0001140361-13-034095.txt : 20130826
0001140361-13-034095.hdr.sgml : 20130826
20130826103813
ACCESSION NUMBER: 0001140361-13-034095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130822
FILED AS OF DATE: 20130826
DATE AS OF CHANGE: 20130826
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UROPLASTY INC
CENTRAL INDEX KEY: 0000890846
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411719250
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 5420 FELTL ROAD
CITY: MINNETONKA
STATE: MN
ZIP: 55343
BUSINESS PHONE: (952) 426-6140
MAIL ADDRESS:
STREET 1: 5420 FELTL ROAD
CITY: MINNETONKA
STATE: MN
ZIP: 55343
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reynolds Brett
CENTRAL INDEX KEY: 0001323150
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32632
FILM NUMBER: 131059575
MAIL ADDRESS:
STREET 1: 2575 UNIVERSITY AVE. W
CITY: ST. PAUL
STATE: MN
ZIP: 55114
4
1
doc1.xml
FORM 4
X0306
4
2013-08-22
0
0000890846
UROPLASTY INC
UPI
0001323150
Reynolds Brett
5420 FELTL RD
MINNETONKA
MN
55343
0
1
0
0
Senior V.P. CFO
common stock
2013-08-22
4
P
0
3700
2.927
A
53700
D
common stock
2013-08-23
4
P
0
4300
3.04
A
58000
D
non-qualified stock options
2.97
2014-08-12
2021-08-11
common stock
100000
100000
D
Becomes exercisable with respect to one-third of the shares on the first, second and third anniversaries of the grant date (the grant date being one year prior to such date).
Includes 50,000 shares of restricted stock subject to risk of forfeiture that lapses with respect to one third of such shares on each of the first, second and third anniversaries of the grant date (August 12, 2013).
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.865 to $2.95 per share, inclusive.
Brett Reynolds
2013-08-26