0000769993-12-000579.txt : 20121019
0000769993-12-000579.hdr.sgml : 20121019
20121019182421
ACCESSION NUMBER: 0000769993-12-000579
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121017
FILED AS OF DATE: 20121019
DATE AS OF CHANGE: 20121019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEINBERG JOHN S
CENTRAL INDEX KEY: 0001029647
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 121153420
MAIL ADDRESS:
STREET 1: C/O GOLDMAN, SACHS & CO.
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
4
1
ownershipdoc10152012115008.xml
X0306
4
2012-10-17-04:00
false
0000886982
GOLDMAN SACHS GROUP INC
GS
0001029647
WEINBERG JOHN S
C/O GOLDMAN, SACHS & CO.
200 WEST STREET
NEW YORK
NY
10282
false
true
false
false
Vice Chairman
Common Stock, par value $0.01 per share
2012-10-17-04:00
4
M
false
27592
78.87
A
797755
D
Common Stock, par value $0.01 per share
2012-10-17-04:00
4
S
false
21190
123.916
D
776565
D
Common Stock, par value $0.01 per share
2012-10-17-04:00
4
S
false
6206
124.6445
D
770359
D
Common Stock, par value $0.01 per share
2012-10-17-04:00
4
S
false
196
125
D
770163
D
Common Stock, par value $0.01 per share
2012-10-18-04:00
4
M
false
13502
78.87
A
783665
D
Common Stock, par value $0.01 per share
2012-10-18-04:00
4
S
false
13502
125.0394
A
770163
D
Common Stock, par value $0.01 per share
21194
I
See footnote
Common Stock, par value $0.01 per share
186022
I
See footnote
Common Stock, par value $0.01 per share
37000
I
See footnote
Nonqualified Stock Options (right to buy)
78.87
2012-10-17-04:00
4
M
false
27592
0
D
2006-01-02-05:00
2012-11-30-05:00
Common Stock, par value $0.01 per share
27592
13502
D
Nonqualified Stock Options (right to buy)
78.87
2012-10-18-04:00
4
M
false
13502
0
D
2006-01-02-05:00
2012-11-30-05:00
Common Stock, par value $0.01 per share
13502
0
D
Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Reflects a weighted average sale price of $123.9160 per share, at prices ranging from $123.33 to $124.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $124.6445 per share, at prices ranging from $124.33 to $124.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $125.0394 per share, at prices ranging from $125.00 to $125.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
As trustee of a grantor retained annuity trust.
Held through a limited liability company.
/s/ Beverly L. O'Toole, Attorney-in-fact
2012-10-19-04:00