-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kgcdbohgal/4eSgS+hnBxFBFy8GB39S4a9e3QO2GWdGVR7zVKxVdE9DVOVY/4rrn EYfF1ZyOTtbkCU5yazNujQ== 0000885709-10-000013.txt : 20100513 0000885709-10-000013.hdr.sgml : 20100513 20100513140517 ACCESSION NUMBER: 0000885709-10-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100513 DATE AS OF CHANGE: 20100513 EFFECTIVENESS DATE: 20100513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAYDEN & RYGEL INVESTMENT GROUP CENTRAL INDEX KEY: 0000885709 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04643 FILM NUMBER: 10827758 BUSINESS ADDRESS: STREET 1: 333 S GRAND AVE STREET 2: 32ND FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2136251900 MAIL ADDRESS: STREET 1: 333 S GRAND AVE STREET 2: 32ND FL CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: PAYDENFUNDS DATE OF NAME CHANGE: 20010423 FORMER COMPANY: FORMER CONFORMED NAME: PAYDEN & RYGEL INVESTMENT GROUP DATE OF NAME CHANGE: 19940104 FORMER COMPANY: FORMER CONFORMED NAME: P&R INVESTMENT TRUST DATE OF NAME CHANGE: 19920929 13F-HR 1 form13-hr_0310.txt P&R COVER LETTER AND DATA INFORMATION UNITED STATES SECRITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Payden & Rygel Address: 333 S. Grand Avenue Los Angeles, CA 90071 13F File Number: 28-04643 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Edward S. Garlock Title: General Counsel Phone: 213-830-4255 Signature, Place, and Date of Signing: Edward S. Garlock Los Angeles, CA 90071 May 13, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 230 Form 13F Information Table Value Total ($ Thousands): $344,475 List of Other Included Managers: No. 13F File Number Name
SECURITY TYPE CUSIP MARKET SHARES OPTIONTYPE SHARES ABBOTT LABORATORIES COM 002824100 121 2,305 SH SOLE 2,305 ADOBE SYSTEMS COM 00724F101 2,777 78,500 SH SOLE 78,500 AEROPOSTALE INC COM 007865108 1,958 67,900 SH SOLE 67,900 ALCOA COM 013817101 4 300 SH SOLE 300 ALLERGAN COM 018490102 2,012 30,800 SH SOLE 30,800 ALLSTATE COM 020002101 191 5,900 SH SOLE 5,900 ALTRIA GROUP COM 02209S103 3,086 150,370 SH SOLE 150,370 AMERICA MOVIL ADR COM 02364W105 30 600 SH SOLE 600 AMERICAN ELECTRIC POWER COM 025537101 181 5,300 SH SOLE 5,300 AMERICAN EXPRESS COM 025816109 248 6,000 SH SOLE 6,000 AMERIPRISE FINANCIAL INC COM 03076C106 1,996 44,000 SH SOLE 44,000 AMGEN COM 031162100 2,652 44,325 SH SOLE 44,325 ANADARKO PETROLEUM CORP COM 032511107 269 3,700 SH SOLE 3,700 ANNALY MORTGAGE MANAGEMENT COM 035710409 225 13,100 SH SOLE 13,100 AOL INC COM 00184X105 265 10,500 SH SOLE 10,500 APACHE COM 037411105 244 2,400 SH SOLE 2,400 APOLLO GROUP COM 037604105 92 1,500 SH SOLE 1,500 APPLE COM 037833100 8,554 36,400 SH SOLE 36,400 APPLIED MATERIALS COM 038222105 220 16,300 SH SOLE 16,300 ARVINMERITOR INC COM 043353101 13 1,000 SH SOLE 1,000 AT&T COM 00206R102 839 32,480 SH SOLE 32,480 AVALONBAY COMMUNITIES INC COM 053484101 181 2,100 SH SOLE 2,100 AVON PRODUCTS COM 054303102 430 12,700 SH SOLE 12,700 BAIDU.COM-ADR COM 056752108 328 550 SH SOLE 550 BAKER HUGHES COM 057224107 159 3,400 SH SOLE 3,400 BANK OF AMERICA COM 060505104 744 41,700 SH SOLE 41,700 BARRICK GOLD COM 067901108 2,639 68,820 SH SOLE 68,820 BAXTER INTL COM 071813109 47 800 SH SOLE 800 BB&T CORP COM 054937107 194 6,000 SH SOLE 6,000 BE AEROSPACE INC COM 073302101 1,955 64,400 SH SOLE 64,400 BECTON DICKINSON COM 075887109 129 1,635 SH SOLE 1,635 BERKSHIRE HATHAWAY COM 084670108 244 2 SH SOLE 2 BERKSHIRE HATHAWAY INC-CL B COM 084670702 122 1,496 SH SOLE 1,496 BLACKROCK INCOME TRUST COM 09247F100 190 28,900 SH SOLE 28,900 BOEING COM 097023105 363 5,000 SH SOLE 5,000 BOSTON PROPERTIES INC COM 101121101 189 2,500 SH SOLE 2,500 BP ADR COM 055622104 26 459 SH SOLE 459 CAPITAL ONE FINL COM 14040H105 82 1,969 SH SOLE 1,969 CARDINAL HEALTH COM 14149Y108 2,998 83,200 SH SOLE 83,200 CARNIVAL COM 143658300 653 16,800 SH SOLE 16,800 CATERPILLAR COM 149123101 182 2,900 SH SOLE 2,900 CELGENE COM 151020104 3,067 49,500 SH SOLE 49,500 CHARLES SCHWAB COM 808513105 49 2,633 SH SOLE 2,633 CHESAPEAKE ENERGY CORP COM 165167107 1,870 79,100 SH SOLE 79,100 CHEVRON COM 166764100 777 10,250 SH SOLE 10,250 CHICAGO MERCANTILE EXCHANGE COM 12572Q105 221 700 SH SOLE 700 CISCO SYSTEMS COM 17275R102 6,107 234,620 SH SOLE 234,620 CIT GROUP INC COM 125581801 168 4,317 SH SOLE 4,317 CITIGROUP COM 172967101 333 82,175 SH SOLE 82,175 CITY NATIONAL CORP COM 178566105 16 300 SH SOLE 300 CLIFFS NATURAL RESOURCES COM 18683K101 2,959 41,700 SH SOLE 41,700 COACH COM 189754104 1,328 33,600 SH SOLE 33,600 COCA-COLA COM 191216100 2,382 43,300 SH SOLE 43,300 COGNIZANT TECH SOLUTIONS COM 192446102 3,380 66,300 SH SOLE 66,300 COLGATE-PALMOLIVE COM 194162103 43 500 SH SOLE 500 COMCAST-A COM 20030N101 256 13,600 SH SOLE 13,600 COMPASS MINERALS INTERNATIONAL COM 20451N101 24 300 SH SOLE 300 COMPUTER SCIENCES COM 205363104 22 400 SH SOLE 400 CONAGRA COM 205887102 13 500 SH SOLE 500 CONOCOPHILLIPS COM 20825C104 420 8,200 SH SOLE 8,200 CPFL ENERGIA SA-ADR COM 126153105 18 300 SH SOLE 300 CSX COM 126408103 178 3,500 SH SOLE 3,500 CVS/CAREMARK COM 126650100 4,789 131,000 SH SOLE 131,000 DANAHER COM 235851102 2,641 33,055 SH SOLE 33,055 DEERE & COMPANY COM 244199105 220 3,700 SH SOLE 3,700 DEVON ENERGY COM 25179M103 271 4,200 SH SOLE 4,200 DOLLAR TREE INC COM 256746108 4,751 80,230 SH SOLE 80,230 DOMINION RESOURCES COM 25746U109 189 4,600 SH SOLE 4,600 DOVER CORP COM 260003108 2,478 53,000 SH SOLE 53,000 DOW CHEMICAL COM 260543103 210 7,100 SH SOLE 7,100 DUKE ENERGY COM 26441C105 197 12,100 SH SOLE 12,100 DUPONT COM 263534109 168 4,500 SH SOLE 4,500 EBAY COM 278642103 221 8,200 SH SOLE 8,200 ECOLAB COM 278865100 40 900 SH SOLE 900 EMC COM 268648102 254 14,100 SH SOLE 14,100 EMERSON ELECTRIC COM 291011104 2,462 48,900 SH SOLE 48,900 ENCANA CORP COM 292505104 9 300 SH SOLE 300 EOG RESOURCES COM 26875P101 204 2,200 