-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VQ98Fx405JSGGs8Pt26hfL8yjcbEdfFB+t+m3VdYz6ah01XcDt+T7w/jAEhvCln6 n0IhB/rESGSGFT6OsLZYtg== 0000872730-02-000020.txt : 20020414 0000872730-02-000020.hdr.sgml : 20020414 ACCESSION NUMBER: 0000872730-02-000020 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CELL THERAPEUTICS INC CENTRAL INDEX KEY: 0000891293 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 911533912 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48459 FILM NUMBER: 02532003 BUSINESS ADDRESS: STREET 1: 201 ELLIOTT AVE W STREET 2: STE 400 CITY: SEATTLE STATE: WA ZIP: 98119 BUSINESS PHONE: 2062707100 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INVESCO FUNDS GROUP INC CENTRAL INDEX KEY: 0000872730 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 840235630 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7800 E UNION AVE SUITE 800 STREET 2: PO BOX 173706 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 303-930-63 MAIL ADDRESS: STREET 1: 7800 E. UNION AVENUE STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80237 SC 13G/A 1 cellthera.txt CELL THERAPEUTICS Page 1 of 5 ----- ------ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G. INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13D-1(B) AND AMENDMENTS THERETO FILED PURSUANT TO 13D-2(B) SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Cell Therapeutics - ----------------------------------------------- (Name of Issuer) Common Stock - ----------------------------------------------- (Title of Class of Securities) Check the following box if a fee is being paid with this statement. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) / / *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see Notes). Page 2 of 5 ----- ------- CUSIP No. 150934107 13G (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons INVESCO Funds Group, Inc. IRS Number: 84-0235630 (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) / / (3) SEC Use Only (4) Citizenship or Place of Organization State of Delaware, USA Number of Shares (5) Sole Voting Power Beneficially 0 Owned by (6) Shared Voting Power Each Reporting None Person With (7) Sole Dispositive Power 0 (8) Shared Dispositive Power None (9) Aggregate Amount Beneficially Owned by Each Reporting Person 0 (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / (11) Percent of Class Represented by Amount in Row (9) 0.00% (12) Type of Reporting Person (See Instructions) I.A. Page 3 of 5 ----- ------ ITEM 1 (a) NAME OF ISSUER: Cell Therapeutics ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 201 Elliot Ave West Suite 400 Seattle, WA 98119 ITEM 2 (a) NAME OF PERSON(S) FILING: INVESCO Funds Group, Inc. ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 4350 South Monaco Street Denver, CO 80237 ITEM 2 (c) CITIZENSHIP: Organized under the laws by the State of Delaware, USA ITEM 2 (d) TITLE OF CLASS OF SECURITIES Common Stock ITEM 2 (e) CUSIP NUMBER: 150934107 --------- ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or Dealer registered under Section 15 of the Act. (b) / / Bank as defined in Section 3(a)(6) of the Act. (c) / / Insurance Company as defined in Section 3(a)(19) of the Act. (d) / / Investment Company registered under Section 8 of the Investment Company Act. (e) /X/ Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) / / Employee Benefit Plan, Pension Fund which is subject to provisions of Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F). (g) / / Parent Holding Company in accordance with Rule 13d-1(b)(ii)(G). (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) / / A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Page 4 of 5 ----- --- ITEM 4 (a) - (c) OWNERSHIP: The information in items 1 and 5-11 on the cover page (p 2) of this statement on Schedule 13G is hereby incorporated by reference. ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS / / Not Applicable. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable. ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARIES WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable. ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP. Not applicable. ITEM 9 NOTICE OF DISSOLUTION OF GROUP. Not applicable. Page 5 of 5 ----- ------- ITEM 10 CERTIFICATION: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 31, 2002 - ---------------------------------------- (Date) /s/ Glen A. Payne - ---------------------------------------- Glen A. Payne, as General Counsel for INVESCO Funds Group, Inc. -----END PRIVACY-ENHANCED MESSAGE-----