0000769993-12-000543.txt : 20120824 0000769993-12-000543.hdr.sgml : 20120824 20120824150655 ACCESSION NUMBER: 0000769993-12-000543 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120822 FILED AS OF DATE: 20120824 DATE AS OF CHANGE: 20120824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS JOHN F.W. CENTRAL INDEX KEY: 0001517277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 121054495 MAIL ADDRESS: STREET 1: C/O GOLDMAN, SACHS & CO. STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: Rogers John F.W. DATE OF NAME CHANGE: 20110401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 rogers420120822_ex.xml X0306 4 2012-08-22 0 0000886982 GOLDMAN SACHS GROUP INC GS 0001517277 ROGERS JOHN F.W. C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK NY 10282 0 1 0 0 EVP-Chief of Staff & Secretary Common Stock, par value $0.01 per share 2012-08-22 4 M 0 9924 78.87 A 107141 D Common Stock, par value $0.01 per share 2012-08-22 4 S 0 9924 106.0122 D 97217 D Common Stock, par value $0.01 per share 52041 I See footnote Nonqualified Stock Options (right to buy) 78.87 2012-08-22 4 M 0 9924 0 D 2006-01-02 2012-11-30 Common Stock, par value $0.01 per share 9924 0 D Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. Reflects a weighted average sale price of $106.0122 per share, at prices ranging from $105.85 to $106.215 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. /s/ Beverly L. O'Toole, Attorney-in-fact 2012-08-24