0000769993-12-000579.txt : 20121019 0000769993-12-000579.hdr.sgml : 20121019 20121019182421 ACCESSION NUMBER: 0000769993-12-000579 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121017 FILED AS OF DATE: 20121019 DATE AS OF CHANGE: 20121019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEINBERG JOHN S CENTRAL INDEX KEY: 0001029647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 121153420 MAIL ADDRESS: STREET 1: C/O GOLDMAN, SACHS & CO. STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 4 1 ownershipdoc10152012115008.xml X0306 4 2012-10-17-04:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001029647 WEINBERG JOHN S C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK NY 10282 false true false false Vice Chairman Common Stock, par value $0.01 per share 2012-10-17-04:00 4 M false 27592 78.87 A 797755 D Common Stock, par value $0.01 per share 2012-10-17-04:00 4 S false 21190 123.916 D 776565 D Common Stock, par value $0.01 per share 2012-10-17-04:00 4 S false 6206 124.6445 D 770359 D Common Stock, par value $0.01 per share 2012-10-17-04:00 4 S false 196 125 D 770163 D Common Stock, par value $0.01 per share 2012-10-18-04:00 4 M false 13502 78.87 A 783665 D Common Stock, par value $0.01 per share 2012-10-18-04:00 4 S false 13502 125.0394 A 770163 D Common Stock, par value $0.01 per share 21194 I See footnote Common Stock, par value $0.01 per share 186022 I See footnote Common Stock, par value $0.01 per share 37000 I See footnote Nonqualified Stock Options (right to buy) 78.87 2012-10-17-04:00 4 M false 27592 0 D 2006-01-02-05:00 2012-11-30-05:00 Common Stock, par value $0.01 per share 27592 13502 D Nonqualified Stock Options (right to buy) 78.87 2012-10-18-04:00 4 M false 13502 0 D 2006-01-02-05:00 2012-11-30-05:00 Common Stock, par value $0.01 per share 13502 0 D Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Reflects a weighted average sale price of $123.9160 per share, at prices ranging from $123.33 to $124.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $124.6445 per share, at prices ranging from $124.33 to $124.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $125.0394 per share, at prices ranging from $125.00 to $125.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. As trustee of a grantor retained annuity trust. Held through a limited liability company. /s/ Beverly L. O'Toole, Attorney-in-fact 2012-10-19-04:00