FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/31/2008 |
3. Issuer Name and Ticker or Trading Symbol
FTI CONSULTING INC [ FCN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 22,250 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Call Option (right to buy) | 11/26/2007(1) | 11/30/2009 | Common Stock | 103,643 | $76.369 | D | |
Employee Stock Option (right to buy) | 10/04/2007(2) | 10/04/2016 | Common Stock | 56,040 | $25.25 | D | |
Employee Stock Option (right to buy) | 08/11/2009(2) | 08/11/2018 | Common Stock | 75,000 | $74.05 | D | |
Put Option (right to sell) | 11/26/2007(1) | 11/30/2009 | Common Stock | 103,643 | $54.043 | D |
Explanation of Responses: |
1. The reporting person entered into a European style collar arrangement before he was elected an officer of FTI Consulting, Inc. The reporting person acquired the shares of common stock subject to the collar as partial purchase price consideration for the share capital of FD International (Holdings) Limited owned by him, which was acquired by FTI Consulting, Inc. in October 2006. |
2. Option vests at the rate of 20% per annum on the first through fifth anniversary dates of the date of grant |
Declan M. Kelly | 11/07/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |