0000769993-12-000463.txt : 20120727 0000769993-12-000463.hdr.sgml : 20120727 20120727194314 ACCESSION NUMBER: 0000769993-12-000463 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120727 FILED AS OF DATE: 20120727 DATE AS OF CHANGE: 20120727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS JOHN F.W. CENTRAL INDEX KEY: 0001517277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 12991857 MAIL ADDRESS: STREET 1: C/O GOLDMAN, SACHS & CO. STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: Rogers John F.W. DATE OF NAME CHANGE: 20110401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 rogers420120727_ex.xml X0306 4 2012-07-27 0 0000886982 GOLDMAN SACHS GROUP INC GS 0001517277 ROGERS JOHN F.W. C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK NY 10282 0 1 0 0 EVP-Chief of Staff & Secretary Common Stock, par value $0.01 per share 2012-07-27 4 M 0 9924 78.87 A 107141 D Common Stock, par value $0.01 per share 2012-07-27 4 S 0 9924 100.00 D 97217 D Common Stock, par value $0.01 per share 52041 I See footnote Nonqualified Stock Options (right to buy) 78.87 2012-07-27 4 M 0 9924 0 D 2006-01-02 2012-11-30 Common Stock, par value $0.01 per share 9924 9924 D Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. /s/ Beverly L. O'Toole, Attorney-in-fact 2012-07-27