SH SOLE 2,200 EQUITY RESIDENTIAL COM 29476L107 192 4,900 SH SOLE 4,900 EXELON COM 30161N101 175 4,000 SH SOLE 4,000 EXPRESS SCRIPTS COM 302182100 4,528 44,500 SH SOLE 44,500 EXXON MOBIL COM 30231G102 4,063 60,666 SH SOLE 60,666 FEDEX COM 31428X106 215 2,300 SH SOLE 2,300 FLUOR CORP COM 343412102 143 3,085 SH SOLE 3,085 FORD MOTOR COM 345370860 929 73,900 SH SOLE 73,900 FREEPORT-MCM COPPER & GOLD COM 35671D857 2,982 35,700 SH SOLE 35,700 GENERAL DYNAMICS CORP COM 369550108 224 2,900 SH SOLE 2,900 GENERAL ELECTRIC COM 369604103 1,016 55,802 SH SOLE 55,802 GENERAL MILLS COM 370334104 2,032 28,700 SH SOLE 28,700 GENUINE PARTS COM 372460105 199 4,700 SH SOLE 4,700 GILEAD SCIENCES COM 375558103 143 3,150 SH SOLE 3,150 GLAXOSMITHKLINE ADR COM 37733W105 12 300 SH SOLE 300 GOLDMAN SACHS GROUP COM 38141G104 461 2,700 SH SOLE 2,700 GOOGLE COM 38259P508 5,269 9,290 SH SOLE 9,290 HALLIBURTON COM 406216101 211 7,000 SH SOLE 7,000 HEWLETT-PACKARD COM 428236103 4,999 94,050 SH SOLE 94,050 HOME DEPOT COM 437076102 278 8,600 SH SOLE 8,600 HOSPIRA INC COM 441060100 2,985 52,700 SH SOLE 52,700 IEC ELECTRONICS CORP COM 44949L105 2 400 SH SOLE 400 ILLINOIS TOOL WORKS COM 452308109 232 4,900 SH SOLE 4,900 IMAX CORP COM 45245E109 351 19,500 SH SOLE 19,500 INDUSTRIAL SELECT SECTOR SPDR COM 81369Y704 13,190 422,200 SH SOLE 422,200 INTEL COM 458140100 4,732 212,300 SH SOLE 212,300 INTL BUSINESS MACHINES COM 459200101 7,905 61,635 SH SOLE 61,635 ISHARES DJ US FINANCIAL COM 464287788 22,649 397,000 SH SOLE 397,000 ISHARES LEHMAN 1-3 YEAR CREDIT COM 464288646 158 1,510 SH SOLE 1,510 ISHARES LEHMAN AGG BOND COM 464287226 6,520 62,569 SH SOLE 62,569 ISHARES LEHMAN INT CREDIT BOND FUND COM 464288638 2,673 25,694 SH SOLE 25,694 ISHARES MSCI BRAZIL COM 464286400 4,367 59,300 SH SOLE 59,300 ISHARES MSCI CANADA COM 464286509 2,266 81,200 SH SOLE 81,200 ISHARES MSCI EAFE INDEX COM 464287465 101 1,800 SH SOLE 1,800 ISHARES MSCI EMERGING MARKETS COM 464287234 31,310 743,300 SH SOLE 743,300 ISHARES MSCI GERMANY INDEX COM 464286806 324 14,800 SH SOLE 14,800 ISHARES MSCI HONG KONG I COM 464286871 161 9,900 SH SOLE 9,900 ISHARES MSCI SPAIN INDEX COM 464286764 30 700 SH SOLE 700 ISHARES MSCI SWITZERLAND COM 464286749 5,493 237,800 SH SOLE 237,800 ISHARES RUSSELL 1000 GROWTH COM 464287614 935 18,000 SH SOLE 18,000 ISHARES RUSSELL 1000 VALUE COM 464287598 3,872 63,400 SH SOLE 63,400 ISHARES S&P 500 INDEX FUND COM 464287200 223 1,900 SH SOLE 1,900 ITT COM 450911102 43 800 SH SOLE 800 JACOBS ENGINEERING COM 469814107 32 700 SH SOLE 700 JOHNSON & JOHNSON COM 478160104 3,075 47,160 SH SOLE 47,160 JPMORGAN CHASE & CO COM 46625H100 860 19,217 SH SOLE 19,217 KRAFT FOODS COM 50075N104 365 12,055 SH SOLE 12,055 KRISPY KREME DOUGHNUTS COM 501014112 0 4 SH SOLE 4 L-3 COMMUNICATIONS TITAN COM 502424104 2,098 22,900 SH SOLE 22,900 LABORATORY CORP OF AMERICA HOLDINGS COM 50540R409 23 300 SH SOLE 300 LAS VEGAS SANDS COM 