-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ISgpRP+BcrtNtt3eE2cqLJ55OFugENz5o2JsroMXq7tCdA881URGiBSVQW0Cr2rd MCSqVemVvP7gueQwR0TpuA== 0000950134-08-019654.txt : 20081106 0000950134-08-019654.hdr.sgml : 20081106 20081106144158 ACCESSION NUMBER: 0000950134-08-019654 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081106 DATE AS OF CHANGE: 20081106 EFFECTIVENESS DATE: 20081106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0000884546 IRS NUMBER: 943106735 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03128 FILM NUMBER: 081166673 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 13F-HR 1 f50444e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Charles Schwab Investment Management, Inc. Address: 101 Montgomery Street San Francisco, CA 94104 Form 13F File Number: 028-03128 CIK Number: 0000884546 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Randy Fillmore Title: CSIM Chief Compliance Officer Phone: (415) 636-7000 Signature, Place, and Date of Signing: /s/ Randy Fillmore, San Francisco, California, November 5, 2008 - -------------------- -------------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager:
Form 13F File Number Name - -------------------- ------------------------------------- 028-11918 American Century Companies Inc. 028-03570 AXA 028-04874 Gardner Lewis Asset Management 028-02013 Harris Associates LP 028-11450 Mondrian Investment Partners Limited 028-00454 Neuberger Berman, LLC 028-10212 TAMRO Capital Partners, LLC 028-06683 TCW Investment Management Company 028-06605 Thornburg Investment Management, Inc. 028-03589 Tocqueville Asset Management LP 028-01204 Wentworth Hauser & Violich Inc. 028-04871 William Blair & Company LLC
Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 2,978 Form 13F Information Table Value Total: $24,798,560 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Aaon Inc COM PAR $0.004 000360206 111 6113 SH SOLE 6113 Aar Corp COM 000361105 1162 70037 SH SOLE 70037 A C Moore Arts & Cra COM 00086T103 54 8560 SH SOLE 8560 A D C Telecommunicat COM NEW 000886309 2283 270198 SH SOLE 270198 Abm Inds Inc COM 000957100 1837 84119 SH SOLE 84119 Aep Inds Inc COM 001031103 66 3300 SH SOLE 3300 Afc Enterprises Inc COM 00104Q107 89 12200 SH SOLE 12200 Aflac Inc COM 001055102 49705 846049 SH SOLE 846049 Agco Corp COM 001084102 31597 741543 SH SOLE 741543 A G F Management Ltd COM 001092105 13 829 SH SOLE 829 Agl Res Inc COM 001204106 1438 45840 SH SOLE 45840 A H Belo Corp COM 001282102 10 1880 SH SOLE 1880 Aes Corp COM 00130H105 11700 1000828 SH SOLE 1000828 Ak Stl Hldg Corp COM 001547108 19167 739470 SH SOLE 739470 Amb Property Corp. REIT 00163T109 7676 169454 SH SOLE 169454 Amag Pharmaceuticals In COM 00163U106 914 23600 SH SOLE 23600 Amn Healthcare Servi COM 001744101 1098 62475 SH SOLE 62475 Amr Corp COM 001765106 18683 1902531 SH SOLE 1902531 At&T Inc COM 00206R102 264427 9470880 SH SOLE 9470880 Atmi Inc COM 00207R101 1017 56569 SH SOLE 56569 Atp Oil & Gas Corp COM 00208J108 933 52378 SH SOLE 52378 Atc Technology Corp COM 00211W104 223 9396 SH SOLE 9396 Avx Corp New COM 002444107 469 46007 SH SOLE 46007 Axt Inc COM 00246W103 2 800 SH SOLE 800 Aaron Rents Inc COM 002535201 2884 106541 SH SOLE 106541 Aaron Rents Inc CL A 002535300 48 2175 SH SOLE 2175 Abbott Labs COM 002824100 185679 3224706 SH SOLE 3224706 Abercrombie & Fitch CL A 002896207 3181 80634 SH SOLE 80634 Abigail Adams Ntl Bn COM 003390101 4 550 SH SOLE 550 Abiomed Inc COM 003654100 14 800 SH SOLE 800 Abitibibowater Inc COM 003687100 411 106111 SH SOLE 106111 Abraxas Pete Corp COM 003830106 22 8500 SH SOLE 8500 Abraxis Bioscience Inc COM 00383Y102 569 8246 SH SOLE 8246 Acadia Rlty Tr COM SH BEN INT 004239109 1308 51725 SH SOLE 51725 Accelrys Inc COM 00430U103 463 84300 SH SOLE 84300 Accuride Corp COM 004398103 20 12360 SH SOLE 12360 Aceto Chem Inc COM 004446100 96 10000 SH SOLE 10000 Aci Worldwide Inc COM 004498101 1208 68954 SH SOLE 68954 Acme Communication I COM 004631107 2 1900 SH SOLE 1900
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Acorda Therapeutics COM 00484M106 997 41800 SH SOLE 41800 Actel Corp COM 004934105 47 3730 SH SOLE 3730 Activision Blizzard Inc COM 00507V109 5419 351170 SH SOLE 351170 Actuate Software Cor COM 00508B102 30 8600 SH SOLE 8600 Actuant Corp CL A NEW 00508X203 2614 103548 SH SOLE 103548 Acuity Brands Inc COM 00508Y102 8874 212496 SH SOLE 212496 Acura Pharmaceuticals I COM NEW 00509L703 7 1000 SH SOLE 1000 Acxiom Corp COM 005125109 1811 144451 SH SOLE 144451 Adams Res & Energy I COM NEW 006351308 98 4300 SH SOLE 4300 Adaptec Inc COM 00651F108 1100 335458 SH SOLE 335458 Administaff Inc COM 007094105 1270 46670 SH SOLE 46670 Adobe Sys Inc COM 00724F101 42352 1073019 SH SOLE 1073019 Adolor Corp COM 00724X102 634 183700 SH SOLE 183700 Adtran Inc COM 00738A106 2260 115950 SH SOLE 115950 Advance Amer Cash Ad COM 00739W107 340 113680 SH SOLE 113680 Advanced Auto Parts COM 00751Y106 2443 61587 SH SOLE 61587 Advisory Brd Co COM 00762W107 866 28706 SH SOLE 28706 Advanced Medical Opt COM 00763M108 2015 113311 SH SOLE 113311 Aecom Technology Corp D COM 00766T100 706 28900 SH SOLE 28900 Aeropostale COM 007865108 4354 135602 SH SOLE 135602 Advanced Micro Devic COM 007903107 3794 722658 SH SOLE 722658 Advanta Corp COM 007942105 56 11452 SH SOLE 11452 Advanta Corp CL B 007942204 2482 301569 SH SOLE 301569 Advanced Energy Inds COM 007973100 1014 74120 SH SOLE 74120 Advent Software Inc COM 007974108 1135 32214 SH SOLE 32214 Aerosonic Corp Del COM PAR $0.40 008015307 1 300 SH SOLE 300 Aetna Inc COM 00817Y108 55169 1527794 SH SOLE 1527794 Affiliated Computer COM 008190100 7529 148715 SH SOLE 148715 Affiliated Managers COM 008252108 1655 19978 SH SOLE 19978 Affymax Inc COM 00826A109 58 2900 SH SOLE 2900 Affymetrix Inc COM 00826T108 1006 129990 SH SOLE 129990 Agilent Technologies COM 00846U101 17855 601993 SH SOLE 601993 Agnico Eagle Mines L COM 008474108 11 203 SH SOLE 203 Agilysys Inc COM 00847J105 99 9794 SH SOLE 9794 Agree Realty Corp COM 008492100 34 1200 SH SOLE 1200 Agrium Inc COM 008916108 1457 26042 SH SOLE 26042 Air Methods Corp COM PAR $.06 009128307 28 1000 SH SOLE 1000 Air Prods & Chems In COM 009158106 28729 419460 SH SOLE 419460 Air Trans Hldgs Inc COM 00922R105 25 33830 SH SOLE 33830
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Airgas Inc COM 009363102 2262 45551 SH SOLE 45551 Airtran Hldgs Inc COM 00949P108 394 162213 SH SOLE 162213 Akamai Technologies COM 00971T101 2928 167863 SH SOLE 167863 Alamo Group Inc COM 011311107 43 2500 SH SOLE 2500 Alaska Airgroup COM 011659109 1669 81834 SH SOLE 81834 Alaska Communication COM 01167P101 1047 85640 SH SOLE 85640 Albany Intl Corp COM 012348108 1422 52048 SH SOLE 52048 Albany Molecular Res COM 012423109 626 34600 SH SOLE 34600 Albemarle Corp COM 012653101 1468 47600 SH SOLE 47600 Alberto Culver Co Ne COM 013078100 4204 154328 SH SOLE 154328 Alcoa Inc COM 013817101 27489 1217397 SH SOLE 1217397 Alexander & Baldwin COM 014482103 1391 31599 SH SOLE 31599 Alexanders Inc COM 014752109 1524 3810 SH SOLE 3810 Alexandria Real Esta COM 015271109 5773 51313 SH SOLE 51313 Alexion Pharmaceutic COM 015351109 1265 32200 SH SOLE 32200 Align Technology Inc COM 016255101 1230 113600 SH SOLE 113600 Alkermes Inc COM 01642T108 2255 169542 SH SOLE 169542 Alleghany Corp COM 017175100 907 2484 SH SOLE 2484 Allegheny Energy Inc COM 017361106 8777 238707 SH SOLE 238707 Allegheny Technologi COM 01741R102 3955 133843 SH SOLE 133843 Allergan Inc COM 018490102 22733 441420 SH SOLE 441420 Allete Inc COM NEW 018522300 2148 48269 SH SOLE 48269 Alliance Data System COM 018581108 7550 119124 SH SOLE 119124 Alliance Imaging Inc COM NEW 018606202 1052 102475 SH SOLE 102475 Alliance Holdings Gp COM UNITS LP 01861G100 190 9494 SH SOLE 9494 Alliance One Intl In COM 018772103 3152 829524 SH SOLE 829524 Alliance Resource Pa UNIT LTD PARTN 01877R108 1104 35010 SH SOLE 35010 Alliant Corp COM 018802108 13631 423197 SH SOLE 423197 Alliant Techsystems COM 018804104 1597 16995 SH SOLE 16995 Alliancebernstein Ho UNIT LTD PARTN 01881G106 1587 42889 SH SOLE 42889 Allied Cap Corp New COM 01903Q108 151 14000 SH SOLE 14000 Allied Defense Group COM 019118108 3 500 SH SOLE 500 Allied Waste Inds In COM PAR 019589308 4539 408548 SH SOLE 408548 Allis Chalmers Corp COM PAR $.01NW 019645506 35 2800 SH SOLE 2800 Alloy Inc NEW COM 019855303 27 3500 SH SOLE 3500 Allscripts Healthcar COM 01988P108 1269 102015 SH SOLE 102015 Allstate Corp COM 020002101 54514 1181993 SH SOLE 1181993 Alnylam Pharmaceutic COM 02043Q107 1812 62600 SH SOLE 62600 Alon Usa Energy Inc COM 020520102 414 30700 SH SOLE 30700
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Alpha Natural Resour COM 02076X102 1910 37145 SH SOLE 37145 Alpharma Inc COM 020813101 3269 88625 SH SOLE 88625 Altera Corp COM 021441100 10244 495366 SH SOLE 495366 Altra Holdings Inc COM 02208R106 40 2700 SH SOLE 2700 Altria Group Inc COM 02209S103 89896 4531071 SH SOLE 4531071 Amazon Com Inc COM 023135106 51997 714637 SH SOLE 714637 Ambac Finl Group Inc COM 023139108 1320 566585 SH SOLE 566585 Ambassadors Group In COM 023177108 55 3433 SH SOLE 3433 Ambassadors Intl Inc COM 023178106 3 1700 SH SOLE 1700 Amcol Intl Corp COM 02341W103 1237 39572 SH SOLE 39572 Amedisys Inc COM 023436108 2307 47404 SH SOLE 47404 Amerco COM 023586100 689 16424 SH SOLE 16424 Ameren Corp COM 023608102 11516 295051 SH SOLE 295051 America Svc Group In COM 02364L109 81 8550 SH SOLE 8550 Amcore Finl Inc COM 023912108 423 45685 SH SOLE 45685 American Axle & Mfg COM 024061103 438 81645 SH SOLE 81645 American Campus Cmnt COM 024835100 2117 62480 SH SOLE 62480 American Cap Ltd COM 02503Y103 2979 116766 SH SOLE 116766 American Commercial COM NEW 025195207 857 80547 SH SOLE 80547 American Elec Pwr In COM 025537101 52280 1411834 SH SOLE 1411558 276 American Eagle Outfi COM 02553E106 1718 112670 SH SOLE 112670 American Eqty Invt L COM 025676206 649 86599 SH SOLE 86599 American Express Co COM 025816109 64393 1817466 SH SOLE 1817269 197 American Finl Group COM 025932104 12513 424180 SH SOLE 424180 American Greetings COM 026375105 4552 297732 SH SOLE 297732 American Intl Group COM 026874107 11720 3519443 SH SOLE 3519443 American Ld Lease In COM 027118108 33 1700 SH SOLE 1700 American Med Sys Hld COM 02744M108 2362 132990 SH SOLE 132990 American Mtg Accep C SH BEN INT 027568104 0 600 SH SOLE 600 American Natl Ins Co COM 028591105 1196 13856 SH SOLE 13856 American Physicians COM 028884104 838 19800 SH SOLE 19800 American Public Educati COM 02913V103 391 8100 SH SOLE 8100 American Railcar Ind COM 02916P103 12 750 SH SOLE 750 American Rlty Invs I COM 029174109 13 1537 SH SOLE 1537 American Reprographi COM 029263100 1006 58297 SH SOLE 58297 American Science &En COM 029429107 30 500 SH SOLE 500 American Sts Wtr Co COM 029899101 1206 31315 SH SOLE 31315 American Tower Sys C COM 029912201 19210 534054 SH SOLE 534054 American Superconduc COM 030111108 1632 69253 SH SOLE 69253
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- American Woodmark Co COM 030506109 613 27295 SH SOLE 27295 Americredit Corp COM 03060R101 2861 282470 SH SOLE 282470 Americas Car Mart In COM 03062T105 70 3750 SH SOLE 3750 Ameristar Casinos In COM 03070Q101 664 46810 SH SOLE 46810 Ameron Inc COM 030710107 1244 17360 SH SOLE 17360 Amerisafe Inc COM 03071H100 679 37300 SH SOLE 37300 Amerisourcebergen Co COM 03073E105 22900 608234 SH SOLE 608234 Amerigroup Corp COM 03073T102 6206 245886 SH SOLE 245886 Ameriprise Finl Inc COM 03076C106 32644 854547 SH SOLE 854547 Ameris Bancorp COM 03076K108 58 3900 SH SOLE 3900 Amerigas Partners L COM 030975106 1795 59000 SH SOLE 59000 Ametek Inc New COM 031100100 2460 60347 SH SOLE 60347 Amgen COM 031162100 142577 2405552 SH SOLE 2405552 Amicus Therapeutics Inc COM 03152W109 8 500 SH SOLE 500 Amkor Technology Inc COM 031652100 7236 1135933 SH SOLE 1135933 Ampco-Pittsburgh Cor COM 032037103 98 3800 SH SOLE 3800 Amphenol Corp New COM 032095101 8490 211520 SH SOLE 211520 Amrep Corp New COM 032159105 148 3500 SH SOLE 3500 Amsurg Corp COM 03232P405 1412 55425 SH SOLE 55425 Amylin Pharmaceutica COM 032346108 729 36047 SH SOLE 36047 Amtrust Financial Se COM 032359309 689 50705 SH SOLE 50705 Anadarko Pete Corp COM 032511107 43218 890911 SH SOLE 890911 Anadigics Inc COM 032515108 267 95050 SH SOLE 95050 Analog Devices Inc COM 032654105 27660 1049697 SH SOLE 1049697 Analogic Corp COM PAR 032657207 3096 62215 SH SOLE 62215 Anaren Inc COM 032744104 33 3300 SH SOLE 3300 Anchor Bancorp Wis I COM 032839102 49 6645 SH SOLE 6645 Andersons Inc COM 034164103 1205 34205 SH SOLE 34205 Angiodynamics Inc COM 03475V101 55 3500 SH SOLE 3500 Anheuser Busch Cos COM 035229103 68717 1059144 SH SOLE 1059144 Anixter Intl Inc COM 035290105 828 13920 SH SOLE 13920 Annaly Mtg Mgmt Inc COM 035710409 2824 209985 SH SOLE 209985 Ann Taylor Stores Co COM 036115103 2414 116955 SH SOLE 116955 Ansys Inc COM 03662Q105 1488 39286 SH SOLE 39286 Anthracite Cap Inc COM 037023108 886 165325 SH SOLE 165325 Anworth Mtge Assets COM 037347101 89 15055 SH SOLE 15055 Aon Corp COM 037389103 39260 873218 SH SOLE 873218 Apache Corp COM 037411105 49722 476812 SH SOLE 476812 Apco Argentina Inc COM 037489101 23 800 SH SOLE 800
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Apartment Invt & Mgm COM 03748R101 5661 161659 SH SOLE 161659 Apogee Enterprises COM 037598109 815 54195 SH SOLE 54195 Apollo Group Inc COM 037604105 13502 227685 SH SOLE 227685 Apollo Invt Corp COM 03761U106 111 6514 SH SOLE 6514 Apple Computer Inc COM 037833100 179830 1582172 SH SOLE 1582072 100 Apria Healthcare Gro COM 037933108 3652 200237 SH SOLE 200237 Applied Biosystems Inc COM 038149100 27600 805853 SH SOLE 805853 Applied Indl Technol COM 03820C105 1958 72711 SH SOLE 72711 Applied Materials In COM 038222105 42816 2829855 SH SOLE 2829855 Applied Micro Circuits COM NEW 03822W406 1203 201133 SH SOLE 201133 Applied Signal Techn COM 038237103 43 2500 SH SOLE 2500 Aptargroup Inc COM 038336103 1678 42900 SH SOLE 42900 Approach Resources Inc COM 03834A103 58 4000 SH SOLE 4000 Aqua America Inc COM 03836W103 929 52228 SH SOLE 52228 Arbitron COM 03875Q108 2334 52236 SH SOLE 52236 Arbor Rlty Tr Inc COM 038923108 38 3800 SH SOLE 3800 Arch Chemicals Inc COM 03937R102 1759 49822 SH SOLE 49822 Arch Coal Inc COM 039380100 2211 67230 SH SOLE 67230 Archer Daniels Midla COM 039483102 20691 944376 SH SOLE 944376 Arctic Cat Inc COM 039670104 67 7300 SH SOLE 7300 Arden Group Inc COM 039762109 131 900 SH SOLE 900 Arena Pharmaceutical COM 040047102 836 167100 SH SOLE 167100 Arena Resources Inc COM 040049108 2191 56400 SH SOLE 56400 Ares Cap Corp COM 04010L103 138 13195 SH SOLE 13195 Argon St Inc COM 040149106 58 2465 SH SOLE 2465 Ariba Inc COM 04033V203 2315 163815 SH SOLE 163815 Arkansas Best Corp COM 040790107 5104 151512 SH SOLE 151512 Armstrong World Inds COM 04247X102 156 5400 SH SOLE 5400 Arqule Inc COM 04269E107 28 8800 SH SOLE 8800 Arris Group Inc COM 04269Q100 1877 242800 SH SOLE 242800 Arrow Electrs Inc COM 042735100 2105 80295 SH SOLE 80295 Arrow Finl Corp COM 042744102 103 3502 SH SOLE 3502 Arthrocare Corp COM 043136100 1328 47890 SH SOLE 47890 Arvinmeritor Inc COM 043353101 1873 143647 SH SOLE 143647 Asbury Automotive Gr COM 043436104 135 11745 SH SOLE 11745 Ashford Hospitality COM SHS 044103109 688 169845 SH SOLE 169845 Ashland Inc New COM 044209104 10361 354332 SH SOLE 354332 Aspect Med Sys Inc COM 045235108 19 3700 SH SOLE 3700 Aspen Technology Inc COM 045327103 469 36900 SH SOLE 36900
