9999999997-17-005975.txt : 20170508
9999999997-17-005975.hdr.sgml : 20170508
20170508094627
ACCESSION NUMBER: 9999999997-17-005975
CONFORMED SUBMISSION TYPE: CT ORDER
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170508
DATE AS OF CHANGE: 20170508
20170508
20170508
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CTI BIOPHARMA CORP
CENTRAL INDEX KEY: 0000891293
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 911533912
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: CT ORDER
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12465
FILM NUMBER: 17820868
BUSINESS ADDRESS:
STREET 1: 3101 WESTERN AVENUE
STREET 2: SUITE 600
CITY: SEATTLE
STATE: WA
ZIP: 98121
BUSINESS PHONE: 2062827100
MAIL ADDRESS:
STREET 1: 3101 WESTERN AVENUE
STREET 2: SUITE 600
CITY: SEATTLE
STATE: WA
ZIP: 98121
FORMER COMPANY:
FORMER CONFORMED NAME: CELL THERAPEUTICS INC
DATE OF NAME CHANGE: 19960321
CT ORDER
1
filename1.pdf
begin 644 filename1.pdf
M)5!$1BTQ+C4-)>+CS],-"C0R(# @;V)J#3P\+TQI;F5A;\! @P
M!90'[ T*96YD+:1^@BB470FBFJ7#E+ P,VFH04496
M@ # (:[!^(-"F5N9'-T7!E+T]B:E-T;3X^GTR^:$48T)SPA6A!IB)9$&'=0A"LEB=:$&Y.2!WHSG4ZR)E\195W(W6.L
M25!S>4FOFV5>MH0S8>@T>_J4%^M-2XP1]$/>F2XDLW2VS=8-D8K.JK*=3*I?
M#Q=:)V@C@C&&"1[1.LMVQ?;EW:+8Y0VYS7^2NVJ7E>_1=IOMM-FVV)Y7:ZW.6%TWN:[;X1+0Q&JKFG[O*U':7EVY.J%N<#GV]8_ELEH5Y9K>%^5UV13A/"OJIIUN
MLMI]3.*5P#F!$!S!:%@)@!;L/>DM"'LL&;"0.*F,BM()#\ 0I M6+K%?8WV(Z?=)O_?V
M$.. RLB&H/H&H#U51 B&JX95]\W1$0Y_ W'G.H7+&@X0@B7I(3Q.X5-WSB&J
M!PC P$/UG10C %X K,=@'7-(;[.##HL#G4K1+GU3K6N"&I!U^B[>ZD%T=$EC
M"3>((Q$)%A))"#HPXP#6C\A88'S"31X0\($FC06F()8P"8?RJ'1O4H(,,8](
M2X%^'^)?V:??IE]CSZ?9-YU1'F3=AIXE7)2>(]EW/5_\RYB@WT"8P"-IZ,
MGK)19U-NF$V7PPO,;BKXWIN*WX%_%XBA?U=@2Z(WYOT@%BF7\V +U-S'Q8RK
M3!K(!)FV9\7 CA$!Q>]*^'=\Z"_%X8I[,F9*;Y66^WS+7_.MBJYH+%"H__>-)>3L
MY5@\MM\ ,=] A-@&3Y+Y]=U>V9(.!I.T#0I)W5_OWM]*;I'/U'EZ]NKH9
M78_!A]>OWXQ'T+D:W?F0[G #=FG6N4H2'R0D3QVIP/-Q&_]C'_K^0 Q"2#YU
M''"3OSN3&^*U\F0ESP=/"AE!,CY!J2K*Y.<3%,%%BK"B\'SA^PJ2%,K)5Y"A
M\&6EQ+QS[WR87KM>X"03UXN<,=RY7L])A@FM)G?N7\D[U)D$$'-?Q/V(IO,3
M)T=G3O;P:.2N'8UG26,
M&8G0RFBG'IQQ5R3B7ET'-N1V/+D%]$#LW&KO)&RD=DKIC^E;8_R8_3351,/?