517834107 867 41,000 SH SOLE 41,000 LIBERTY MEDIA-STARZ SERIES A COM 53071M708 235 4,300 SH SOLE 4,300 LIFE TECHNOLOGIES CORP COM 53217V109 1,950 37,300 SH SOLE 37,300 LOCKHEED MARTIN COM 539830109 33 400 SH SOLE 400 LOEWS COM 540424108 179 4,800 SH SOLE 4,800 LOWE'S COMPANIES COM 548661107 189 7,800 SH SOLE 7,800 M & T BANK CORP COM 55261F104 1,913 24,100 SH SOLE 24,100 MARATHON OIL COM 565849106 240 7,600 SH SOLE 7,600 MARRIOTT INTL COM 571903202 649 20,600 SH SOLE 20,600 MATERIALS SELECT SECTOR SPDR COM 81369Y100 11,346 334,500 SH SOLE 334,500 MCAFEE INC COM 579064106 3,170 79,000 SH SOLE 79,000 MCDONALD'S COM 580135101 4,163 62,390 SH SOLE 62,390 MCKESSON CORP COM 58155Q103 13 200 SH SOLE 200 MEAD JOHNSON NUTRITION CO-A COM 582839106 4,095 78,700 SH SOLE 78,700 MEDNAX INC COM 58502B106 3,189 54,800 SH SOLE 54,800 MERCK & CO COM 58933Y105 2,637 70,600 SH SOLE 70,600 METLIFE COM 59156R108 230 5,300 SH SOLE 5,300 MFS CHARTER INCOME TRUST COM 552727109 88 9,400 SH SOLE 9,400 MFS GOVT MARKETS INC TRUST COM 552939100 95 12,433 SH SOLE 12,433 MFS INTERMEDIATE INC TRUST COM 55273C107 136 20,000 SH SOLE 20,000 MFS MULTIMARKET INC TRUST COM 552737108 133 20,000 SH SOLE 20,000 MICHAEL BAKER CORP COM 057149106 7 200 SH SOLE 200 MICRON TECHNOLOGY COM 595112103 1,970 190,000 SH SOLE 190,000 MICROSOFT COM 594918104 9,362 319,650 SH SOLE 319,650 MONSANTO COM 61166W101 120 1,680 SH SOLE 1,680 MORGAN STANLEY COM 617446448 255 8,700 SH SOLE 8,700 MOTOROLA COM 620076109 165 23,500 SH SOLE 23,500 MYLAN INC COM 628530107 7 300 SH SOLE 300 NATL OILWELL VARCO COM 637071101 191 4,700 SH SOLE 4,700 NETFLIX INC COM 64110L106 22 300 SH SOLE 300 NETWORK APPLIANCE COM 64110D104 1,936 59,500 SH SOLE 59,500 NEWS-CL A COM 65248E104 231 16,000 SH SOLE 16,000 NIKE INC-B COM 654106103 3,410 46,400 SH SOLE 46,400 NORFOLK SOUTHERN COM 655844108 173 3,100 SH SOLE 3,100 NORTEL NETWORKS CORP COM 656568508 0 1,258 SH SOLE 1,258 NORTHROP GRUMMAN COM 666807102 216 3,300 SH SOLE 3,300 NOVARTIS AG-ADR COM 66987V109 22 400 SH SOLE 400 NUCOR COM 670346105 295 6,500 SH SOLE 6,500 OCCIDENTAL PETROLEUM COM 674599105 599 7,085 SH SOLE 7,085 OIL SERVICE HOLDERS TRUST COM 678002106 25 200 SH SOLE 200 ORACLE COM 68389X105 4,561 177,400 SH SOLE 177,400 PEABODY ENERGY COM 704549104 1,933 42,300 SH SOLE 42,300 PEPSICO COM 713448108 3,956 59,800 SH SOLE 59,800 PERRIGO COMPANY COM 714290103 2,314 39,400 SH SOLE 39,400 PETROLEO BRASILEIRO SA COM 71654V408 2,100 47,200 SH SOLE 47,200 PFIZER COM 717081103 855 49,845 SH SOLE 49,845 PHILIP MORRIS INTERNATIONAL COM 718172109 3,114 59,700 SH SOLE 59,700 PNC FINANCIAL SERVICES GROUP COM 693475105 185 3,100 SH SOLE 3,100 POLO RALPH LAUREN COM 731572103 468 5,500 SH SOLE 5,500 POWERSHARES QQQ COM 73935A104 1,926 40,000 SH SOLE 40,000 PRECISION CASTPARTS COM 740189105 76 600 SH SOLE 600 PRICELINE.COM COM 741503403 2,805 11,000 SH SOLE 11,000 PROCTER & GAMBLE COM 742718109 373 5,895 