0001127602-17-021092.txt : 20170609 0001127602-17-021092.hdr.sgml : 20170609 20170609171753 ACCESSION NUMBER: 0001127602-17-021092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170609 FILED AS OF DATE: 20170609 DATE AS OF CHANGE: 20170609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRIVATEBANCORP, INC CENTRAL INDEX KEY: 0000889936 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363681151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126837100 MAIL ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: PRIVATEBANCORP INC DATE OF NAME CHANGE: 19990408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lubin Bruce S. CENTRAL INDEX KEY: 0001417007 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34066 FILM NUMBER: 17903794 MAIL ADDRESS: STREET 1: 5217 RFD BRIARCREST CITY: LONG GROVE STATE: IL ZIP: 60047 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-06-09 0000889936 PRIVATEBANCORP, INC PVTB 0001417007 Lubin Bruce S. C/O PRIVATEBANCORP, INC. 120 SOUTH LASALLE STREET CHICAGO IL 60603 1 Pres. of IL Commercial Banking Common Stock 2017-06-09 4 M 0 78125 26.10 A 230915 D Common Stock 2017-06-09 4 M 0 23103 14.99 A 254018 D Common Stock 2017-06-09 4 M 0 21562 17.95 A 275580 D Common Stock 2017-06-09 4 M 0 8170 27.94 A 283750 D Common Stock 2017-06-09 4 S 0 130960 60.51 D 152790 D Stock Option (Right to Buy) 26.10 2017-06-09 4 M 0 78125 0 D 2017-11-01 Common Stock 78125 0 D Option To Purchase Common Stock 14.99 2017-06-09 4 M 0 23103 0 D 2021-04-01 Common Stock 23103 0 D Option To Purchase Common Stock 17.95 2017-06-09 4 M 0 21562 0 D 2016-03-01 2023-02-22 Common Stock 21562 0 D Option To Purchase Common Stock 27.94 2017-06-09 4 M 0 8170 0 D 2017-03-01 2024-02-21 Common Stock 8170 0 D Reflects the weighted average sales price of multiple transactions reported on this line. The shares were sold at prices that ranged from $60.45 to $60.62. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. Options were granted November 1, 2007. Fifty percent vested upon achievement of specific EPS growth targets. The remaining 50% vested 20% every year on the anniversary of the date of grant and became fully vested after five years. Options were granted on April 1, 2011, one-third of which vested on the anniversary date in each of 2012, 2013 and 2014. /s/ Zack Christensen, Attorney-in-Fact 2017-06-09