0 27976 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 3141 627023 SH SOLE 0 0 627023 NEXTERA ENERGY INC COM 65339F101 462 1918 SH SOLE 0 0 1918 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 91 10981 SH SOLE 0 0 10981 NOVARTIS A G SPONSORED ADR 66987V109 806 9771 SH SOLE 0 0 9771 NVIDIA CORP COM 67066G104 633 2403 SH SOLE 0 0 2403 NUVEEN REAL ESTATE INCOME FD COM 67071B108 75 11069 SH SOLE 0 0 11069 NUVEEN AMT FREE MUN CR INC F COM 67071L106 115 7809 SH SOLE 0 0 7809 NUVEEN PFD & INCM SECURTIES COM 67072C105 89 12267 SH SOLE 0 0 12267 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 80 10915 SH SOLE 0 0 10915 OAKTREE SPECIALTY LENDING CO COM 67401P108 8436 2603622 SH SOLE 0 0 2603622 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 189 6932 SH SOLE 0 0 6932 ORACLE CORP COM 68389X105 196 4065 SH SOLE 0 0 4065 ORGANOVO HLDGS INC COM 68620A104 16 40006 SH SOLE 0 0 40006 PAYPAL HLDGS INC COM 70450Y103 373 3898 SH SOLE 0 0 3898 PENNYMAC MTG INVT TR COM 70931T103 191 18007 SH SOLE 0 0 18007 PIMCO CORPORATE & INCOME OPP COM 72201B101 764 59189 SH SOLE 0 0 59189 PIMCO INCOME STRATEGY FD COM 72201H108 596 70533 SH SOLE 0 0 70533 PIMCO ETF TR ACTIVE BD ETF 72201R775 366 3449 SH SOLE 0 0 3449 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 124 1445 SH SOLE 0 0 1445 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 19379 195787 SH SOLE 0 0 195787 PIMCO ETF TR 25YR+ ZERO U S 72201R882 1500 8585 SH SOLE 0 0 8585 PIMCO DYNAMIC INCOME FD SHS 72201Y101 249 11273 SH SOLE 0 0 11273 PIMCO DYNAMIC CR & MTG INC F COM SHS 72202D106 754 44852 SH SOLE 0 0 44852 PINTEREST INC CL A 72352L106 162 10475 SH SOLE 0 0 10475 PLANET FITNESS INC CL A 72703H101 240 4935 SH SOLE 0 0 4935 POOL CORPORATION COM 73278L105 121 614 SH SOLE 0 0 614 PREFERRED APT CMNTYS INC COM 74039L103 78 10883 SH SOLE 0 0 10883 PROSPECT CAPITAL CORPORATION COM 74348T102 311 73067 SH SOLE 0 0 73067 PROSPECT CAPITAL CORPORATION NOTE 4.950% 7/1 74348TAR3 43 50000 PRN SOLE 0 0 50000 PUBLIC STORAGE COM 74460D109 549 2765 SH SOLE 0 0 2765 SPDR S&P 500 ETF TR TR UNIT 78462F103 8166 31683 SH SOLE 0 0 31683 SPDR S&P 500 ETF TR TR UNIT 78462F103 580 21900 SH Put SOLE 0 0 21900 SPDR GOLD TRUST GOLD SHS 78463V107 2358 15925 SH SOLE 0 0 15925 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 1457 54417 SH SOLE 0 0 54417 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 197 8224 SH SOLE 0 0 8224 SPDR SER TR S&P 600 SMCP VAL 78464A300 330 8076 SH SOLE 0 0 8076 SPDR SER TR BLMBRG BRC CNVRT 78464A359 199 4156 SH SOLE 0 0 4156 SPDR SER TR PRTFLO S&P500 GW 78464A409 378 10563 SH SOLE 0 0 10563 SPDR SER TR PORTFOLIO SHORT 78464A474 207 6830 SH SOLE 0 0 6830 SPDR SER TR FTSE INT GVT ETF 78464A490 270 5525 SH SOLE 0 0 5525 SPDR SER TR PRTFLO S&P500 VL 78464A508 1844 71353 SH SOLE 0 0 71353 SPDR SER TR AEROSPACE DEF 78464A631 791 10390 SH SOLE 0 0 10390 SPDR SER TR PORTFOLIO AGRGTE 78464A649 2908 96216 SH SOLE 0 0 96216 SPDR SER TR PORTFOLIO LN TSR 78464A664 1051 22245 SH SOLE 0 0 22245 SPDR SER TR S&P REGL BKG 78464A698 106 3260 SH SOLE 0 0 3260 SPDR SER TR S&P DIVID ETF 78464A763 157 1964 SH SOLE 0 0 1964 SPDR SER TR PORTFOLIO S&P400 78464A847 998 39391 SH SOLE 0 0 39391 SPDR SER TR PORTFOLIO