0000769993-12-000670.txt : 20121231
0000769993-12-000670.hdr.sgml : 20121231
20121231195152
ACCESSION NUMBER: 0000769993-12-000670
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20121231
DATE AS OF CHANGE: 20121231
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROGERS JOHN F.W.
CENTRAL INDEX KEY: 0001517277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 121294351
MAIL ADDRESS:
STREET 1: C/O GOLDMAN, SACHS & CO.
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: Rogers John F.W.
DATE OF NAME CHANGE: 20110401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
4
1
ownershipdoc12182012104935.xml
X0306
4
2012-12-31-05:00
false
0000886982
GOLDMAN SACHS GROUP INC
GS
0001517277
ROGERS JOHN F.W.
C/O GOLDMAN, SACHS & CO.
200 WEST STREET
NEW YORK
NY
10282
false
true
false
false
EVP-Chief of Staff & Secretary
Common Stock, par value $0.01 per share
2012-12-31-05:00
4
M
false
41876
A
139093
D
Common Stock, par value $0.01 per share
2012-12-31-05:00
4
F
false
19294
126.235
D
119799
D
Common Stock, par value $0.01 per share
52041
I
See footnote
Restricted Stock Units
2012-12-31-05:00
4
M
false
41876
D
Common Stock, par value $0.01 per share
41876
0
D
On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation.
Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
/s/ Beverly L. O'Toole, Attorney-in-fact
2012-12-31-05:00