0000886744-18-000045.txt : 20180824
0000886744-18-000045.hdr.sgml : 20180824
20180824213213
ACCESSION NUMBER: 0000886744-18-000045
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180824
FILED AS OF DATE: 20180824
DATE AS OF CHANGE: 20180824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSENFIELD STEPHEN
CENTRAL INDEX KEY: 0001238623
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20859
FILM NUMBER: 181038008
MAIL ADDRESS:
STREET 1: PO BOX 174
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GERON CORP
CENTRAL INDEX KEY: 0000886744
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 752287752
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1117
BUSINESS ADDRESS:
STREET 1: 149 COMMONWEALTH DRIVE
STREET 2: SUITE 2070
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6504737700
MAIL ADDRESS:
STREET 1: 149 COMMONWEALTH DRIVE
STREET 2: SUITE 2070
CITY: MENLO PARK
STATE: CA
ZIP: 94025
FORMER COMPANY:
FORMER CONFORMED NAME: GERON CORPORATION
DATE OF NAME CHANGE: 19960521
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-08-24
0000886744
GERON CORP
GERN
0001238623
ROSENFIELD STEPHEN
C/O GERON CORPORATION
149 COMMONWEALTH DRIVE, SUITE 2070
MENLO PARK
CA
94025
0
1
0
0
EVP, Genl Counsel & Secretary
Common Stock
2018-08-24
4
M
0
36000
2.22
A
36000
D
Common Stock
2018-08-24
4
S
0
36000
4.51
D
0
D
Common Stock
2018-08-24
4
M
0
425000
2.14
A
425000
D
Common Stock
2018-08-24
4
S
0
425000
4.51
D
0
D
Common Stock
2018-08-24
4
M
0
200000
1.41
A
200000
D
Common Stock
2018-08-24
4
S
0
200000
4.51
D
0
D
Common Stock
2018-08-24
4
M
0
420000
1.51
A
420000
D
Common Stock
2018-08-24
4
S
0
420000
4.51
D
0
D
Common Stock
2018-08-24
4
M
0
131250
2.54
A
131250
D
Common Stock
2018-08-24
4
S
0
131250
4.51
D
0
D
Common Stock
2018-08-24
4
M
0
112500
2.15
A
112500
D
Common Stock
2018-08-24
4
S
0
112500
4.51
D
0
D
Common Stock
2018-08-24
4
M
0
37500
2.45
A
37500
D
Common Stock
2018-08-24
4
S
0
37500
4.51
D
0
D
Stock Option (Right to Buy)
2.22
2018-08-24
4
M
0
36000
0
D
2021-11-01
Common Stock
36000
0
D
Stock Option (Right to Buy)
2.14
2018-08-24
4
M
0
425000
0
D
2022-02-16
Common Stock
425000
0
D
Stock Option (Right to Buy)
1.41
2018-08-24
4
M
0
200000
0
D
2022-05-17
Common Stock
200000
0
D
Stock Option (Right to Buy)
1.51
2018-08-24
4
M
0
420000
0
D
2023-02-12
Common Stock
420000
0
D
Stock Option (Right to Buy)
2.54
2018-08-24
4
M
0
131250
0
D
2026-02-11
Common Stock
131250
0
D
Stock Option (Right to Buy)
2.15
2018-08-24
4
M
0
112500
0
D
2027-02-09
Common Stock
112500
0
D
Stock Option (Right to Buy)
2.45
2018-08-24
4
M
0
37500
0
D
2028-01-31
Common Stock
37500
0
D
Option was fully vested.
This option vests in a series of 48 consecutive equal monthly installments commencing February 11, 2016, provided the optionee continues to provide services to the Company.
This option vests in a series of 48 consecutive equal monthly installments commencing February 9, 2017, provided the optionee continues to provide services to the Company.
This option vests in a series of 48 consecutive equal monthly installments commencing January 31, 2018, provided the optionee continues to provide services to the Company.
This transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 13, 2018.
/s/ Olivia K. Bloom for Stephen N. Rosenfield
2018-08-24