M@3EN.;3#A%U6$ASX1V&2#,[%.3X79^16<=3,L3$?>@N<5QS)"33"3X-)@:!*
M@35]JJ3Q*IR]R32BAM
M2WB&T]2WAZ=$#=M'KG(2EP.B''B#JQ7-\O>XMYR1YEM:?W('#J^Z0!PY;VX$
M&Q$+/."9CN31HS$20:_RE%1A
M+^)/8 D"3(^&*UO2 "WGN/QT$ >)&%*R!F$S!S
M25XYV>"$?NM5BJN9VW.*58YK)K"QX[,BC4[1887NL[EU!&@T4LZ^5B\J?*QD
M8?/@$N@)H[""K2']O%^@_3N:%K3)X@:.3 >84DWTK-$?H9$RKHYI!3O'1
MQ+#9DLMI^D5_WC,I//-I6B#**XA#\Z6TEV;[1"M6\JJW(@:X"P+S<5@@"O*X(#J +1KX#H3]I /%'U
MPO81^$V,C4]M5LP!K6*!]\Z0TG!KS-4N5CV^+DA]J""9L0C#\^AA+B%>@'45
M7P2/_FGP(+C@.+!OK,[;*OT==;I4@J.*DF3?L(O34A-36'7B'/41E>-$9WI4B[)@SIUL[+4B5QEC4:XG6X=5/B14X%AK:'E%OD:RIDK3F90,=46
MHQ.6M:AJ/QGL-?9JYK)"LKRPCLQKEF_VCVMS;(K\:_ZF1']0E=P+S(TE%MQR
M6UV$4!:T!(!V9TFM#9R730-)=5ON FG;0,M2UUJ"5(G5'C^+J92HC2 P]]K
M5O[5M6U+PW0)M@W5,:@!FZEC#*=ZN\?NJ1795PKR>@U4JE2R!5"7IP)%8(IX
MLEYP+Y=<\*;O%SF/RXIZ4Y;YHVG_8&"!&P'!!E,6I#DCA6&DR98A@V0_,#B4
M%P_]N8>7FM3U1>QH!"E5(^I?#E\6]%0[C^KVH5<27X)U\\#R#TF#^D%MBWNG
MO4-B^RM1E^_SH8B;K0A?#LV;K9&GLT6GS_YY>=#T@N.>I_SRW:(:'=562HOV
M7J"Q./P16UL6AZY4OGTA0*]?=-'T[>.OW?_V)+V!-+B@J =('@-@H);4X&4A_ >+,\I("H#AC I MDI0-9H/4B62'
M!#D#V1U -E]):@5(C,$YOZ"R*#,]HT3!T-+24L$Q)3\I52&XLK@D-;=8P3,O
M.;^H(+\HL20U!:@6:@<(\+L7)58JN"?FYB8J&.D9D>AR(@ H+"&LSR'@,&(4
M.X\00X#DTJ(R*).1R9B! 2# $G&."\-"F5N9'-T513=Q;'?V_)GI"5L,-C#5N L :0-6QAD1T$40A)" $2
M0DC8!4%$!11%1(2JE3+6;71&3T6=+JYCK0[6?>K2 _4PZN@XM!;7CIT7.$>=
M3F>FT^\?[_=\P"@)Z6JM=4P"P"-UJ#/2HS%%A448J0) ,*
M( (1 #)YK2XM.R$'X)+&2[!:W G\BYY>!Y!IO2),RL P\/^)+=?I#0! &3@'
M*)2U:65)H91$^OQ!'&V-+%JGKWG?.8YVL0*C5:!LREG
MG4*C,/%IG%?7&94X(ZDX=]6IE?4X7\79I/\W!2K4F"@T5(PE*>NK
ME :#,$,FKY3I%9BD6J.3:1L!F+_SG#BFVF)XD8-%H<'!0G\?T3N%^J^;OU"F
MWL[3D\RYGD'\"V]M/^=7/0J >!:OS?JWMM(M (RO!,#RYEN;R_L ,/&^';[X
MSGWXIGDI-QAT8;Z^]?7U/FJEW,=4T#?ZGPZ_0.^\S\=TW)OR8''*,IFQRH"9