S&P500 78464A854 302 9992 SH SOLE 0 0 9992 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 228 5690 SH SOLE 0 0 5690 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 275 5737 SH SOLE 0 0 5737 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 3847 17546 SH SOLE 0 0 17546 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4183 15911 SH SOLE 0 0 15911 SPDR SER TR BLOMBERG BRC INV 78468R200 1176 40006 SH SOLE 0 0 40006 SPDR SER TR BLOOMBERG BRCLYS 78468R622 458 4830 SH SOLE 0 0 4830 SPDR SER TR SPDR BLOOMBERG 78468R663 138 1504 SH SOLE 0 0 1504 SPDR SER TR PRTFLO S&P500 HI 78468R788 1897 77118 SH SOLE 0 0 77118 SPDR SER TR PORTFOLIO S&P600 78468R853 882 40369 SH SOLE 0 0 40369 SALESFORCE COM INC COM 79466L302 646 4488 SH SOLE 0 0 4488 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3507 39587 SH SOLE 0 0 39587 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 638 11716 SH SOLE 0 0 11716 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 317 3234 SH SOLE 0 0 3234 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 203 9729 SH SOLE 0 0 9729 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 157 2658 SH SOLE 0 0 2658 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 5226 65021 SH SOLE 0 0 65021 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 3425 77422 SH SOLE 0 0 77422 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 534 17212 SH SOLE 0 0 17212 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3998 72157 SH SOLE 0 0 72157 SHOPIFY INC CL A 82509L107 100 239 SH SOLE 0 0 239 SIRIUS XM HLDGS INC COM 82968B103 107 21744 SH SOLE 0 0 21744 SLACK TECHNOLOGIES INC COM CL A 83088V102 111 4142 SH SOLE 0 0 4142 SORRENTO THERAPEUTICS INC COM NEW 83587F202 52 28000 SH SOLE 0 0 28000 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 186 7116 SH SOLE 0 0 7116 STARWOOD PPTY TR INC COM 85571B105 288 28103 SH SOLE 0 0 28103 STONE HBR EMERGING MKTS TOTA COM 86164W100 2031 313351 SH SOLE 0 0 313351 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 417 36599 SH SOLE 0 0 36599 TELADOC HEALTH INC COM 87918A105 199 1286 SH SOLE 0 0 1286 TESLA INC COM 88160R101 457 872 SH SOLE 0 0 872 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 109 8400 SH SOLE 0 0 8400 TEUCRIUM COMMODITY TR SOYBEAN FD 88166A607 110 7816 SH SOLE 0 0 7816 TG THERAPEUTICS INC COM 88322Q108 148 15000 SH SOLE 0 0 15000 3M CO COM 88579Y101 164 1201 SH SOLE 0 0 1201 TRUIST FINL CORP COM 89832Q109 154 4980 SH SOLE 0 0 4980 TURNING PT BRANDS INC COM 90041L105 106 4999 SH SOLE 0 0 4999 TWILIO INC CL A 90138F102 1906 21302 SH SOLE 0 0 21302 UNITEDHEALTH GROUP INC COM 91324P102 344 1378 SH SOLE 0 0 1378 VALERO ENERGY CORP COM 91913Y100 150 3313 SH SOLE 0 0 3313 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 972 42185 SH SOLE 0 0 42185 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 101 10815 SH SOLE 0 0 10815 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 220 8685 SH SOLE 0 0 8685 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 448 10249 SH SOLE 0 0 10249 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 178 3400 SH SOLE 0 0 3400 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 731 12997 SH SOLE 0 0 12997 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 807 5555 SH SOLE 0 0 5555 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 911 6609 SH SOLE 0 0 6609 VANGUARD WORLD FDS ENERGY ETF 92204A306 256 6688 SH SOLE 0 0 6688 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 285 5620 SH SOLE 0 0 5620 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1084 6529 SH SOLE 0 0 6529 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 378 3428 SH SOLE 0 0 3428 VANGUARD WORLD FDS INF TECH ETF 92204A702 1247 5885 SH SOLE 0 0 5885 VANGUARD WORLD FDS MATERIALS ETF 92204A801 321 3333 SH SOLE 0 0 3333 VANGUARD WORLD FDS UTILITIES ETF 92204A876 681 5586 SH SOLE 0 0 5586 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 330 4338 SH SOLE 0 0 4338 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1224 19640 SH SOLE 0 0 19640 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1424 18002 SH SOLE 0 0 18002 VANGUARD SCOTTSDALE FDS TOTAL WLD BD ETF 92206C565 1447 18215 SH SOLE 0 0 18215 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 476 5167 SH SOLE 0 0 5167 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 198 1282 SH SOLE 0 0 1282 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 873 12376 SH SOLE 0 0 12376 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 139 2554 SH SOLE 0 0 2554 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 108 1069 SH SOLE 0 0 1069 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 430 4942 SH SOLE 0 0 4942 VEREIT INC COM 92339V100 542 110782 SH SOLE 0 0 110782 VERIZON COMMUNICATIONS INC COM 92343V104 1312 24413 SH SOLE 0 0 24413 VERTEX PHARMACEUTICALS INC COM 92532F100 297 1249 SH SOLE 0 0 1249 VERTICAL CAP INCOME FD SHS BEN INT 92535C104 272 32498 SH SOLE 0 0 32498 VISA INC COM CL A 92826C839 2451 15212 SH SOLE 0 0 15212 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 5736 594368 SH SOLE 0 0 594368 VIRTUS TOTAL RETURN FUND INC COM 92835W107 4243 589296 SH SOLE 0 0 589296 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 623 45263 SH SOLE 0 0 45263 WP CAREY INC COM 92936U109 1533 26399 SH SOLE 0 0 26399 WASTE MGMT INC DEL COM 94106L109 486 5250 SH SOLE 0 0 5250 WESTERN ASSET MTG DEFINED OP COM 95790B109 4005 312854 SH SOLE 0 0 312854 WISDOMTREE TR INTRST RATE HDGE 97717W380 1552 33679 SH SOLE 0 0 33679 WISDOMTREE TR HEDGED HI YLD BD 97717W430 2456 131569 SH SOLE 0 0 131569 WISDOMTREE TR US MIDCAP DIVID 97717W505 567 23470 SH SOLE 0 0 23470 WISDOMTREE TR US SMALLCAP FUND 97717W562 175 7820 SH SOLE 0 0 7820 WISDOMTREE TR US MIDCAP FUND 97717W570 1683 63684 SH SOLE 0 0 63684 WISDOMTREE TR YIELD ENHANCD US 97717X511 190 3682 SH SOLE 0 0 3682 WW INTL INC COM 98262P101 404 23911 SH SOLE 0 0 23911 XYLEM INC COM 98419M100 237 3643 SH SOLE 0 0 3643 ZIMMER BIOMET HOLDINGS INC COM 98956P102 184 1816 SH SOLE 0 0 1816 ZOETIS INC CL A 98978V103 276 2347 SH SOLE 0 0 2347 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1267 7760 SH SOLE 0 0 7760 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 213 9410 SH SOLE 0 0 9410 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 19 10000 SH SOLE 0 0 10000 PERRIGO CO PLC SHS G97822103 269 5596 SH SOLE 0 0 5596 MELLANOX TECHNOLOGIES LTD SHS M51363113 252 2077 SH SOLE 0 0 2077