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Asset Accep Cap Corp COM 04543P100 58 5460 SH SOLE 5460 Assisted Living Conc CL A 04544X102 616 96700 SH SOLE 96700 Associated Banc Corp COM 045487105 1600 80208 SH SOLE 80208 Associated Estates R COM 045604105 42 3200 SH SOLE 3200 Assurant Inc COM 04621X108 8782 159673 SH SOLE 159673 Asta Fdg Inc COM 046220109 56 8000 SH SOLE 8000 Astec Inds Inc COM 046224101 977 31685 SH SOLE 31685 Astoria Finl Corp COM 046265104 528 25459 SH SOLE 25459 Astronics Corp COM 046433108 28 1250 SH SOLE 1250 Asyst Technology Cor COM 04648X107 48 20195 SH SOLE 20195 Athenahealth Inc COM 04685W103 396 11900 SH SOLE 11900 Atheros Communicatio COM 04743P108 2417 102488 SH SOLE 102488 Atlantic Tele Networ COM NEW 049079205 133 4750 SH SOLE 4750 Atlas Air Worldwide COM NEW 049164205 1129 28000 SH SOLE 28000 Atlas Amer Inc COM 049167109 2275 66697 SH SOLE 66697 Atlas Pipeline Partn UNIT L P INT 049392103 895 35100 SH SOLE 35100 Atmel Corp COM 049513104 5576 1644890 SH SOLE 1644890 Atmos Energy Corp COM 049560105 862 32378 SH SOLE 32378 Atwood Oceanics Inc COM 050095108 984 27040 SH SOLE 27040 Audiovox Corp COM 050757103 71 7600 SH SOLE 7600 Autodesk Inc COM 052769106 11355 338453 SH SOLE 338453 Autoliv Inc COM 052800109 224 6650 SH SOLE 6650 Automatic Data Proce COM 053015103 47884 1120091 SH SOLE 1120091 Autonation Inc COM 05329W102 2310 205504 SH SOLE 205504 Autozone Inc COM 053332102 8646 70101 SH SOLE 70101 Auxilium Pharmaceuti COM 05334D107 1925 59400 SH SOLE 59400 Avalonbay Cmntys Inc COM 053484101 14458 146896 SH SOLE 146896 Avatar Hlds Inc COM 053494100 143 4345 SH SOLE 4345 Aventine Renewable E COM 05356X403 272 86086 SH SOLE 86086 Avery Dennison Corp COM 053611109 6207 139539 SH SOLE 139539 Avid Technology Inc COM 05367P100 1898 78886 SH SOLE 78886 Avigen Inc COM 053690103 4 900 SH SOLE 900 Avis Budget Group COM 053774105 1223 213081 SH SOLE 213081 Avista Corp COM 05379B107 2129 98062 SH SOLE 98062 Avnet Inc COM 053807103 2077 84314 SH SOLE 84314 Avocent Corp COM 053893103 8237 402609 SH SOLE 402609 Avon Prods Inc COM 054303102 25959 624461 SH SOLE 624461 Aware Inc Mass COM 05453N100 3 1100 SH SOLE 1100 Axcelis Technologies COM 054540109 276 162145 SH SOLE 162145
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Bb&T Corp COM 054937107 31312 828369 SH SOLE 828369 B & G Foods Inc New CL A 05508R106 30 4200 SH SOLE 4200 Bce Inc COM NEW 05534B760 4858 140743 SH SOLE 140743 Bgc Partners Inc CL A 05541T101 155 36020 SH SOLE 36020 Bg Group ADR FIN INST N 055434203 11277 624552 SH SOLE 624552 Bj Svcs Co COM 055482103 7748 405029 SH SOLE 405029 Bjs Wholesale Club I COM 05548J106 32564 837976 SH SOLE 837976 Bok Finl Corp COM NEW 05561Q201 868 17940 SH SOLE 17940 Bp SPONSORED ADR 055622104 32689 3952392 SH SOLE 3952392 Bp Prudhoe Bay Rty T UNIT BEN INT 055630107 3567 38365 SH SOLE 38365 Bpz Energy Inc COM 055639108 1827 106200 SH SOLE 106200 Bre Properties Inc CL A 05564E106 4225 86223 SH SOLE 86223 Bmc Software Inc COM 055921100 65769 2297203 SH SOLE 2297203 Badger Meter Inc COM 056525108 1329 28303 SH SOLE 28303 Baker Michael Corp COM 057149106 198 5700 SH SOLE 5700 Baker Hughes Inc COM 057224107 27756 458470 SH SOLE 458470 Baldor Elec Co COM 057741100 2480 86078 SH SOLE 86078 Baldwin & Lyons Inc CL B 057755209 74 3100 SH SOLE 3100 Ball Corp COM 058498106 5866 148547 SH SOLE 148547 Bally Technologies I COM 05874B107 2964 97887 SH SOLE 97887 Bancfirst Corp COM 05945F103 4769 98683 SH SOLE 98683 Banco Santander Sa ADR 05964H105 18332 1242957 SH SOLE 1242957 Bancorpsouth Inc COM 059692103 3531 125525 SH SOLE 125525 Banctrust Financial COM 05978R107 14 1100 SH SOLE 1100 Bank Amer Corp COM 060505104 314127 8975064 SH SOLE 8974818 246 Bank Hawaii Corp COM 062540109 8063 150852 SH SOLE 150852 Bank Montreal Que COM 063671101 4108 95054 SH SOLE 95054 Bank Mutual Corp New COM 063750103 1061 93521 SH SOLE 93521 Bank Of The Ozarks I COM 063904106 107 3960 SH SOLE 3960 Bank Of New York Mellon COM 064058100 113340 3478830 SH SOLE 3478595 235 Bank Nova Scotia Hal COM 064149107 8115 179740 SH SOLE 179740 Bankfinancial Corp COM 06643P104 34 2300 SH SOLE 2300 Bankrate Inc COM 06646V108 868 22300 SH SOLE 22300 Bankunited Finl Corp COM 06652B103 14 18760 SH SOLE 18760 Banner Corp COM 06652V109 38 3160 SH SOLE 3160 Bard C R Inc COM 067383109 20214 213069 SH SOLE 213069 Bare Escentuals Inc COM 067511105 554 50935 SH SOLE 50935 Barnes & Nobles Inc COM 067774109 912 34958 SH SOLE 34958 Barnes Group Inc COM 067806109 1736 85865 SH SOLE 85865
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Barrick Gold Corp COM 067901108 5283 144139 SH SOLE 144139 Barr Pharmaceuticals In COM 068306109 9767 149575 SH SOLE 149575 Barrett Bill Corp COM 06846N104 536 16680 SH SOLE 16680 Basic Energy Svcs In COM 06985P100 1287 60445 SH SOLE 60445 Bassett Furniture In COM 070203104 42 4900 SH SOLE 4900 Bauer Eddie Hldgs In COM 071625107 115 21500 SH SOLE 21500 Baxter Intl Inc COM 071813109 219521 3344822 SH SOLE 3344736 86 Be Aerospace Inc COM 073302101 770 48645 SH SOLE 48645 Beacon Roofing Suppl COM 073685109 1408 90112 SH SOLE 90112 Beazer Homes Usa Inc COM 07556Q105 142 23688 SH SOLE 23688 Bebe Stores Inc COM 075571109 281 28739 SH SOLE 28739 Beckman Coulter Inc COM 075811109 5917 83348 SH SOLE 83348 Becton Dickinson COM 075887109 108675 1354039 SH SOLE 1353953 86 Bed Bath & Beyond In COM 075896100 11798 375602 SH SOLE 375602 Bel Fuse Inc CL A 077347201 33 1200 SH SOLE 1200 Bel Fuse Inc CL B 077347300 34 1200 SH SOLE 1200 Belden Cdt Inc COM 077454106 2640 83060 SH SOLE 83060 Bell Microproducts I COM 078137106 2 1000 SH SOLE 1000 Belo A H Corp COM 080555105 943 158180 SH SOLE 158180 Bemis Inc COM 081437105 4002 152689 SH SOLE 152689 Benchmark Electrs In COM 08160H101 3519 249964 SH SOLE 249964 Beneficial Mutual Banco COM 08173R104 428 33803 SH SOLE 33803 Benihana Inc CL A 082047200 4 800 SH SOLE 800 Berkley W R Corp COM 084423102 12593 534734 SH SOLE 534734 Berkshire Bancorp In COM NEW 084597202 36 3600 SH SOLE 3600 Berkshire Hathaway I CL A 084670108 60207 461 SH SOLE 461 Berkshire Hathaway I CL B 084670207 1806 411 SH SOLE 411 Berkshire Hills Banc COM 084680107 90 2800 SH SOLE 2800 Berry Pete Co COM 085789105 862 22260 SH SOLE 22260 Best Buy Inc COM 086516101 20120 536525 SH SOLE 536435 90 Big 5 Sporting Goods COM 08915P101 74 7140 SH SOLE 7140 Big Lots Inc COM 089302103 4395 157920 SH SOLE 157920 Bio Imaging Technolo COM 09056N103 77 10000 SH SOLE 10000 Bio Rad Labs Inc CL A 090572207 2483 25050 SH SOLE 25050 Biocryst Pharmaceu COM 09058V103 4 1400 SH SOLE 1400 Biomarin Pharmaceuti COM 09061G101 975 36800 SH SOLE 36800 Biogen Idec Inc COM 09062X103 45195 898683 SH SOLE 898683 Biomed Realty Trust COM 09063H107 3428 129594 SH SOLE 129594 Biovail Corp Intl Ne COM 09067J109 23 2393 SH SOLE 2393
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Bioscript Inc COM 09069N108 30 9972 SH SOLE 9972 Black & Decker Mfg COM 091797100 6115 100660 SH SOLE 100660 Black Box Corp Del COM 091826107 1237 35832 SH SOLE 35832 Blackboard Inc COM 091935502 1993 49461 SH SOLE 49461 Black Hills Pwr & Lt COM 092113109 2129 68523 SH SOLE 68523 Blackbaud Inc COM 09227Q100 1461 79169 SH SOLE 79169 Blackrock Inc COM 09247X101 3339 17165 SH SOLE 17165 Blackrock Kelso Capital COM 092533108 69 6000 SH SOLE 6000 Blackstone Group L P COM UNIT LTD 09253U108 1181 77000 SH SOLE 77000 Block H & R Inc COM 093671105 9353 411124 SH SOLE 411124 Blockbuster Inc COM 093679108 838 408696 SH SOLE 408696 Blockbuster Inc CL B 093679207 44 33925 SH SOLE 33925 Blount Intl Inc New COM 095180105 697 62667 SH SOLE 62667 Blue Coat Systems In COM 09534T508 926 65280 SH SOLE 65280 Blue Nile Inc COM 09578R103 1145 26700 SH SOLE 26700 Bluegreen Corp COM 096231105 61 8870 SH SOLE 8870 Bluelinx Hldgs Inc COM 09624H109 87 16500 SH SOLE 16500 Blyth Inc COM 09643P108 2182 192399 SH SOLE 192399 Boardwalk Pipeline P UT LTD PARTNER 096627104 4161 202000 SH SOLE 202000 Bob Evans Farms Inc COM 096761101 1807 66211 SH SOLE 66211 Boeing Co COM 097023105 123445 2152487 SH SOLE 2152201 286 Bon-Ton Stores Inc COM 09776J101 61 22600 SH SOLE 22600 Books-A-Million Inc COM 098570104 18 3600 SH SOLE 3600 Borders Group Inc COM 099709107 67 10160 SH SOLE 10160 Borg-Warner Automoti COM 099724106 2236 68248 SH SOLE 68248 Borland Software Cor COM 099849101 38 24590 SH SOLE 24590 Boston Beer Inc CL A 100557107 974 20500 SH SOLE 20500 Boston Private Banco COM 101119105 64 7369 SH SOLE 7369 Boston Properties In COM 101121101 24538 261994 SH SOLE 261994 Boston Scientific Co COM 101137107 37806 3081169 SH SOLE 3081169 Bottomline Tech Del COM 101388106 52 5000 SH SOLE 5000 Bowne & Co Inc COM 103043105 1137 98450 SH SOLE 98450 Boyd Gaming Corp COM 103304101 988 105525 SH SOLE 105525 Brady Corporation COM 104674106 4161 117944 SH SOLE 117944 Brandywine Rlty Tr SH BEN INT NEW 105368203 2365 147518 SH SOLE 147518 Breeze Eastern Corp COM 106764103 5 500 SH SOLE 500 Breitburn Energy Par COM UT LTD PTN 106776107 420 28263 SH SOLE 28263 Bridgford Foods Corp COM 108763103 2 300 SH SOLE 300 Briggs & Stratton Co COM 109043109 1416 87528 SH SOLE 87528
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Brigham Exploration COM 109178103 130 11815 SH SOLE 11815 Brightpoint Inc COM 109473405 633 87949 SH SOLE 87949 Brinker Intl Inc COM 109641100 1106 61805 SH SOLE 61805 Brinks Co COM 109696104 3096 50735 SH SOLE 50735 Bristol Myers Squibb COM 110122108 78103 3745964 SH SOLE 3745964 Bristow Group Inc COM 110394103 1952 57672 SH SOLE 57672 Bae Systems COM 110418100 4840 659106 SH SOLE 659106 Broadcom Corp COM 111320107 27916 1498431 SH SOLE 1498431 Broadridge Finl Solutio COM 11133T103 1012 65762 SH SOLE 65762 Brocade Communications COM NEW 111621306 3051 524155 SH SOLE 524155 Bronco Drilling Co I COM 112211107 6 605 SH SOLE 605 Brookdale Sr Living COM 112463104 42 1900 SH SOLE 1900 Brookfield Asset Mgm CL A LTD VT SH 112585104 2284 84637 SH SOLE 84637 Brookfield Homes Cor COM 112723101 84 5874 SH SOLE 5874 Brookfield Pptys Cor COM 112900105 1908 120450 SH SOLE 120450 Brookfield Pptys Cor COM 112900105 56 3589 SH SOLE 3589 Brookline Bancorp In COM 11373M107 1342 104911 SH SOLE 104911 Brooks Automation In COM 114340102 1024 122506 SH SOLE 122506 Brown & Brown Inc COM 115236101 1643 76016 SH SOLE 76016 Brown Forman Dst 'b' CL B 115637209 7763 108111 SH SOLE 108111 Brown Shoe Inc New COM 115736100 1556 95012 SH SOLE 95012 Bruker Biosciences C COM 116794108 415 31135 SH SOLE 31135 Brunswick Corp COM 117043109 2144 167670 SH SOLE 167670 Brush Engineered Mat COM 117421107 689 37100 SH SOLE 37100 Bryn Mawr Bk Corp COM 117665109 31 1400 SH SOLE 1400 Buckeye Gp Holdings COM UNITS LP 118167105 173 11104 SH SOLE 11104 Buckeye Partners L P UNIT LTD PARTN 118230101 1217 32808 SH SOLE 32808 Buckeye Technologies COM 118255108 134 16380 SH SOLE 16380 Buckle Inc COM 118440106 1724 31041 SH SOLE 31041 Bucyrus Intl Inc New CL A 118759109 1122 25110 SH SOLE 25110 Build A Bear Worksho COM 120076104 28 3900 SH SOLE 3900 Builders Firstsource COM 12008R107 53 8855 SH SOLE 8855 Building Matls Hldg COM 120113105 15 31995 SH SOLE 31995 Burger King Hldgs In COM 121208201 868 35340 SH SOLE 35340 Burlington Northn Sa COM 12189T104 42120 455697 SH SOLE 455697 Bway Holding Company COM 12429T104 48 4100 SH SOLE 4100 C&D Technologies Inc COM 124661109 65 11500 SH SOLE 11500 Cae Inds Inc COM 124765108 11 1349 SH SOLE 1349 Cbiz Inc COM 124805102 76 8995 SH SOLE 8995
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Cbl & Assoc Pptys In COM 124830100 2436 121330 SH SOLE 121330 Cbs Corp CL B 124857202 36438 2499153 SH SOLE 2499153 Cbrl Group Inc COM 12489V106 1208 45919 SH SOLE 45919 Cb Richard Ellis Gro CL A 12497T101 2122 158687 SH SOLE 158687 C D I Corp COM 125071100 934 41820 SH SOLE 41820 Cec Entmt Inc COM 125137109 1711 51543 SH SOLE 51543 Cf Inds Hldgs Inc COM 125269100 4635 50675 SH SOLE 50675 Ch Energy Group Inc COM 12541M102 1203 27602 SH SOLE 27602 C H Robinson Worldwi COM NEW 12541W209 11161 219023 SH SOLE 219023 Cigna Corp COM 125509109 60719 1786890 SH SOLE 1786890 Cit Group Inc COM 125581108 2324 333920 SH SOLE 333920 Cke Restaurants Inc COM 12561E105 1087 102544 SH SOLE 102544 Cleco Corp New COM 12561W105 2822 111750 SH SOLE 111750 Ckx Inc COM 12562M106 535 86906 SH SOLE 86906 Cme Group Inc COM 12572Q105 34537 92964 SH SOLE 92964 Cms Energy Corp COM 125896100 3871 310392 SH SOLE 310392 Cpi Corp COM 125902106 31 2900 SH SOLE 2900 Css Inds Inc COM 125906107 136 5295 SH SOLE 5295 Cna Finl Corp COM 126117100 1061 40450 SH SOLE 40450 Cna Surety Corp COM 12612L108 752 45020 SH SOLE 45020 Cnx Gas Corp COM 12618H309 470 21000 SH SOLE 21000 Cpi International In COM 12618M100 87 6000 SH SOLE 6000 Cra Intl Inc COM 12618T105 328 11945 SH SOLE 11945 Csg Sys Intl Inc COM 126349109 273 15545 SH SOLE 15545 Csx Corp COM 126408103 46186 846368 SH SOLE 846368 Ctc Media Inc COM 12642X106 18 1200 SH SOLE 1200 Cts Corp COM 126501105 185 14495 SH SOLE 14495 Cvb Finl Corp COM 126600105 1600 115110 SH SOLE 115110 Cvr Energy Inc COM 12662P108 77 9000 SH SOLE 9000 Cvs Corp COM 126650100 70464 2093392 SH SOLE 2093392 Cv Therapeutics Inc COM 126667104 2128 197063 SH SOLE 197063 Ca Inc COM 12673P105 19405 972178 SH SOLE 972178 Cabelas Inc COM 126804301 997 82516 SH SOLE 82516 Cablevision Sys Corp COM 12686C109 8214 326475 SH SOLE 326475 Cabot Corp COM 127055101 923 29046 SH SOLE 29046 Cabot Oil & Gas Corp COM 127097103 5890 162964 SH SOLE 162964 Cabot Microelectroni COM 12709P103 1629 50790 SH SOLE 50790 Cache Inc COM NEW 127150308 25 3700 SH SOLE 3700 Caci Inc CL A 127190304 2747 54827 SH SOLE 54827
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Cadence Designs Sys COM 127387108 5072 750252 SH SOLE 750252 Cadence Finl Corp COM 12738A101 19 2100 SH SOLE 2100 Cal Dive Intl Inc De COM 12802T101 634 59843 SH SOLE 59843 Cal Maine Foods Inc COM NEW 128030202 543 19800 SH SOLE 19800 Calamos Asset Mgmt I CL A 12811R104 181 10075 SH SOLE 10075 Calamp Corp COM 128126109 1 1000 SH SOLE 1000 Calgon Carbon Corp COM 129603106 4713 231500 SH SOLE 231500 California Coastal C COM NEW 129915203 23 10575 SH SOLE 10575 California Pizza Kit COM 13054D109 470 36550 SH SOLE 36550 California Wtr Svc G COM 130788102 1441 37427 SH SOLE 37427 Caliper Life Science COM 130872104 2 700 SH SOLE 700 Callaway Golf Co COM 131193104 1675 119024 SH SOLE 119024 Callon Pete Co Del COM 13123X102 664 36800 SH SOLE 36800 Calpine Corp COM NEW 131347304 2535 195000 SH SOLE 195000 Calumet Specialty Pr UT LTD PARTNER 131476103 62 5000 SH SOLE 5000 Cambrex Corp COM 132011107 91 14780 SH SOLE 14780 Camco Finl Corp COM 132618109 7 700 SH SOLE 700 Camden Natl Corp COM 133034108 51 1445 SH SOLE 1445 Camden Ppty Tr COM 133131102 1595 34784 SH SOLE 34784 Cameco Corp COM 13321L108 1174 54115 SH SOLE 54115 Cameron Internationa COM 13342B105 21789 565373 SH SOLE 565373 Campbell Soup Co COM 134429109 12637 327387 SH SOLE 327387 Cdn Imperial Bk Of C COM 136069101 4160 72406 SH SOLE 72406 Canadian Natl Ry Co COM 136375102 4394 92004 SH SOLE 92004 Canadian Nat Res Ltd COM 136385101 6391 93075 SH SOLE 93075 Canadian Pac Ry Ltd COM 13645T100 1458 27160 SH SOLE 27160 Cantel Inc COM 138098108 34 3571 SH SOLE 3571 Capella Education Co COM 139594105 506 11800 SH SOLE 11800 Capital City Bk Grou COM 139674105 99 3170 SH SOLE 3170 Capital Lease Fdg In COM 140288101 33 4200 SH SOLE 4200 Capital One Finl Cor COM 14040H105 30925 606369 SH SOLE 606369 Capital Southwest Co COM 140501107 52 366 SH SOLE 366 Capital Trust Inc Md CL A NEW 14052H506 53 3400 SH SOLE 3400 Capitalsource Inc COM 14055X102 1142 92879 SH SOLE 92879 Capitol Bancorp Ltd COM 14056D105 68 3480 SH SOLE 3480 Capitol Fed Finl COM 14057C106 364 8200 SH SOLE 8200 Capstead Mtg Corp COM 14067E506 1046 95540 SH SOLE 95540 Captaris Inc COM 14071N104 10 2200 SH SOLE 2200 Caraco Pharmaceutica COM 14075T107 25 2000 SH SOLE 2000
