0001181431-12-057659.txt : 20121108 0001181431-12-057659.hdr.sgml : 20121108 20121108161700 ACCESSION NUMBER: 0001181431-12-057659 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121107 FILED AS OF DATE: 20121108 DATE AS OF CHANGE: 20121108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Penny Pamela J CENTRAL INDEX KEY: 0001399634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13790 FILM NUMBER: 121190285 MAIL ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCC INSURANCE HOLDINGS INC/DE/ CENTRAL INDEX KEY: 0000888919 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 760336636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13403 NORTHWEST FRWY CITY: HOUSTON STATE: TX ZIP: 77040-6094 BUSINESS PHONE: 7136907300 MAIL ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd359970.xml FORM 4 X0306 4 2012-11-07 0 0000888919 HCC INSURANCE HOLDINGS INC/DE/ HCC 0001399634 Penny Pamela J C/O HCC INSURANCE HOLDINGS, INC. 13403 NORTHWEST FREEWAY HOUSTON TX 77040 0 1 0 0 EVP & Chief Accounting Officer Common Stock 13516 D Common Stock 2012-11-07 4 M 0 14000 31.11 A 27516 D Common Stock 2012-11-07 4 S 0 14000 35.159 D 13516 D Option to Purchase 31.11 2012-11-07 4 M 0 14000 0 D 2013-03-02 Common Stock 50000 0 D Option to Purchase 26.91 2017-11-15 Common Stock 50000 50000 D Option to Purchase 20.86 2014-11-19 Common Stock 100000 40000 D The price $35.159 represents a weighted average of sales prices ranging from $35.070 to $35.23. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Option to purchase granted pursuant to the 2001 Flexible Incentive Plan. The options vest equally annually beginning 03/02/2008 @ 10,000 shares per year. Option to purchase granted pursuant to the 2008 Flexible Incentive Plan. The options vest equally annually beginning 11/15/2012 @ 10,000 shares per year. The options vest equally annually beginning 11/19/2009 @ 20,000 shares per year. Alexander M Ludlow as Attorney in Fact for Pamela J. Penny 2012-11-08