EX-99.26A 11 d744677dex9926a.htm SUBSIDIARY ORGANIZATION CHART Subsidiary Organization Chart

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2019

 

    Type of
Subsidiary		   State of
Incorp. or
Domicile		   State of
Principal
Operation		   Federal
Tax ID #		   Number of
Shares
Owned		     Parent’s
Percent of
Ownership
or Control		    

Comments

(e.g., Basis of Control)

  

Address

  

CityStZip

AXA Equitable Holdings, Inc. (f/k/a AXA America Holdings, Inc.)

     DE   NY   90-0226248     44,162,500       9.52 %    AXA    

Alpha Units Holdings, Inc

         83-2796390       100.00 %       

AXA-IM Holdings US Inc.

   HCO   DE   NY   68-0461436       100.00 %       

AXA Corporate Solutions Life Reinsurance Company

   Insurance   DE     04-2729166       100.00 %    AXA Equitable Holdings, Inc.   525 Washington Blvd., 34th Floor   Jersey City, NJ 07310

CS Life Re Company

   Insurance   AZ     46-5697182     250,000       100.00 %    AXA Corporate Solutions Life Reinsurance Company   525 Washington Blvd., 34th Floor   Jersey City, NJ 07310

787 Holdings, LLC

   HCO   DE   NY   See Note 19       100.00 %      1290 Avenue of the Americas   New York, NY 10104

1285 Holdings, LLC

   HCO   DE   NY   46-1106388     —         100.00 %      1290 Avenue of the Americas   New York, NY 10104

AXA Strategic Ventures US, LLC

   Investment   DE   NY   47-2605009       100.00 %      1290 Avenue of the Americas   New York, NY 10104

AXA Equitable Financial Services, LLC (Notes 2 &16)

     DE   NY   52-2197822     —         100.00 %      1290 Avenue of the Americas   New York, NY 10104

EQ AZ Life Re Company

   Insurance   AZ   AZ   82-3971925     250,000       100.00 %    NAIC # 16234   3030 N. Third Street Suite 790   Phoenix, AZ 85012

AXA Distribution Holding Corporation (Note 2)

     DE   NY   13-4078005     1,000       100.00 %      1290 Avenue of the Americas   New York, NY 10104

AXA Advisors, LLC (Note 5)

     DE   NY   13-4071393     —         100.00 %      1290 Avenue of the Americas   New York, NY 10104

AXA Network, LLC (Note 6)

   Operating   DE   NY   06-1555494     —         100.00 %      1290 Avenue of the Americas   New York, NY 10104

AXA Network of Puerto Rico, Inc.

   Operating   P.R.   P.R.   66-0577477       100.00 %       

PlanConnect, LLC

   Operating   DE   NY   27-1540220       100.00 %      100 Madison Street   Syracuse, NY 13221

AXA Equitable Life Insurance Company (Note 2 & 9) *

   Insurance   NY   NY   13-5570651     2,000,000       100.00 %    NAIC # 62944; General Partner of Equitable Managed Asset    

AXA Equitable Funds Management Group LLC

   Operating   DE   NY   27-5373651       100.00 %       

Broad Vista Partners, LLC

   Investment   DE   NY   81-3019204     —         70.00 %    70% by AXA Equitable & 30% by AXA France    

EQ Holdings, LLC (Notes 3 & 4)

   HCO   NY   NY   22-2766036     —         100.00 %       

See Attached Listing A

                  

Equitable Managed Assets, L.P.

   Investment   DE   NY   13-3385080     —         —       General Partner of Equitable Deal Flow Fund    

EVSA, Inc.

   Investment   DE   PA   23-2671508     50       100.00 %       

Real Estate Partnership Equities (various)

   Investment   **     —       —         —       **    

Separate Account 166, LLC

   Investment   DE   NY   47-4180335       100.00 %       

AXA Equitable Life and Annuity Company * (Note 10,17 & 18)

   Insurance   Colorado   Colorado   13-3198083     1,000,000       100.00 %       

MONY International Holdings, LLC

   HCO   DE   NY   13-3790446       100.00 %       

MONY International Life Insurance Co. Seguros de Vida S.A.*

   Insurance   Argentina   Argentina   98-0157781       100.00 %       

MONY Financial Resources of the Americas Limited

   Insurance   Jamaica   Jamaica   13-3790446     1,000       100.00 %       

MBT, Ltd.