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Carbo Ceramics Inc COM 140781105 1744 33800 SH SOLE 33800 Caraustar Inds Inc COM 140909102 31 20704 SH SOLE 20704 Cardinal Health Inc COM 14149Y108 27138 550696 SH SOLE 550696 Career Education Cor COM 141665109 4150 253849 SH SOLE 253849 Carlisle Corp COM 142339100 799 26661 SH SOLE 26661 Carmax Inc COM 143130102 1646 117586 SH SOLE 117586 Carmike Cinemas Inc COM 143436400 42 11375 SH SOLE 11375 Carnival Corp PAIRED CTF 143658300 23147 654803 SH SOLE 654803 Carpenter Technology COM 144285103 770 30000 SH SOLE 30000 Carrizo Oil & Co Inc COM 144577103 1776 48955 SH SOLE 48955 Carter Hldgs Inc COM 146229109 2112 107039 SH SOLE 107039 Cascade Bancorp COM 147154108 208 23346 SH SOLE 23346 Cascade Corp COM 147195101 1080 24655 SH SOLE 24655 Casella Waste Sys In COM 147448104 85 7200 SH SOLE 7200 Caseys Gen Stores COM 147528103 2758 91426 SH SOLE 91426 Cash Amer Invts Inc COM 14754D100 2053 56975 SH SOLE 56975 Castle A M & Co COM 148411101 454 26297 SH SOLE 26297 Casual Male Retail G COM 148711104 43 11000 SH SOLE 11000 Catalyst Paper Corp COM 14888T104 10 15526 SH SOLE 15526 Catapult Communicati COM 149016107 8 1600 SH SOLE 1600 Caterpillar Inc COM 149123101 55200 926175 SH SOLE 926175 Cathay Bancorp Inc COM 149150104 2088 87722 SH SOLE 87722 Cato Corp New COM 149205106 2258 128651 SH SOLE 128651 Cavco Inds Inc Del COM 149568107 15 410 SH SOLE 410 Cavium Networks Inc COM 14965A101 172 12200 SH SOLE 12200 Cedar Fair L P COM 150185106 1829 88297 SH SOLE 88297 Cedar Shopping Ctrs COM NEW 150602209 61 4645 SH SOLE 4645 Celadon Group Inc COM 150838100 94 8200 SH SOLE 8200 Celanese Corp Del COM SER A 150870103 28098 1006722 SH SOLE 1006722 Cell Genesys Inc COM 150921104 1 1500 SH SOLE 1500 Celera Corp COM 15100E106 2594 167902 SH SOLE 167902 Celestica Inc SUB VTG SHS 15101Q108 134 21365 SH SOLE 21365 Celgene Corp COM 151020104 43233 683202 SH SOLE 683202 Centennial Cellular CL A NEW 15133V208 635 101698 SH SOLE 101698 Centene Corp Del COM 15135B101 4478 218332 SH SOLE 218332 Centerline Holdings Co SH BEN INT 15188T108 24 12036 SH SOLE 12036 Centerpoint Energy I COM 15189T107 9142 627484 SH SOLE 627484 Centex Corp COM 152312104 3081 190215 SH SOLE 190215 Central European Dis COM 153435102 561 12360 SH SOLE 12360
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Central Garden & Pet COM 153527106 75 12800 SH SOLE 12800 Central Garden & Pet CL A NON-VTG 153527205 181 30430 SH SOLE 30430 Central Pac Finl Cor COM 154760102 973 57877 SH SOLE 57877 Central Vt Pub Svc COM 155771108 198 8445 SH SOLE 8445 Century Alum Co COM 156431108 347 12515 SH SOLE 12515 Century Bancorp Inc CL A NON VTG 156432106 12 800 SH SOLE 800 Centurytel Inc COM 156700106 48373 1319869 SH SOLE 1319869 Cephalon Inc COM 156708109 48464 625419 SH SOLE 625419 Cepheid Inc COM 15670R107 1469 106200 SH SOLE 106200 Cenveo Inc COM 15670S105 680 88417 SH SOLE 88417 Ceradyne Inc COM 156710105 1791 48862 SH SOLE 48862 Cerner Corp COM 156782104 1823 40831 SH SOLE 40831 Cerus Corp COM 157085101 2 500 SH SOLE 500 Ceva Inc COM 157210105 4 433 SH SOLE 433 Champion Enterprises COM 158496109 803 144738 SH SOLE 144738 Charles Riv Labs Int COM 159864107 2174 39156 SH SOLE 39156 Charlotte Russe Hldg COM 161048103 52 5115 SH SOLE 5115 Charming Shoppes Inc COM 161133103 1037 212143 SH SOLE 212143 Chart Inds Inc COM PAR $0.01 16115Q308 1005 35205 SH SOLE 35205 Charter Communicatio CL A 16117M107 106 145241 SH SOLE 145241 Chase Corp COM 16150R104 3 200 SH SOLE 200 Chattem Inc COM 162456107 2515 32168 SH SOLE 32168 Checkpoint Sys Inc COM 162825103 1375 73064 SH SOLE 73064 Cheesecake Factory I COM 163072101 1876 128322 SH SOLE 128322 Chemed Corp New COM 16359R103 2024 49295 SH SOLE 49295 Chemical Finl Corp COM 163731102 2096 67316 SH SOLE 67316 Chemtura Corp COM 163893100 5171 1133904 SH SOLE 1133904 Cheniere Energy Partner COM UNIT 16411Q101 17 2500 SH SOLE 2500 Cheniere Energy Inc COM NEW 16411R208 167 74000 SH SOLE 74000 Cherokee Inc Del New COM 16444H102 22 1000 SH SOLE 1000 Chesapeake Corp Va COM 165159104 1 1000 SH SOLE 1000 Chesapeake Energy Co COM 165167107 24107 672259 SH SOLE 672259 Chesapeake Utils Cor COM 165303108 50 1500 SH SOLE 1500 Chevron Corp COM 166764100 355542 4310639 SH SOLE 4310639 Chicos Fas Inc COM 168615102 1748 319500 SH SOLE 319500 Childrens Pl Retail COM 168905107 1756 52653 SH SOLE 52653 Chindex Internationa COM 169467107 36 3300 SH SOLE 3300 Chipotle Mexican Gri CL A NEW 169656105 869 15660 SH SOLE 15660 Chipotle Mexican Gri CL B 169656204 23 500 SH SOLE 500
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Choice Hotels Intl I COM 169905106 1737 64104 SH SOLE 64104 Chiquita Brands Intl COM 170032809 5626 355867 SH SOLE 355867 Chordiant Software I COM NEW 170404305 2 440 SH SOLE 440 Christopher & Banks COM 171046105 409 53380 SH SOLE 53380 Chromcraft Revington COM 171117104 2 1300 SH SOLE 1300 Chubb Corp COM 171232101 82368 1500332 SH SOLE 1500332 Church & Dwight Inc COM 171340102 43033 693072 SH SOLE 693072 Churchill Downs Inc COM 171484108 649 13256 SH SOLE 13256 Ciber Inc COM 17163B102 503 71970 SH SOLE 71970 Ciena Corp COM NEW 171779309 1143 113418 SH SOLE 113418 Cimarex Energy Co COM 171798101 2009 41068 SH SOLE 41068 Cincinnati Bell Inc COM 171871106 1438 465408 SH SOLE 465408 Cincinnati Finl Corp COM 172062101 7049 247868 SH SOLE 247868 Cinemark Holdings Inc COM 17243V102 566 41594 SH SOLE 41594 Circuit City Store I COM 172737108 194 254745 SH SOLE 254745 Circor Intl Inc COM 17273K109 1431 32940 SH SOLE 32940 Cirrus Logic Corp COM 172755100 829 152139 SH SOLE 152139 Cisco Sys Inc COM 17275R102 206935 9172645 SH SOLE 9172645 Citadel Broadcasting COM 17285T106 241 308523 SH SOLE 308523 Cintas Corp COM 172908105 5360 186709 SH SOLE 186709 Citigroup Inc COM 172967101 171954 8383891 SH SOLE 8383891 Citi Trends Inc COM 17306X102 37 2300 SH SOLE 2300 Citizens Bkg Corp Mi COM 174420109 435 141378 SH SOLE 141378 Citizens First Banco COM 17461R106 4 700 SH SOLE 700 Citizens Inc CL A 174740100 41 5000 SH SOLE 5000 Citizens South Bkg C COM 176682102 7 1000 SH SOLE 1000 Citrix Sys Inc COM 177376100 6193 245183 SH SOLE 245183 City Bk Lynnwood Was COM 17770A109 45 2880 SH SOLE 2880 City Hldg Co COM 177835105 1483 35090 SH SOLE 35090 City Natl Corp COM 178566105 1159 21352 SH SOLE 21352 Clarcor Inc COM 179895107 3481 91723 SH SOLE 91723 Clean Harbors Inc COM 184496107 2429 35965 SH SOLE 35965 Clear Channel Outdoo CL A 18451C109 607 44345 SH SOLE 44345 Clearwire Corp CL A 185385309 39 3300 SH SOLE 3300 Clinical Data Inc Ne COM 18725U109 3 175 SH SOLE 175 Clorox Co COM 189054109 13090 208799 SH SOLE 208799 Coach Inc COM 189754104 13146 525002 SH SOLE 525002 Coca Cola Bottlng Co COM 191098102 100 2300 SH SOLE 2300 Coca Cola Co COM 191216100 212487 4018280 SH SOLE 4018280
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Coca Cola Enterprise COM 191219104 7524 448673 SH SOLE 448673 Coeur D Alene Mines COM 192108108 1448 946601 SH SOLE 946601 Cogent Comm Group In COM NEW 19239V302 640 82900 SH SOLE 82900 Cogent Inc COM 19239Y108 822 80389 SH SOLE 80389 Cognex Corp COM 192422103 2687 133274 SH SOLE 133274 Cognizant Technology COM 192446102 9086 398004 SH SOLE 398004 Coherent Inc COM 192479103 2885 81151 SH SOLE 81151 Cohen & Steers Inc COM 19247A100 770 27168 SH SOLE 27168 Cohu Inc COM 192576106 43 2710 SH SOLE 2710 Coinstar Inc COM 19259P300 1697 53025 SH SOLE 53025 Coldwater Creek Inc COM 193068103 669 115521 SH SOLE 115521 Cole Kenneth Prodtns COM 193294105 396 26940 SH SOLE 26940 Colgate Palmolive Co COM 194162103 74080 983147 SH SOLE 983147 Collective Brands Inc COM 19421W100 2204 120346 SH SOLE 120346 Colonial Bancgroup I COM 195493309 2744 349160 SH SOLE 349160 Colonial Pptys Tr COM 195872106 1622 86792 SH SOLE 86792 Columbia Bkg Sys Inc COM 197236102 62 3506 SH SOLE 3506 Columbia Sportswear COM 198516106 1135 27049 SH SOLE 27049 Columbus Mckinnon Co COM 199333105 106 4500 SH SOLE 4500 Comfort Sys Usa Inc COM 199908104 60 4500 SH SOLE 4500 Comarco Inc COM 200080109 1 500 SH SOLE 500 Comcast Corp New CL A 20030N101 85247 4342705 SH SOLE 4342705 Comcast Corp New CL A SPL 20030N200 2106 106770 SH SOLE 106770 Comerica Inc COM 200340107 7765 236802 SH SOLE 236802 Commerce Bancshares COM 200525103 6747 145411 SH SOLE 145411 Commercial Metals Co COM 201723103 1117 66139 SH SOLE 66139 Commercial Veh Group COM 202608105 66 9300 SH SOLE 9300 Commscope Inc COM 203372107 1439 41528 SH SOLE 41528 Community Bk Sys Inc COM 203607106 1518 60350 SH SOLE 60350 Community Health Sys COM 203668108 1555 53056 SH SOLE 53056 Community Tr Bancorp COM 204149108 158 4582 SH SOLE 4582 Cie Gen Geophysiqu SPONSORED ADR 204386106 193 6059 SH SOLE 6059 Compass Minerals Int COM 20451N101 934 17830 SH SOLE 17830 Compass Diversified SH BEN INT 20451Q104 38 2700 SH SOLE 2700 Complete Production COM 20453E109 1913 95010 SH SOLE 95010 Compucredit Corp COM 20478N100 33 8400 SH SOLE 8400 Compton Pete Corp COM 204940100 7 1203 SH SOLE 1203 Computer Sciences Co COM 205363104 10323 256843 SH SOLE 256843 Compuware Corp COM 205638109 4279 441601 SH SOLE 441601
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Compx International COM 20563P101 7 1300 SH SOLE 1300 Comstock Res Inc COM NEW 205768203 4299 85901 SH SOLE 85901 Comtech Telecommunic COM NEW 205826209 2046 41545 SH SOLE 41545 Conagra Foods Inc COM 205887102 14243 731899 SH SOLE 731899 Con-Way Inc COM 205944101 13036 295538 SH SOLE 295538 Concho Res Inc COM 20605P101 177 6400 SH SOLE 6400 Concur Technologies COM 206708109 2892 75600 SH SOLE 75600 Conexant Systems Inc COM NEW 207142308 83 20722 SH SOLE 20722 Conmed Corp COM 207410101 8145 254535 SH SOLE 254535 Conns Inc COM 208242107 76 4065 SH SOLE 4065 Conocophillips COM 20825C104 239702 3272376 SH SOLE 3272376 Conseco Inc COM NEW 208464883 381 108213 SH SOLE 108213 Consol Energy Inc COM 20854P109 11713 255251 SH SOLE 255251 Consolidated Comm Hl COM 209034107 94 6222 SH SOLE 6222 Consolidated Edison COM 209115104 22687 528093 SH SOLE 528093 Consolidated Graphic COM 209341106 794 26180 SH SOLE 26180 Consolidated Tomoka COM 210226106 39 900 SH SOLE 900 Constellation Brands COM 21036P108 6320 294496 SH SOLE 294496 Constar Intl Inc New COM 21036U107 12 19200 SH SOLE 19200 Constellation Energy COM 210371100 6339 260871 SH SOLE 260871 Contango Oil & Gas C COM NEW 21075N204 1198 22200 SH SOLE 22200 Continental Airls In CL B 210795308 4024 241258 SH SOLE 241258 Continental Resources I COM 212015101 447 11400 SH SOLE 11400 Convergys Corp COM 212485106 2744 185633 SH SOLE 185633 Cooper Cos Inc COM NEW 216648402 522 15013 SH SOLE 15013 Cooper Tire & Rubr COM 216831107 1248 145113 SH SOLE 145113 Copano Energy L L C COM UNITS 217202100 1732 70800 SH SOLE 70800 Copart Inc COM 217204106 1624 42729 SH SOLE 42729 Core Mark Holding Co COM 218681104 77 3100 SH SOLE 3100 Corinthian Colleges COM 218868107 2571 171394 SH SOLE 171394 Corn Prods Intl Inc COM 219023108 1389 43035 SH SOLE 43035 Cornell Corrections COM 219141108 179 6600 SH SOLE 6600 Corning Inc COM 219350105 59988 3835575 SH SOLE 3835575 Corporate Executive COM 21988R102 2020 64650 SH SOLE 64650 Corporate Office Ppt COM 22002T108 5006 124062 SH SOLE 124062 Corrections Corp Ame COM NEW 22025Y407 1805 72624 SH SOLE 72624 Corus Bankshares Inc COM 220873103 283 69773 SH SOLE 69773 Corus Entertainment COM CL B NON VTG 220874101 5 304 SH SOLE 304 Corvel Corp COM 221006109 95 3315 SH SOLE 3315
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Cost Plus Inc Calif COM 221485105 42 21500 SH SOLE 21500 Costco Whsl Corp New COM 22160K105 42221 650259 SH SOLE 650259 Costar Group Inc COM 22160N109 1481 32623 SH SOLE 32623 Cott Corp Que COM 22163N106 9 8890 SH SOLE 8890 Cougar Biotechnology COM 222083107 33 1000 SH SOLE 1000 Courier Corp COM 222660102 26 1255 SH SOLE 1255 Cousins Pptys Inc COM 222795106 1803 71465 SH SOLE 71465 Covance Inc COM 222816100 2741 31000 SH SOLE 31000 Covanta Hldg Corp COM 22282E102 24866 1038687 SH SOLE 1038687 Covenant Trans Inc CL A 22284P105 10 3300 SH SOLE 3300 Coventry Health Care COM 222862104 7859 241459 SH SOLE 241459 Cowen Group Inc COM 223621103 96 11200 SH SOLE 11200 Cox Radio Inc COM 224051102 832 78795 SH SOLE 78795 Craftmade Intl Inc COM 22413E104 10 2800 SH SOLE 2800 Crane Co COM 224399105 6186 208213 SH SOLE 208213 Crawford & Co COM 224633107 205 13515 SH SOLE 13515 Crawford & Co CL A 224633206 66 6605 SH SOLE 6605 Credit Accep Corp Mi COM 225310101 130 7628 SH SOLE 7628 Credo Pete Corp COM PAR $0.10 225439207 49 6700 SH SOLE 6700 Cree Inc COM 225447101 963 42295 SH SOLE 42295 Crocs Inc COM 227046109 508 141878 SH SOLE 141878 Cross A T Co COM 227478104 16 2400 SH SOLE 2400 Cross Ctry Healthcar COM 227483104 242 14865 SH SOLE 14865 Cross Timbers Rty Tr COM 22757R109 69 1500 SH SOLE 1500 Crosstex Energy L P COM 22765U102 980 53683 SH SOLE 53683 Crosstex Energy Inc COM 22765Y104 1868 74791 SH SOLE 74791 Crown Castle Intl Co COM 228227104 3557 122788 SH SOLE 122788 Crown Holdings Inc COM 228368106 2172 97796 SH SOLE 97796 Crown Media Hldgs In CL A 228411104 121 24000 SH SOLE 24000 Cryolife Inc COM 228903100 10 750 SH SOLE 750 Crystal Riv Cap Inc COM 229393301 14 6700 SH SOLE 6700 Cubic Corp COM 229669106 2138 86947 SH SOLE 86947 Cubist Pharmaceutica COM 229678107 2208 99332 SH SOLE 99332 Cullen Frost Bankers COM 229899109 1999 33320 SH SOLE 33320 Cummins Engine Inc COM 231021106 13110 299866 SH SOLE 299866 Cumulus Media Inc COM 231082108 59 13836 SH SOLE 13836 Curtiss Wright Corp COM 231561101 3693 81261 SH SOLE 81261 Cybersource Corp COM 23251J106 1963 121857 SH SOLE 121857 Cyberonics Inc COM 23251P102 20 1200 SH SOLE 1200
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Cymer Inc COM 232572107 1621 63985 SH SOLE 63985 Cypress Biosciences COM PAR $.02 232674507 29 4000 SH SOLE 4000 Cypress Semiconducto COM 232806109 369 70773 SH SOLE 70773 Cytec Inds Inc COM 232820100 966 24820 SH SOLE 24820 D & E Communications COM 232860106 60 8000 SH SOLE 8000 Dcp Midstream Partne COM UT LTD PTN 23311P100 706 41700 SH SOLE 41700 Dct Industrial Trust COM 233153105 2378 317500 SH SOLE 317500 Ddi Corp COM PAR $.001 233162502 0 1 SH SOLE 1 Dgse Companies Inc COM 23323G106 2 700 SH SOLE 700 Dpl Inc COM 233293109 1625 65533 SH SOLE 65533 Drs Technologies Inc COM 23330X100 1487 19377 SH SOLE 19377 D R Horton Inc COM 23331A109 25167 1932938 SH SOLE 1932938 Dst Sys Inc Del COM 233326107 1579 28200 SH SOLE 28200 Dsp Group Inc COM 23332B106 418 54651 SH SOLE 54651 Dte Energy Co COM 233331107 27296 680360 SH SOLE 680360 Dsw Inc CL A 23334L102 188 13745 SH SOLE 13745 Daily Journal Co COM 233912104 20 500 SH SOLE 500 Daktronics Inc COM 234264109 1074 64465 SH SOLE 64465 Dana Holding Corp COM 235825205 572 118271 SH SOLE 118271 Danaher Corp COM 235851102 24935 359295 SH SOLE 359295 Darden Restaurants I COM 237194105 5960 208161 SH SOLE 208161 Darling Intl Inc COM 237266101 7116 640500 SH SOLE 640500 Darwin Professional COM 237502109 78 2500 SH SOLE 2500 Data Domain Inc COM 23767P109 403 18100 SH SOLE 18100 Datascope Corp COM 238113104 1374 26621 SH SOLE 26621 Davita Inc COM 23918K108 12027 210955 SH SOLE 210955 Dealertrack Hldgs In COM 242309102 821 48781 SH SOLE 48781 Dean Foods Co New COM 242370104 3450 147671 SH SOLE 147671 Deckers Outdoor Corp COM 243537107 2407 23130 SH SOLE 23130 Deere & Co COM 244199105 31825 642924 SH SOLE 642924 Del Monte Foods Co COM 24522P103 948 121499 SH SOLE 121499 Delek Us Hldgs Inc COM 246647101 240 25870 SH SOLE 25870 Dell Inc COM 24702R101 49514 3004514 SH SOLE 3004514 Delphi Finl Group In COM 247131105 2391 85272 SH SOLE 85272 Delta Air Lines Inc Del COM NEW 247361702 559 75000 SH SOLE 75000 Deltic Timber Corp COM 247850100 1146 18004 SH SOLE 18004 Delta Pete Corp COM NEW 247907207 478 35215 SH SOLE 35215 Denbury Res Inc COM 247916208 2475 129984 SH SOLE 129984 De Luxe Check Printe COM 248019101 1224 85091 SH SOLE 85091
