-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sw4D8S6eGUob1F6tJe5B8uICsNpb68ofzhMtqMQ3pUj0GpRkKI5ai7BQTuJVobj9 vB+Gdpyk5NtPjJkOfQyjMg== 0000950134-07-000298.txt : 20070109 0000950134-07-000298.hdr.sgml : 20070109 20070109112818 ACCESSION NUMBER: 0000950134-07-000298 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070109 DATE AS OF CHANGE: 20070109 GROUP MEMBERS: NADER TAVAKOLI SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: International Fight League, Inc. CENTRAL INDEX KEY: 0000885475 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 042893483 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-51235 FILM NUMBER: 07519467 BUSINESS ADDRESS: STREET 1: 424 WEST 33RD STREET, SUITE 650 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212- 356-4000 MAIL ADDRESS: STREET 1: 424 WEST 33RD STREET, SUITE 650 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: PALIGENT INC DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: PROCEPT INC DATE OF NAME CHANGE: 19940310 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EagleRock Capital Management, L.L.C. CENTRAL INDEX KEY: 0001245844 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 551 FIFTH AVENUE 34TH FL CITY: NEW YORK STATE: NY ZIP: 10176 BUSINESS PHONE: 2126925412 MAIL ADDRESS: STREET 1: 551 FIFTH AVENUE 34TH FL CITY: NEW YORK STATE: NY ZIP: 10176 FORMER COMPANY: FORMER CONFORMED NAME: EAGLEROCK CAPIAL MANAGEMENT LLC DATE OF NAME CHANGE: 20030624 SC 13G 1 d42612sc13g.htm SCHEDULE 13G sc13g
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. )*

International Fight League, Inc.
(Name of Issuer)
Common Stock, par value $.01 per share
(Title of Class of Securities)
45951A101
(CUSIP Number)
December 29, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 
 


 

                     
CUSIP No.
 
45951A101 

 

           
1   NAMES OF REPORTING PERSONS:
EagleRock Capital Management, LLC
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    22-3439443
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  5   SOLE VOTING POWER:
     
NUMBER OF   4,400,000
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   4,400,000
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  4,400,000
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  8.2%**
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  OO

     **SEE ITEM 4(b)

Page 2 of 7


 

                     
CUSIP No.
 
45951A101 

 

           
1   NAMES OF REPORTING PERSONS:
Nader Tavakoli
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  U.S. Citizen
       
  5   SOLE VOTING POWER:
     
NUMBER OF   4,800,000
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   4,800,000
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  4,800,000
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  9.0%**
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

     **SEE ITEM 4(b)

Page 3 of 7


 

SCHEDULE 13G
     This Schedule 13G (the “Schedule 13G”) is being filed on behalf of EagleRock Capital Management, LLC, a Delaware limited liability company (“ EagleRock Capital”), and Mr. Nader Tavakoli the principal of EagleRock, relating to shares of Common Stock, par value $0.01 per share (the “Common Stock”), of International Fight League, Inc., a Delaware corporation (the “Issuer”).
     This Schedule 13G relates to Common Stock purchased by Nader Tavakoli and EagleRock Capital for the account of EagleRock Master Fund, LP (“ERMF”), a Cayman Islands limited partnership, and EagleRock Institutional Partners LP (“ERIP”), a Delaware limited partnership EagleRock Master Fund, LP holds 1,600,000 shares of Common Stock of the Issuer for the accounts of EagleRock Capital Partners, L.P., EagleRock Capital Partners (QP), LP, both Delaware limited partnerships, and EagleRock Capital Partners Offshore Fund, Ltd. (together the “Capital Funds”). EagleRock Institutional Partners LP holds 2,800,000 shares of Common Stock. Nader Tavakoli holds 400,000 shares of Common Stock individually. EagleRock Capital acts as investment manager to each of the Capital Funds, ERMF and ERIP, and Mr. Tavakoli, as manager of EagleRock Capital, controls the investment decisions of EagleRock Capital.
         
Item 1(a)   Name of Issuer.
 
       
    International Fight League, Inc.
 
       
Item 1(b)   Address of Issuer’s Principal Executive Offices.
 
       
    424 West 33rd Street
    Suite 650
    New York, NY 10001
 
       
Item 2(a)   Name of Person Filing.
 
       
    EagleRock Capital Management, LLC and Nader Tavakoli.
 