   Operating   Cayman
Islands		   Cayman
Islands		   98-0152047     633       100.00 %    79% by MONY Int’l Holdings & 21% by MONY Financial Resources    

MONY Consultoria e Corretagem de Seguros Ltda.

   Operating   Brazil   Brazil         99.00 %       

MONY Life Insurance Company of the Americas, Ltd.*

   Insurance   Cayman
Islands		   Cayman
Islands		   98-0152046     30,240       100.00 %       

Equitable Financial Life Insurance Company of America*

   Insurance   AZ   NY   86-0222062       100.00 %       

U.S. Financial Life Insurance Company *

   Insurance   OH   OH   38-2046096     405,000       100.00 %       

MONY Financial Services, Inc.

   HCO   DE   NY   11-3722370     1,000       100.00 %       

Financial Marketing Agency, Inc.

   Operating   OH   OH   31-1465146     99       99.00 %       

1740 Advisers, Inc.

   Operating   NY   NY   13-2645490     15,000       100.00 %       

 

Page 1 of 6

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2019

 

*   

    Affiliated Insurer

**   

    Information relating to Equitable’s Real Estate Partnership Equities is disclosed in Schedule BA, Part 1 of AXA Equitable Life’s Annual Statement, which has been filed with the N.Y.S. Insurance Department.

***  

    All subsidiaries are corporations, except as otherwise noted.

1.  

    The Equitable Companies Incorporated changed its name to AXA Financial, Inc. on Sept. 3, 1999.

2.  

   

Effective Sept. 20, 1999, AXA Financial, Inc. transferred ownership of Equitable Life to AXA Client Solutions, LLC, which was formed on July 19, 1999.

 

Effective January 1, 2002, AXA Client Solutions, LLC transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial, Inc.

Effective May 1, 2002, AXA Client Solutions, LLC changed its name to AXA Financial Services, LLC.

Effective June 1, 2002, AXA Financial, Inc. transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial Services, LLC.

Effective November 30, 2007, the name of AXA Financial Services, LLC was changed to AXA Equitable Financial Services, LLC.

3.  

    Equitable Holding Corp. was merged into Equitable Holdings, LLC on Dec. 19, 1997. Equitable Holdings, LLC had its name changed to EQ Holdings, LLC, effective November 4, 2019.

4.  

    In October 1999, AllianceBernstein Holding L.P. (“AllianceBernstein Holding L.P.”) reorganized by transferring its business and assets to AllianceBernstein L.P., a newly formed private partnership (“AllianceBernstein”).
  

As of September 30, 2019 AXA Equitable Holdings, Inc and its subsidiaries own 63.65% of the issued and outstanding units of limited partnership interest in AllianceBernstein (the “AllianceBernstein Units”), as follows:

 

AXA Equitable Holdings, held directly 51,192,758 AllianceBernstein Units (18.90%),

Alpha Units Holdings owns 74,406,933 AllianceBernstein Units (27.47%), and

MLOA owns 2,587,472 (.96%) of AllianceBernstein Units

GP (GP owned by Alpha Units), owns 2,708,919 (1.00%)

AXA IM Holdings owns 41,934,582 (15.48%)

   As of September 26, 2019, Certificate of Cancellation filed for ACMC, LLC

5.  

    EQ Financial Consultants (formerly, Equico Securities, Inc.) was merged into AXA Advisors, LLC on Sept. 20, 1999. AXA Advisors, LLC was transferred from Equitable Holdings, LLC to AXA Distribution Holding Corporation on Sept. 21, 1999.

6.  