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Dendreon Corp COM 24823Q107 8 1400 SH SOLE 1400 Dennys Corp COM 24869P104 52 20300 SH SOLE 20300 Dentsply Intl Inc Ne COM 249030107 11886 316635 SH SOLE 316635 Developers Diversifi COM 251591103 4505 142148 SH SOLE 142148 Devon Energy Corp COM 25179M103 102912 1128421 SH SOLE 1128421 Devry Inc Del COM 251893103 2781 56134 SH SOLE 56134 Diamond Foods Inc COM 252603105 774 27600 SH SOLE 27600 Diamond Mgmt & Techn COM 25269L106 5 1000 SH SOLE 1000 Diamond Offshore Dri COM 25271C102 4375 42449 SH SOLE 42449 Diamondrock Hospital COM 252784301 1999 219691 SH SOLE 219691 Dicks Sporting Goods COM 253393102 807 41200 SH SOLE 41200 Diebold Inc COM 253651103 1184 35748 SH SOLE 35748 Digi Intl Inc COM 253798102 41 4000 SH SOLE 4000 Digital Rlty Tr Inc COM 253868103 2402 50843 SH SOLE 50843 Digital Riv Inc COM 25388B104 2360 72850 SH SOLE 72850 Dime Cmnty Bancorp I COM 253922108 780 51225 SH SOLE 51225 Dillards Inc COM 254067101 1972 167117 SH SOLE 167117 Dineequity Inc COM 254423106 569 33762 SH SOLE 33762 Diodes Inc COM 254543101 1340 72640 SH SOLE 72640 Dionex Corp COM 254546104 2370 37294 SH SOLE 37294 Directv Group Inc COM 25459L106 27101 1035580 SH SOLE 1035580 Disney Walt Prodtns COM 254687106 115207 3753886 SH SOLE 3753886 Discover Finl Svcs COM 254709108 12680 917503 SH SOLE 917503 Dish Network Corp CL A 25470M109 3084 146842 SH SOLE 146842 Dolby Laboratories I COM 25659T107 7325 208155 SH SOLE 208155 Dollar Finl Corp COM 256664103 140 9065 SH SOLE 9065 Dollar Thrifty Autom COM 256743105 22 11625 SH SOLE 11625 Dollar Tree Inc COM 256746108 2073 57003 SH SOLE 57003 Dominion Res Inc Va COM 25746U109 36941 863510 SH SOLE 863510 Dominos Pizza Inc COM 25754A201 923 75994 SH SOLE 75994 Domtar Corp COM 257559104 1410 306500 SH SOLE 306500 Donaldson Inc COM 257651109 1562 37275 SH SOLE 37275 Donegal Group Inc CL A 257701201 65 3600 SH SOLE 3600 Donnelley R R & Sons COM 257867101 28085 1144907 SH SOLE 1144907 Doral Finl Corp COM NEW 25811P886 590 54000 SH SOLE 54000 Dorchester Minerals COM UNIT 25820R105 633 27392 SH SOLE 27392 Dorman Products Inc COM 258278100 43 3400 SH SOLE 3400 Douglas Emmett Inc COM 25960P109 1745 75631 SH SOLE 75631 Dover Corp COM 260003108 20957 516822 SH SOLE 516822
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Dover Downs Gaming & COM 260095104 68 8799 SH SOLE 8799 Dover Motorsports In COM 260174107 8 1400 SH SOLE 1400 Dow Chem Co COM 260543103 61444 1933403 SH SOLE 1933403 Downey Finl Corp COM 261018105 91 32530 SH SOLE 32530 Dr Pepper Snapple Group COM 26138E109 1621 61218 SH SOLE 61218 Dreamworks Animation CL A 26153C103 1269 40345 SH SOLE 40345 Dress Barn Inc COM 261570105 1371 89687 SH SOLE 89687 Dresser-Rand Group I COM 261608103 12467 396150 SH SOLE 396150 Drew Inds Inc COM 26168L205 613 35828 SH SOLE 35828 Dril-Quip Inc COM 262037104 537 12385 SH SOLE 12385 Du Pont E I De Nemou COM 263534109 69805 1732134 SH SOLE 1732134 Auckwall-Alto Stores COM 264142100 27 1800 SH SOLE 1800 Ducommun Inc Del COM 264147109 110 4600 SH SOLE 4600 Duff & Phelps Corp New CL A 26433B107 105 5000 SH SOLE 5000 Duke Realty Corp. COM NEW 264411505 2185 88902 SH SOLE 88902 Duke Energy Corp New COM 26441C105 57289 3286785 SH SOLE 3286785 Dun & Bradstreet Cor COM 26483E100 3971 42085 SH SOLE 42085 Dupont Fabros Technolog COM 26613Q106 837 54866 SH SOLE 54866 Durect Corp COM 266605104 11 2000 SH SOLE 2000 Dyax Corp COM 26746E103 9 2000 SH SOLE 2000 Dycom Inds Inc COM 267475101 1098 84342 SH SOLE 84342 Dynamex Inc COM 26784F103 57 2000 SH SOLE 2000 Dynamics Resh Corp COM 268057106 9 1200 SH SOLE 1200 Dyncorp Intl Inc CL A 26817C101 819 48884 SH SOLE 48884 Dynegy Inc Del CL A 26817G102 2196 613466 SH SOLE 613466 E M C Corp Mass COM 268648102 36747 3072486 SH SOLE 3072486 Emc Ins Group Inc COM 268664109 35 1200 SH SOLE 1200 Ems Technologies Inc COM 26873N108 432 19378 SH SOLE 19378 Ensco Intl Inc COM 26874Q100 17532 304221 SH SOLE 304221 Eog Res Inc COM 26875P101 32325 361336 SH SOLE 361336 Epiq Sys Inc COM 26882D109 48 3495 SH SOLE 3495 E-Trade Finl Grp COM 269246104 1770 632000 SH SOLE 632000 Exco Resources Inc COM 269279402 570 34905 SH SOLE 34905 Ev3 Inc COM 26928A200 858 85455 SH SOLE 85455 Eagle Materials Inc COM 26969P108 1880 84023 SH SOLE 84023 Eagle Rock Energy Pa UNIT 26985R104 623 59185 SH SOLE 59185 Earthlink Inc COM 270321102 2010 236506 SH SOLE 236506 East West Bancorp In COM 27579R104 1590 116065 SH SOLE 116065 Eastern Ins Hldgs In COM 276534104 34 2500 SH SOLE 2500
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Eastgroup Ppty Inc COM 277276101 2404 49520 SH SOLE 49520 Eastman Chem Co COM 277432100 12364 224548 SH SOLE 224548 Eastman Kodak Co COM 277461109 6448 419264 SH SOLE 419264 Eaton Corp COM 278058102 21751 387169 SH SOLE 387169 Eaton Vance Corp COM NON VTG 278265103 2417 68599 SH SOLE 68599 Ebay Inc COM 278642103 41020 1832865 SH SOLE 1832865 Echelon Corp COM 27874N105 553 56000 SH SOLE 56000 Echostar Holding Corp CL A 278768106 641 26594 SH SOLE 26594 Eclipsys Corp COM 278856109 1817 86747 SH SOLE 86747 Ecolab Inc COM 278865100 12666 261047 SH SOLE 261047 Edge Pete Corp Del COM 279862106 22 12500 SH SOLE 12500 Edgewater Technology COM 280358102 4 767 SH SOLE 767 Edison Intl COM 281020107 71215 1784833 SH SOLE 1784833 Education Rlty Tr In COM 28140H104 31 2800 SH SOLE 2800 Edwards Lifesciences COM 28176E108 10680 184906 SH SOLE 184906 Ehealth Inc COM 28238P109 438 27400 SH SOLE 27400 El Paso Corp COM 28336L109 12934 1013611 SH SOLE 1013611 El Paso Elec Co COM NEW 283677854 1808 86106 SH SOLE 86106 El Paso Pipeline Partne COM UNIT LPI 283702108 80 5000 SH SOLE 5000 Electro Rent Corp COM 285218103 128 9505 SH SOLE 9505 Electro Scientific COM 285229100 649 45640 SH SOLE 45640 Electronic Arts COM 285512109 16924 457524 SH SOLE 457524 Electronics For Imag COM 286082102 1365 97989 SH SOLE 97989 Elizabeth Arden Inc COM 28660G106 908 46268 SH SOLE 46268 Ellis Perry Intl Inc COM 288853104 371 24900 SH SOLE 24900 Eloyalty Corp COM NEW 290151307 1 190 SH SOLE 190 Embarq Corp COM 29078E105 25489 628590 SH SOLE 628590 Emcore Corp COM 290846104 7 1500 SH SOLE 1500 Emcor Group Inc COM 29084Q100 23143 879307 SH SOLE 879307 Emergent Biosolution COM 29089Q105 52 4000 SH SOLE 4000 Emeritus Corp COM 291005106 847 34000 SH SOLE 34000 Emergency Medical Sv CL A 29100P102 989 33100 SH SOLE 33100 Emerson Elec Co COM 291011104 77052 1888997 SH SOLE 1888997 Emmis Communications COM 291525103 33 33902 SH SOLE 33902 Empire Dist Elec Co COM 291641108 1364 63910 SH SOLE 63910 Empire Resorts Inc COM 292052107 8 3000 SH SOLE 3000 Employers Holdings I COM 292218104 1568 90200 SH SOLE 90200 Emulex Corp COM NEW 292475209 6194 580515 SH SOLE 580515 Encana Corp COM 292505104 9012 140983 SH SOLE 140983
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Enbridge Inc COM 29250N105 2451 66172 SH SOLE 66172 Enbridge Energy Part COM 29250R106 919 23100 SH SOLE 23100 Enbridge Energy Mana COM 29250X103 848 20261 SH SOLE 20261 Encore Cap Group Inc COM 292554102 125 9155 SH SOLE 9155 Encore Acquisition C COM 29255W100 1114 26655 SH SOLE 26655 Encore Wire Corp COM 292562105 860 47481 SH SOLE 47481 Encore Energy Partners COM UNIT 29257A106 172 7900 SH SOLE 7900 Endo Pharmaceuticals COM 29264F205 7496 374798 SH SOLE 374798 Energy Conver Device COM 292659109 4613 79193 SH SOLE 79193 Energen Corp COM 29265N108 1835 40516 SH SOLE 40516 Energizer Hldgs Inc COM 29266R108 2670 33153 SH SOLE 33153 Energy Partners Ltd COM 29270U105 167 19276 SH SOLE 19276 Energy Transfer Prtn UNIT LTD PARTN 29273R109 1377 37400 SH SOLE 37400 Energy Transfer Equi COM 29273V100 134 6165 SH SOLE 6165 Energysolutions Inc DEPOSITARY SH 292756202 116 11600 SH SOLE 11600 Enersys COM 29275Y102 1085 55053 SH SOLE 55053 Energysouth Inc COM 292970100 43 700 SH SOLE 700 Englobal Corp COM 293306106 53 4000 SH SOLE 4000 Ennis Business Forms COM 293389102 848 54840 SH SOLE 54840 Enpro Inds Inc COM 29355X107 3311 89090 SH SOLE 89090 Entegris Inc COM 29362U104 1430 295436 SH SOLE 295436 Entercom Communicati COM 293639100 93 18625 SH SOLE 18625 Entergy Corp New COM 29364G103 25356 284867 SH SOLE 284867 Enterprise Gp Hldgs UNIT LP INT 293716106 49 2100 SH SOLE 2100 Enterprise Prods Par COM 293792107 4117 159758 SH SOLE 159758 Entertainment Pptys COM 29380T105 4837 88389 SH SOLE 88389 Entravision Communic COM 29382R107 375 139582 SH SOLE 139582 Entrust Technologies COM 293848107 24 11300 SH SOLE 11300 Enzon Pharmaceutic COM 293904108 250 33900 SH SOLE 33900 Enzo Biochem Inc COM 294100102 63 5781 SH SOLE 5781 Epicor Software Corp COM 29426L108 774 98045 SH SOLE 98045 Equifax Inc COM 294429105 6692 194248 SH SOLE 194248 Equinix Inc COM NEW 29444U502 1083 15595 SH SOLE 15595 Equitable Res Inc COM 294549100 2471 67380 SH SOLE 67380 Equity Lifestyle Ppt COM 29472R108 2735 51579 SH SOLE 51579 Equity One COM 294752100 1405 68567 SH SOLE 68567 Equity Residential P SH BEN INT 29476L107 18473 415957 SH SOLE 415957 Eresearchtechnology COM 29481V108 807 67728 SH SOLE 67728 Erie Indty Co COM 29530P102 1125 26610 SH SOLE 26610
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Esco Technologies In COM 296315104 2378 49369 SH SOLE 49369 Essex Ppty Tr Inc COM 297178105 6123 51749 SH SOLE 51749 Esterline Technologi COM 297425100 2351 59381 SH SOLE 59381 Ethan Allen Interior COM 297602104 1775 63364 SH SOLE 63364 Euronet Svcs Inc COM 298736109 1424 85131 SH SOLE 85131 Evercore Partners In CLASS A 29977A105 151 8400 SH SOLE 8400 Evergreen Energy Inc COM 30024B104 16 16657 SH SOLE 16657 Evergreen Solar Inc COM 30033R108 1034 187389 SH SOLE 187389 Exar Corp COM 300645108 55 7149 SH SOLE 7149 Exelon Corp COM 30161N101 60595 967670 SH SOLE 967670 Exelixis Inc COM 30161Q104 979 160972 SH SOLE 160972 Exide Technologies COM NEW 302051206 905 122600 SH SOLE 122600 Exlservice Holdings COM 302081104 132 15000 SH SOLE 15000 Expedia Inc Del COM 30212P105 5286 349810 SH SOLE 349810 Expeditors Intl Wash COM 302130109 9087 260823 SH SOLE 260823 Exponet Inc COM 30214U102 199 6000 SH SOLE 6000 Express Scripts Inc COM 302182100 98037 1328056 SH SOLE 1328056 Extra Space Storage COM 30225T102 1989 129523 SH SOLE 129523 Exterran Hldgs Inc COM 30225X103 969 30319 SH SOLE 30319 Extreme Networks Inc COM 30226D106 59 17365 SH SOLE 17365 Ezcorp Inc CL A NON VTG 302301106 1624 86400 SH SOLE 86400 Exxon Mobil Corp COM 30231G102 780621 10051773 SH SOLE 10051773 Fbl Finl Group Inc COM 30239F106 905 32458 SH SOLE 32458 Fei Co COM 30241L109 1565 65720 SH SOLE 65720 Flir Sys Inc COM 302445101 2435 63390 SH SOLE 63390 Fbr Capital Markets Cor COM 30247C301 60 9300 SH SOLE 9300 F M C Corp COM NEW 302491303 2230 43392 SH SOLE 43392 Fmc Technologies Inc COM 30249U101 3231 69406 SH SOLE 69406 Fnb Corp COM 302520101 2731 170901 SH SOLE 170901 Fpic Ins Group Inc COM 302563101 108 2100 SH SOLE 2100 Fpl Group Inc COM 302571104 30649 609316 SH SOLE 609316 Fsi Intl Inc COM 302633102 1 1300 SH SOLE 1300 Fx Real Estate COM 302709100 8 7456 SH SOLE 7456 Fti Consulting Inc COM 302941109 1666 23065 SH SOLE 23065 Factset Resh Sys Inc COM 303075105 1244 23815 SH SOLE 23815 Fair Isaac Corp COM 303250104 2216 96129 SH SOLE 96129 Fairchild Semiconduc COM 303726103 1990 223860 SH SOLE 223860 Fairfax Finl Hldgs L SUB VTG 303901102 102 318 SH SOLE 318 Fairpoint Communicat COM 305560104 146 16799 SH SOLE 16799
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Falconstor Software COM 306137100 6 1200 SH SOLE 1200 Family Dlr Stores In COM 307000109 5112 215679 SH SOLE 215679 Farmer Bros Co COM 307675108 23 925 SH SOLE 925 Farmers Cap Bk Corp COM 309562106 72 2670 SH SOLE 2670 Fastenal Co COM 311900104 7572 153320 SH SOLE 153320 Fcstone Group Inc COM 31308T100 784 43600 SH SOLE 43600 Federal Agric Mtg Co CL A 313148306 6 1400 SH SOLE 1400 Federal Realty Invt SH BEN INT NEW 313747206 2676 31266 SH SOLE 31266 Federal Signal Corp COM 313855108 1334 97359 SH SOLE 97359 Federated Invs Inc P COM 314211103 3623 125576 SH SOLE 125576 Fedex Corp COM 31428X106 36381 460284 SH SOLE 460284 Felcor Lodging Tr In COM 31430F101 829 115844 SH SOLE 115844 Ferrellgas Partners UNIT LTD PART 315293100 1063 58100 SH SOLE 58100 Ferro Corp COM 315405100 2211 110004 SH SOLE 110004 F5 Networks Inc COM 315616102 3656 156390 SH SOLE 156390 Fibertower Corp COM 31567R100 43 30800 SH SOLE 30800 Fidelity Natl Inform COM 31620M106 4464 241808 SH SOLE 241808 Fidelity Natl Title CL A 31620R105 2223 151201 SH SOLE 151201 Fifth Third Bancorp COM 316773100 10101 848828 SH SOLE 848828 Financial Fed Corp COM 317492106 1087 47433 SH SOLE 47433 Financial Instns Inc COM 317585404 28 1400 SH SOLE 1400 Finisar COM 31787A101 8 7900 SH SOLE 7900 Finlay Enterprises I COM NEW 317884203 1 4600 SH SOLE 4600 Finish Line Inc COM 317923100 640 64032 SH SOLE 64032 First Acceptance Cor COM 318457108 39 11499 SH SOLE 11499 First Advantage Corp CL A 31845F100 490 34852 SH SOLE 34852 First Amern Finl Cor COM 318522307 1732 58720 SH SOLE 58720 First Bancorp P R COM 318672102 1735 156907 SH SOLE 156907 First Bancorp N C COM 318910106 50 2905 SH SOLE 2905 First Busey Corp COM 319383105 653 35615 SH SOLE 35615 First Cash Finl Svcs COM 31942D107 54 3590 SH SOLE 3590 First Citizens Bancs COM 31946M103 4481 25031 SH SOLE 25031 First Comwlth Finl P COM 319829107 1722 127850 SH SOLE 127850 First Cmnty Bancshar COM 31983A103 55 1475 SH SOLE 1475 First Finl Bancorp COM 320209109 818 56018 SH SOLE 56018 First Finl Bankshare COM 32020R109 2440 47026 SH SOLE 47026 First Finl Corp Ind COM 320218100 99 2100 SH SOLE 2100 First Financial Hldg COM 320239106 154 5885 SH SOLE 5885 First Horizon Natl C COM 320517105 4554 486507 SH SOLE 486507
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- First Industrial Rea COM 32054K103 2158 75231 SH SOLE 75231 First Long Is Corp COM 320734106 97 4000 SH SOLE 4000 First M & F Corp COM 320744105 23 2000 SH SOLE 2000 First Marblehead Cor COM 320771108 35 14010 SH SOLE 14010 First Merchants Corp COM 320817109 80 3506 SH SOLE 3506 First Mercury Financ COM 320841109 43 3000 SH SOLE 3000 First Midwest Bancor COM 320867104 2464 101643 SH SOLE 101643 First Niagara Finl G COM 33582V108 3217 204263 SH SOLE 204263 First Potomac Rlty T COM 33610F109 84 4884 SH SOLE 4884 First Pl Finl Corp COM 33610T109 84 6500 SH SOLE 6500 First Solar Inc COM 336433107 4194 22200 SH SOLE 22200 First St Bancorporat COM 336453105 15 2900 SH SOLE 2900 1st Source Corp COM 336901103 540 22989 SH SOLE 22989 First Utd Corp COM 33741H107 44 2200 SH SOLE 2200 Firstservice Corp SUB VTG SH 33761N109 3 238 SH SOLE 238 Fiserv Inc COM 337738108 11591 244939 SH SOLE 244939 Firstfed Finl Corp D COM 337907109 31 3915 SH SOLE 3915 Firstmerit Corp COM 337915102 3138 149442 SH SOLE 149442 Flagstar Bancorp Inc COM 337930101 216 72400 SH SOLE 72400 First Energy Corp COM 337932107 38010 567405 SH SOLE 567405 Five Star Quality Ca COM 33832D106 23 6135 SH SOLE 6135 Fleetwood Enterprise COM 339099103 29 28715 SH SOLE 28715 Flexsteel Inds Inc COM 339382103 6 600 SH SOLE 600 Florida Pub Utils Co COM 341135101 21 1599 SH SOLE 1599 Fluor Corp COM 343412102 29556 530632 SH SOLE 530632 Flow Intl Corp COM 343468104 5 900 SH SOLE 900 Flowers Foods Inc COM 343498101 1327 45195 SH SOLE 45195 Flowserve Corp COM 34354P105 2855 32166 SH SOLE 32166 Flushing Finl Corp COM 343873105 130 7435 SH SOLE 7435 Foot Locker Inc COM 344849104 1629 100804 SH SOLE 100804 Ford Mtr Co Del COM PAR 345370860 19242 3700389 SH SOLE 3700389 Forest City Enterpri CL A 345550107 1179 38448 SH SOLE 38448 Forest Labs Inc COM 345838106 56112 1984142 SH SOLE 1984142 Forest Oil Corp COM PAR 346091705 2203 44415 SH SOLE 44415 Forestar Real Estate Gr COM 346233109 607 41133 SH SOLE 41133 Formfactor Inc COM 346375108 1548 88838 SH SOLE 88838 Forrester Resh Inc COM 346563109 812 27692 SH SOLE 27692 Fortune Brands Inc COM 349631101 12805 223244 SH SOLE 223244 Forward Air Corp COM 349853101 1434 52657 SH SOLE 52657
