-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NOGsYvT71tuupli8Qn76uIvAMO2EjqIjTyFIrFsVsjvM/q7GdqK6Q98VcCUz+kWa prDNk20NaLVzPGh9RV1hCw== 0000950144-00-002213.txt : 20000215 0000950144-00-002213.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950144-00-002213 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000214 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAILAMERICA INC /DE CENTRAL INDEX KEY: 0000887637 STANDARD INDUSTRIAL CLASSIFICATION: TRUCK TRAILERS [3715] IRS NUMBER: 650328006 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-20618 FILM NUMBER: 542780 BUSINESS ADDRESS: STREET 1: 5300 BROKEN SOUND BLVD NW CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: 5619946015 MAIL ADDRESS: STREET 1: 5300 BROKEN SOUND BLVD NW CITY: BOCA RATON STATE: FL ZIP: 33487 COMPANY DATA: COMPANY CONFORMED NAME: RAMPELL RICHARD CENTRAL INDEX KEY: 0001106269 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: RAILAMERICA INC STREET 2: 5300 BROKEN SOULD BLVD NW CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: 3055790676 MAIL ADDRESS: STREET 1: C/O RAILAMERICA INC STREET 2: 5300 BROKEN SOUND BLVD NW CITY: BOACA RATON STATE: FL ZIP: 33487 5 1 RAILAMERICA, INC. FORM 5 FOR RICHARD RAMPELL 1 - ------ FORM 5 - ------ [ ] Check box if no U.S. SECURITIES AND EXCHANGE COMMISSION longer subject to Washington, DC 20549 Section 16. Form 4 or Form 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP obligations may continue. See Filed pursuant to Section 16(a) of the Securities Instruction 1(b). Exchange Act of 1934, [X] Form 3 Holdings Section 17(a) of the Public Utility Reported Holding Company Act of 1935 or Section 30(f) of [ ] Form 4 the Investment Company Act Transactions of 1940 Reported - ------------------------------------------------------------------------------------------------------------------------------------ | 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol |6. Relationship of Reporting Person to | | | | Issuer (Check all applicable) | | Rampell, Richard | RailAmerica, Inc. (Nasdaq: RAIL) | | |--------------------------------------------|---------------------------------------------| [X] Director [ ] 10% Owner | | (Last) (First) (Middle) | 3. IRS Identification |4. Statement For | | | | Number of Reporting | Month/Year | [ ] Officer (give [ ] Other (specify| | 5300 Broken Sound Blvd., N.W. | Person, if an Entity | | title below) | |--------------------------------------------| (Voluntary) | 2/00 | below) | | (Street) | |-------------------| | | | |5. If Amendment, | | | | | Date of Original| | | Boca Raton Florida 33487 | | (Month/Year) |---------------------------------------| |--------------------------------------------| | |7. Individual or Joint/Group Filing | | (City) (State) (Zip) |---------------------------------------------| (Check applicable line) | | | | [X] Form Filed by one | | | | Reporting Person | | | | [ ] Form Filed by more than | | | | one Reporting Person | |----------------------------------------------------------------------------------------------------------------------------------| | TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED | |----------------------------------------------------------------------------------------------------------------------------------| | 1. Title of Security | 2. Trans- | 3. Transac- |4. Securities Acquired (A)|5. Amount of Se- |6. Owner- |7. Nature | | (Instr. 3) | action | tion | or Disposed of (D) | curities Benefi-| ship | of In- | | | Date | Code | (Instr. 3, 4 and 5) | cially Owned at | Form: | direct | | | | (Instr. | | End of Issuer's | Direct | Benefi-| | | (Month/ | 8) | | Fiscal Year | (D) or | cial | | | Day/ | |--------------------------| (Instr. 3 and 4)| Indirect | Owner- | | | Year) | | Amount | (A) or | Price | | (I) | ship | | | | | | (D) | | | (Instr. 4)| (Instr.| | | | | | | | | | 4) | | | | | | | | | | | |--------------------------|-----------------|-------------|--------|--------|--------|-------------------|-------------|----------| | | | | | | | | | | | Common Stock, | | | | | | | | | | par value $.001 | | | | | | 1,000 | D | | |--------------------------|-----------------|-------------|--------|--------|--------|-------------------|-------------|----------| | | | | | | | | | | |--------------------------|-----------------|-------------|--------|--------|--------|-------------------|-------------|----------| | | | | | | | | | | |--------------------------|-----------------|-------------|--------|--------|--------|-------------------|-------------|----------| | | | | | | | | | | |--------------------------|-----------------|-------------|--------|--------|--------|-------------------|-------------|----------| | | | | | | | | | | |--------------------------|-----------------|-------------|--------|--------|--------|-------------------|-------------|----------| | | | | | | | | | | |--------------------------|-----------------|-------------|--------|--------|--------|-------------------|-------------|----------| | | | | | | | | | | |--------------------------|-----------------|-------------|--------|--------|--------|-------------------|-------------|----------| | | | | | | | | | | |--------------------------|-----------------|-------------|--------|--------|--------|-------------------|-------------|----------| | | | | | | | | | | |--------------------------|-----------------|-------------|--------|--------|--------|-------------------|-------------|----------| | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ * If form is filed by more than one reporting person, see instruction 4(b)(v). (Over) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses)