    Effective March 15, 2000, Equisource of New York, Inc. and 14 of its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp. EquiSource of Alabama, Inc. became AXA Network of Alabama, LLC. EquiSource Insurance Agency of Massachusetts, Inc. became AXA Network Insurance Agency of Massachusetts, LLC. Equisource of Nevada, Inc., of Puerto Rico, Inc., and of Texas, Inc., changed their names from “EquiSource” to become “AXA Network”, respectively. Effective February 1, 2002, Equitable Distributors Insurance Agency of Texas, Inc. changed its name to AXA Distributors Insurance Agency of Texas, Inc. Effective February 13, 2002 Equitable Distributors Insurance Agency of Massachusetts, LLC changed its name to AXA Distributors Insurance Agency of Massachusetts, LLC.

7.  

    Effective June 6, 2000, Frontier Trust Company was sold by ELAS to AXF and merged into Frontier Trust Company, FSB.

8.  

    Effective June 1, 2001, Equitable Structured Settlement Corp was transferred from ELAS to Equitable Holdings, LLC.

9.  

    Effective September 2004, The Equitable Life Assurance Society of the United States changed its name to AXA Equitable Life Insurance Company.

10.  

    Effective September 2004, The Equitable of Colorado changed its name to AXA Life and Annuity Company.

11.  

    Effective February 18, 2005, MONY Realty Capital, Inc. was sold.

12.  

    Effective May 26, 2005, Matrix Capital Markets Group was sold.

12.  

    Effective May 26, 2005, Matrix Private Equities was sold.

13.  

    Effective December 2, 2005, Advest Group was sold.

14.  

    Effective February 24, 2006, Alliance Capital Management Corporation changed its name to AllianceBernstein Corporation.

15.  

    Effective July 11, 2007, Frontier Trust Company, FSB was sold.

16.  

    Effective November 30, 2007, AXA Financial Services, LLC changed its name to AXA Equitable Financial Services, LLC.

17.  

    Effective August 1, 2008, AXA Equitable Life Insurance Company transferred ownership of AXA Life and Annuity Company to AXA Equitable Financial Services, LLC.

18.  

    Effective September 22, 2008, AXA Life and Annuity Company changed its name to AXA Equitable Life and Annuity Company.

19.  

    The EIN for 787 Holdings, LLC is 27-0294443, to be used for federal employment taxes and certain federal excise taxes. For federal tax purposes, it should generally use AXA Financial’s EIN, which is 13-3623351.

20.  

    Effective June 29, 2012, AXA Financial (Bermuda) Ltd. was redomesticated to Arizona and its name was changed to AXA RE Arizona Company.

21.  

    Effective December 15, 2014, AXA Strategic Ventures US, LLC. was formed.

22.  

    Effective April 4, 2018, AXA America Corporate Solutions Inc was sold to AXA US Holdings Inc.

23.  

    AXA RE Arizona Company was merged into AXA Equitable Life Insurance Company 4/12/18

24.  

    EQ AZ Life Re Company was formed on 1/3/18

25.  

    EQH (as successor to AXA Financial, Inc.) is a member and an investor in AXA Strategic Ventures, LLC (the Fund) with 99% of the total capital commitments in the Fund, and ASC CI Entity, LLC has 1% of the capital call commitments in the Fund. ASV has no capital call commitments, but has exclusive power and authority to manage the Fund.

26.  

    AXA Technology Services America, Inc merged into AXA Equitable Holdings, Inc. effective 11/30/19

27.  

    Effective December 13, 2019, MONY Life Insurance Company of America changed its name to Equitable Financial Life Insurance Company of America

 

Page 2 of 6

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2019

 

Dissolved or Merged   

-  On November 3, 2000, Donaldson, Lufkin & Jenrette, Inc. was sold to Credit Suisse Group.

-  100 Federal Street Funding Corporation was dissolved August 31, 1998.

-  100 Federal Street Realty Corporation was dissolved December 20, 2001.

-  CCMI Corp. was dissolved on October 7, 1999.

-  ELAS Realty, Inc. was dissolved January 29, 2002.

-  EML Associates, L.P. was dissolved March 27, 2001.

-  EQ Services, Inc. was dissolved May 11, 2001.

-  Equitable BJVS, Inc. was dissolved October 3, 1999.

-  Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.