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Fossil Inc COM 349882100 679 24067 SH SOLE 24067 Fosters Group COM 350258109 1504 345426 SH SOLE 345426 Foundation Coal Hldg COM 35039W100 1492 41935 SH SOLE 41935 Foundry Networks Inc COM 35063R100 4716 258999 SH SOLE 258999 4 Kids Entmt Inc COM 350865101 28 4000 SH SOLE 4000 Franklin Bk Corp Del COM 352451108 1 1400 SH SOLE 1400 Franklin Elec Inc COM 353514102 1421 31898 SH SOLE 31898 Franklin Res Inc COM 354613101 21040 238733 SH SOLE 238733 Franklin Street Ppty COM 35471R106 1359 104535 SH SOLE 104535 Freds Inc CL A 356108100 332 23367 SH SOLE 23367 Freeport-Mcmoran Cop CL B 35671D857 29812 524396 SH SOLE 524396 Freightcar Amer Inc COM 357023100 621 21225 SH SOLE 21225 Fremont Gen Corp COM 357288109 1 6200 SH SOLE 6200 Frequency Electrs In COM 358010106 2 500 SH SOLE 500 Friedman Billings Ra COM 358434108 125 62620 SH SOLE 62620 Frontier Communications COM 35906A108 39919 3471180 SH SOLE 3471180 Frontier Finl Corp W COM 35907K105 1048 78015 SH SOLE 78015 Frontier Oil Corp COM 35914P105 1116 60588 SH SOLE 60588 Fuelcell Energy Inc COM 35952H106 7 1200 SH SOLE 1200 Fuller H B Co COM 359694106 2463 117996 SH SOLE 117996 Fulton Finl Corp Pa COM 360271100 520 47686 SH SOLE 47686 Furniture Brands Int COM 360921100 2356 223962 SH SOLE 223962 Furmanite Corporation COM 361086101 14 1400 SH SOLE 1400 G & K Svcs Inc COM 361268105 1424 43080 SH SOLE 43080 Gamco Investors Inc COM 361438104 3628 61173 SH SOLE 61173 Gatx Corp COM 361448103 1066 26935 SH SOLE 26935 Geo Group Inc COM 36159R103 2205 109090 SH SOLE 109090 Gfi Group Inc COM 361652209 583 123788 SH SOLE 123788 Gp Strategies Corp COM 36225V104 11 1500 SH SOLE 1500 Gse Sys Inc COM 36227K106 3 424 SH SOLE 424 G-Iii Apparel Group COM 36237H101 54 2900 SH SOLE 2900 Gsi Commerce Inc COM 36238G102 543 35080 SH SOLE 35080 Gtsi Corp COM 36238K103 9 1400 SH SOLE 1400 Gallagher Arthur J & COM 363576109 1169 45560 SH SOLE 45560 Gamestop Corp New CL A 36467W109 7919 231488 SH SOLE 231488 Gander Mountain Co COM 36471P108 21 6400 SH SOLE 6400 Gannett Inc COM 364730101 9033 534170 SH SOLE 534170 Gap Inc COM 364760108 55543 3123886 SH SOLE 3123886 Gardner Denver Machy COM 365558105 5043 145249 SH SOLE 145249
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Gartner Group Inc Ne COM 366651107 2784 122749 SH SOLE 122749 Gatehouse Media Inc COM 367348109 2 5000 SH SOLE 5000 Gaylord Entmt Co New COM 367905106 2297 78200 SH SOLE 78200 Gehl Co COM 368483103 79 2700 SH SOLE 2700 Gen-Probe Inc New COM 36866T103 4152 78265 SH SOLE 78265 Gencorp Inc COM 368682100 615 91252 SH SOLE 91252 Genentech Inc COM NEW 368710406 37378 421489 SH SOLE 421489 General Cable Corp D COM 369300108 975 27355 SH SOLE 27355 General Communicatio CL A 369385109 218 23499 SH SOLE 23499 General Dynamics Cor COM 369550108 47638 647078 SH SOLE 647078 General Elec Co COM 369604103 376566 14767295 SH SOLE 14767295 General Growth Pptys COM 370021107 4570 302679 SH SOLE 302679 General Mls Inc COM 370334104 129295 1881475 SH SOLE 1881475 General Mtrs Corp COM 370442105 9743 1030972 SH SOLE 1030972 Genesco Inc COM 371532102 1323 39524 SH SOLE 39524 Genesee & Wyo Inc COM 371559105 2583 68837 SH SOLE 68837 Gentex Corp COM 371901109 1280 89542 SH SOLE 89542 Genesis Energy L P UNIT LTD PARTN 371927104 134 9343 SH SOLE 9343 Gentek Inc COM NEW 37245X203 200 7770 SH SOLE 7770 Genuine Parts Co COM 372460105 14823 368649 SH SOLE 368649 Gentiva Health Servi COM 37247A102 1500 55671 SH SOLE 55671 Genworth Finl Inc COM CL A 37247D106 6469 751337 SH SOLE 751337 Geomet Inc Del COM 37250U201 22 4000 SH SOLE 4000 Genzyme Corp COM 372917104 45718 565183 SH SOLE 565183 Georgia Gulf Corp COM PAR $0.01 373200203 71 28505 SH SOLE 28505 Gerber Scientific In COM 373730100 116 12700 SH SOLE 12700 Gerdau Ameristeel Co COM 37373P105 26 2651 SH SOLE 2651 Geron Corp COM 374163103 4 1000 SH SOLE 1000 Getty Rlty Corp New COM 374297109 732 33002 SH SOLE 33002 Gevity Hr Inc COM 374393106 49 6715 SH SOLE 6715 Gibraltar Inds Inc COM 374689107 1862 99527 SH SOLE 99527 Gilead Sciences Inc COM 375558103 61300 1344881 SH SOLE 1344881 Gildan Activewear In COM 375916103 9 409 SH SOLE 409 Glacier Bancorp Inc COM 37637Q105 2603 105088 SH SOLE 105088 Gladstone Capital Co COM 376535100 47 3100 SH SOLE 3100 Glatfelter P H Co COM 377316104 1139 84145 SH SOLE 84145 Global Cash Access H COM 378967103 439 86853 SH SOLE 86853 Globalstar Inc COM 378973408 1 800 SH SOLE 800 Glg Partners Inc COM 37929X107 271 50000 SH SOLE 50000
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Glimcher Rlty Tr COM 379302102 781 74773 SH SOLE 74773 Global Inds Ltd COM 379336100 1183 170487 SH SOLE 170487 Global Pmts Inc COM 37940X102 4986 111148 SH SOLE 111148 Gmx Res Inc COM 38011M108 1085 22700 SH SOLE 22700 Goldcorp Inc New COM 380956409 3562 113140 SH SOLE 113140 Goldcorp Inc New COM 380956409 593 18759 SH SOLE 18759 Goldman Sachs Group COM 38141G104 85455 667615 SH SOLE 667615 Goodrich B F Co COM 382388106 7503 180372 SH SOLE 180372 Goodrich Pete Corp COM NEW 382410405 1360 31200 SH SOLE 31200 Goodyear Tire & Rubr COM 382550101 5016 327610 SH SOLE 327610 Google Inc CL A 38259P508 140841 351646 SH SOLE 351646 Gorman Rupp Co COM 383082104 226 5991 SH SOLE 5991 Gottschalks Inc COM 383485109 3 2000 SH SOLE 2000 Grace W R & Co Del N COM 38388F108 1675 110765 SH SOLE 110765 Graco Inc COM 384109104 1348 37846 SH SOLE 37846 Graftech Intl Ltd COM 384313102 2880 190610 SH SOLE 190610 Grainger W W Inc COM 384802104 9077 104375 SH SOLE 104375 Gramercy Cap Corp COM 384871109 195 75442 SH SOLE 75442 Granite Constr Inc COM 387328107 2232 62306 SH SOLE 62306 Graphic Packaging Hldg COM 388689101 492 196910 SH SOLE 196910 Gray Television Inc COM 389375106 29 16815 SH SOLE 16815 Great Atl & Pac Tea COM 390064103 588 54380 SH SOLE 54380 Great Lakes Dredge & COM 390607109 50 8000 SH SOLE 8000 Great Southn Bancorp COM 390905107 57 4470 SH SOLE 4470 Great Plains Energy COM 391164100 2000 89989 SH SOLE 89989 Great Wolf Resorts I COM 391523107 21 5700 SH SOLE 5700 Greatbatch Inc COM 39153L106 94 3820 SH SOLE 3820 Green Mtn Coffee Roa COM 393122106 1279 32500 SH SOLE 32500 Greenbrier Cos Inc COM 393657101 151 7720 SH SOLE 7720 Greene Cnty Bancshar COM NEW 394361208 42 1800 SH SOLE 1800 Greenhill & Co Inc COM 395259104 2394 32467 SH SOLE 32467 Greif Inc COM 397624107 1288 19632 SH SOLE 19632 Grey Wolf Inc COM 397888108 2571 330433 SH SOLE 330433 Griffin Ld & Nurseri COM 398231100 11 300 SH SOLE 300 Griffon Corp COM 398433102 244 27100 SH SOLE 27100 Group 1 Automotive I COM 398905109 1262 58099 SH SOLE 58099 Groupe Cgi Inc CL A SUB VTG 39945C109 74 8468 SH SOLE 8468 Grubb & Ellis Co COM PAR $0.01 400095204 39 14500 SH SOLE 14500 Gtx Inc Del COM 40052B108 57 3000 SH SOLE 3000
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Guaranty Bancorp Del COM 40075T102 275 45095 SH SOLE 45095 Guaranty Finl Group Inc COM 40108N106 12 2933 SH SOLE 2933 Guess Inc COM 401617105 902 25935 SH SOLE 25935 Gulf Island Fabricat COM 402307102 134 3900 SH SOLE 3900 Gulfmark Offshore In COM 402629109 2037 45385 SH SOLE 45385 Gulfport Energy Corp COM NEW 402635304 50 5000 SH SOLE 5000 Gymboree Corp COM 403777105 1794 50530 SH SOLE 50530 H & E Equipment Serv COM 404030108 25 2620 SH SOLE 2620 Hcc Ins Hldgs Inc COM 404132102 14900 551842 SH SOLE 551842 Hcp Inc com 40414L109 13357 332853 SH SOLE 332853 Hlth Corporation COM 40422Y101 1137 99475 SH SOLE 99475 Hni Corp COM 404251100 2083 82220 SH SOLE 82220 Hms Hldgs Corp COM 40425J101 891 37200 SH SOLE 37200 Hrpt Pptys Tr COM 40426W101 2803 406854 SH SOLE 406854 Hsn Inc COM 404303109 223 20210 SH SOLE 20210 Hackett Group Inc COM 404609109 9 1700 SH SOLE 1700 Haemonetics Corp COM 405024100 2954 47855 SH SOLE 47855 Hain Celestial Group COM 405217100 2068 75127 SH SOLE 75127 Halliburton Co COM 406216101 46271 1428549 SH SOLE 1428549 Halozyme Therapeutic COM 40637H109 802 109300 SH SOLE 109300 Hancock Hldg Co COM 410120109 2414 47340 SH SOLE 47340 Handleman Co Del COM 410252100 12 6600 SH SOLE 6600 Hanesbrands Inc COM 410345102 1234 56747 SH SOLE 56747 Hanger Orthopedic Gr COM NEW 41043F208 1098 62900 SH SOLE 62900 Hanmi Finl Corp COM 410495105 30 5870 SH SOLE 5870 Hanover Ins Group In COM 410867105 1572 34530 SH SOLE 34530 Hansen Nat Corp COM 411310105 697 23055 SH SOLE 23055 Hardinge Inc COM 412324303 23 1800 SH SOLE 1800 Harley Davidson Inc COM 412822108 13208 354106 SH SOLE 354106 Harleysville Group I COM 412824104 7720 204236 SH SOLE 204236 Harleysville Natl Pa COM 412850109 141 8299 SH SOLE 8299 Harman Intl Inds Inc COM 413086109 3033 89011 SH SOLE 89011 Harmonic Lightwaves COM 413160102 1847 218542 SH SOLE 218542 Harris Corp Del COM 413875105 13780 298271 SH SOLE 298271 Harris Stratex Ntwrk CL A 41457P106 5 700 SH SOLE 700 Harsco Corp COM 415864107 1790 48135 SH SOLE 48135 Harry Winston Diamond C COM 41587B100 9 667 SH SOLE 667 Harte-Hanks Inc COM 416196103 922 88951 SH SOLE 88951 Hartford Finl Svcs G COM 416515104 40251 981981 SH SOLE 981981
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Harvard Bioscience I COM 416906105 2 500 SH SOLE 500 Hartmarx Corp COM 417119104 43 22900 SH SOLE 22900 Harvest Natural Reso COM 41754V103 100 9850 SH SOLE 9850 Hasbro Bradley Inc COM 418056107 53613 1544157 SH SOLE 1544157 Hastings Entmt Inc COM 418365102 25 4320 SH SOLE 4320 Haverty Furniture In COM 419596101 74 6500 SH SOLE 6500 Hawaiian Elec Indust COM 419870100 1578 54218 SH SOLE 54218 Hawaiian Holdings In COM 419879101 56 6000 SH SOLE 6000 Hawk Corp COM 420089104 36 1800 SH SOLE 1800 Hawkins Inc COM 420261109 33 1900 SH SOLE 1900 Hawthorn Bancshares Inc COM 420476103 18 750 SH SOLE 750 Hayes Lemmerz Intl I COM NEW 420781304 208 76058 SH SOLE 76058 Haynes International COM NEW 420877201 741 15825 SH SOLE 15825 Health Care Group In COM 421906108 1751 95757 SH SOLE 95757 Healthsouth Corp COM NEW 421924309 2750 149200 SH SOLE 149200 Health Mgmt Assoc In COM 421933102 1916 460695 SH SOLE 460695 Healthcare Rlty Tr COM 421946104 6419 220216 SH SOLE 220216 Headwaters Inc COM 42210P102 1279 95834 SH SOLE 95834 Health Care Reit Inc COM 42217K106 2909 54646 SH SOLE 54646 Health Net Inc. COM 42222G108 1609 68170 SH SOLE 68170 Healthtronics Inc COM 42222L107 48 16324 SH SOLE 16324 Healthways Inc COM 422245100 1073 66523 SH SOLE 66523 Healthspring Inc COM 42224N101 2016 95294 SH SOLE 95294 Hearst-Argyle Televi COM 422317107 1197 53620 SH SOLE 53620 Heartland Express In COM 422347104 1603 103278 SH SOLE 103278 Heartland Finl Usa I COM 42234Q102 90 3600 SH SOLE 3600 Heartland Pmt Sys In COM 42235N108 734 28705 SH SOLE 28705 Hecla Mng Co COM 422704106 1020 217965 SH SOLE 217965 Heico Corp New COM 422806109 36 1100 SH SOLE 1100 Heico Corp New CL A 422806208 476 16955 SH SOLE 16955 Heidrick & Struggles COM 422819102 1112 36870 SH SOLE 36870 Heinz H J Co COM 423074103 51063 1021868 SH SOLE 1021868 Helix Energy Solutio COM 42330P107 835 34390 SH SOLE 34390 Helmerich & Payne In COM 423452101 2517 58287 SH SOLE 58287 Henry Jack & Assoc I COM 426281101 2808 138100 SH SOLE 138100 Hercules Inc COM 427056106 3454 174542 SH SOLE 174542 Hercules Offshore In COM 427093109 555 36616 SH SOLE 36616 Heritage Finl Corp W COM 42722X106 9 735 SH SOLE 735 Herley Inds Inc COM 427398102 125 7300 SH SOLE 7300
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Hersha Hospitality T SH BEN INT A 427825104 31 4100 SH SOLE 4100 Hershey Foods Corp COM 427866108 9519 240750 SH SOLE 240750 Hertz Global Holding COM 42805T105 879 116100 SH SOLE 116100 Hess Corp COM 42809H107 32392 394634 SH SOLE 394634 Hewitt Assocs Inc COM 42822Q100 16831 461875 SH SOLE 461875 Hewlett Packard Co COM 428236103 356319 7705853 SH SOLE 7705853 Hexcel Corp New COM 428291108 2352 171788 SH SOLE 171788 Hhgregg Inc COM 42833L108 30 3100 SH SOLE 3100 Hi / Fn Inc COM 428358105 3 800 SH SOLE 800 Hibbett Sports Inc COM 428567101 1041 52003 SH SOLE 52003 Hickory Tech Corp COM 429060106 27 4600 SH SOLE 4600 Highwoods Pptys Inc COM 431284108 1249 35135 SH SOLE 35135 Hilb Rogal & Hamilto COM 431294107 3215 68779 SH SOLE 68779 Hill Rom Hldgs Inc COM 431475102 4966 163825 SH SOLE 163825 Hillenbrand Inc COM 431571108 174 8625 SH SOLE 8625 Hilltop Holdings Inc COM 432748101 506 49055 SH SOLE 49055 Hittite Microwave Co COM 43365Y104 889 26444 SH SOLE 26444 Holly Corp COM PAR $0.01 435758305 734 25370 SH SOLE 25370 Holly Energy Partner COM UT LTD PTN 435763107 556 18510 SH SOLE 18510 Hollywood Media Corp COM 436233100 2 1100 SH SOLE 1100 Hologic Inc COM 436440101 2515 130122 SH SOLE 130122 Home Depot Inc COM 437076102 67311 2599890 SH SOLE 2599890 Home Diagnostics Inc COM 437080104 24 2500 SH SOLE 2500 Home Pptys Inc COM 437306103 3766 64985 SH SOLE 64985 Honeywell Intl Inc COM 438516106 47013 1131481 SH SOLE 1131481 Hooker Furniture Cor COM 439038100 27 1500 SH SOLE 1500 Horace Mann Educator COM 440327104 1146 89048 SH SOLE 89048 Horizon Finl Corp Wa COM 44041F105 24 2695 SH SOLE 2695 Horizon Lines Inc COM 44044K101 113 11450 SH SOLE 11450 Hormel Geo A & Co COM 440452100 1539 42407 SH SOLE 42407 Hornbeck Offshore Sv COM 440543106 1714 44385 SH SOLE 44385 Horsehead Hldg Corp COM 440694305 42 7100 SH SOLE 7100 Hospira Inc COM 441060100 8569 224319 SH SOLE 224319 Hospitality Pptys Tr COM 44106M102 971 47336 SH SOLE 47336 Host Marriott Corp N COM 44107P104 9678 728235 SH SOLE 728235 Hot Topic Inc COM 441339108 1037 156915 SH SOLE 156915 Houston Amern Energy COM 44183U100 25 4000 SH SOLE 4000 Hovnanian Enterprise CL A 442487203 858 107381 SH SOLE 107381 Hub Group Inc CL A 443320106 2624 69702 SH SOLE 69702
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Hubbell Inc CL B 443510201 1085 30962 SH SOLE 30962 Hudson City Bancorp COM 443683107 13497 731553 SH SOLE 731553 Hudson Highland Grou COM 443792106 762 109684 SH SOLE 109684 Hughes Communication COM 444398101 401 10930 SH SOLE 10930 Hugoton Rty Tr Tex COM 444717102 958 35706 SH SOLE 35706 Humana Inc COM 444859102 38334 930439 SH SOLE 930439 Human Genome Science COM 444903108 1486 233981 SH SOLE 233981 Hunt J B Trans Svcs COM 445658107 1216 36436 SH SOLE 36436 Huntington Bancshare COM 446150104 3728 466591 SH SOLE 466591 Huntsman Corp COM 447011107 872 69219 SH SOLE 69219 Huron Consulting Gro COM 447462102 1613 28300 SH SOLE 28300 Hutchinson Technolog COM 448407106 2081 179736 SH SOLE 179736 Huttig Bldg Prods In COM 448451104 17 7911 SH SOLE 7911 Idt Corp CL B 448947309 6 7600 SH SOLE 7600 Hypercom Corp COM 44913M105 42 10500 SH SOLE 10500 Iac Interactivecorp COM PAR $.001 44919P508 874 50524 SH SOLE 50524 Ict Group Inc COM 44929Y101 56 7000 SH SOLE 7000 Icu Med Inc COM 44930G107 36 1200 SH SOLE 1200 Ico Global Comm Hldg CL A 44930K108 59 54500 SH SOLE 54500 I D Systems Inc COM 449489103 49 5500 SH SOLE 5500 Ipg Photonics Corp COM 44980X109 139 7118 SH SOLE 7118 Ipcs Inc COM NEW 44980Y305 555 24940 SH SOLE 24940 Ims Health Inc COM 449934108 5459 288693 SH SOLE 288693 Istar Finl Inc COM 45031U101 147 56553 SH SOLE 56553 Itt Educational Serv COM 45068B109 1712 21156 SH SOLE 21156 Ixia COM 45071R109 871 118155 SH SOLE 118155 Iberiabank Corp COM 450828108 1196 22625 SH SOLE 22625 Itt Inds Inc Ind COM 450911102 18585 334195 SH SOLE 334195 Iamgold Intl African COM 450913108 11 2056 SH SOLE 2056 Iconix Brand Group I COM 451055107 1305 99800 SH SOLE 99800 Icahn Enterprises Lp DEPOSITRY UNIT 451100101 674 15647 SH SOLE 15647 Idacorp Inc COM 451107106 2247 77238 SH SOLE 77238 Idearc Inc COM 451663108 15 12378 SH SOLE 12378 Idex Corp COM 45167R104 1572 50673 SH SOLE 50673 Idexx Labs Inc COM 45168D104 1832 33438 SH SOLE 33438 Igate Capital Corp COM 45169U105 83 9600 SH SOLE 9600 Ikon Office Solution COM 451713101 7963 468146 SH SOLE 468146 Ihs Inc CL A 451734107 820 17210 SH SOLE 17210 Illinois Tool Wks In COM 452308109 27738 624025 SH SOLE 624025
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Illumina Inc COM 452327109 1994 49200 SH SOLE 49200 Imation Corp COM 45245A107 1354 59938 SH SOLE 59938 Imclone Sys Inc COM 45245W109 2302 36875 SH SOLE 36875 Immersion Corp COM 452521107 5 800 SH SOLE 800 Immucor Inc COM 452526106 4045 126549 SH SOLE 126549 Immunogen Inc COM 45253H101 7 1500 SH SOLE 1500 Imperial Cap Bancorp In COM 452680101 18 2100 SH SOLE 2100 Imperial Oil Ltd COM NEW 453038408 2345 54688 SH SOLE 54688 Imperial Sugar Co Ne COM NEW 453096208 80 5900 SH SOLE 5900 Incyte Pharmaceutica COM 45337C102 1092 142763 SH SOLE 142763 Independence Hldg Co COM NEW 453440307 31 2700 SH SOLE 2700 Independent Bk Cp Ma COM 453836108 143 4595 SH SOLE 4595 Independent Bk Corp COM 453838104 62 10062 SH SOLE 10062 Indevus Pharmaceutic COM 454072109 6 1800 SH SOLE 1800 Indiana Community Banco COM 454674102 12 800 SH SOLE 800 Indymac Bancorp Inc. COM 456607100 1 5900 SH SOLE 5900 Inergy L P UNIT LTD PTNR 456615103 1599 73942 SH SOLE 73942 Inergy Hldgs L P COM 45661Q107 235 9242 SH SOLE 9242 Infinity Ppty & Cas COM 45665Q103 1514 36737 SH SOLE 36737 Informatica Corp COM 45666Q102 1956 150556 SH SOLE 150556 Infinera Corporation COM 45667G103 323 33800 SH SOLE 33800 Infogroup Inc COM 45670G108 80 12115 SH SOLE 12115 Infospace Inc COM 45678T201 125 11482 SH SOLE 11482 Ingles Mkts Inc COM 457030104 391 17131 SH SOLE 17131 Ingram Micro Inc COM 457153104 1835 114216 SH SOLE 114216 Inland Real Estate C COM NEW 457461200 1834 116906 SH SOLE 116906 Insight Enterprises COM 45765U103 1157 86255 SH SOLE 86255 Insituform Technolog COM 457667103 761 50875 SH SOLE 50875 Innospec Inc COM 45768S105 56 4680 SH SOLE 4680 Inspire Pharmaceutic COM 457733103 5 1300 SH SOLE 1300 Innerworkings Inc COM 45773Y105 667 60100 SH SOLE 60100 Innophos Holdings In COM 45774N108 254 10400 SH SOLE 10400 Insteel Inds Inc COM 45774W108 322 23700 SH SOLE 23700 Integra Lifesciences COM NEW 457985208 1344 30518 SH SOLE 30518 Integrated Device Te COM 458118106 2279 292986 SH SOLE 292986 Integrated Electrica COM 45811E301 151 8605 SH SOLE 8605 Integrated Silicon S COM 45812P107 7 3038 SH SOLE 3038 Intel Corp COM 458140100 224438 11982792 SH SOLE 11982792 Integra Bk Corp COM 45814P105 55 6870 SH SOLE 6870
