485BPOS 1 gug59022-485bxbrl.htm GUGGENHEIM FUNDS TRUST gug59022-485bxbrl.htm
Registration No. 811-01136
Registration No. 002-19458
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
Form N-1A
 
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
 
Post-Effective Amendment No.
143
  x
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
 
Amendment No.
143
  x

(Check appropriate box or boxes)
 
GUGGENHEIM FUNDS TRUST
 
(Exact Name of Registrant as Specified in Charter)
 
805 KING FARM BOULEVARD, SUITE 600, ROCKVILLE, MARYLAND 20850
(Address of Principal Executive Offices/Zip Code)
 
Registrant’s Telephone Number, including area code:
(301) 296-5100
 
Copies To:
 
Donald C. Cacciapaglia, President
Guggenheim Funds Trust
805 King Farm Boulevard
Suite 600
Rockville, MD 20850
 
Amy J. Lee, Chief Legal Officer
Guggenheim Funds Trust
805 King Farm Boulevard
Suite 600
Rockville, MD 20850
 
(Name and address of Agent for Service)

 
It is proposed that this filing will become effective (check appropriate box):
 
x
immediately upon filing pursuant to paragraph (b)
o
on _____________pursuant to paragraph (b)
o
60 days after filing pursuant to paragraph (a)(1)
o
on _____________pursuant to paragraph (a)(1)
o
75 days after filing pursuant to paragraph (a)(2)
o
on _____________ pursuant to paragraph (a)(2) of rule 485

If appropriate, check the following box:
 
o
this post-effective amendment designates a new effective date for a previously filed post-effective amendment
 
 
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933 (“1933 Act”) and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 143 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Rockville, and State of Maryland on the 16th day of April 2014.


 
GUGGENHEIM FUNDS TRUST
(Registrant)
 
By: 
DONALD C. CACCIAPAGLIA
 
Donald C. Cacciapaglia, President and
Chief Executive Officer


Pursuant to the requirements of the 1933 Act, this Registration Statement has been signed below by the following persons in the capacities indicated and on the 16th day of April 2014.

Randall C. Barnes
Trustee
 
Donald A. Chubb, Jr.
Trustee
 
Jerry B. Farley
Trustee
 
Roman Friedrich III
Trustee
 
Robert B. Karn III
Trustee
 
Ronald A. Nyberg
Trustee
 
Maynard F. Oliverius
Trustee
 
Ronald E. Toupin, Jr.
Trustee
 
GUGGENHEIM FUNDS TRUST
By: 
AMY J. LEE
 
Amy J. Lee, Vice President, Chief Legal Officer and
Attorney-In-Fact for the Trustees Whose Names
Appear Opposite
By: 
JOHN L. SULLIVAN
 
John L. Sullivan, Chief Financial Officer and Treasurer
By:
DONALD C. CACCIAPAGLIA
 
Donald C. Cacciapaglia, President, Chief Executive
Officer and Trustee
 
 
 

 
 
EXHIBIT LIST
 
Exhibit Number                                                                Exhibit:

EX-101.INS                                             XBRL Instance Document
EX-101.SCH                                           XBRL Taxonomy Extension Schema Document
EX-101.CAL                                           XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF                                           XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB                                           XBRL Taxonomy Extension Label Linkbase
EX-101.PRE                                           XBRL Taxonomy Extension Presentation Linkbase