       
Item 2(b)   Address of Principal Business Office, or, if none, Residence.
 
       
    24 West 40th Street, 10th Fl.
    New York, NY 10018
 
       
Item 2(c)   Citizenship or Place of Organization.
 
       
    EagleRock Capital is a limited liability company organized under the laws of the state of Delaware. Nader Tavakoli is the Manager of EagleRock Capital and is a United States citizen.
 
       
Item 2(d)   Title of Class of Securities.

Page 4 of 7


 

         
 
       
    Common Stock, par value $.01 per share (the “Common Stock”).
 
       
Item 2(e)   CUSIP Number.
 
       
    45951A101
 
       
Item 3   Reporting Person.
 
       
    Inapplicable.
 
       
Item 4   Ownership.
 
       
 
  (a)   EagleRock Capital is the beneficial owner of 4,400,000 shares of Common Stock and Mr. Tavakoli, as the Manager of EagleRock Capital, is the beneficial owner of 4,800,000 shares of Common Stock.
 
       
 
  (b)   EagleRock Capital is the beneficial owner of 8.2% and Mr. Tavakoli, as the Manager of EagleRock Capital, is the beneficial owner of 9.0% of the outstanding shares of Common Stock. This percentage is determined by dividing the number of shares beneficially held by each reporting person by 53,500,448, the number of shares of Common Stock issued and outstanding.
 
       
 
  (c)   EagleRock Capital, as the investment manager of EagleRock Master Fund, LP and EagleRock Institutional Partners LP, has the sole power to vote and dispose of the 1,600,000 shares of Common Stock and 2,800,000 shares of Common Stock held by EagleRock Master Fund and EagleRock Institutional Partners LP, respectively. As the Manager of EagleRock Capital, Mr. Tavakoli may direct the voting and disposition of the 4,800,000 shares of Common Stock held by EagleRock Master Fund, LP, EagleRock Institutional Partners LP and Nader Tavakoli.
 
       
    The filing of this Schedule 13G shall not be construed as an admission that EagleRock Capital or Mr. Tavakoli is for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of any of the 4,400,000 shares of Common Shares owned by EagleRock Master Fund, LP or EagleRock Institutional Partners, LP. Pursuant to Rule 13d-4, each of EagleRock Capital and Mr. Tavakoli disclaims all such beneficial ownership.
 
       
Item 5   Ownership of Five Percent or Less of a Class.
 
       
    Inapplicable.
 
       
Item 6   Ownership of More Than Five Percent on Behalf of Another Person.
 
       
    Inapplicable.

Page 5 of 7


 

         
 
       
Item 7   Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company.
 
       
    Inapplicable.
 
       
Item 8   Identification and Classification of Members of the Group.
 
       
    Inapplicable.
 
       
Item 9   Notice of Dissolution of Group.
 
       
    Inapplicable.
 
       
Item 10   Certification.
 
       
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
       
Exhibits   Exhibit 99.1
 
       
    Joint Filing Agreement dated January 8, 2007 between EagleRock Capital Management and Nader Tavakoli.
[Signature Page Follows]

Page 6 of 7


 

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
     Date: January 8, 2007
       
 
       
    EagleRock Capital Management, LLC
 
       
 
  By:   /s/ Nader Tavakoli
 
       
 
      Nader Tavakoli, Managing Member
 
       
 
  /s/   Nader Tavakoli
     
    Nader Tavakoli

Page 7 of 7

EX-99.1 2 d42612exv99w1.htm JOINT FILING AGREEMENT exv99w1
 

EXHIBIT 99.1
JOINT FILING AGREEMENT
     In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, par value $.01 per share, of International Fight League, Inc., and further agree that this Joint Filing Agreement shall be included as an Exhibit to such joint filings.
     The undersigned further agree that each party hereto is responsible for the timely filing of such Statement on Schedule 13G and any amendments thereto, and for the accuracy and completeness of the information concerning such party contained therein; provided, however, that no party is responsible for the accuracy or completeness of the information concerning any other party, unless such party knows or has reason to believe that such information is inaccurate.
     This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.
     IN WITNESS WHEREOF, the undersigned have executed this Agreement as of January 8, 2007.
         
    EagleRock Capital Management, LLC
 
       
 
  By:   /s/ Nader Tavakoli
 
       
 
      Nader Tavakoli, Managing Member
 
       
 
  /s/   Nader Tavakoli
     
    Nader Tavakoli

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