-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RtrpkaYuxFZk3EPlbT8UmMdZDohBK/c86o/t0SIJZihe3xZ9iJIMPU/Zm54AW007 fHGoNxuj42vA30texECHLQ== 0001133262-03-000003.txt : 20031001 0001133262-03-000003.hdr.sgml : 20031001 20031001185149 ACCESSION NUMBER: 0001133262-03-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1981 KARA ANN BERG TRUST CENTRAL INDEX KEY: 0001133262 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20028 FILM NUMBER: 03921946 BUSINESS ADDRESS: STREET 1: 10050 BANDLEY DRIVE CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4087250700 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VALENCE TECHNOLOGY INC CENTRAL INDEX KEY: 0000885551 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 770214673 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 301 CONESTOGA WAY CITY: HENDERSON STATE: NV ZIP: 89015 BUSINESS PHONE: 7025581000 MAIL ADDRESS: STREET 1: 301 CONESTOGA WAY CITY: HENDERSON STATE: NV ZIP: 89015 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-09-30 0 0000885551 VALENCE TECHNOLOGY INC VLNC 0001133262 1981 KARA ANN BERG TRUST 0 0 1 0 COMMON STOCK 2003-09-30 4 P 0 1543925 3.2385 A 21984475 I SEE FOOTNOTES COMMON STOCK 8129270 D COMMON STOCK 475000 D THESE SECURITIES ARE OWNED BY BERG & BERG ENTERPRISES, LLC ("BBE") OF WHICH CLYDE J. BERG, TRUSTEE OF THE 1981 KARA ANN BERG TRUST ("TRUST") IS A MEMBER. THESE SECURITIES ARE OWNED BY THE TRUST, THE DESIGNATED BENEFICIAL OWNER FOR THE REPORTING GROUP. THESE SECURITIES ARE OWNED BY CLYDE J. BERG, A MEMBER OF THE REPORTING GROUP. THE DESIGNATED BENEFICIAL OWNER DISCLAIMS BENEFICIAL OWNERSHIP EXCEPT TO THE EXTENT OF THEIR RESPECTIVE PECUNIARY INTERESTS THEREIN. CLYDE J. BERG, AS AN INDIVIDUAL AND AS TRUSTEE OF THE 1981 KARA ANN BERG TRUST 2003-10-01 -----END PRIVACY-ENHANCED MESSAGE-----