-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I5JONsQLoQ00mCC7iZVY3Ia21j0RI2+0j4rL6nQLK8heCDVkKfAhbeIz700L+mnd EOHaQ0WsjPuFIceRZBl7Cw== 0000904793-01-500004.txt : 20020411 0000904793-01-500004.hdr.sgml : 20020411 ACCESSION NUMBER: 0000904793-01-500004 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011119 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN LOCKER GROUP INC CENTRAL INDEX KEY: 0000008855 STANDARD INDUSTRIAL CLASSIFICATION: PARTITIONS, SHELVING, LOCKERS & OFFICE AND STORE FIXTURES [2540] IRS NUMBER: 160338330 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-18717 FILM NUMBER: 1795613 BUSINESS ADDRESS: STREET 1: 608 ALLEN STREET CITY: JAMESTOWN STATE: NY ZIP: 14701 BUSINESS PHONE: 7166649600 MAIL ADDRESS: STREET 1: 608 ALLEN STREET CITY: JAMESTOWN STATE: NY ZIP: 14701 FORMER COMPANY: FORMER CONFORMED NAME: AVM CORP DATE OF NAME CHANGE: 19850520 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SANTA MONICA PARTNERS LP CENTRAL INDEX KEY: 0000904793 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133100474 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1865 PALMER AVENUE CITY: LARCHMONT STATE: NY ZIP: 10538 BUSINESS PHONE: 9148330875 MAIL ADDRESS: STREET 1: 1865 PALMER AVENUE CITY: LARCHMONT STATE: NY ZIP: 10538 SC 13D/A 1 algi.txt AMMENDMENT 2 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN LOCKER GROUP INC. CENTRAL INDEX KEY: STANDARD INDUSTRIAL CLASSIFICATION: IRS NUMBER: 16-0338330 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A AMMENDMENT NO. 2 SEC ACT: SEC FILE NUMBER: FILM NUMBER: BUSINESS ADDRESS: STREET 1: 608 ALLEN STREET STREET 2: CITY: JAMESTOWN STATE: NY ZIP: 14701 BUSINESS PHONE: 716-664-9600 MAIL ADDRESS: STREET 1: 608 ALLEN STREET STREET 2: CITY: JAMESTOWN STATE: NY ZIP: 14701 BUSINESS PHONE: 716-664-9600 E-MAIL ADDRESS: LJGSMP@AOL.COM APPLICANT IS A: FILER [X] INITIAL FILER IRS NUMBER: 13-3100474 TELEPHONE NUMBER: 914-833-0875 PERSON TO RECEIVE EDGAR INFORMATION, INQUIRIES & CODES: SANTA MONICA PARTNERS, L.P. PERSON TO RECEIVE SEC ACCOUNT INFORMATION & BILLING INVOICES: SANTA MONICA PARTNERS, L.P. SIGNATURE: LAWRENCE J. GOLDSTEIN POSITION OR TITLE: GENERAL PARTNER DATE: 11/19/01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASINGTON, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 NAME OF ISSUER: AMERICAN LOCKER GROUP INCORPORATED TITLE OF CLASS OF SECURITIES: COMMON STOCK, $1 PAR VALUE CUSIP NUMBER: 027284108 AUTHORIZED TO RECEIVE NOTICES & COMMUNICATIONS: SANTA MONICA PARTNERS, L.P. 1865 PALMER AVENUE LARCHMONT, NY 10538 (914) 833-0875 DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT: NOVEMBER 23, 2001 - ---------------------------------------------------------------- - -------------------------------------------- CUSIP NUMBER: 027284108 - ---------------------------------------------------------------- - -------------------------------------------- 1. NAME OF REPORTING PERSONS. IRS IDENTIFICATION NUMBERS: SANTA MONICA PARTNERS LP 13-3100474 - ---------------------------------------------------------------- - -------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP - ---------------------------------------------------------------- - -------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------- - -------------------------------------------- 4. SOURCE OF FUNDS: WC - ---------------------------------------------------------------- - -------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED TO ITEMS 2(d) OR 2 (e) - ---------------------------------------------------------------- - -------------------------------------------- 6. CITIZONSHIP OR PLACE OF ORGANIZATION NEW YORK - ---------------------------------------------------------------- - -------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES 155,700 BENEFICIALLY ------------------------------------------------- - -------------------------------- OWENED BY 8. SHARE VOTING POWER EACH 0 REPORTING ------------------------------------------------- - -------------------------------- PERSON 9. SOLE DISPOSITIVE POWER 155,700 WITH ------------------------------------------------- - -------------------------------- 10. SHARED DISPOSITIVE POWER 0 - ---------------------------------------------------------------- - -------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 155,700 - ---------------------------------------------------------------- - -------------------------------------------- 12. CHECK IF THE AFFREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - ---------------------------------------------------------------- - -------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.5% - ---------------------------------------------------------------- - -------------------------------------------- 14. TYPE OF REPORTING PERSON PN - ---------------------------------------------------------------- - -------------------------------------------- Item 1. Security and Issuer Common stock, par value $1.00, of American Locker Group, Inc., which has its principal offices at 608 Allen Street, Jamestown, New York 14701 Item 2. Identity and Background Santa Monica Partners, L.P. ("Santa Monica"). Santa Monica is organized under the laws of New York, its principal business is Investments and the address of its principal place of business and Principal office is 1865 Palmer Avenue, Larchmont, New York, 10538. Santa Monica has not during the last five years been convicted in a criminal proceeding and was not a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which it was or is subject to judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. The following information is provided as to the sole General Partner of Santa Monica: (A) Lawrence J. Goldstein (B) 1865 Palmer Avenue, Larchmont, N.Y. 10538 (C) General Partner, Santa Monica Partners, L.P., 1865 Palmer Avenue, Larchmont, N.Y. 10538 (D) During the past five years, such person has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (E) During the past five years, such person was not a party to a civil proceeding or a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibition or mandating activities subject to Federal or State Securities laws or finding any violations with respect to such laws. (F) U.S. Citizenship. Item 3. Source and Amount of Funds or Other Consideration The source of all funds for purchases was working capital of Santa Monica Partners, L.P. Item 4. Purpose of the Transaction Santa Monica had acquired the shares for investment purposes. Santa Monica intends to review on a continuing basis its investment in the Issuer and may, depending upon its evaluation of the Issuer's business and prospects and upon future development, determine to increase or decrease, or continue to hold as an investment or dispose of the investment in the Issuer. Item 5. Interest in Securities of the Issuer (A) Santa Monica made the following purchases in the open market: Number of Shares Date of Transaction Purchased Price per share November 8, 2001 10,200 $9.93 (B) Santa Monica now owns 155,700 shares (7.5%) Item 6. Contracts, Arrangements, Understandings or Relationship to Securities of the Issuer Neither Santa Monica nor Mr. Goldstein has any contract, arrangement, understanding or relationship with any other person with respect to any securities of the issuer, including, but not limited to the transfer or voting of any such securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees or profits, division of profits or loss or the giving or withholding of proxies. Item 7. Material to be filed as Exhibits SIGNATURE After reasonable inquiry and to the best of my knowledge I certify that the information set forth in this statement is correct. November 19, 2001 SANTA MONICA PARTNERS LP By: /s/ Lawrence J. Goldstein Lawrence J. Goldstein General Partner SCHEDULE I DIRECTORS AND EXECUTIVE OFFICERS OF SANTA MONICA PARTNERS LP -----END PRIVACY-ENHANCED MESSAGE-----