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Intelli-Check Inc COM 45817G102 1 500 SH SOLE 500 Integrys Energy Grou COM 45822P105 6496 130086 SH SOLE 130086 Inter Parfums Inc COM 458334109 44 3263 SH SOLE 3263 Interactive Intellig COM 45839M103 36 4000 SH SOLE 4000 Interactive Data Cor COM 45840J107 1079 42785 SH SOLE 42785 Interactive Brokers Gro COM 45841N107 1740 78500 SH SOLE 78500 Intercontinentalexch COM 45865V100 7133 88407 SH SOLE 88407 Interface Flooring COM 458665106 1125 98925 SH SOLE 98925 Interdigital Inc com 45867G101 2028 84339 SH SOLE 84339 Interline Brands Inc COM 458743101 875 53994 SH SOLE 53994 Intermec Inc COM 458786100 1775 90375 SH SOLE 90375 Intermune Inc COM 45884X103 1045 61100 SH SOLE 61100 International Bncshr COM 459044103 2630 97391 SH SOLE 97391 Intl Business Mchn COM 459200101 408637 3493818 SH SOLE 3493818 International Coal G COM 45928H106 1559 249823 SH SOLE 249823 International Flav&F COM 459506101 4543 115124 SH SOLE 115124 International Game COM 459902102 7822 455300 SH SOLE 455300 International Paper COM 460146103 38843 1483682 SH SOLE 1483682 International Rectif COM 460254105 2530 133025 SH SOLE 133025 International Shipho COM NEW 460321201 48 2200 SH SOLE 2200 International Speedw CL A 460335201 977 25104 SH SOLE 25104 Internet Cap Group I COM NEW 46059C205 3 350 SH SOLE 350 Interpublic Group Co COM 460690100 18036 2327205 SH SOLE 2327205 Intersil Hldg Corp COM 46069S109 1261 76066 SH SOLE 76066 Interstate Hotels & COM 46088S106 37 15682 SH SOLE 15682 Interval Leisure Group COM 46113M108 210 20210 SH SOLE 20210 Interwoven Inc COM NEW 46114T508 1214 85950 SH SOLE 85950 Intuit COM 461202103 15302 484100 SH SOLE 484100 Invacare Corp COM 461203101 6363 263576 SH SOLE 263576 Intuitive Surgical I COM 46120E602 13027 54060 SH SOLE 54060 Inventiv Health Inc COM 46122E105 979 55424 SH SOLE 55424 Inverness Med Innova COM 46126P106 2476 82521 SH SOLE 82521 Investment Technolog COM 46145F105 2373 77970 SH SOLE 77970 Investors Bancorp In COM 46146P102 43 2865 SH SOLE 2865 Investors Real Estat SH BEN INT 461730103 117 10425 SH SOLE 10425 Invitrogen Corp COM 46185R100 24427 646225 SH SOLE 646225 Ion Geophysical Corp COM 462044108 2170 152905 SH SOLE 152905 Iowa Telecomm Servic COM 462594201 1116 59730 SH SOLE 59730 Ipass Inc COM 46261V108 33 15100 SH SOLE 15100
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Iron Mtn Inc Del COM 462846106 2271 93022 SH SOLE 93022 Irwin Finl Corp COM 464119106 45 11375 SH SOLE 11375 Ishares Dj Sel Dividend DJ SEL DIV INX 464287168 0 1 SH SOLE 1 Ishares S&P 500 S&P 500 INDEX 464287200 15 125 SH SOLE 125 Ishares Msci Emerg Mkts MSCI EMERG MKT 464287234 854 25000 SH SOLE 25000 Ishares Msci Eafe MSCI EAFE IDX 464287465 19154 340213 SH SOLE 340213 Ishares R1000 Value RUSSELL1000VAL 464287598 516 8076 SH SOLE 8076 Ishares R1000 Growth RUSSELL1000GRW 464287614 34 706 SH SOLE 706 Ishares Russell 2000 RUSSELL 2000 464287655 35 510 SH SOLE 510 Isis Pharmaceuticals COM 464330109 4010 237433 SH SOLE 237433 Isle Of Capris Casin COM 464592104 141 15675 SH SOLE 15675 Itc Hldgs Corp COM 465685105 1124 21711 SH SOLE 21711 Itron Inc COM 465741106 1219 13765 SH SOLE 13765 I2 Technologies Inc COM NEW 465754208 61 4500 SH SOLE 4500 Ixys Corp COM 46600W106 49 5400 SH SOLE 5400 J & J Snack Foods Co COM 466032109 285 8396 SH SOLE 8396 J Crew Group Inc COM 46612H402 644 22530 SH SOLE 22530 Jds Uniphase Corp COM PAR $0.001 46612J507 16068 1899263 SH SOLE 1899263 Jda Software Group I COM 46612K108 607 39894 SH SOLE 39894 Jer Invt Tr Inc COM 46614H301 24 4900 SH SOLE 4900 J P Morgan Chase & C COM 46625H100 417906 8948734 SH SOLE 8948734 J2 Global Communicat COM NEW 46626E205 2111 90413 SH SOLE 90413 Jabil Circuit Inc COM 466313103 11104 1163891 SH SOLE 1163891 Jack In The Box Inc COM 466367109 2138 101328 SH SOLE 101328 Jackson Hewitt Tax S COM 468202106 126 8205 SH SOLE 8205 Jacobs Engr Group In COM 469814107 7898 145430 SH SOLE 145430 Jakks Pac Inc COM 47012E106 1716 68899 SH SOLE 68899 James River Coal Co COM NEW 470355207 110 5000 SH SOLE 5000 Janus Cap Group Inc COM 47102X105 5898 242903 SH SOLE 242903 Jarden Corp COM 471109108 2796 119244 SH SOLE 119244 Jefferies Group Inc COM 472319102 826 36882 SH SOLE 36882 Jetblue Awys Corp COM 477143101 1932 390365 SH SOLE 390365 Jo-Ann Stores Inc COM 47758P307 1868 89050 SH SOLE 89050 John Bean Technologies COM 477839104 190 14991 SH SOLE 14991 Johnson & Johnson COM 478160104 369650 5335597 SH SOLE 5335597 Johnson Ctls Inc COM 478366107 26571 876076 SH SOLE 876076 Jones Apparel Group COM 480074103 4653 251389 SH SOLE 251389 Jones Lang Lasalle I COM 48020Q107 834 19186 SH SOLE 19186 Jos A Bank Clothiers COM 480838101 1099 32702 SH SOLE 32702
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Journal Communicatio COM 481130102 462 94633 SH SOLE 94633 Journal Register Co COM 481138105 0 3200 SH SOLE 3200 Joy Global Inc COM 481165108 2950 65363 SH SOLE 65363 Juniper Networks COM 48203R104 15524 736794 SH SOLE 736794 Kbw Inc COM 482423100 1687 51200 SH SOLE 51200 Kbr Inc COM 48242W106 1406 92100 SH SOLE 92100 Khd Humboldt Wedag I COM 482462108 29 1500 SH SOLE 1500 Kla-Tencor Corp COM 482480100 8648 273244 SH SOLE 273244 Kkr Financial Hldgs Llc COM 48248A306 922 144943 SH SOLE 144943 K-Swiss Inc COM 482686102 871 50058 SH SOLE 50058 K V Pharmaceutical C CL A 482740206 1783 78531 SH SOLE 78531 Kadant Inc COM 48282T104 71 3101 SH SOLE 3101 Kaiser Aluminum Corp COM PAR $0.01 483007704 1127 26250 SH SOLE 26250 Kaman Corp COM 483548103 956 33569 SH SOLE 33569 Kansas City Life Ins COM 484836101 75 1626 SH SOLE 1626 Kansas City Southn COM NEW 485170302 1924 43380 SH SOLE 43380 Kaydon Corp COM 486587108 2251 49950 SH SOLE 49950 Kb Home COM 48666K109 3256 165445 SH SOLE 165445 Kearny Finl Corp COM 487169104 743 60735 SH SOLE 60735 Keithley Instrs Inc COM 487584104 27 3200 SH SOLE 3200 Kellogg Co COM 487836108 41020 731193 SH SOLE 731193 Kelly Svcs Inc CL A 488152208 963 50563 SH SOLE 50563 Kemet Corp COM 488360108 33 23915 SH SOLE 23915 Kendle International COM 48880L107 1126 25177 SH SOLE 25177 Kennametal Inc COM 489170100 1292 47638 SH SOLE 47638 Key Energy Svcs Inc COM 492914106 292 25200 SH SOLE 25200 Keycorp COM 493267108 42037 3520673 SH SOLE 3520673 Kforce Com Inc COM 493732101 115 11305 SH SOLE 11305 Kimball Intl Inc COM 494274103 652 60376 SH SOLE 60376 Kilroy Rlty Corp COM 49427F108 3065 64135 SH SOLE 64135 Kimberly Clark Corp COM 494368103 40611 626323 SH SOLE 626323 Kimco Realty Corp COM 49446R109 12226 330956 SH SOLE 330956 Kinder Morgan Energy UT LTD PARTNER 494550106 4615 88700 SH SOLE 88700 Kinder Morgan Manage SHS 49455U100 1763 35824 SH SOLE 35824 Kindred Healthcare I COM 494580103 5330 193311 SH SOLE 193311 Kinetic Concepts Inc COM NEW 49460W208 968 33862 SH SOLE 33862 King Pharmaceuticals COM 495582108 32852 3429206 SH SOLE 3429206 Kinross Gold Corp COM NO PAR 496902404 1606 99917 SH SOLE 99917 Kingsway Finl Svcs I COM 496904103 10 1440 SH SOLE 1440
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Kirby Expl Co. COM 497266106 1063 28020 SH SOLE 28020 Kirin Holdings Company COM 497350108 1946 150000 SH SOLE 150000 Kirklands Inc COM 497498105 35 15522 SH SOLE 15522 Kite Rlty Group Tr COM 49803T102 32 2900 SH SOLE 2900 Knoll Inc COM NEW 498904200 1438 95103 SH SOLE 95103 Knight Capital Group CL A 499005106 2599 174917 SH SOLE 174917 Knight Transn Inc COM 499064103 1817 107053 SH SOLE 107053 Kohls Corp COM 500255104 21211 460314 SH SOLE 460314 Kopin Corp COM 500600101 8 2500 SH SOLE 2500 Koppers Holdings Inc COM 50060P106 1600 42773 SH SOLE 42773 Korn Ferry Intl COM NEW 500643200 1538 86291 SH SOLE 86291 Kraft Foods Inc COM 50075N104 74642 2279136 SH SOLE 2279136 Kratos Defense & Securi COM 50077B108 4 1800 SH SOLE 1800 Krispy Kreme Doughnu COM 501014104 908 275075 SH SOLE 275075 Kroger Co COM 501044101 79114 2878971 SH SOLE 2878971 Kronos Worldwide Inc COM 50105F105 1036 78165 SH SOLE 78165 Kulicke & Soffa Inds COM 501242101 67 14800 SH SOLE 14800 Lca-Vision Inc COM PAR $.001 501803308 17 3730 SH SOLE 3730 Lkq Corp COM 501889208 768 45250 SH SOLE 45250 L-1 Identity Solutio COM 50212A106 1730 113240 SH SOLE 113240 Lsi Logic Corp COM 502161102 8690 1621297 SH SOLE 1621297 Lsi Inds Inc COM 50216C108 23 2800 SH SOLE 2800 Ltc Pptys Inc COM 502175102 1132 38597 SH SOLE 38597 Ltx-Credence Corp COM 502403108 5 2941 SH SOLE 2941 L-3 Communications H COM 502424104 44913 456800 SH SOLE 456800 La Z Boy Inc COM 505336107 222 23800 SH SOLE 23800 Laboratory Corp Amer COM NEW 50540R409 12031 173107 SH SOLE 173107 Labranche & Co Inc COM 505447102 1205 267845 SH SOLE 267845 Laclede Group Inc COM 505597104 2736 56414 SH SOLE 56414 Ladish Inc COM NEW 505754200 57 2800 SH SOLE 2800 Lakeland Bancorp Inc COM 511637100 58 4937 SH SOLE 4937 Lakeland Finl Corp COM 511656100 48 2200 SH SOLE 2200 Lakes Gaming Inc COM 51206P109 12 1800 SH SOLE 1800 Lam Resh Corp COM 512807108 2208 70120 SH SOLE 70120 Lamar Advertising Co COM 512815101 1047 33890 SH SOLE 33890 Lancaster Colony Cor COM 513847103 1646 43708 SH SOLE 43708 Lance Inc COM 514606102 1392 61360 SH SOLE 61360 Landec Corp COM 514766104 53 6500 SH SOLE 6500 Landauer Inc COM 51476K103 149 2050 SH SOLE 2050
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Landamerica Finl Gro COM 514936103 794 32753 SH SOLE 32753 Landrys Restaurants COM 51508L103 139 8940 SH SOLE 8940 Landstar Sys Inc COM 515098101 1952 44300 SH SOLE 44300 Las Vegas Sands Corp COM 517834107 2561 70933 SH SOLE 70933 Lasalle Hotel Pptys COM SH BEN INT 517942108 3230 138496 SH SOLE 138496 Lasercard Corp COM 51807U101 4 1000 SH SOLE 1000 Lattice Semiconducto COM 518415104 87 42425 SH SOLE 42425 Lauder Estee Cos Inc COM 518439104 8295 166197 SH SOLE 166197 Lawson Prods Inc COM 520776105 93 3380 SH SOLE 3380 Lawson Software Inc COM 52078P102 1658 236920 SH SOLE 236920 Layne Inc COM 521050104 1085 30611 SH SOLE 30611 Leap Wireless Intl I COM NEW 521863308 696 18280 SH SOLE 18280 Lear Corp COM 521865105 2292 218315 SH SOLE 218315 Leapfrog Enterprises CL A 52186N106 770 72960 SH SOLE 72960 Learning Tree Intl I COM 522015106 17 1400 SH SOLE 1400 Lecg Corp COM 523234102 29 3655 SH SOLE 3655 Lecroy Corp COM 52324W109 7 900 SH SOLE 900 Lee Enterprises Inc COM 523768109 292 83410 SH SOLE 83410 Leggett & Platt Inc COM 524660107 11312 519145 SH SOLE 519145 Legacy Reserves Lp UNIT LP INT 524707304 137 8000 SH SOLE 8000 Legg Mason Inc COM 524901105 7088 186241 SH SOLE 186241 Lender Processing Svcs COM 52602E102 342 11217 SH SOLE 11217 Lennar Corp- Cl A COM 526057104 3166 208447 SH SOLE 208447 Lennox Intl Inc COM 526107107 972 29206 SH SOLE 29206 Leucadia Natl Co COM 527288104 10059 221373 SH SOLE 221373 Level 3 Communicatio COM 52729N100 2241 830140 SH SOLE 830140 Lexicon Genetics Inc COM 528872104 12 6900 SH SOLE 6900 Lexington Corp Pptys COM 529043101 2641 153361 SH SOLE 153361 Lexmark Intl Inc. COM 529771107 4384 134589 SH SOLE 134589 Libbey Inc COM 529898108 21 2500 SH SOLE 2500 Liberty Global Inc COM SER A 530555101 6082 200711 SH SOLE 200711 Liberty Global Inc COM SER C 530555309 553 19671 SH SOLE 19671 Liberty Media Int INT COM SER A 53071M104 4168 322837 SH SOLE 322837 Liberty Media Cap CAP COM SER A 53071M302 1004 75039 SH SOLE 75039 Liberty Media Corp New ENT COM SER A 53071M500 7690 307956 SH SOLE 307956 Liberty Ppty Tr COM 531172104 2095 55654 SH SOLE 55654 Life Time Fitness In COM 53217R207 1909 61062 SH SOLE 61062 Lifepoint Hospitals COM 53219L109 4846 150778 SH SOLE 150778 Ligand Pharmaceutica CL B 53220K207 7 2300 SH SOLE 2300
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Lightpath Technologi CL A NEW 532257805 0 75 SH SOLE 75 Eli Lilly & Co COM 532457108 104524 2373933 SH SOLE 2373933 Limited Brands Inc COM 532716107 8091 467171 SH SOLE 467171 Lin Tv Corp COM 532774106 76 14760 SH SOLE 14760 Lincare Hldgs Inc COM 532791100 1333 44285 SH SOLE 44285 Lincoln Edl Svcs Cor COM 533535100 46 3500 SH SOLE 3500 Lincoln Elec Hldgs I COM 533900106 1479 23000 SH SOLE 23000 Lincoln Natl Corp In COM 534187109 38369 896260 SH SOLE 896260 Lindsay Mfg Co COM 535555106 1455 20000 SH SOLE 20000 Linear Technology Co COM 535678106 10355 337733 SH SOLE 337733 Linn Energy Llc UNIT LTD LIAB 536020100 482 31500 SH SOLE 31500 Lithia Mtrs Inc COM 536797103 91 21135 SH SOLE 21135 Littelfuse Inc COM 537008104 1335 44905 SH SOLE 44905 Live Nation Inc COM 538034109 2451 150649 SH SOLE 150649 Liz Claiborne COM 539320101 2488 151434 SH SOLE 151434 Lockheed Martin Corp COM 539830109 223102 2034303 SH SOLE 2034303 Lodgenet Entmt Corp COM 540211109 4 2000 SH SOLE 2000 Lodgian Inc COM PAR $.01 54021P403 42 5400 SH SOLE 5400 Loews Corp COM 540424108 25510 645997 SH SOLE 645997 Longs Drug Stores In COM 543162101 5040 66635 SH SOLE 66635 Looksmart Ltd COM NEW 543442503 1 480 SH SOLE 480 Loral Space & Commun COM 543881106 58 3950 SH SOLE 3950 Lorillard Inc COM 544147101 13172 185123 SH SOLE 185123 Louisiana Pac Corp COM 546347105 1827 196485 SH SOLE 196485 Lowes Cos Inc COM 548661107 51853 2188807 SH SOLE 2188807 Lubrizol Corp COM 549271104 23493 544565 SH SOLE 544565 Lubys Inc COM 549282101 49 6100 SH SOLE 6100 Lufkin Inds Inc COM 549764108 2226 28050 SH SOLE 28050 Luminex Corp Del COM 55027E102 1743 69700 SH SOLE 69700 Lundin Mining Corp COM 550372106 8 2791 SH SOLE 2791 Lydall Inc COM 550819106 63 6500 SH SOLE 6500 M & F Worldwide Corp COM 552541104 947 23670 SH SOLE 23670 M & T Bk Corp COM 55261F104 10469 117297 SH SOLE 117297 Mbia Inc COM 55262C100 2875 241581 SH SOLE 241581 Mb Financial Inc New COM 55264U108 2179 65902 SH SOLE 65902 M D C Corp Colo COM 552676108 831 22717 SH SOLE 22717 Mdu Res Group Inc COM 552690109 3162 109022 SH SOLE 109022 Mds Inc COM 55269P302 16 1314 SH SOLE 1314 Memc Electr Matls In COM 552715104 13215 467638 SH SOLE 467638
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Mfa Mtg Invts Inc COM 55272X102 1817 279554 SH SOLE 279554 Mge Energy Inc COM 55277P104 1417 39860 SH SOLE 39860 Mgic Invt Corp Wis COM 552848103 2079 295664 SH SOLE 295664 Mgm Mirage Inc COM 552953101 2329 81702 SH SOLE 81702 Mgp Ingredients Inc COM 55302G103 10 3400 SH SOLE 3400 M/I Homes COM 55305B101 178 7800 SH SOLE 7800 Mks Instrument Inc COM 55306N104 2832 142249 SH SOLE 142249 Mps Group Inc COM 553409103 1966 194991 SH SOLE 194991 Mrv Communications I COM 553477100 5 4307 SH SOLE 4307 Msc Indl Direct Inc COM 553530106 741 16083 SH SOLE 16083 Msc Software Corp COM 553531104 72 6715 SH SOLE 6715 Msci Inc CL A 55354G100 228 9500 SH SOLE 9500 Mtr Gaming Group Inc COM 553769100 41 12305 SH SOLE 12305 Mts Sys Corp COM 553777103 1522 36155 SH SOLE 36155 Mwi Veterinary Suppl COM 55402X105 47 1200 SH SOLE 1200 Macatawa Bk Corp COM 554225102 21 3000 SH SOLE 3000 Macerich Co COM 554382101 2505 39348 SH SOLE 39348 Mack Cali Rlty Corp COM 554489104 1294 38197 SH SOLE 38197 Macquarie Infrastruc MEMBERSHIP INT 55608B105 1003 75951 SH SOLE 75951 Macrovision Solutions C COM 55611C108 2839 184610 SH SOLE 184610 Macys Inc. COM 55616P104 27779 1544975 SH SOLE 1544975 Madden Steven Ltd COM 556269108 1308 52775 SH SOLE 52775 Magellan Health Svcs COM NEW 559079207 22909 557930 SH SOLE 557930 Magellan Midstream H COM LP INTS 55907R108 890 51825 SH SOLE 51825 Magellan Midstream COM UNIT RP LP 559080106 1050 32400 SH SOLE 32400 Magma Design Automat COM 559181102 29 7200 SH SOLE 7200 Magna Intl Inc CL A 559222401 251 4876 SH SOLE 4876 Magnetek Inc COM 559424106 6 1500 SH SOLE 1500 Maguire Pptys Inc COM 559775101 391 65675 SH SOLE 65675 Maidenform Brands In COM 560305104 106 7300 SH SOLE 7300 Mainsource Financial COM 56062Y102 81 4135 SH SOLE 4135 Manhattan Assocs Inc COM 562750109 1185 53042 SH SOLE 53042 Manitowoc Inc COM 563571108 2968 190876 SH SOLE 190876 Manpower Inc COM 56418H100 5879 136213 SH SOLE 136213 Mantech Intl Corp COM 564563104 2445 41242 SH SOLE 41242 Manulife Finl Corp COM 56501R106 9721 269996 SH SOLE 269996 Map Pharmaceuticals Inc COM 56509R108 5 500 SH SOLE 500 Marathon Oil Corp COM 565849106 42422 1064006 SH SOLE 1064006 Marchex Inc CL B 56624R108 46 4500 SH SOLE 4500
