0001181431-12-045720.txt : 20120815 0001181431-12-045720.hdr.sgml : 20120815 20120815153444 ACCESSION NUMBER: 0001181431-12-045720 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120813 FILED AS OF DATE: 20120815 DATE AS OF CHANGE: 20120815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Penny Pamela J CENTRAL INDEX KEY: 0001399634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13790 FILM NUMBER: 121036989 MAIL ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCC INSURANCE HOLDINGS INC/DE/ CENTRAL INDEX KEY: 0000888919 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 760336636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13403 NORTHWEST FRWY CITY: HOUSTON STATE: TX ZIP: 77040-6094 BUSINESS PHONE: 7136907300 MAIL ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd353541.xml FORM 4 X0306 4 2012-08-13 0 0000888919 HCC INSURANCE HOLDINGS INC/DE/ HCC 0001399634 Penny Pamela J C/O HCC INSURANCE HOLDINGS, INC. 13403 NORTHWEST FREEWAY HOUSTON TX 77040 0 1 0 0 EVP & Chief Accounting Officer Common Stock 13516 D Common Stock 2012-08-13 4 M 0 11950 20.86 A 25466 D Common Stock 2012-08-13 4 S 0 11950 32.00 D 13516 D Common Stock 2012-08-14 4 M 0 11950 20.86 A 25466 D Common Stock 2012-08-14 4 S 0 11950 32.25 D 13516 D Option to Purchase 31.11 2013-03-02 Common Stock 50000 50000 D Option to Purchase 26.91 2017-11-15 Common Stock 50000 50000 D Option to Purchase 20.86 2012-08-13 4 M 0 11950 0 D 2014-11-19 Common Stock 100000 51950 D Option to Purchase 20.86 2012-08-14 4 M 0 11950 0 D 2014-11-19 Common Stock 100000 40000 D Option to purchase granted pursuant to the 2001 Flexible Incentive Plan. The options vest equally annually beginning 03/02/2008 @ 10,000 shares per year. Option to purchase granted pursuant to the 2008 Flexible Incentive Plan. The options vest equally annually beginning 11/15/2012 @ 10,000 shares per year. The options vest equally annually beginning 11/19/2009 @ 20,000 shares per year. Alexander M Ludlow as Attorney in Fact for Pamela J. Penny 2012-08-15