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FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ | 1. Title of Derivative| 2. Conver- | 3. Trans- | 4. Trans- | 5. Number of | 6. Date Exer- |7. Title and Amount| 8. Price | | Security | sion or | action | action | Derivative | cisable and | of Underlying | of | | (Instr. 3) | Exercise| Date | Code | Securities | Expiration | Securities | Deriv- | | | Price of| (Month/| (Instr.| Acquired (A)| Date | (Instr. 3 and 4)| ative | | | Deriv- | Day/ | 8) | or Disposed | (Month/Day/ | | Secur- | | | ative | Year) | | of (D) | Year) | | ity | | | Security| | | (Instr. 3, | | | (Instr. 5)| | | | | | 4, and 5) |-----------------|-------------------| | | | | | | | Date | Expira-| |Amount or| | | | | | |----------------| Exer- | tion |Title | Number | | | | | | | (A) | (D) | cisable| Date | |of Shares| | |-----------------------|------------|-----------|-----------|-------|--------|--------|--------|---------|---------|--------------| | | | | | | | | | Common | | | | Non-Employee Director | | | | | | | | Stock, | | | | Stock Options | | | | | | 7/27/95| 7/27/05|$.001 par| | | | (right to buy) | $4.81 | 7/27/95 | A | 50,000| -- | | | value | 50,000 | -- | |-----------------------|------------|-----------|-----------|-------|--------|--------|--------|---------|---------|--------------| | | | | | | | | | Common | | | | Non-Employee Director | | | | | | | | Stock, | | | | Stock Options | | | | | | 6/30/99| 6/30/08|$.001 par| | | | (right to buy) | $6.125 | 6/30/95 | A | 5,000| -- | (1) | | value | 5,000 | -- | |-----------------------|------------|-----------|-----------|-------|--------|--------|--------|---------|---------|--------------| | | | | | | | | | Common | | | | Non-Employee Director | | | | | | | | Stock, | | | | Stock Options | | | | | | 4/08/00| 4/08/09|$.001 par| | | | (right to buy) | $8.750 | 4/08/95 | A | 5,000| -- | (2) | | value | 5,000 | -- | |-----------------------|------------|-----------|-----------|-------|--------|--------|--------|---------|---------|--------------| | | | | | | | | | Common | | | | Non-Employee Director | | | | | | | | Stock, | | | | Stock Options(3) | | | | | | 1/01/00|12/29/09|$.001 par| | | | (right to buy) | $9.00 | 12/29/99 | A | 50,000| -- | (4) | | value | 50,000 | -- | |-----------------------|------------|-----------|-----------|-------|--------|--------|--------|---------|---------|--------------| | | | | | | | | | | | | |-----------------------|------------|-----------|-----------|-------|--------|--------|--------|---------|---------|--------------| | | | | | | | | | | | | |-----------------------|------------|-----------|-----------|-------|--------|--------|--------|---------|---------|--------------| | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------ | 9. Number of | 10. Ownership | 11. Nature of | | Derivative | of Derivative | Indirect | | Securities | Security: | Beneficial | | Beneficially | Direct (D) | Ownership | | Owned at End | or Indirect (I) | (Instr. 4) | | of Year | (Instr. 4) | | | (Instr. 4) | | | | | | | |--------------------|--------------------------|----------------------| | | | | |--------------------|--------------------------|----------------------| | | | | |--------------------|--------------------------|----------------------| | | | | |--------------------|--------------------------|----------------------| | 110,000 | D | N/A | |--------------------|--------------------------|----------------------| | | | | |--------------------|--------------------------|----------------------| | | | | - ------------------------------------------------------------------------ Explanation of Responses: (1) Thirty three and one-third percent (33-1/3%) of such options became exercisable on June 30, 1999 and an additional thirty three and one-third percent (33 1/3%) will become exercisable on each of June 30, 2000 and June 30, 2001. (2) Thirty three and one-third percent (33-1/3%) of such options become exercisable on each on April 8, 2000, April 8, 2001 and April 8, 2002. (3) The grant of the options is subject to shareholder approval expanding the number of options that may be granted pursuant to the Company's Non-Employee Director Stock Option Plan. (4) Thirty three and one-third percent (33-1/3%) of such options became exercisable on January 1, 2000 and an additional thirty three and one-third percent (33 1/3%) will become exercisable on each of January 1, 2001 and January 1, 2002. ** Intentional misstatements or omissions of facts constitute Federal /s/ Richard Rampell February 14, 2000 Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- ----------------- **Signature of Reporting Person Date Richard Rampell Note. File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure.
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