0000950138-18-000487.txt : 20180720 0000950138-18-000487.hdr.sgml : 20180720 20180720163002 ACCESSION NUMBER: 0000950138-18-000487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180718 FILED AS OF DATE: 20180720 DATE AS OF CHANGE: 20180720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEUER BRADLEY A. CENTRAL INDEX KEY: 0001594370 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 18962762 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE, INC. STREET 2: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0429 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-07-18 0000890491 BARNES & NOBLE INC BKS 0001594370 FEUER BRADLEY A. C/O BARNES & NOBLE, INC. 122 FIFTH AVENUE NEW YORK NY 10011 0 1 0 0 VP, Gen. Counsel & Corp. Secy Common Stock 2018-07-18 4 A 0 20454 0 A 74839 D Common Stock 3281.031 I By 401(k) Plan of restricted stock units (payable solely in common stock of the Issuer on each vesting date), vesting in three equal annual installments on July 18 of each of the years 2019 through 2021. The number of securities beneficially owned is adjusted to eliminate an inaccurate withholding of shares as reported on Form 4 filed on July 17, 2018, resulting from an error in the computer systems of a third party service provider. The calculations inadvertently included a withholding that was not applicable to the type of transaction reported. Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of June 30, 2018. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time. /s/ Bradley A. Feuer 2018-07-20