SH SOLE 5,895 PUTMAN MASTER INTER INCOME TRUST COM 746909100 85 13,690 SH SOLE 13,690 PUTNAM PREMIER INCOME TRUST COM 746853100 88 13,464 SH SOLE 13,464 QUALCOMM COM 747525103 21 500 SH SOLE 500 QUANTA SERVICES COM 74762E102 174 9,100 SH SOLE 9,100 QUICKSILVER RESOURCES INC COM 74837R104 14 1,000 SH SOLE 1,000 QWEST COMMUNICATIONS COM 749121109 198 38,000 SH SOLE 38,000 S&P 400 DEPOSITARY RECEIPTS COM 78467Y107 57 400 SH SOLE 400 SCHLUMBERGER COM 806857108 2,387 37,615 SH SOLE 37,615 SEARS HOLDINGS COM 812350106 3,264 30,100 SH SOLE 30,100 SEMPRA ENERGY COM 816851109 195 3,900 SH SOLE 3,900 SKYWORKS SOLUTIONS INC COM 83088M102 16 1,000 SH SOLE 1,000 SOTHEBY'S COM 835898107 622 20,000 SH SOLE 20,000 SOUTHWEST AIRLINES COM 844741108 1,992 150,700 SH SOLE 150,700 SOUTHWESTERN ENERGY COMPANY COM 845467109 16 400 SH SOLE 400 SPDR BARCLAYS CAPITAL SHORT COM 78464A425 1,042 43,477 SH SOLE 43,477 SPRINT NEXTEL COM 852061100 175 46,000 SH SOLE 46,000 SPX CORPORATION COM 784635104 212 3,200 SH SOLE 3,200 STATE STREET COM 857477103 2,781 61,600 SH SOLE 61,600 STERICYCLE COM 858912108 65 1,200 SH SOLE 1,200 TARGET COM 87612E106 1,852 35,200 SH SOLE 35,200 TELEPHONE & DATA SYSTEMS INC COM 879433100 244 7,200 SH SOLE 7,200 THE DIRECTV GROUP, INC COM 25490A101 199 5,900 SH SOLE 5,900 THE MOSAIC CO COM 61945A107 18 300 SH SOLE 300 THE TRAVELERS COS COM 89417E109 259 4,800 SH SOLE 4,800 THERMO FISHER SCIENTIFIC COM 883556102 231 4,500 SH SOLE 4,500 TIFFANY & COMPANY COM 886547108 1,273 26,800 SH SOLE 26,800 TIME WARNER COM 887317303 281 9,000 SH SOLE 9,000 TYSON FOODS INC-CL A COM 902494103 186 9,700 SH SOLE 9,700 U.S. BANCORP COM 902973304 3,067 118,500 SH SOLE 118,500 UNITED PARCEL SERVICE COM 911312106 2,995 46,500 SH SOLE 46,500 UNITED STATES STEEL COM 912909108 32 500 SH SOLE 500 UNITED TECHNOLOGIES COM 913017109 3,011 40,900 SH SOLE 40,900 UNITEDHEALTH GROUP COM 91324P102 258 7,900 SH SOLE 7,900 URBAN OUTFITTERS INC COM 917047102 46 1,200 SH SOLE 1,200 VALERO ENERGY COM 91913Y100 18 900 SH SOLE 900 VERIZON COMMUNICATIONS COM 92343V104 357 11,500 SH SOLE 11,500 VISA INC-CL A SRS COM 92826C839 2,303 25,300 SH SOLE 25,300 WA/CLAY US INFL-LKD OPP&INC COM 95766R104 231 19,600 SH SOLE 19,600 WA/CLAY US INFL-LKD SEC&INC COM 95766Q106 353 29,100 SH SOLE 29,100 WAL-MART STORES COM 931142103 4,275 76,895 SH SOLE 76,895 WALT DISNEY CO COM 254687106 1,158 33,185 SH SOLE 33,185 WELLPOINT COM 94973V107 238 3,700 SH SOLE 3,700 WELLS FARGO COM 949746101 647 20,800 SH SOLE 20,800 WESTERN UNION CO COM 959802109 5 300 SH SOLE 300 WEYERHAEUSER COM 962166104 167 3,700 SH SOLE 3,700 WILLIAMS COMPANIES COM 969457100 159 6,900 SH SOLE 6,900 WW GRAINGER INC COM 384802104 1,979 18,300 SH SOLE 18,300 XCEL ENERGY COM 98389B100 4 200 SH SOLE 200 XTO ENERGY COM 98385X106 222 4,700 SH SOLE 4,700 ZIMMER HOLDINGS INC COM 98956P102 172 2,900 SH SOLE 2,900
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