0000769993-15-000833.txt : 20150721
0000769993-15-000833.hdr.sgml : 20150721
20150721140402
ACCESSION NUMBER: 0000769993-15-000833
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150717
FILED AS OF DATE: 20150721
DATE AS OF CHANGE: 20150721
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWARTZ HARVEY M
CENTRAL INDEX KEY: 0001566418
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 15997526
MAIL ADDRESS:
STREET 1: C/O GOLDMAN, SACHS & CO.
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
4
1
ownershipdoc07202015015846.xml
X0306
4
2015-07-17-04:00
false
0000886982
GOLDMAN SACHS GROUP INC
GS
0001566418
SCHWARTZ HARVEY M
C/O GOLDMAN, SACHS & CO.
200 WEST STREET
NEW YORK
NY
10282
false
true
false
false
Executive Vice President - CFO
Common Stock, par value $0.01 per share
2015-07-17-04:00
4
M
false
120318
78.78
A
360650
D
Common Stock, par value $0.01 per share
2015-07-17-04:00
4
F
false
86992
211.18
D
273658
D
Common Stock, par value $0.01 per share
2015-07-17-04:00
4
S
false
12200
210.2653
D
261458
D
Common Stock, par value $0.01 per share
2015-07-17-04:00
4
S
false
13168
211.2979
D
248290
D
Common Stock, par value $0.01 per share
2015-07-17-04:00
4
S
false
7958
212.3303
D
240332
D
Common Stock, par value $0.01 per share
30000
I
See footnote
Nonqualified Stock Options (right to buy)
78.78
2015-07-17-04:00
4
M
false
120318
0
D
2018-12-31-05:00
Common Stock, par value $0.01 per share
120318
0
D
Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.
Reflects a weighted average sale price of $210.2653 per share, at prices ranging from $209.81 to $210.80 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $211.2979 per share, at prices ranging from $210.81 to $211.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $212.3303 per share, at prices ranging from $211.825 to $212.78 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Held through a trust, the sole trustee of which is an immediate family member of the Reporting Person and the sole beneficiary of which is an immediate family member of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.
/s/ Beverly L. O'Toole, Attorney-in-fact
2015-07-21-04:00