-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SBi2ipDpfuVcMQYuRPNQB1M1Tj6pPMWMGQ635bRXQ7PMthVZUGP5rlKj+fdjgO2U V7LznGlB5oINQLkgNsSvIw== 0000897069-01-000108.txt : 20010214 0000897069-01-000108.hdr.sgml : 20010214 ACCESSION NUMBER: 0000897069-01-000108 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010213 GROUP MEMBERS: DONALD A. YACKTMAN GROUP MEMBERS: THE YACKTMAN FUNDS, INC. GROUP MEMBERS: YACKTMAN ASSET MANAGEMENT CO/IL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN COVEY CO CENTRAL INDEX KEY: 0000886206 STANDARD INDUSTRIAL CLASSIFICATION: BLANKBOOKS, LOOSELEAF BINDERS & BOOKBINDING & RELATED WORK [2780] IRS NUMBER: 870401551 STATE OF INCORPORATION: UT FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43123 FILM NUMBER: 1535887 BUSINESS ADDRESS: STREET 1: 2200 W PKWY BLVD CITY: SALT LAKE CITY STATE: UT ZIP: 84119-2331 BUSINESS PHONE: 8018177171 MAIL ADDRESS: STREET 1: 2200 W PARKWAY BLVD CITY: SALT LAKE CITY STATE: UT ZIP: 84119 FORMER COMPANY: FORMER CONFORMED NAME: FRANKLIN QUEST CO DATE OF NAME CHANGE: 19940218 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: YACKTMAN ASSET MANAGEMENT CO/IL CENTRAL INDEX KEY: 0000905567 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 363780592 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 303 WEST MADISON STREET STREET 2: SUITE 1925 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122011200 MAIL ADDRESS: STREET 1: 303 WEST MADISON STREET STREET 2: STE 1925 CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G/A 1 0001.txt SCHEDULE 13G AMENDMENT 4 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* FRANKLIN COVEY CO. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.05 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 353469 10 9 ----------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 Pages - ------------------------- CUSIP No. 353469 10 9 - ------------------------- ================================================================================ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Donald A. Yacktman - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 200,800 SHARES -------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY 55,664(1) OWNED BY -------------------------------------------------------- 7 SOLE DISPOSITIVE POWER EACH 200,800 REPORTING -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER PERSON 982,802(1) WITH - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,183,602(2) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.7%(2) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN ================================================================================ (1) Represents shares beneficially owned by Yacktman Asset Management Co.; the undersigned holds 100% of the outstanding shares of capital stock of Yacktman Asset Management Co. (2) Represents 72,157 shares of Common Stock issuable upon conversion of Preferred Stock and 2,022,090 shares of Common Stock (with the percent ownership calculated using the number of outstanding shares of Common Stock reported in the Company's Form 10-K for the fiscal year ended August 31, 2000, and assuming the conversion of the Preferred Stock owned by the reporting person). Page 2 of 7 Pages - ------------------------- CUSIP No. 353469 10 9 - ------------------------- ================================================================================ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) The Yacktman Funds, Inc. - 36-3831621 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Maryland - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 720,571 SHARES -------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY -------------------------------------------------------- 7 SOLE DISPOSITIVE POWER EACH -0- REPORTING -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER PERSON -0- WITH - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 720,571(1) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.5%(1) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IV ================================================================================ (1) Represents 16,071 shares of Common Stock issuable upon conversion of Preferred Stock and 704,500 shares of Common Stock (with the percent ownership calculated using the number of outstanding shares of Common Stock reported in the Company's Form 10-K for the fiscal year ended August 31, 2000, and assuming the conversion of the Preferred Stock owned by the reporting person). Page 3 of 7 Pages - ------------------------- CUSIP No. 353469 10 9 - ------------------------- ================================================================================ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Yacktman Asset Management Co. - 36-3780592 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 55,664 SHARES -------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY -------------------------------------------------------- 7 SOLE DISPOSITIVE POWER EACH 982,802 REPORTING -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER PERSON -0- WITH - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 982,802(1) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.7%(1) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IA ================================================================================ (1) Represents 72,157 shares of Common Stock issuable upon conversion of Preferred Stock and 910,645 shares of Common Stock (with the percent ownership calculated using the number of outstanding shares of Common Stock reported in the Company's Form 10-K for the fiscal year ended August 31, 2000, and assuming the conversion of the Preferred Stock owned by the reporting person). Page 4 of 7 Pages - ------------------------- CUSIP No. 353469 10 9 - ------------------------- This Amendment No. 4 to the undersigned's Schedule 13G, which was originally filed on February 5, 1998 (the "Schedule 13G") with regard to Franklin Covey Co. (the "Issuer") is being filed to amend Items 4 and 5 of the Schedule 13G. Except as expressly stated herein, there have been no material changes in the information set forth in the Schedule 13G. Item 4. Ownership: - ------ --------- Donald A. Yacktman ------------------ (a) Amount Beneficially Owned: 1,183,602 (b) Percent of Class: 5.7% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 200,800 (ii) shared power to vote or to direct the vote: 55,664 (iii)sole power to dispose or to direct the disposition of: 200,800 (iv) shared power to dispose or to direct the disposition of: 982,802 The Yacktman Funds, Inc. ----------------------- (a) Amount Beneficially Owned: 720,571 (b) Percent of Class: 3.5% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 720,571 (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: -0- Yacktman Asset Management Co. ---------------------------- (a) Amount Beneficially Owned: 982,802 (b) Percent of Class: 4.7% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 55,664 (ii) shared power to vote or to direct the vote: -0- (iii)sole power to dispose or to direct the disposition of: 982,802 (iv) shared power to dispose or to direct the disposition of: -0- Page 5 of 7 Pages - ------------------------- CUSIP No. 353469 10 9 - ------------------------- Item 5. Ownership of Five Percent or Less of a Class: - ------ -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting persons have ceased to be the beneficial owners of more than five percent of the class of securities, check the following: The Yacktman Funds, Inc. |X| Yacktman Asset Management Co. |X| Exhibits. 1. Agreement to file Schedule 13G jointly. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 9, 2001 Date /s/ Donald A. Yacktman - ---------------------------------- Donald A. Yacktman THE YACKTMAN FUNDS, INC. By: /s/ Donald A. Yacktman - ---------------------------------- Donald A. Yacktman President YACKTMAN ASSET MANAGEMENT CO. By: /s/ Donald A. Yacktman - ---------------------------------- Donald A. Yacktman President Page 6 of 7 Pages EX-99.1 2 0002.txt AGREEMENT - ------------------------- CUSIP No. 353469 10 9 - ------------------------- EXHIBIT 1 --------- AGREEMENT dated as of February 9, 2001, by and among Donald A. Yacktman ("Yacktman"), Yacktman Asset Management Co., an Illinois corporation ("Yacktman Asset Management") and The Yacktman Funds, Inc., a Maryland corporation (the "Yacktman Funds"). WHEREAS, in accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934 (the "Act"), only one such statement need be filed whenever two or more persons are required to file a statement pursuant to Section 13(d) of the Act with respect to the same securities, provided that said persons agree in writing that such statement is filed on behalf of each of them. NOW, THEREFORE, in consideration of the premises and mutual agreements herein contained, the parties hereto agree as follows: Each of Yacktman, Yacktman Asset Management and The Yacktman Funds hereby agree, in accordance with Rule 13d-1(k) under the Act, to file one Statement on Schedule 13G relating to their ownership of the Common Stock of Franklin Covey Co. and hereby further agree that said Statement shall be filed on behalf of each of Yacktman, Yacktman Asset Management and The Yacktman Funds. Nothing herein shall be deemed to be an admission that the parties hereto, or any of them are members of a "group" (within the meaning of Section 13(d) of the Act and the rules promulgated thereunder) with respect to any securities of Franklin Covey Co. IN WITNESS WHEREOF, the parties have executed this Agreement as of the date first written above. /s/ Donald A. Yacktman ------------------------------------ Donald A. Yacktman THE YACKTMAN FUNDS, INC. By: /s/ Donald A. Yacktman ------------------------------------ Donald A. Yacktman President YACKTMAN ASSET MANAGEMENT CO. By: /s/ Donald A. Yacktman ------------------------------------ Donald A. Yacktman President Pae 7 of 7 Pages -----END PRIVACY-ENHANCED MESSAGE-----