-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HxvyoI9bN2CvTBtRjcQYYgfoeysdGB7iDtm/tvWYF9EOTqnM66eZOpLxed/8YioJ jTFjwBC2iMB398RWBBp3iQ== 0001179110-10-016725.txt : 20101130 0001179110-10-016725.hdr.sgml : 20101130 20101130182825 ACCESSION NUMBER: 0001179110-10-016725 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101119 FILED AS OF DATE: 20101130 DATE AS OF CHANGE: 20101130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shubin Stein Kenneth H CENTRAL INDEX KEY: 0001345051 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11174 FILM NUMBER: 101222758 MAIL ADDRESS: STREET 1: 1995 BROADWAY STREET 2: SUITE 1801 CITY: NEW YORK STATE: NY ZIP: 10023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MRV COMMUNICATIONS INC CENTRAL INDEX KEY: 0000887969 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 061340090 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20415 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8187730900 MAIL ADDRESS: STREET 1: 20415 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 4/A 1 edgar.xml FORM 4/A - X0303 4/A 2010-11-19 2010-11-23 0 0000887969 MRV COMMUNICATIONS INC MRVC.PK 0001345051 Shubin Stein Kenneth H 20415 NORDHOFF STREET CHATSWORTH CA 91311 1 0 0 0 Common Stock 2010-11-19 4 P 0 4066 1.35 A 317121 D Common Stock 2010-11-19 4 P 0 36644 1.35 A 353765 I See Footnote Common Stock 2010-11-22 4 P 0 884 1.37 A 354649 D Common Stock 2010-11-22 4 P 0 3713 1.38 A 358362 D Common Stock 2010-11-22 4 P 0 7966 1.37 A 366328 I See Footnote Common Stock 2010-11-22 4 P 0 33457 1.38 A 399785 I See Footnote Common Stock 2010-11-23 4 P 0 3983 1.39 A 403768 I See Footnote Common Stock 2010-11-23 4 P 0 442 1.39 A 404210 D Common Stock 2010-11-23 4 P 0 7966 1.40 A 412176 I See Footnote Common Stock 2010-11-23 4 P 0 884 1.40 A 413060 D Common Stock 2010-11-23 4 P 0 7966 1.45 A 421026 I See Footnote Common Stock 2010-11-23 4 P 0 884 1.45 A 421910 D Common Stock 2010-11-23 4 P 0 21508 1.47 A 443418 I See Footnote Common Stock 2010-11-23 4 P 0 2387 1.47 A 445805 D Dr. Shubin Stein previously beneficially owned 112,990 shares of MRV Communications, Inc.'s common stock, and with the additional purchases reported above, now owns 126,250 directly. In addition, Dr. Shubin Stein has sole trading and voting discretion as the managing member of Spencer Capital Management, LLC, which manages various accounts that hold 319,555 shares of MRV Communications, Inc. common stock including the reported purchases above. As the managing member of Spencer Capital Management, LLC, Dr. Shubin Stein may be deemed to be the beneficial owner of the 319,555 shares held in the managed accounts. Dr. Shubin Stein disclaims beneficial ownership of any of the shares included in this report except to the extent of his pecuniary interest therein. The number of shares of common stock of MRV Communications, Inc. beneficially owned by Dr. Shubin Stein indirectly has been reduced an aggregate of 17,250 from the original Form 4 filing dated November 23, 2010, due to the rescission without consummation of that number of shares of an account managed by Spencer Capital Management, LLC from November 19 through 23, 2010. Anne-Marie Frisch, Attorney-In-Fact For Kenneth H. Shubin Stein 2010-11-30 -----END PRIVACY-ENHANCED MESSAGE-----