-  Equitable JV Holding Corp. was dissolved on June 1, 2002.F142

-  Equitable JVS II, Inc. was dissolved December 4, 1996

-  Equitable Underwriting & Sales Agency (Bahamas) Ltd. was dissolved on December 31, 2000.

-  EREIM LP Associates (L.P.) was dissolved March 27, 2001.

-  EREIM Managers Corporation was dissolved March 27, 2001.

-  EVLICO East Ridge, Inc. was dissolved Jan. 13, 2001

-  EVLICO, Inc. was dissolved in 1999.

-  Franconom, Inc. was dissolved on December 4, 2000.

-  GP/EQ Southwest, Inc. was dissolved October 21, 1997

-  HVM Corp. was dissolved on Feb. 16, 1999.

-  ML/EQ Real Estate Portfolio, L.P. was dissolved March 27, 2001.

-  Prime Property Funding, Inc. was dissolved in Feb. 1999.

-  Sarasota Prime Hotels, Inc. became Sarasota Prime Hotels, LLC.

-  Six-Pac G.P., Inc. was dissolved July 12, 1999

-  Paramount Planners, LLC., a direct subsidiary of AXA Distribution Holding Corporation, was dissolved on December 5, 2003

-  Equitable Rowes Wharf, Inc. was dissolved October 12, 2004

-  ECLL Inc. was dissolved July 15, 2003

-  MONY Realty Partners, Inc. was dissolved February 2005.

-  Wil-Gro, Inc. was dissolved June, 2005.

-  Sagamore Financial LLC was dissolved August 31, 2006.

-  Equitable JVS was dissolved August, 2007.

-  Astor Times Square Corp. dissolved as of April 2007.

-  Astor/Broadway Acquisition Corp. dissolved as of August 2007.

-  PC Landmark, Inc. has been administratively dissolved.

-  EJSVS, Inc. has been administratively dissolved.

-  STCS, Inc. was dissolved on August 15, 2007.

-  AXA Network of Alabama was merged into AXA Network, LLC. on November 18, 2011

-  AXA Network of Connecticut, Maine and New York, LLC was merged into AXA Network, LLC. on November 17, 2011

-  AXA Network Insurance Agency of Massachusetts, LLC was merged into AXA Network, LLC. on November 17, 2011

-  AXA Network Insurance Agency of Texas, Inc. was merged into AXA Network, LLC. effective January 1, 2012.

-  AXA Network of Nevada, Inc. was merged into AXA Network, LLC. effective January 1, 2012.

-  Equitable Deal Flow Fund, L.P. dissolved effective December 2013.

-  ACMC, LLC dissolved September 26, 2019

 

Page 3 of 6

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2019    

LISTING A - Equitable Holdings, LLC    

 

    Type of
Subsidiary		     State of
Incorp. or
Domicile		     State of
Principal
Operation		     Federal
Tax ID #		     Number of
Shares
Owned		     Parent’s
Percent of
Ownership
or Control		    

Comments
(e.g., Basis of Control)

  

Address

  

CityStZip

AXA Equitable Holdings, Inc. (f/k/a AXA America Holdings, Inc.)

                  

AXA Equitable Financial Services, LLC (Note 2)

                  

AXA Equitable Life Insurance Company *

                  

EQ Holdings, LLC

                  

Equitable Casualty Insurance Company *

     Operating       VT       VT       06-1166226       1,000       100.00 %      c/o Willis Management (Vermont) Ltd., 40 Main St, Suite 200   Burlington, VT 05401

AllianceBernstein Corporation (See Note 4 on Page 2)

     Operating       DE       NY       13-3633538       100       100.00 %      1345 Avenue of the Americas   New York, NY 10105

See Attached Listing B

                  

AXA Distributors, LLC

     Operating       DE       NY       52-2233674       —         100.00 %      1290 Avenue of the Americas   New York, NY 10104

J.M.R. Realty Services, Inc.

     Operating       DE       NY       13-3813232       1,000       100.00 %      1290 Avenue of the Americas   New York, NY 10104

Equitable Structured Settlement Corp. (See Note 8 on Page 2)

     Operating       DE       NJ       22-3492811       100       100.00 %       

 

*

Affiliated Insurer

Equitable Investment Corp merged into Equitable Holdings, LLC on November 30, 1999.

Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.

Effective March 15, 2000, Equisource of New York, Inc. and its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp.

Effective January 1, 2002, Equitable Distributors, Inc. merged into AXA Distributors, LLC.

AXA Distributors Insurance Agency of Alabama, LLC was merged into AXA Distributors, LLC effective November 30, 2011.

AXA Distributors Insurance Agency, LLC was merged into AXA Distributors, LLC effective November 28, 2011.

AXA Distributors Insurance Agency of Massachusetts, LLC was merged into AXA Distributors, LLC effective November 29, 2011.

AXA Distributors Insurance Agency of Texas Inc. LLC was merged into AXA Distributors, LLC effective November 29, 2011.

ELAS Securities Acquisition Corp. was merged into Equitable Holdings, LLC effective July 16, 2012

 

Page 4 of 6

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2019    

LISTING B - AllianceBernstein Corporation    

 

     Type of
Subsidiary		     State of
Incorp. or
Domicile		    State of
Principal
Operation		    Federal
Tax ID #		    Number of
Shares
Owned		      Parent’s
Percent of
Ownership
or Control		    

Comments

(e.g., Basis of Control)

   

Address

  

CityStZip

AXA Equitable Holdings, Inc. (f/k/a AXA America Holdings, Inc.)

                        

Alpha Units Holdings, Inc.

                        

AXA Equitable Financial Services, LLC (Note 2)

                        

MONY Life Insurance Company of America

                        

AllianceBernstein Corporation

      DE    NY    13-3633538         owns 1% GP interest in AllianceBernstein L.P. and 100,000 GP units in AllianceBernstein Holding L.P.    1345 Avenue of the Americas   New York, New York 10105

AllianceBernstein Holding L.P. (See Note 4 on Page 2)

     

 HCO
(NYSE:
AB)		  
 
 		   DE    NY    13-3434400            1345 Avenue of the Americas   New York, New York 10105

AllianceBernstein L.P. (See Note 4 on Page 2)

      Operating     DE    NY    13-4064930            1345 Avenue of the Americas   New York, New York 10105

AllianceBernstein Investments Taiwan Limited

      Operating     Taiwan    Taiwan    —           75.12 %    AllianceBernstein Hong Kong Limited owns 24.88%     

AB Trust Company, LLC

      Operating     NH    NY    —           100.00 %    Sole member interest     

Alliance Capital Management LLC

      HCO     DE    NY    —           100.00 %        

AllianceBernstein Real Estate Investments LLC

      Operating     DE    NY    —           100.00 %    Sole member interest     

AB Private Credit Investors LLC

      Operating     DE    NY    47-1265381         100.00 %    Sole member interest     

AB Custom Alternative Solutions LLC

      Operating     DE    NY    —           100.00 %    Sole member interest (formerly known as RASL)    1345 Avenue of the Americas   New York, New York 10105

Sanford C. Bernstein & Co., LLC

      Operating     DE    NY    13-4132953         100.00 %        

Autonomous Research US LP [‘99.9% owned by SCB & Co. LLC & 0.01% by ABLP]

      NY    NY            ‘99.9% owned by SCB & Co. LLC & 0.01% by ABLP     

Sanford C. Bernstein (Canada) Limited

      Operating     Canada    Toronto    822155164NP0001         100.00 %        

AllianceBernstein International LLC

      HCO     DE    NY    —           100.00 %    Owned by AllianceBernstein L.P.    1345 Avenue of the Americas   New York, New York 10105

Sanford C. Bernstein (Schwiez) GmbH

      Operating     Switzerland    Switzerland    —           100.00 %    Owned by AllianceBernstein International LLC.     

Sanford C. Bernstein (Hong Kong) Limited (‘87.4% owned by AB Intl. LLC and ‘12.6% by AB Holdings (Cayman) Ltd.)

      Operating     Hong Kong    Hong Kong    —           87.4% owned by AB Intl. LLC and ‘12.6% by AB Holdings (Cayman) Ltd.     

