0001140361-13-034095.txt : 20130826 0001140361-13-034095.hdr.sgml : 20130826 20130826103813 ACCESSION NUMBER: 0001140361-13-034095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130822 FILED AS OF DATE: 20130826 DATE AS OF CHANGE: 20130826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UROPLASTY INC CENTRAL INDEX KEY: 0000890846 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411719250 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5420 FELTL ROAD CITY: MINNETONKA STATE: MN ZIP: 55343 BUSINESS PHONE: (952) 426-6140 MAIL ADDRESS: STREET 1: 5420 FELTL ROAD CITY: MINNETONKA STATE: MN ZIP: 55343 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reynolds Brett CENTRAL INDEX KEY: 0001323150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32632 FILM NUMBER: 131059575 MAIL ADDRESS: STREET 1: 2575 UNIVERSITY AVE. W CITY: ST. PAUL STATE: MN ZIP: 55114 4 1 doc1.xml FORM 4 X0306 4 2013-08-22 0 0000890846 UROPLASTY INC UPI 0001323150 Reynolds Brett 5420 FELTL RD MINNETONKA MN 55343 0 1 0 0 Senior V.P. CFO common stock 2013-08-22 4 P 0 3700 2.927 A 53700 D common stock 2013-08-23 4 P 0 4300 3.04 A 58000 D non-qualified stock options 2.97 2014-08-12 2021-08-11 common stock 100000 100000 D Becomes exercisable with respect to one-third of the shares on the first, second and third anniversaries of the grant date (the grant date being one year prior to such date). Includes 50,000 shares of restricted stock subject to risk of forfeiture that lapses with respect to one third of such shares on each of the first, second and third anniversaries of the grant date (August 12, 2013). The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.865 to $2.95 per share, inclusive. Brett Reynolds 2013-08-26