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Marcus Corp COM 566330106 542 33713 SH SOLE 33713 Marinemax Inc COM 567908108 60 8300 SH SOLE 8300 Marine Prods Corp COM 568427108 30 3585 SH SOLE 3585 Mariner Energy Inc COM 56845T305 992 48401 SH SOLE 48401 Markel Corp COM 570535104 2054 5844 SH SOLE 5844 Marketaxess Hldgs In COM 57060D108 236 29300 SH SOLE 29300 Markwest Energy Part UNIT LTD PARTN 570759100 2217 87700 SH SOLE 87700 Marsh & Mclennan Cos COM 571748102 24872 783127 SH SOLE 783127 Marshall & Ilsley Co COM 571837103 7441 369302 SH SOLE 369302 Marriott Intl Inc Ne CL A 571903202 11849 454174 SH SOLE 454174 Martek Biosciences C COM 572901106 5368 170833 SH SOLE 170833 Marten Trans Ltd COM 573075108 55 2800 SH SOLE 2800 Martha Stewart Livin COM 573083102 33 3900 SH SOLE 3900 Martin Marietta Matl COM 573284106 2481 22159 SH SOLE 22159 Marvel Entertainment COM 57383T103 3870 113345 SH SOLE 113345 Masco Corp COM 574599106 15439 860580 SH SOLE 860580 Masimo Corp COM 574795100 867 23300 SH SOLE 23300 Massey Energy Corp COM 576206106 17847 500336 SH SOLE 500336 Mastec Inc COM 576323109 1131 85133 SH SOLE 85133 Mastercard Inc COM 57636Q104 29464 166154 SH SOLE 166154 Material Sciences Co COM 576674105 46 8000 SH SOLE 8000 Matrix Svc Co COM 576853105 201 10500 SH SOLE 10500 Matrixx Initiatives COM 57685L105 139 7700 SH SOLE 7700 Mattel Inc COM 577081102 9906 549109 SH SOLE 549109 Matthews Intl Corp COM 577128101 2877 56699 SH SOLE 56699 Mattson Technology I COM 577223100 46 9800 SH SOLE 9800 Maui Ld & Pineapple COM 577345101 22 800 SH SOLE 800 Maxim Integrated Pro COM 57772K101 461 25453 SH SOLE 25453 Maxwell Technologies COM 577767106 13 1000 SH SOLE 1000 Maxygen Inc COM 577776107 27 6500 SH SOLE 6500 Maximus Inc COM 577933104 1574 42719 SH SOLE 42719 Mbt Finl Corp COM 578877102 19 4068 SH SOLE 4068 Mcafee Inc COM 579064106 3101 91309 SH SOLE 91309 Mcclatchy Newspapers COM 579489105 515 117001 SH SOLE 117001 Mccormick & Co Inc COM NON VTG 579780206 7200 187259 SH SOLE 187259 Mccormick & Schmicks COM 579793100 20 2100 SH SOLE 2100 Mcdermott Intl COM 580037109 3508 137302 SH SOLE 137302 Mcdonalds Corp COM 580135101 153730 2491580 SH SOLE 2491580 Mcg Capital Corp COM 58047P107 45 17205 SH SOLE 17205
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Mcgrath Rentcorp COM 580589109 1257 43623 SH SOLE 43623 Mcgraw Hill Inc COM 580645109 15287 483606 SH SOLE 483606 Mckesson Hboc Inc COM 58155Q103 26666 495562 SH SOLE 495562 Mcmoran Exploration COM 582411104 2085 88200 SH SOLE 88200 Meadowbrook Ins Grou COM 58319P108 53 7500 SH SOLE 7500 Meadwestvaco Corp COM 583334107 11023 472882 SH SOLE 472882 Measurement Specialt COM 583421102 12 700 SH SOLE 700 Medarex Inc COM 583916101 1419 219350 SH SOLE 219350 Medassets Inc COM 584045108 258 15000 SH SOLE 15000 Medcath Corp COM 58404W109 98 5480 SH SOLE 5480 Medco Health Solutio COM 58405U102 41612 924710 SH SOLE 924710 Media Gen Inc COM 584404107 220 17670 SH SOLE 17670 Mediacom Communicati COM 58446K105 248 41940 SH SOLE 41940 Medical Action Ind I COM 58449L100 49 3750 SH SOLE 3750 Medical Staffing Net COM 58463F104 3 1800 SH SOLE 1800 Medical Pptys Trust COM 58463J304 1319 116200 SH SOLE 116200 Medicines Co COM 584688105 11176 481289 SH SOLE 481289 Medicis Pharmaceutic CL A NEW 584690309 8632 578953 SH SOLE 578953 Medis Technologies L COM 58500P107 2 1110 SH SOLE 1110 Medtronic Inc COM 585055106 120308 2401354 SH SOLE 2401354 Mens Wearhouse Inc COM 587118100 2117 99675 SH SOLE 99675 Mentor Corp Minn COM 587188103 1417 59386 SH SOLE 59386 Mentor Graphics Corp COM 587200106 2282 201047 SH SOLE 201047 Mercer Intl Inc COM 588056101 43 11700 SH SOLE 11700 Merchants Bkshrs New COM 588448100 18 750 SH SOLE 750 Merck & Co Inc COM 589331107 171249 5426151 SH SOLE 5426151 Mercury Computer Sys COM 589378108 96 10800 SH SOLE 10800 Mercury Genl Corp Ne COM 589400100 1164 21265 SH SOLE 21265 Meredith Corp COM 589433101 1539 54871 SH SOLE 54871 Meridian Bioscience COM 589584101 2324 80025 SH SOLE 80025 Meridian Resource Co COM 58977Q109 88 47900 SH SOLE 47900 Merit Med Sys Inc COM 589889104 4456 237422 SH SOLE 237422 Meritage Corp COM 59001A102 1354 54810 SH SOLE 54810 Merix Corp COM 590049102 5 3700 SH SOLE 3700 Merrill Lynch & Co COM 590188108 54014 2134945 SH SOLE 2134945 Merrrimac Inds Inc COM 590262101 3 600 SH SOLE 600 Mesa Air Group Inc COM 590479101 11 34771 SH SOLE 34771 Metavante Hldg Co COM 591407101 1012 52555 SH SOLE 52555 Methanex Corp COM 59151K108 25 1266 SH SOLE 1266
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Methode Electrs Inc CL A 591520200 2333 260930 SH SOLE 260930 Metlife Inc COM 59156R108 125417 2239585 SH SOLE 2239585 Metropcs Communicati COM 591708102 122 8700 SH SOLE 8700 Mettler Toledo Inter COM 592688105 2009 20500 SH SOLE 20500 Micrel Inc COM 594793101 984 108455 SH SOLE 108455 Micros Sys Inc COM 594901100 1700 63760 SH SOLE 63760 Microsoft Corp COM 594918104 387086 14503027 SH SOLE 14503027 Microstrategy Inc COM 594972408 1021 17146 SH SOLE 17146 Microchip Technology COM 595017104 6873 233544 SH SOLE 233544 Microfinancial Inc COM 595072109 8 1900 SH SOLE 1900 Micron Technology In COM 595112103 4109 1014468 SH SOLE 1014468 Microsemiconductor COM 595137100 3677 144316 SH SOLE 144316 Mid-Amer Apt Cmntys COM 59522J103 2427 49397 SH SOLE 49397 Midas Group Inc COM 595626102 94 6800 SH SOLE 6800 Middleby Corp COM 596278101 2200 40500 SH SOLE 40500 Middlesex Water Co COM 596680108 105 6000 SH SOLE 6000 Midway Games Inc COM 598148104 13 5600 SH SOLE 5600 Midwest Banc Holding COM 598251106 38 9520 SH SOLE 9520 Miller Herman Inc COM 600544100 2629 107430 SH SOLE 107430 Millipore Corp COM 601073109 4085 59379 SH SOLE 59379 Mine Safety Applianc COM 602720104 1970 51674 SH SOLE 51674 Minerals Technologie COM 603158106 2896 48791 SH SOLE 48791 Mips Technologies In COM 604567107 4 1100 SH SOLE 1100 Mirant Corp New COM 60467R100 2190 119747 SH SOLE 119747 Mission West Pptys I COM 605203108 1960 201200 SH SOLE 201200 Mitsubishi Hvy Ind COM 606793107 2806 668000 SH SOLE 668000 Mobile Telesystems O SPONSORED ADR 607409109 48 860 SH SOLE 860 Mobile Mini COM 60740F105 1266 65493 SH SOLE 65493 Mocon Inc COM 607494101 6 600 SH SOLE 600 Mod Pac Corp COM 607495108 2 500 SH SOLE 500 Modine Mfg Co COM 607828100 1022 70606 SH SOLE 70606 Mohawk Inds Inc COM 608190104 2365 35093 SH SOLE 35093 Molex Inc COM 608554101 6434 286610 SH SOLE 286610 Molex Inc CL A 608554200 61 2930 SH SOLE 2930 Molina Healthcare In COM 60855R100 4353 140405 SH SOLE 140405 Molson Coors Brewing CL B 60871R209 9907 211910 SH SOLE 211910 Momenta Pharmaceutic COM 60877T100 52 4000 SH SOLE 4000 Monaco Coach Corp COM 60886R103 18 9335 SH SOLE 9335 Monarch Casino & Res COM 609027107 91 8000 SH SOLE 8000
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Moneygram Intl Inc COM 60935Y109 11 7500 SH SOLE 7500 Monolithic Pwr Sys I COM 609839105 752 43300 SH SOLE 43300 Monro Muffler Brake COM 610236101 85 3675 SH SOLE 3675 Monsanto Co New COM 61166W101 114658 1158393 SH SOLE 1158393 Monster Worldwide In COM 611742107 2447 164122 SH SOLE 164122 Monterey Pasta Co COM 612570101 1 700 SH SOLE 700 Moodys Corp COM 615369105 10597 311671 SH SOLE 311671 Moog Inc 'a' CL A 615394202 3429 79974 SH SOLE 79974 Morgan Stanley COM NEW 617446448 37994 1651915 SH SOLE 1651915 Morgans Hotel Group COM 61748W108 56 5100 SH SOLE 5100 Morningstar Inc COM 617700109 202 3635 SH SOLE 3635 Mosaic Co COM 61945A107 8010 117755 SH SOLE 117755 Mosys Inc COM 619718109 5 1200 SH SOLE 1200 Mothers Wk Inc COM 619903107 65 4700 SH SOLE 4700 Motorola Inc COM 620076109 24034 3366114 SH SOLE 3366114 Movado Group Inc COM 624580106 2137 95600 SH SOLE 95600 Move Inc Com COM 62458M108 478 225572 SH SOLE 225572 Mueller Inds Inc COM 624756102 2247 97654 SH SOLE 97654 Mueller Wtr Prods In COM SER A 624758108 1298 144491 SH SOLE 144491 Mueller Wtr Prods In COM SER B 624758207 124 19139 SH SOLE 19139 Multi Color Corp COM 625383104 63 2625 SH SOLE 2625 Multi Fineline Elect COM 62541B101 61 4120 SH SOLE 4120 Multimedia Games Inc COM 625453105 21 4780 SH SOLE 4780 Murphy Oil Corp COM 626717102 16511 257422 SH SOLE 257422 Mutualfirst Finl Inc COM 62845B104 20 2000 SH SOLE 2000 Myers Inds Inc COM 628464109 181 14385 SH SOLE 14385 Mylan Labs Inc COM 628530107 3358 294021 SH SOLE 294021 Myriad Genetics Inc COM 62855J104 4851 74765 SH SOLE 74765 Nbt Bancorp Inc COM 628778102 3738 124940 SH SOLE 124940 Nbty Inc COM 628782104 2948 99880 SH SOLE 99880 Nci Building Sys Inc COM 628852105 1294 40751 SH SOLE 40751 Ncr Corp New COM 62886E108 17402 789228 SH SOLE 789228 Nasb Finl Inc COM 628968109 33 1003 SH SOLE 1003 Ngas Resources Inc COM 62912T103 19 4000 SH SOLE 4000 Nii Hldgs Inc CL B NEW 62913F201 3189 84111 SH SOLE 84111 Nl Inds Inc COM NEW 629156407 276 26906 SH SOLE 26906 Nn Inc COM 629337106 75 5800 SH SOLE 5800 Nps Pharmaceuticals COM 62936P103 186 26000 SH SOLE 26000 Nrg Energy Inc COM NEW 629377508 3094 124990 SH SOLE 124990
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Nvr Inc COM 62944T105 3261 5701 SH SOLE 5701 Nymagic Inc COM 629484106 53 2100 SH SOLE 2100 Nyse Euronext COM 629491101 14776 377120 SH SOLE 377120 Nabi Biopharmaceutic COM 629519109 479 102800 SH SOLE 102800 Nacco Inds Inc COM 629579103 1322 13984 SH SOLE 13984 Nalco Holding Compan COM 62985Q101 1148 61913 SH SOLE 61913 Nam Tai Electrs Inc COM PAR $0.02 629865205 109 13360 SH SOLE 13360 Nanometrics Inc COM 630077105 1 300 SH SOLE 300 Napster Inc COM 630797108 2 724 SH SOLE 724 Nara Bancorp Inc COM 63080P105 90 8080 SH SOLE 8080 Nasdaq Stock Martket COM 631103108 3244 106123 SH SOLE 106123 Nash Finch Co COM 631158102 152 3530 SH SOLE 3530 Natco Group Inc CL A 63227W203 1567 39000 SH SOLE 39000 Natl Bk Cda Montrl Q COM 633067103 174 3806 SH SOLE 3806 National Beverage Co COM 635017106 80 9000 SH SOLE 9000 National Cinemedia I COM 635309107 707 64000 SH SOLE 64000 National City Corp COM 635405103 1789 1022136 SH SOLE 1022136 National Healthcare COM 635906100 369 7838 SH SOLE 7838 National Finl Partne COM 63607P208 1133 75563 SH SOLE 75563 National Fuel Gas Co COM 636180101 6289 149092 SH SOLE 149092 National Health Invs COM 63633D104 1501 43903 SH SOLE 43903 National Instrs Corp COM 636518102 1220 40615 SH SOLE 40615 National-Oilwell Inc COM 637071101 45436 904550 SH SOLE 904550 Natl Penn Bancshares COM 637138108 2172 148776 SH SOLE 148776 National Presto Inds COM 637215104 93 1245 SH SOLE 1245 National Retail Prop COM 637417106 3272 136601 SH SOLE 136601 National Semiconduct COM 637640103 12635 734142 SH SOLE 734142 National Westn Lfe COM 638522102 1321 5458 SH SOLE 5458 Nationwide Finl Svcs CL A 638612101 6402 129788 SH SOLE 129788 Nationwide Health Pp COM 638620104 1854 51535 SH SOLE 51535 Natural Gas Services COM 63886Q109 131 7500 SH SOLE 7500 Navigators Group Inc COM 638904102 1419 24470 SH SOLE 24470 Natural Resource Par COM UTIL L P 63900P103 1424 56211 SH SOLE 56211 Nautilus Group Inc COM 63910B102 126 27500 SH SOLE 27500 Navarre Corp COM 639208107 16 10903 SH SOLE 10903 Navigant Consulting COM 63935N107 1728 86873 SH SOLE 86873 Neenah Paper Inc COM 640079109 60 3046 SH SOLE 3046 Nektar Therapeutics COM 640268108 532 148071 SH SOLE 148071 Nelnet Inc CL A 64031N108 1191 83900 SH SOLE 83900
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Neogen Corp COM 640491106 26 937 SH SOLE 937 Ness Technologies In COM 64104X108 44 3800 SH SOLE 3800 Net 1 Ueps Technolog COM NEW 64107N206 60 2680 SH SOLE 2680 Netapp Inc COM 64110D104 9428 517152 SH SOLE 517152 Netflix Com Inc COM 64110L106 811 26255 SH SOLE 26255 Netgear Inc COM 64111Q104 908 60500 SH SOLE 60500 Netscout Sys Inc COM 64115T104 78 7300 SH SOLE 7300 Network Equip Techno COM 641208103 17 5000 SH SOLE 5000 Neurocrine Bioscienc COM 64125C109 7 1400 SH SOLE 1400 Neustar Inc CL A 64126X201 2762 138870 SH SOLE 138870 New Jersey Res COM 646025106 2800 78018 SH SOLE 78018 New York & Co Inc COM 649295102 79 8300 SH SOLE 8300 New York Cmnty Banco COM 649445103 3063 182432 SH SOLE 182432 New York Times Co COM 650111107 2747 192233 SH SOLE 192233 Newalliance Bancshar COM 650203102 3093 205786 SH SOLE 205786 Newcastle Invt Corp COM 65105M108 480 75560 SH SOLE 75560 Newell Rubbermaid In COM 651229106 7023 406879 SH SOLE 406879 Newfield Expl Co COM 651290108 2229 69666 SH SOLE 69666 Newmarket Corp COM 651587107 1505 28635 SH SOLE 28635 Newmont Mng Corp Hld COM 651639106 24018 619672 SH SOLE 619672 Newpark Res Inc COM PAR $.01 NEW 651718504 1271 174050 SH SOLE 174050 Newport Corp COM 651824104 696 64567 SH SOLE 64567 News Corp Ltd CL A 65248E104 41439 3456168 SH SOLE 3456168 News Corp CL B 65248E203 254 20920 SH SOLE 20920 Newstar Financial In COM 65251F105 97 12000 SH SOLE 12000 Nexen Inc COM 65334H102 2117 91133 SH SOLE 91133 Nexstar Broadcasting CL A 65336K103 22 10100 SH SOLE 10100 Nicor Inc COM 654086107 5242 118190 SH SOLE 118190 Nike Inc COM 654106103 84510 1263228 SH SOLE 1263228 99 Cents Only Stores COM 65440K106 940 85672 SH SOLE 85672 Nisource Inc COM 65473P105 6311 427557 SH SOLE 427557 Nobel Learning Cmnty COM 654889104 8 500 SH SOLE 500 Noble Energy Inc COM 655044105 62923 1131907 SH SOLE 1131907 Nordson Corp COM 655663102 3094 62998 SH SOLE 62998 Nordstrom Inc COM 655664100 8052 279404 SH SOLE 279404 Norfolk Southern Cor COM 655844108 37960 573324 SH SOLE 573324 Nortel Networks Corp COM NEW 656568508 48 21739 SH SOLE 21739 Nortel Networks Corp COM NEW 656568508 16 7097 SH SOLE 7097 North Valley Bancorp COM 66304M105 9 1500 SH SOLE 1500
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Northeast Utils COM 664397106 10218 398353 SH SOLE 398353 Northern Tr Corp COM 665859104 63939 885582 SH SOLE 885582 Northrim Bancorp Inc COM 666762109 54 3281 SH SOLE 3281 Northrop Corp COM 666807102 73800 1219025 SH SOLE 1219025 Northstar Rlty Fin C COM 66704R100 765 98700 SH SOLE 98700 Northwest Airls Corp COM 667280408 722 80000 SH SOLE 80000 Northwest Bancorp In COM 667328108 1211 43973 SH SOLE 43973 Northwest Nat Gas Co COM 667655104 2872 55240 SH SOLE 55240 Northwest Pipe Co COM 667746101 70 1600 SH SOLE 1600 Northwestern Corp COM NEW 668074305 2016 80237 SH SOLE 80237 Nova Chemicals Corp COM 66977W109 47 2136 SH SOLE 2136 Novartis Ag SPONSORED ADR 66987V109 26449 506497 SH SOLE 506497 Nu Horizons Electrs COM 669908105 28 7000 SH SOLE 7000 Novastar Finl Inc COM NEW 669947889 1 500 SH SOLE 500 Novell Inc COM 670006105 8566 1666593 SH SOLE 1666593 Novellus Sys Inc COM 670008101 3260 165981 SH SOLE 165981 Noven Pharmaceutical COM 670009109 68 5800 SH SOLE 5800 Nu Skin Enterprises COM 67018T105 1650 101732 SH SOLE 101732 Nstar COM 67019E107 2182 65126 SH SOLE 65126 Ntelos Hldgs Corp COM 67020Q107 1168 43440 SH SOLE 43440 Nuance Communication COM 67020Y100 830 68129 SH SOLE 68129 Nucor Corp COM 670346105 17945 454316 SH SOLE 454316 Nustar Energy Lp UNIT COM 67058H102 785 18495 SH SOLE 18495 Nustar Gp Holdings Llc UNIT RESTG LLC 67059L102 919 52500 SH SOLE 52500 Nutraceutical Intl C COM 67060Y101 55 5000 SH SOLE 5000 Nvidia Corp COM 67066G104 8366 781139 SH SOLE 781139 Nutri Sys Inc New COM 67069D108 918 51778 SH SOLE 51778 Nuvasive Inc COM 670704105 2955 59900 SH SOLE 59900 Nyfix Inc COM 670712108 2 750 SH SOLE 750 O Charleys Inc COM 670823103 100 11475 SH SOLE 11475 Oge Energy Corp COM 670837103 1323 42845 SH SOLE 42845 Om Group Inc COM 670872100 1251 55615 SH SOLE 55615 Osi Pharmaceuticals COM 671040103 12085 245190 SH SOLE 245190 Osi Systems Inc COM 671044105 150 6390 SH SOLE 6390 Oyo Geospace Corp COM 671074102 12 300 SH SOLE 300 Occidental Pete Corp COM 674599105 190758 2707705 SH SOLE 2707705 Oceaneering Intl Inc COM 675232102 1450 27200 SH SOLE 27200 Oceanfirst Finl Corp COM 675234108 55 3050 SH SOLE 3050 Och Ziff Cap Mgmt Group CL A 67551U105 392 33500 SH SOLE 33500
