0000769993-12-000629.txt : 20121128
0000769993-12-000629.hdr.sgml : 20121128
20121128195935
ACCESSION NUMBER: 0000769993-12-000629
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121126
FILED AS OF DATE: 20121128
DATE AS OF CHANGE: 20121128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLANKFEIN LLOYD C
CENTRAL INDEX KEY: 0001180587
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 121230160
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
4
1
ownershipdoc11122012104332.xml
X0306
4
2012-11-26-05:00
false
0000886982
GOLDMAN SACHS GROUP INC
GS
0001180587
BLANKFEIN LLOYD C
C/O GOLDMAN, SACHS & CO.
200 WEST STREET
NEW YORK
NY
10282
true
true
false
false
Chairman of the Board and CEO
Common Stock, par value $0.01 per share
2012-11-26-05:00
4
M
false
22945
78.87
A
1809253
D
Common Stock, par value $0.01 per share
2012-11-26-05:00
4
S
false
11285
119.1782
D
1797968
D
Common Stock, par value $0.01 per share
2012-11-26-05:00
4
S
false
9803
120.3096
D
1788165
D
Common Stock, par value $0.01 per share
2012-11-26-05:00
4
S
false
1857
120.6781
D
1786308
D
Common Stock, par value $0.01 per share
2012-11-27-05:00
4
M
false
22945
78.87
A
1809253
D
Common Stock, par value $0.01 per share
2012-11-27-05:00
4
S
false
4616
119.0084
D
1804637
D
Common Stock, par value $0.01 per share
2012-11-27-05:00
4
S
false
7807
119.9511
D
1796830
D
Common Stock, par value $0.01 per share
2012-11-27-05:00
4
S
false
10522
120.7728
D
1786308
D
Common Stock, par value $0.01 per share
2012-11-28-05:00
4
M
false
22944
78.87
A
1809252
D
Common Stock, par value $0.01 per share
2012-11-28-05:00
4
S
false
10344
117.1231
D
1798908
D
Common Stock, par value $0.01 per share
2012-11-28-05:00
4
S
false
7494
118.1186
D
1791414
D
Common Stock, par value $0.01 per share
2012-11-28-05:00
4
S
false
5106
119.014
D
1786308
D
Common Stock, par value $0.01 per share
342331
I
See footnote
Nonqualified Stock Options (right to buy)
78.87
2012-11-26-05:00
4
M
false
22945
0
D
2006-01-02-05:00
2012-11-30-05:00
Common Stock, par value $0.01 per share
22945
45889
D
Nonqualified Stock Options (right to buy)
78.87
2012-11-27-05:00
4
M
false
22945
0
D
2006-01-02-05:00
2012-11-30-05:00
Common Stock, par value $0.01 per share
22945
22944
D
Nonqualified Stock Options (right to buy
78.87
2012-11-28-05:00
4
M
false
22944
0
D
2006-01-02-05:00
2012-11-30-05:00
Common Stock, par value $0.01 per share
22944
0
D
Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Reflects a weighted average sale price of $119.1782 per share, at prices ranging from $118.5700 to $119.5400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $120.3096 per share, at prices ranging from $119.5700 to $120.5600 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $120.6781 per share, at prices ranging from $120.5700 to $120.8400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $119.0084 per share, at prices ranging from $118.4400 to $119.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $119.9511 per share, at prices ranging from $119.4400 to $120.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $120.7728 per share, at prices ranging from $120.4400 to $121.2900 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $117.1231 per share, at prices ranging from $116.6500 to $117.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $118.1186 per share, at prices ranging from $117.6500 to $118.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $119.014 per share, at prices ranging from $118.6500 to $119.2700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
/s/ Beverly L. O'Toole, Attorney-in-fact
2012-11-28-05:00