0001127602-17-021092.txt : 20170609
0001127602-17-021092.hdr.sgml : 20170609
20170609171753
ACCESSION NUMBER: 0001127602-17-021092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170609
FILED AS OF DATE: 20170609
DATE AS OF CHANGE: 20170609
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRIVATEBANCORP, INC
CENTRAL INDEX KEY: 0000889936
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 363681151
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 120 SOUTH LASALLE STREET
STREET 2: 4TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126837100
MAIL ADDRESS:
STREET 1: 120 SOUTH LASALLE STREET
STREET 2: 4TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: PRIVATEBANCORP INC
DATE OF NAME CHANGE: 19990408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lubin Bruce S.
CENTRAL INDEX KEY: 0001417007
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34066
FILM NUMBER: 17903794
MAIL ADDRESS:
STREET 1: 5217 RFD BRIARCREST
CITY: LONG GROVE
STATE: IL
ZIP: 60047
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-06-09
0000889936
PRIVATEBANCORP, INC
PVTB
0001417007
Lubin Bruce S.
C/O PRIVATEBANCORP, INC.
120 SOUTH LASALLE STREET
CHICAGO
IL
60603
1
Pres. of IL Commercial Banking
Common Stock
2017-06-09
4
M
0
78125
26.10
A
230915
D
Common Stock
2017-06-09
4
M
0
23103
14.99
A
254018
D
Common Stock
2017-06-09
4
M
0
21562
17.95
A
275580
D
Common Stock
2017-06-09
4
M
0
8170
27.94
A
283750
D
Common Stock
2017-06-09
4
S
0
130960
60.51
D
152790
D
Stock Option (Right to Buy)
26.10
2017-06-09
4
M
0
78125
0
D
2017-11-01
Common Stock
78125
0
D
Option To Purchase Common Stock
14.99
2017-06-09
4
M
0
23103
0
D
2021-04-01
Common Stock
23103
0
D
Option To Purchase Common Stock
17.95
2017-06-09
4
M
0
21562
0
D
2016-03-01
2023-02-22
Common Stock
21562
0
D
Option To Purchase Common Stock
27.94
2017-06-09
4
M
0
8170
0
D
2017-03-01
2024-02-21
Common Stock
8170
0
D
Reflects the weighted average sales price of multiple transactions reported on this line. The shares were sold at prices that ranged from $60.45 to $60.62. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
Options were granted November 1, 2007. Fifty percent vested upon achievement of specific EPS growth targets. The remaining 50% vested 20% every year on the anniversary of the date of grant and became fully vested after five years.
Options were granted on April 1, 2011, one-third of which vested on the anniversary date in each of 2012, 2013 and 2014.
/s/ Zack Christensen, Attorney-in-Fact
2017-06-09