Sanford C. Bernstein (Australia) Pty Limited (‘100% owned by SCB HK)

      Australia    Sydney                

Autonomous Research Asia Limited (‘100% owned by SCB HK)

      Hong Kong    Hong Kong                

Sanford C. Bernstein (Ireland) Limited

      Operating     Ireland    Dublin            100.00 %    Owned by AllianceBernstein International LLC.     

AllianceBernstein Holdings Limited

      HCO     U.K.    London    —           100.00 %    Owned by AllianceBernstein International LLC.     

AllianceBernstein Corporation of Delaware

      HCO     DE    NY    13-2778645      10        100.00 %       1345 Avenue of the Americas   New York, New York 10105

AllianceBernstein (Argentina) S.R.L.

      Operating     Argentina    Buenos
Aires		    —           99.00 %    AllianceBernstein Oceanic Corporation owns 1%     

AllianceBernstein (Chile) SpA

      Operating     Chile    Santiago    —           100.00 %        

AllianceBernstein Japan Ltd.

      Operating     Japan    Tokyo    —           100.00 %        

AllianceBernstein Invest. Manage. Australia Limited

      Operating     Australia    Sydney &
Melbourne		    —           100.00 %        

AllianceBernstein Global Derivatives Corp.

      Operating     DE    NY    13-3626546      1,000        100.00 %       1345 Avenue of the Americas   New York, New York 10105

AllianceBernstein Administradora de Carteiras (Brasil) Ltda.

      Operating     Brazil    Sao Paulo    —           99 %    AllianceBernstein Oceanic Corporation owns 0.01% and 99.99% by AB Oceanic 1%    Rua Jaoquim No. 72, Suite 62   Sao Paulo, Brazil

AllianceBernstein Holdings (Cayman) Ltd.

      HCO     Cayman
Isles		    Cayman
Isles		            100.00 %        

AllianceBernstein Preferred Limited

      HCO     U.K.    London    —           100.00 %    Owned by AllianceBernstein Corporation of Delaware     

CPH Capital Fondsmaeglerselskab A/S (100% by AB Preferred)

      Operating     Denmark    Copenhagen    —               

AB Bernstein Israel Ltd.

      Operating     Israel    Tel
Aviv		    —           100.00 %   

AB Preferred

     

AllianceBernstein Limited

      Operating     U.K.    London    —        250,000        100.00 %   

AB Preferred owns 100% of preference shares (50.05% of ABL issued shares) & AB Holdings Limited owns 100% of ordinary shares (49.95% of ABL issues shares)

     

AB Europe GmbH

      Operating     Germany    Munich    —           100.00 %        

AllianceBernstein Services Limited (1)

      Operating     U.K.    London    —        1,000        100.00 %        

AllianceBernstein Schweiz AG

      Operating     Switzerland    Zurich    —           100.00 %        

AllianceBernstein (Luxembourg) S.a.r.l.

      Operating     Lux.    Lux.    —        3,999        100.00 %    AB Holdings Limited owns 79.75% class b ordinary & AB Preferred owns 20.25% preference shares     

AllianceBernstein (France) SAS

      Operating     France    Paris    —           100.00 %        

AllianceBernstein (Mexico) S. de R.L. de C.V.

      Operating     Mexico    Mexico
City		    —           99.00 %   

AllianceBernstein Oceanic Corp. owns 1%

     

AllianceBernstein Australia Limited

      Operating     Australia    Sydney &
Melbourne		    —           50.00 %   

AB International LLC owns the other 50%.

     

AllianceBernstein Canada, Inc.

      Operating     Canada    Toronto    13-3630460      18,750        100.00 %        

 

Page 5 of 6

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2019         

LISTING B - AllianceBernstein Corporation         

 

    Type of
Subsidiary		   State of
Incorp. or
Domicile		   State of
Principal
Operation		   Federal
Tax ID #		   Number of
Shares
Owned		     Parent’s
Percent of
Ownership
or Control		    

Comments

(e.g., Basis of Control)

  

Address

  

CityStZip

AXA Equitable Holdings, Inc. (f/k/a AXA America Holdings, Inc.)

