SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
RIPP ROBERT
(Last) (First) (Middle)
2603 CHALLENGER TECH CT
SUITE 100
(Street)
ORLANDO FL 32826
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LIGHTPATH TECHNOLOGIES INC [ LPTH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2011
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 7,812 I Trust-Children(1)
Class A Common 267,648 D
Class A Common(7) 08/01/2011 A 7,212 A $2.08 7,212 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Warrant (Right to buy) $3.2 01/05/2004 09/30/2013 Class A Common 100,000 0 D
Restricted Stock Unit(4) $0(2) 10/20/2004(3) 10/20/2014 Class A Common 6,000 0 D
Restricted Stock Unit $0(2) 10/20/2005(3) 10/20/2014 Class A Common 2,850 0 D
Restricted Stock Unit $0(2) 10/20/2006(3) 10/20/2014 Class A Common 2,850 0 D
Non-qualified stock option $2.77(2) 11/10/2006(3) 11/10/2015 Class A Common 2,033 0 D
Non-qualified stock option $2.77(2) 11/10/2007 11/10/2015 Class A Common 2,033 0 D
Non-qualified stock option $2.77(2) 11/10/2008 11/10/2015 Class A Common 2,034 0 D
Restricted Stock Unit $0(2) 11/10/2006(3) 11/10/2015 Class A Common 3,333 0 D
Restricted Stock Unit $0(2) 11/10/2007(3) 11/10/2015 Class A Common 3,333 0 D
Restricted Stock Unit $0(2) 10/10/2008(3) 11/10/2015 Class A Common 3,334 0 D
Restricted Stock Unit $0(2) 10/27/2007(3) 10/27/2016 Class A Common 3,333 0 D
Restricted Stock Unit $0(2) 10/27/2008(3) 10/27/2016 Class A Common 3,333 0 D
Restricted Stock Unit $0(2) 10/27/2009(3) 10/27/2016 Class A Common 3,333 0 D
Restricked Stock Unit $0 11/06/2008(5) 11/06/2017 Class A Common 10,000 0 D
Non-qualified stock option $2.1 02/01/2009(5) 02/01/2018 Class A Common 30,000 0 D
8% Convertible debenture $1.54 08/01/2008 08/01/2011 Class A Common 121,753 0 D
Common Stock Warrant $1.68 08/01/2008 08/01/2013 Class A Common 52,760 0 D
Common Stock Warrant $1.89 08/01/2008 08/01/2013 Class A Common 28,409 0 D
Restricted stock unit $0 10/30/2009 10/30/2011(6) Class A Common 15,000 0 D
Common stock warrant $0.87 12/31/2008 12/31/2013 Class A common 31,581 0 D
Restricted Stock Unit $0 02/04/2011(6) 02/04/2013 Class A Common 15,000 0 D
Restricted stock unit $0 11/03/2010 A 15,000 11/03/2011(6) 11/03/2013 Class A Common 15,000 $2.69 724,951 D
Explanation of Responses:
1. The reporting person declaim beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the Securities for purposes of Section 16 or any other purpose
2. Restricted stock units convert at a 1-to-1 ratio to Class A Common
3. The Reporting person shall be eligible to electively receive one share of Class A Common for each restricted stock unit at this date subject to continued employment
4. Granted as vested in lieu of grant in prior year
5. These shares vest over four years.
6. These shares vest over three years.
7. These shares were issued for an annual interest payment on convertible debentures.
/s/ Robert Ripp 08/05/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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