4 1 g77565gse4.htm RAILAMERICA, INC./ GARY M. SPIEGEL FORM 4 e4
 

         
            FORM 4

 
o Check box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue.
See Instruction 1(b). 		  U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
 
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940		    

                     
1. Name and Address of Reporting Person*
 
 
Spiegel           Gary            M. 		  2. Issuer Name and Ticker or Trading Symbol
 
 
RailAmerica, Inc. (NYSE: RRA) 		  6. Relationship of Reporting Person to issuer (Check all applicable)
o Director                          o  10% Owner
x Officer (give title below)    o  Other (specify below)
 
Executive Vice President
and Chief Operating Officer,
North American Rail Group
(Last)       (First)        (Middle)
 
 
 
RailAmerica, Inc.
5300 Broken Sound Blvd., NW 		  3. IRS or Social Security Number of Reporting Person (Voluntary)
  		  4. Statement for Month/Year
 
 
 
June 2002 		  7. Individual or Joint/Group Filing
(Check Applicable Line)
 
x Form filed by one Reporting Person
(Street)
 
 
 
Boca Raton      Florida       33487 		      5. If Amendment,
Date of Original
(Month/Year)
  		  o Form filed by more than One Reporting Person
(City)          (State)          (Zip)                    
 
Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
                                     
1. Title of Security
(Instr. 3) 		  2. Transaction
Date
(Month/ Day/
Year) 		  3.  Transaction Code
(Instr. 8) 		  4. Securities Acquired (A) or Disposed of (D)
(Inst. 3, 4 and 5) 		  5. Amount of
Securities
Beneficially Owned
at End of Month
(Instr. 3 and 4) 		  6. Ownership
Form:
Direct (D)
or
Indirect  (I)
(Instr.  4) 		  7. Nature
of Indirect
Beneficial
Ownership
(Instr.  4)
        Code   V   Amount   (A) or (D)   Price            
Common Stock, par value $.001 per share                           8,750   D   —
Common Stock, par value $.001 per share                           300   I   By Wife
 
                                   
 
                                   
 
                                   
 
                                   
 
                                   
 
                                   
         
    (Print or Type Response)  

 

         
FORM 4 (continued)   Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)		    

                                                         
 1. Title of Derivative Security

(Instr. 3) 		   2. Conversion
or Exercise
Price of
Derivative
Security 		   3. Transaction Date
 
(Month/Day/Year) 		   4. Transaction Code

(Instr. 8) 		   5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4,
and 5) 		   6. Date
Exercisable
and Expiration
Date
 
(Month/Day/ Year) 		   7. Title and
Amount of
Underlying
Securities

(Instr. 3 and 4) 		   8. Price of
Derivative
Security

(Instr. 5) 		   9. Number of
Derivative
Securities
Beneficially
Owned at
End of
Month

(Instr. 4) 		   10.  Ownership
Form of
Derivative
Security:
Direct (D)
or
Indirect (I)

(Instr. 4) 		   11. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)
            Code   V   (A)   (D)   Date
Exercis-
able 		  Expira-
tion
Date 		 
Title 		  Amount or
Number of
Shares 		               
1998 Executive Incentive Compensation Plan Options (right to buy)   $6.25   —   —   —   —   —   8/30/00
(1) 		  8/30/10   Common Stock, $.001 par value   50,000       50,000   D    
1998 Executive Incentive Compensation Plan Options (right to buy)   $12.01   —   —   —   —   —   6/22/01
(2)		   6/22/11   Common Stock, $.001 par value   50,000       50,000   D    
1998 Executive Incentive Compensation Plan Options (right to buy)   $11.40   —   —   —   —   —   10/25/01
(3)		   10/25/11   Common Stock, $.001 par value   50,000       50,000   D    
1998 Executive Incentive Compensation Plan Options (right to buy)   $10.20   6/20/02   A   V   150,000       6/20/02
(4)		   6/20/12   Common Stock, $.001 par value   150,000       150,000   D    
  Explanation of Responses:

       
  (1)   Thirty-three and one-third percent (33 1/3%) of such options became exercisable on each of August 30, 2000 and August 30, 2001 and an additional thirty-three and one-third percent (33 1/3%) will become exercisable on August 30, 2002.
 
  (2)   Thirty-three and one-third percent (33 1/3%) of such options became exercisable on each of June 22, 2001 and June 22, 2002 and an additional thirty-three and one-third percent (33 1/3%) will become exercisable on June 22, 2003.
 
  (3)   Thirty-three and one-third percent (33 1/3%) of such options became exercisable on October 25, 2001 and an additional thirty-three and one-third percent (33 1/3%) of such options will become exercisable on each of October 25, 2002 and October 25, 2003.
 
  (4)   Thirty-three and one-third percent (33 1/3%) of such options became exercisable on June 20, 2002 and an additional thirty-three and one-third percent (33 1/3%) of such options will become exercisable on each of June 20, 2003 and June 20, 2004.

         
*  Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
   /s/ Gary M. Spiegel

**Signature of Reporting Person
Gary M. Spiegel 		  August 6, 2002

Date
 
Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.
 		       
 
         
 

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