                  

AXA Equitable Financial Services, LLC (Note 2)

                  

AllianceBernstein Corporation

     DE   NY   13-3633538         1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein L.P.

   Operating   DE   NY   13-4064930         1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein International LLC

   HCO   DE   NY         100.00 %    Owned by AllianceBernstein L.P.   1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein Corporation of Delaware (Cont’d)

   HCO   DE   NY   13-2778645         1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein (Singapore) Ltd.

   Operating   Singapore   Singapore   —         100.00 %       

AllianceBernstein Portugal, Unipessoal LDA.

   Operating   Portugal   Lisbon         100.00 %       

Alliance Capital (Mauritius) Private Ltd.

   HCO   Mauritius   Port Louis   —         100.00 %       

AllianceBernstain Solutions (India) Private Limited (Formerly Alliance Capital Asset Man. (India) Private Ltd)

   Dormant   India   Mumbai   —        

99.99% AC (Muaritius) and 0.01% ABCD

    

AllianceBernstein Invest. Res. & Man. (India) Pvt. Ltd.

   Operating   India   Mumbai   —         100.00 %       

Sanford C. Bernstein (India) Private Limited

   Operating   India   Mumbai   —         99.90 %   

0.1% owned by AB Corp. of DE

    

AllianceBernstein Oceanic Corporation

   HCO   DE   NY   13-3441277     1,000       100.00 %      1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein Asset Management (Korea) Ltd.

   Operating   Korea   Seoul   —         100.00 %      14th Floor, Seoul Finance Center, 84 Taepyungro 1-ga, Jung-gu  

AllianceBernstein Investments, Inc.

   Operating   DE   NY   13-3191825     100       100.00 %      1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein Investor Services, Inc.

   Operating   DE   TX   13-3211780     100       100.00 %      1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein Hong Kong Limited

   Operating   Hong Kong   Hong Kong   —         100.00 %       

AB (Shanghai) Investment Mangagment Co., Ltd.

   Operating   China   Shanghai   —         100.00 %       

AB (Shanghai) Overseas Investment Fund Management Co., Ltd.

     China   Shanghai         100.00 %       

Sanford C. Bernstein (Autonomous UK) 1 Limited

     U.K.   London         100.00 %       

Autonomous Research LLP (100% by SCB (Autonomous UK) 1 Ltd.)

     U.K.   London         100.00 %       

Autonomous Research Limited

   Dormant   U.K.   London         100.00 %       

Autonomous Research Investments Limited

   Dormant   U.K.   London         100.00 %       

Autonomous Research Investments 1 LLP

   Dormant   U.K.   London         100.00 %       

Autonomous Research 2 LLP

   Dormant   U.K.   London         100.00 %       

Sanford C. Bernstein Limited (2)

   Operating   U.K.   London   —         100.00 %       

Sanford C. Bernstein (CREST Nominees) Ltd.

   Operating   U.K.   London   —         100.00 %    Devonshire House, 1 Mayfair Place   London, UK W1J8SB  

W.P. Stewart & Co., LLC.

   Operating   DE   NY   98-0201080       100.00 %       

WPS Advisors, LLC.

   Operating   DE   NY   13-4008818       100.00 %       

W.P. Stewart Asset Management LLC

   Operating   DE   NY   98-0201079       100.00 %       

W.P. Stewart Securities LLC

   Dormant   DE   NY   27-2713894       100.00 %       

W.P. Stewart Asset Management (NA), LLC.

   Operating   NY   NY   11-2650769       100.00 %       

W.P. Stewart Fund Management S.A. (‘99.995% by WP Stewart & Co. LLC and ‘0.005% by WP Stewart Asst Mgmt LLC)

   Operating   Luxembourg   Luxembourg   —         99.995% by WP Stewart & Co. LLC and ‘0.005% by WP Stewart Asst Mgmt LLC    

 

(1)

ABSL has; a) branch offices in Stockholm, Sweden and Madrid, Spain and b) representative offices in Amsterdam, Netherlands and Milan, Italy.

(2)

SCBL has branch offices in Amesterdam, Netherlands; Frankfurt, Germany; Milan, Italy; and Stockholm, Sweden.

 

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