MZB:OKJHVZK%:G4RNQ(0_'>)?'?CS>7AG*J46C\C#ITRM5>'MUBK4!G6U
M%E-K_U,3?V783S0_U[BX8Z\!K]@'L"[R /*W"P#ET@!2M W?@=[T+962!S+P
M-=_AWOS; +#8#L8 [O!?G 0
MC(./P0GP1W >? FN@5M@$DR#AV &/ 6O( @B00R("UE!#I KY 7Y0V(H$HJ'
M4J$LJ J@520%C)"+= *J ?JAX:A'=!NZ/?04>@$= ZZ!'T%34$/H.^@ES "
MTV$>; >[P;ZP&(Z!4^ <> FL@FO@)K@37@E&!I%19#]R##F+7$$FD4?("Y2(@6=0F?0UP0&P9;@10@C2 F+""I"/:&+,$C8
M2?B(<(9PC3!->$HD$OE$ 3&$F$0L(%80FXF]Q*W$ \3CQ$O$N\19$HED1?(B
M19#223*2@=1%VD+:1_J,=)DT37I.II$=R/[D!'(A64ON( ^2]Y _)5\FWR._
MHK HKI0P2CI%06FD]%'&*,IMZA,:
MC>9$"Z5ETM2TY;0AVN]HG].F:"_H'+HG74(OHAOIZ^@?TH_3OZ(_83 8;HQH
M1B'#P%C'V,TXQ?B:\=R,:^9C)C53F+69C9@=-KML]IA)8;HR8YA+F4W,0>8A
MYD7F(Q:%Y<:2L&2L5M8(ZRCK!FN6S66+V.EL#;N7O8=]CGV?0^*X<>(Y"DXG
MYP/.*:1^0)>%)>!:^']UO>!&_&G&,>:)YGWF ^
M8OZ)^20?X;OQI?PJ?A__(/\Z_Z6%G46,A=)BC<5^B\L6SRQM+*,ME9;=E@NMMUF?L7YDP[,)MY';=-LWQ>Z4W2-[OGVT?87]@/VG]@\OZS$W@EN^VRFW<[;[ 4B 5- GV"FZ[
M,]RCW&O<1]VO>A ]Q!Z5'EL]OO2$/8,\RSU'/"]ZP5[!7FJOK5Z7O G>H=Y:
M[U'O&T*Z,$98)]PKG/+A^Z3Z=/B,^SSV=?$M]-W@>];WM5^07Y7?F-\M$4>4
M+.H0'1-]Y^_I+_\;\:P A("&@+.!+P;:!7H#)P6^"?@[A!:4&K@DX&_2,X
M)%@?O#_X08A+2$G(>R$WQ#QQAKA7_'DH(30VM"WTX] 78<%AAK"#87\/%X97
MAN\)O[] L$"Y8&S!W0BG"%G$CHC)2"RR)/+]R,DHQRA9U&C4-]'.T8KHG='W
M8CQB*F+VQ3R.]8O5QWX4^TP2)EDF.1Z'Q"7&=<=-Q'/B<^.'X[].<$I0)>Q-
MF$D,2FQ./)Y$2$I)VI!T0VHGE4MW2V>20Y*7)9].H:=DIPRG?)/JF:I//98&
MIR6G;4R[O=!UH7;A>#I(EZ9O3+^3(J"(X6D
MPKS"G86SB^,7;UH\7114U%5T?8E@2<.26419?]E]581JH^I!>53Y
M8/DCM40]K/ZV(JEB>\6SRO3*#RM_K,JO.J A:THT1[4<;:7V=+5]=4/U)9V7
MKDLW61-6LZEF1I^BWUD+U2ZI/6+@X3]3%XSNQI7&J;K(NI&ZY_5Y]8<:V W:
MA@N-GHUK&N\U)33]IAEMEC>?;'%L:6^96A:S;$K+-N:VS;7IYXO)=
M[=3VRO8_=?AU]'=\OR)_Q;%.N\[EG7=7)J[^ZL2I\U?;5Z&KUZHDU
