-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bgj6xeYOKBQnLDCccOiZ6Ayhn5zdTycPmle9Wwo9bnyFMA8nQlXZX6KkaKp2XBCf xgUK429vqw/LVGAdqt5F7g== 0000769993-10-000434.txt : 20100813 0000769993-10-000434.hdr.sgml : 20100813 20100813173549 ACCESSION NUMBER: 0000769993-10-000434 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100811 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEINBERG JOHN S CENTRAL INDEX KEY: 0001029647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 101016445 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 weinberg420100804_ex.xml X0303 4 2010-08-11 0 0000886982 GOLDMAN SACHS GROUP INC GS 0001029647 WEINBERG JOHN S C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK, NY 10282 0 1 0 0 Vice Chairman Common Stock, par value $0.01 per share 2010-08-11 4 M 0 57915 82.875 A 893128 D Common Stock, par value $0.01 per share 2010-08-11 4 S 0 36380 149.4951 D 856748 D Common Stock, par value $0.01 per share 2010-08-11 4 S 0 9288 150.4238 D 847460 D Common Stock, par value $0.01 per share 2010-08-11 4 S 0 11154 151.2038 D 836306 D Common Stock, par value $0.01 per share 2010-08-11 4 S 0 1093 151.9929 D 835213 D Common Stock, par value $0.01 per share 11464 I See footnote Common Stock, par value $0.01 per share 100000 I See footnote Nonqualified Stock Options (right to buy) 82.875 2010-08-11 4 M 0 57915 0 D 2004-01-02 2010-11-26 Common Stock, par value $0.01 per share 57915 0 D Reflects the exercise by the Reporting Person of Stock Options granted in November 2000 and scheduled to expire in November 2010. Reflects a weighted average sale price of $149.4951 per share, at prices ranging from $148.97 to $149.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $150.4238 per share, at prices ranging from $149.97 to $150.95 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $151.2038 per share, at prices ranging from $150.97 to $151.72 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $151.9929 per share, at prices ranging from $151.97 to $152.00 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. As trustee of a grantor retained annuity trust. /s/ Roger S. Begelman, Attorney-in-fact 2010-08-13 -----END PRIVACY-ENHANCED MESSAGE-----