0001209191-16-119163.txt : 20160511 0001209191-16-119163.hdr.sgml : 20160511 20160511164727 ACCESSION NUMBER: 0001209191-16-119163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160509 FILED AS OF DATE: 20160511 DATE AS OF CHANGE: 20160511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO CENTRAL INDEX KEY: 0000887733 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 680275553 STATE OF INCORPORATION: DE FISCAL YEAR END: 0926 BUSINESS ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 BUSINESS PHONE: 9259484000 MAIL ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 FORMER COMPANY: FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY DATE OF NAME CHANGE: 19941019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reed Michael A CENTRAL INDEX KEY: 0001417288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33268 FILM NUMBER: 161640477 MAIL ADDRESS: STREET 1: CENTRAL GARDEN & PET COMPANY STREET 2: 1340 TREAT BLVD SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-09 0 0000887733 CENTRAL GARDEN & PET CO CENT 0001417288 Reed Michael A 1340 TREAT BOULEVARD SUITE 600 WALNUT CREEK CA 94597 0 1 0 0 Executive Vice President Class A Common Stock 2016-05-09 4 M 0 11200 9.26 A 166091 D Class A Common Stock 2016-05-09 4 F 0 7068 18.82 D 159023 D Class A Common Stock 2016-05-09 4 M 0 12500 9.54 A 171523 D Class A Common Stock 2016-05-09 4 F 0 8023 18.82 D 163500 D Class A Common Stock 2016-05-09 4 M 0 12500 6.43 A 176000 D Class A Common Stock 2016-05-09 4 F 0 6522 18.82 D 169478 D Class A Common Stock 2016-05-09 4 M 0 12500 10.63 A 181978 D Class A Common Stock 2016-05-09 4 F 0 8549 18.82 D 173429 D Class A Common Stock 2016-05-09 4 S 0 3027 18.7003 D 170402 D Stock Option (Right to Buy) 9.26 2016-05-09 4 M 0 11200 0.00 D 2017-04-13 Class A Common Stock 11200 0 D Stock Option (Right to Buy) 9.54 2016-05-09 4 M 0 12500 0.00 D 2018-03-26 Class A Common Stock 12500 0 D Stock Option (Right to Buy) 6.43 2016-05-09 4 M 0 12500 0.00 D 2019-03-31 Class A Common Stock 12500 12500 D Stock Option (Right to Buy) 10.63 2016-05-09 4 M 0 12500 0.00 D 2021-03-31 Class A Common Stock 12500 37500 D Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise. On April 13, 2011, the Issuer's Compensation Committee granted the reporting person an option to purchase 70,000 shares of Class A Common Stock of the Issuer. The option vests in five equal annual installments beginning April 13, 2012 based on the satisfaction of certain annual performance targets for each of the fiscal years ending September 2011, 2012, 2013, 2014 and 2015. The performance targets were not met for 14,000 shares of Class A Common Stock. On March 26, 2012, the reporting person was granted an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vests in four equal annual installments beginning March 26, 2013. On August 12, 2013, the Reporting Person was granted an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vests in four equal annual installments beginning March 31, 2014. The options shall vest in four increments of 25% on March 31, 2016, 2017, 2018 and 2019. /s/ JoAnn Jonte, as attorney-in-fact for Michael A. Reed 2016-05-11