M 6NVK'G=K>C^HL>O9[#GAUYY[Q=K16N'UOZXKFS=1%]PW[;UQ/7:]==9)W2GD">KI\=GXN?^J!IH-BA1Z&VHB:BEJ,&
MHW:CYJ16I,>E.*6IIAJFBZ;]IVZGX*A2J,2I-ZFIJARJCZL"JW6KZ:QK_UP'# [,%GP>/"
M7\+;PUC#U,11Q,[%2\7(QD;&P\=!Q[_(/%$XIZ#+HO.E&Z=#J6^KEZW#K^^R&[1'MG.XH[K3O0._,\%CP
MY?%R\?_RC/,9\Z?T-/3"]5#UWO9M]OOWBO@9^*CY./G'^E?ZY_MW_ ?\F/TI
M_;K^2_[<_VW__P(, />$\_L-"F5N9'-T7!E+T]B:E-T;3X^?I299MN-O0X(0DCZ_5GB)SO(H 1/X($R
M#Q40EF S* H'UD+I,K (/D.PG,ESL#EXSVL%5.C!.JA*CJ1G.&=Y)BLX5'&M
M'" O6?* EJO/ #F"2, _BX[7.4I9!5AP+1"0P505D/:0I^>8EWL+R+R"P\2\
MPI5 S'.\2V*>*PB(>8[?1\PKB0_!O-(C$/,\PXEYWO$1F5?QL3AB*][GQ86Y
MY>-G<&?6S1BZN!E#X%;\.[$*K_$V',&:N_X0OC4#MRDE-L7[9C.YR'0QC_GMBPZ:O^->W>W'=/83R3%HO_2>I\[S/SM>EV'Y:K3_?U
M1]9\^@YVD.[)Z459ORNI56;TKJY=E];90;PO?\4WI;:'>%NIMH=X6ZFVAWA:J;/T68 !8
MLQ??#0IE;F1S=')E86T-96YD;V)J#3(@,"!O8FH-/#PO3&5N9W1H(#,V,#4O
M4W5B='EP92]834PO5'EP92]-971A9&%T83X^G)E4WI.5&-Z:V,Y9"(_/@H\
M>#IX;7!M971A('AM;&YS.G@](F%D;V)E.FYS.FUE=&$O(B!X.GAM<'1K/2)!
M9&]B92!835 @0V]R92 U+C0M8S P-B X,"XQ-3DX,C4L(#(P,38O,#DO,38M
M,#,Z,S$Z,#@@(" @(" @("(^"B @(#QR9&8Z4D1&('AM;&YS.G)D9CTB:'1T
M<#HO+W=W=RYW,RYO&UL;G,Z>&UP34T](FAT=' Z+R]N&%P
M+S$N,"]M;2\B"B @(" @(" @(" @('AM;&YS.F1C/2)H='1P.B\O<'5R;"YO
M&UL;G,Z<&1F/2)H
M='1P.B\O;G,N861O8F4N8V]M+W!D9B\Q+C,O(@H@(" @(" @(" @("!X;6QN
M&UP.DUE=&%D871A1&%T93XR,#$W+3 U+3 X5# Y.C0T.C(U+3 T
M.C P/"]X;7 Z365T861A=&%$871E/@H@(" @(" @(" \>&UP.D-R96%T;W)4
M;V]L/D%C&UP34TZ&UP34TZ#I3;W5R8V5-;V1I9FEE9#X*(" @(" @
M(" @/'!D9G@Z0V]M<&%N>3Y314,\+W!D9G@Z0V]M<&%N>3X*(" @(" @/"]R
M9&8Z1&5S8W)I<'1I;VX^"B @(#PO7!E+T]B:E-T;3X^9GB-V[CP[9N@
M1:N6!PY?K 2(+ N*V=Z)_9,>\27VL[FA#$H:GWI:_,NA=,&H[4!3I2WZU2X$
MM8$$4MC&<9BL(/8 O._EG*)C:K45376L]0-9*"5Z8G$E-C*HR?QG&B8S=^@<
M0RU^%'$>6M:\.&@-,KC0S!TZ9^@'-#^0BE0:I3+/WP(, #84/K<-"F5N9'-T
M