SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Kitching Steven

(Last) (First) (Middle)
C/O COTT CORPORATION
4221 WEST BOY SCOUT BOULEVARD

(Street)
TAMPA FL 33607

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/30/2018
3. Issuer Name and Ticker or Trading Symbol
COTT CORP /CN/ [ COT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Chair, RBS
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares 128,471(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (2) 02/19/2026 Common Shares 12,842 $11.22 D
Stock Option (right to buy) (3) 12/06/2026 Common Shares 14,591 $10.4 D
Stock Option (right to buy) (4) 12/07/2027 Common Shares 3,112 $17.5 D
Stock Option (right to buy) (5) 12/11/2028 Common Shares 5,597 $14.68 D
Explanation of Responses:
1. 2,946 of the reported shares are unvested time-based restricted share units, which will vest on various dates between 2019 and 2021.
2. Represents an option granted on February 19, 2016. The option vests in equal one-third installments on each of the first, second and third anniversaries of the grant date. The first installment and second installment have vested.
3. Represents an option granted on December 6, 2016. The option vests in equal one-third installments on each of the first, second and third anniversaries of the grant date. The first installment and second installment have vested.
4. Represents an option granted on December 7, 2017. The option vests in equal one-third installments on each of the first, second and third anniversaries of the grant date. The first installment has vested.
5. Represents an option granted on December 11, 2018. The option vests in equal one-third installments on each of the first, second and third anniversaries of the grant date.
Remarks:
Exhibit List Exhibit 24 - Power of Attorney
/s/ Marni Morgan Poe, Attorney-in-Fact 01/09/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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