0000769993-12-000629.txt : 20121128 0000769993-12-000629.hdr.sgml : 20121128 20121128195935 ACCESSION NUMBER: 0000769993-12-000629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121126 FILED AS OF DATE: 20121128 DATE AS OF CHANGE: 20121128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLANKFEIN LLOYD C CENTRAL INDEX KEY: 0001180587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 121230160 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 4 1 ownershipdoc11122012104332.xml X0306 4 2012-11-26-05:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001180587 BLANKFEIN LLOYD C C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK NY 10282 true true false false Chairman of the Board and CEO Common Stock, par value $0.01 per share 2012-11-26-05:00 4 M false 22945 78.87 A 1809253 D Common Stock, par value $0.01 per share 2012-11-26-05:00 4 S false 11285 119.1782 D 1797968 D Common Stock, par value $0.01 per share 2012-11-26-05:00 4 S false 9803 120.3096 D 1788165 D Common Stock, par value $0.01 per share 2012-11-26-05:00 4 S false 1857 120.6781 D 1786308 D Common Stock, par value $0.01 per share 2012-11-27-05:00 4 M false 22945 78.87 A 1809253 D Common Stock, par value $0.01 per share 2012-11-27-05:00 4 S false 4616 119.0084 D 1804637 D Common Stock, par value $0.01 per share 2012-11-27-05:00 4 S false 7807 119.9511 D 1796830 D Common Stock, par value $0.01 per share 2012-11-27-05:00 4 S false 10522 120.7728 D 1786308 D Common Stock, par value $0.01 per share 2012-11-28-05:00 4 M false 22944 78.87 A 1809252 D Common Stock, par value $0.01 per share 2012-11-28-05:00 4 S false 10344 117.1231 D 1798908 D Common Stock, par value $0.01 per share 2012-11-28-05:00 4 S false 7494 118.1186 D 1791414 D Common Stock, par value $0.01 per share 2012-11-28-05:00 4 S false 5106 119.014 D 1786308 D Common Stock, par value $0.01 per share 342331 I See footnote Nonqualified Stock Options (right to buy) 78.87 2012-11-26-05:00 4 M false 22945 0 D 2006-01-02-05:00 2012-11-30-05:00 Common Stock, par value $0.01 per share 22945 45889 D Nonqualified Stock Options (right to buy) 78.87 2012-11-27-05:00 4 M false 22945 0 D 2006-01-02-05:00 2012-11-30-05:00 Common Stock, par value $0.01 per share 22945 22944 D Nonqualified Stock Options (right to buy 78.87 2012-11-28-05:00 4 M false 22944 0 D 2006-01-02-05:00 2012-11-30-05:00 Common Stock, par value $0.01 per share 22944 0 D Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Reflects a weighted average sale price of $119.1782 per share, at prices ranging from $118.5700 to $119.5400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $120.3096 per share, at prices ranging from $119.5700 to $120.5600 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $120.6781 per share, at prices ranging from $120.5700 to $120.8400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $119.0084 per share, at prices ranging from $118.4400 to $119.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $119.9511 per share, at prices ranging from $119.4400 to $120.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $120.7728 per share, at prices ranging from $120.4400 to $121.2900 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $117.1231 per share, at prices ranging from $116.6500 to $117.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $118.1186 per share, at prices ranging from $117.6500 to $118.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $119.014 per share, at prices ranging from $118.6500 to $119.2700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. /s/ Beverly L. O'Toole, Attorney-in-fact 2012-11-28-05:00