0000769993-12-000463.txt : 20120727
0000769993-12-000463.hdr.sgml : 20120727
20120727194314
ACCESSION NUMBER: 0000769993-12-000463
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120727
FILED AS OF DATE: 20120727
DATE AS OF CHANGE: 20120727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROGERS JOHN F.W.
CENTRAL INDEX KEY: 0001517277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 12991857
MAIL ADDRESS:
STREET 1: C/O GOLDMAN, SACHS & CO.
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: Rogers John F.W.
DATE OF NAME CHANGE: 20110401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
4
1
rogers420120727_ex.xml
X0306
4
2012-07-27
0
0000886982
GOLDMAN SACHS GROUP INC
GS
0001517277
ROGERS JOHN F.W.
C/O GOLDMAN, SACHS & CO.
200 WEST STREET
NEW YORK
NY
10282
0
1
0
0
EVP-Chief of Staff & Secretary
Common Stock, par value $0.01 per share
2012-07-27
4
M
0
9924
78.87
A
107141
D
Common Stock, par value $0.01 per share
2012-07-27
4
S
0
9924
100.00
D
97217
D
Common Stock, par value $0.01 per share
52041
I
See footnote
Nonqualified Stock Options (right to buy)
78.87
2012-07-27
4
M
0
9924
0
D
2006-01-02
2012-11-30
Common Stock, par value $0.01 per share
9924
9924
D
Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November
2012.
Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are
immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
/s/ Beverly L. O'Toole, Attorney-in-fact
2012-07-27