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Ocwen Finl Corp COM NEW 675746309 563 69930 SH SOLE 69930 Odyssey Healthcare I COM 67611V101 66 6550 SH SOLE 6550 Odyssey Re Hldgs Cor COM 67612W108 345 7874 SH SOLE 7874 Office Depot Inc COM 676220106 2518 432646 SH SOLE 432646 Officemax Inc Del COM 67622P101 1305 146755 SH SOLE 146755 Oil Dri Corp Amer COM 677864100 8 500 SH SOLE 500 Oil Sts Intl Inc COM 678026105 9016 255052 SH SOLE 255052 Old Dominion Fght Li COM 679580100 1886 66539 SH SOLE 66539 Old Natl Bancp Ind COM 680033107 2522 125952 SH SOLE 125952 Old Rep Intl Corp COM 680223104 1904 149306 SH SOLE 149306 Old Second Bancorp I COM 680277100 42 2275 SH SOLE 2275 Olin Corp COM PAR $1 680665205 2523 130066 SH SOLE 130066 Olympic Steel Inc COM 68162K106 47 1600 SH SOLE 1600 Omnicare Inc COM 681904108 32676 1135783 SH SOLE 1135783 Omnicom Group COM 681919106 33672 873247 SH SOLE 873247 Omega Healthcare Inv COM 681936100 2450 124632 SH SOLE 124632 Omrix Biopharmaceuti COM 681989109 99 5500 SH SOLE 5500 Omega Flex Inc COM 682095104 16 700 SH SOLE 700 Omnivision Technolog COM 682128103 1161 101753 SH SOLE 101753 Omnova Solutions Inc COM 682129101 31 15800 SH SOLE 15800 Omniture Inc COM 68212S109 1381 75200 SH SOLE 75200 Omnicell Inc COM 68213N109 813 61800 SH SOLE 61800 On Assignment Inc COM 682159108 37 4700 SH SOLE 4700 On Semiconductor Cor COM 682189105 1141 168839 SH SOLE 168839 One Liberty Fireston COM 682406103 53 3000 SH SOLE 3000 1 800 Flowers Com CL A 68243Q106 45 7500 SH SOLE 7500 Oneok Inc New COM 682680103 5443 158232 SH SOLE 158232 Oneok Partners Lp UNIT LTD PARTN 68268N103 1385 27300 SH SOLE 27300 Onyx Pharmaceuticals COM 683399109 3436 94966 SH SOLE 94966 Vimpel Communicati SPONSORED ADR 68370R109 27 1328 SH SOLE 1328 Open Text Corp COM 683715106 12 350 SH SOLE 350 Openwave Sys Inc COM 683718308 15 12206 SH SOLE 12206 Opnet Technologies I COM 683757108 44 3600 SH SOLE 3600 Oplink Communication COM NEW 68375Q403 8 657 SH SOLE 657 Opnext Inc COM 68375V105 32 6900 SH SOLE 6900 Oracle Systems Corp COM 68389X105 130092 6405304 SH SOLE 6405304 Optionsxpress Hldgs COM 684010101 3749 193041 SH SOLE 193041 Orasure Technologies COM 68554V108 7 1500 SH SOLE 1500 Orbital Sciences Cor COM 685564106 2533 105691 SH SOLE 105691
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Orbitz Worldwide Inc COM 68557K109 237 40400 SH SOLE 40400 Orchid Cellmark Inc COM 68573C107 1 280 SH SOLE 280 O Reilly Automotive COM 686091109 1780 66477 SH SOLE 66477 Oriental Finl Group COM 68618W100 74 4118 SH SOLE 4118 Oritani Finl Corp COM 686323106 158 9400 SH SOLE 9400 Ormat Technologies I COM 686688102 133 3660 SH SOLE 3660 Oshkosh Truck Corp COM 688239201 539 40948 SH SOLE 40948 Otter Tail Corp COM 689648103 1595 51889 SH SOLE 51889 Overseas Shipholdng COM 690368105 806 13820 SH SOLE 13820 Owens & Minor Inc Ne COM 690732102 7252 149527 SH SOLE 149527 Owens Corning New COM 690742101 1652 69100 SH SOLE 69100 Owens Ill Inc COM NEW 690768403 18165 617863 SH SOLE 617863 Oxford Inds Inc COM 691497309 869 33628 SH SOLE 33628 Oxigene Inc COM 691828107 1 900 SH SOLE 900 Pab Bankshares Inc COM 69313P101 5 714 SH SOLE 714 P C Connection COM 69318J100 66 9800 SH SOLE 9800 Pc Mall Inc COM 69323K100 35 5100 SH SOLE 5100 Pc-Tel Inc COM 69325Q105 60 6400 SH SOLE 6400 Pdi Inc COM 69329V100 23 2900 SH SOLE 2900 Pdl Biopharma Inc COM 69329Y104 1953 209740 SH SOLE 209740 Pg&E Corp COM 69331C108 40683 1086341 SH SOLE 1086341 Phh Corp COM NEW 693320202 1989 149639 SH SOLE 149639 P F Changs China Bis COM 69333Y108 945 40147 SH SOLE 40147 Pico Hldgs Inc COM NEW 693366205 964 26845 SH SOLE 26845 Phi Inc COM NON VTG 69336T205 256 6925 SH SOLE 6925 Plx Technology Inc COM 693417107 7 1300 SH SOLE 1300 Pma Cap Corp CL A 693419202 84 9570 SH SOLE 9570 Pmc Coml Tr COM 693434102 11 1500 SH SOLE 1500 Pmc-Sierra Inc COM 69344F106 2879 388048 SH SOLE 388048 Pmi Group Inc COM 69344M101 84 28535 SH SOLE 28535 Pnc Financial Corp COM 693475105 38166 510928 SH SOLE 510928 Pnm Res Inc COM 69349H107 1494 145945 SH SOLE 145945 Ppg Inds Inc COM 693506107 14459 247933 SH SOLE 247933 Ppl Corp COM 69351T106 20404 551175 SH SOLE 551175 Ps Business Pks Inc COM 69360J107 1690 29348 SH SOLE 29348 Pss World Med Inc COM 69366A100 2440 125136 SH SOLE 125136 Paccar Inc COM 693718108 21019 550381 SH SOLE 550381 Pacer Intl Inc Tenn COM 69373H106 1036 62878 SH SOLE 62878 Pacific Cap Bancorp COM 69404P101 1879 92356 SH SOLE 92356
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Pacific Sunwear Cali COM 694873100 918 136386 SH SOLE 136386 Packaging Corp Amer COM 695156109 5702 245973 SH SOLE 245973 Pactiv Corp COM 695257105 5005 201561 SH SOLE 201561 Pacwest Bancorp Del COM 695263103 1638 57296 SH SOLE 57296 Paetec Holding Corp COM 695459107 402 187100 SH SOLE 187100 Pain Therateutics In COM 69562K100 72 7400 SH SOLE 7400 Pall Corp COM 696429307 5388 156663 SH SOLE 156663 Palm Harbor Homes COM 696639103 194 19600 SH SOLE 19600 Palm Inc New COM 696643105 1262 211413 SH SOLE 211413 Panera Bread Co COM 69840W108 2783 54675 SH SOLE 54675 Panhandle Royalty Co CL A 698477106 57 2000 SH SOLE 2000 Pantry Inc COM 698657103 104 4920 SH SOLE 4920 Papa Johns Intl Inc COM 698813102 1213 44665 SH SOLE 44665 Par Pharmaceutical C COM 69888P106 1609 130950 SH SOLE 130950 Parallel Pete Corp D COM 699157103 737 78200 SH SOLE 78200 Parametric Technolog COM 699173209 5096 276946 SH SOLE 276946 Parexel Intl Corp COM 699462107 2896 101038 SH SOLE 101038 Park Electrochemical COM 700416209 146 6010 SH SOLE 6010 Park Natl Corp COM 700658107 1631 20908 SH SOLE 20908 Park Ohio Hldgs Corp COM 700666100 102 5700 SH SOLE 5700 Parker Drilling Co COM 701081101 1706 212715 SH SOLE 212715 Parker Hannifin Corp COM 701094104 13789 260165 SH SOLE 260165 Parkervision Inc COM 701354102 4 400 SH SOLE 400 Parkway Pptys Inc COM 70159Q104 981 25920 SH SOLE 25920 Patriot Coal Corp COM 70336T104 2716 93500 SH SOLE 93500 Patterson Companies COM 703395103 5599 184128 SH SOLE 184128 Patterson Uti Energy COM 703481101 7293 364266 SH SOLE 364266 Paychex Inc COM 704326107 24727 748612 SH SOLE 748612 Peabody Energy Corp COM 704549104 15697 348830 SH SOLE 348830 Pediatrix Med Group COM 705324101 1661 30809 SH SOLE 30809 Peets Coffee & Tea I COM 705560100 50 1800 SH SOLE 1800 Penford Corp COM 707051108 127 7200 SH SOLE 7200 Penn Natl Gaming Inc COM 707569109 1031 38800 SH SOLE 38800 Penn Treaty Amern Co COM NEW 707874400 6 4040 SH SOLE 4040 Penn Va Corp COM 707882106 4169 78018 SH SOLE 78018 Penn Va Resources Pa COM 707884102 766 46446 SH SOLE 46446 Penn Va Gp Hldgs L P COM UNIT R LIM 70788P105 115 5500 SH SOLE 5500 Jc Penney Co COM 708160106 11304 339052 SH SOLE 339052 Pennsylvania Rl Est SH BEN INT 709102107 1367 72532 SH SOLE 72532
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Penske Automotive Grp I COM 70959W103 880 76711 SH SOLE 76711 Penson Worldwide Inc COM 709600100 166 12000 SH SOLE 12000 Pentair Inds Inc COM 709631105 2097 60650 SH SOLE 60650 Peoples Bancorp Inc COM 709789101 32 1475 SH SOLE 1475 Peoples Finl Corp Mi COM 71103B102 57 3000 SH SOLE 3000 Peoples United Financia COM 712704105 3367 174932 SH SOLE 174932 Pep Boys Manny Moe&J COM 713278109 657 106259 SH SOLE 106259 Pepco Holdings Inc. COM 713291102 5538 241739 SH SOLE 241739 Pepsi-Cola Bottling COM 713409100 6517 223410 SH SOLE 223410 Pepsiamericas Inc COM 71343P200 897 43280 SH SOLE 43280 Pepsico Inc COM 713448108 166831 2340834 SH SOLE 2340834 Performance Technolo COM 71376K102 7 1600 SH SOLE 1600 Pericom Semiconducto COM 713831105 6 600 SH SOLE 600 Perini Corp COM 713839108 1272 49310 SH SOLE 49310 Perkinelmer Inc COM 714046109 18062 723349 SH SOLE 723349 Perot Sys Corp COM 714265105 2661 153347 SH SOLE 153347 Perrigo Co COM 714290103 4242 110300 SH SOLE 110300 Petrohawk Energy Cor COM 716495106 1964 90800 SH SOLE 90800 Petroleum Dev Corp COM 716578109 1334 30058 SH SOLE 30058 Petroquest Energy In COM 716748108 1265 82385 SH SOLE 82385 Petsmart Inc COM 716768106 1827 73935 SH SOLE 73935 Pfizer Inc COM 717081103 319626 17333302 SH SOLE 17333302 Pharmaceutical Prod COM 717124101 3623 87611 SH SOLE 87611 Pharmanet Dev Group COM 717148100 74 10195 SH SOLE 10195 Pharmerica Corp com 71714F104 1113 49478 SH SOLE 49478 Phase Forward Inc COM 71721R406 1495 71500 SH SOLE 71500 Philadelphia Cons Hl COM 717528103 2017 34445 SH SOLE 34445 Philip Morris Intl Inc COM 718172109 170076 3535887 SH SOLE 3535887 Philippine Long Distanc SPONSORED ADR 718252109 9 150 SH SOLE 150 Koninklijke Philips Ele COM 718337108 5652 210842 SH SOLE 210842 Phillips Van Heusen COM 718592108 1280 33770 SH SOLE 33770 Phoenix Cos Inc New COM 71902E109 1955 211572 SH SOLE 211572 Phoenix Technology L COM 719153108 33 4100 SH SOLE 4100 Photon Dynamics Inc COM 719364101 52 3400 SH SOLE 3400 Photronic Labs Inc COM 719405102 559 297319 SH SOLE 297319 Pharmacopeia Drug Di COM 7171EP101 1 650 SH SOLE 650 Piedmont Nat Gas Inc COM 720186105 4280 133927 SH SOLE 133927 Pier I Imports Inc COM 720279108 694 167937 SH SOLE 167937 Pike Elec Corp COM 721283109 70 4720 SH SOLE 4720
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Pilgrim Pride Corp COM 721467108 204 81820 SH SOLE 81820 Pinnacle Airl Corp COM 723443107 49 12400 SH SOLE 12400 Pinnacle Entmt Inc COM 723456109 843 111570 SH SOLE 111570 Pinnacle Finl Partne COM 72346Q104 15 475 SH SOLE 475 Pinnacle West Cap Co COM 723484101 7301 212180 SH SOLE 212180 Pioneer Drilling Co COM 723655106 1273 95691 SH SOLE 95691 Pioneer Nat Res Co COM 723787107 9196 175894 SH SOLE 175894 Piper Jaffray Cos COM 724078100 1652 38194 SH SOLE 38194 Pitney Bowes Inc COM 724479100 17323 520845 SH SOLE 520845 Plains All Amern Pip COM 726503105 1994 50327 SH SOLE 50327 Plains Expl & Prodtn COM 726505100 1875 53315 SH SOLE 53315 Planar Sys Inc COM 726900103 9 3700 SH SOLE 3700 Plantronics Inc New COM 727493108 4045 179603 SH SOLE 179603 Plato Learning Inc COM 72764Y100 4 1433 SH SOLE 1433 Playboy Enterprises CL B 728117300 33 8400 SH SOLE 8400 Plexus Corp COM 729132100 1721 83142 SH SOLE 83142 Plug Power Inc COM 72919P103 2 2248 SH SOLE 2248 Plum Creek Timber Co COM 729251108 12967 260065 SH SOLE 260065 Polaris Inds Inc COM 731068102 2799 61523 SH SOLE 61523 Polo Ralph Lauren Co COM 731572103 15192 227971 SH SOLE 227971 Polycom Inc COM 73172K104 1262 54550 SH SOLE 54550 Polyone Corp COM 73179P106 2460 381390 SH SOLE 381390 Polypore Intl Inc COM 73179V103 609 28300 SH SOLE 28300 Pomeroy It Solutions COM 731822102 39 8700 SH SOLE 8700 Pool Corporation COM 73278L105 2219 95119 SH SOLE 95119 Popular Inc COM 733174106 1949 235066 SH SOLE 235066 Portfolio Recovery A COM 73640Q105 1269 26088 SH SOLE 26088 Portland Gen Elec Co COM NEW 736508847 4799 202845 SH SOLE 202845 Post Pptys Inc COM 737464107 2218 79292 SH SOLE 79292 Potash Corp Sask Inc COM 73755L107 6842 52721 SH SOLE 52721 Potlatch Corp New COM 737630103 3353 72276 SH SOLE 72276 Powell Inds Inc COM 739128106 93 2270 SH SOLE 2270 Power Corp Cda COM 739239101 1784 60792 SH SOLE 60792 Power Integrations I COM 739276103 1084 44962 SH SOLE 44962 Power-One Inc COM 739308104 9 6000 SH SOLE 6000 Powershs Dyn Mkt DYNAMIC MKT PT 73935X104 474 11750 SH SOLE 11750 Powerwave Technologi COM 739363109 166 41843 SH SOLE 41843 Pozen Inc COM 73941U102 14 1300 SH SOLE 1300 Praxair Inc COM 74005P104 33206 462859 SH SOLE 462859
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Pre Paid Legal Svcs COM 740065107 770 18660 SH SOLE 18660 Precision Castparts COM 740189105 15728 199646 SH SOLE 199646 Premiere Global Svcs COM 740585104 1996 141960 SH SOLE 141960 Presidential Life Co COM 740884101 100 6345 SH SOLE 6345 Presstek Inc COM 741113104 6 1100 SH SOLE 1100 Prestige Brands Hldg COM 74112D101 44 5010 SH SOLE 5010 T.Rowe Price Group I COM 74144T108 20270 377400 SH SOLE 377400 Priceline Com Inc COM 741503403 1355 19803 SH SOLE 19803 Pricesmart Inc COM 741511109 445 26600 SH SOLE 26600 Pride Intl Inc Del COM 74153Q102 2676 90384 SH SOLE 90384 Primedia Inc COM NEW 74157K846 18 7229 SH SOLE 7229 Principal Financial COM 74251V102 16985 390556 SH SOLE 390556 Proassurance Corp COM 74267C106 3500 62504 SH SOLE 62504 Procter & Gamble Co COM 742718109 409867 5881284 SH SOLE 5881284 Privatebancorp Inc COM 742962103 1789 42931 SH SOLE 42931 Progress Energy Inc COM 743263105 38245 886737 SH SOLE 886737 Progress Software Co COM 743312100 1950 75030 SH SOLE 75030 Progressive Corp Ohi COM 743315103 18072 1038633 SH SOLE 1038633 Proliance Intl Inc COM 74340R104 1 872 SH SOLE 872 Prologis Tr COM 743410102 28287 685420 SH SOLE 685420 Prospect Energy Corp COM 74348T102 29 2300 SH SOLE 2300 Prosperity Bancshare COM 743606105 2528 74365 SH SOLE 74365 Protective Life Corp COM 743674103 1180 41392 SH SOLE 41392 Provident Bankshares COM 743859100 125 12887 SH SOLE 12887 Provident Finl Hldgs COM 743868101 7 750 SH SOLE 750 Provident Finl Svcs COM 74386T105 1697 102758 SH SOLE 102758 Provident New York B COM 744028101 994 75185 SH SOLE 75185 Prudential Finl Inc COM 744320102 100612 1397391 SH SOLE 1397391 Psychiatric Solution COM 74439H108 3823 100749 SH SOLE 100749 Public Svc Enterpris COM 744573106 24760 755108 SH SOLE 755108 Public Storage Inc COM 74460D109 17475 176497 SH SOLE 176497 Puget Energy Inc New COM 745310102 1768 66219 SH SOLE 66219 Pulte Homes Corp COM 745867101 15340 1098051 SH SOLE 1098051 Qlogic Corp COM 747277101 12912 840607 SH SOLE 840607 Quaker Chem Corp COM 747316107 60 2100 SH SOLE 2100 Qualcomm Inc COM 747525103 104358 2428631 SH SOLE 2428631 Quality Sys Inc COM 747582104 1171 27702 SH SOLE 27702 Quanex Building Product COM 747619104 966 63379 SH SOLE 63379 Quanta Svcs Inc COM 74762E102 2208 81762 SH SOLE 81762
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Quantum-Dlt&Storage COM DSSG 747906204 38 36075 SH SOLE 36075 Quest Resource Corp COM NEW 748349305 11 4000 SH SOLE 4000 Quest Diagnostics In COM 74834L100 20489 396538 SH SOLE 396538 Quest Software Inc COM 74834T103 1514 119268 SH SOLE 119268 Questar Corp COM 748356102 10052 245641 SH SOLE 245641 Quicksilver Resource COM 74837R104 890 45340 SH SOLE 45340 Quiksilver Inc COM 74838C106 1284 223662 SH SOLE 223662 Quixote Corp COM 749056107 11 1300 SH SOLE 1300 Qwest Communications COM 749121109 20290 6281870 SH SOLE 6281870 Rait Invt Tr COM 749227104 178 32483 SH SOLE 32483 Rcn Corp COM NEW 749361200 901 73488 SH SOLE 73488 Rc2 Corp COM 749388104 126 6320 SH SOLE 6320 R H Donnelley Corp COM NEW 74955W307 35 17466 SH SOLE 17466 Rli Corp COM 749607107 2525 40665 SH SOLE 40665 Rpc Inc COM 749660106 985 70079 SH SOLE 70079 Rpm International COM 749685103 910 47065 SH SOLE 47065 Rsc Holdings Inc COM 74972L102 339 29800 SH SOLE 29800 Rti Intl Metals Inc COM 74973W107 732 37406 SH SOLE 37406 Rti Biologics Inc COM 74975N105 16 1700 SH SOLE 1700 Rf Microdevices Inc COM 749941100 1510 516989 SH SOLE 516989 Rackable Sys Inc COM 750077109 1180 120241 SH SOLE 120241 Radian Group Inc COM 750236101 122 24230 SH SOLE 24230 Radiant Systems Inc COM 75025N102 33 3800 SH SOLE 3800 Radio One Inc CL A 75040P108 190 134962 SH SOLE 134962 Radio One Inc CL D NON VTG 75040P405 60 80630 SH SOLE 80630 Radioshack Corp COM 750438103 12060 697936 SH SOLE 697936 Radisys Corp COM 750459109 71 8200 SH SOLE 8200 Rambus Inc Del COM 750917106 418 32529 SH SOLE 32529 Ralcorp Hldgs Inc Ne COM 751028101 5122 75980 SH SOLE 75980 Ram Energy Resources COM 75130P109 12 4000 SH SOLE 4000 Ramco-Gershenson Ppt COM SH BEN INT 751452202 97 4330 SH SOLE 4330 Range Res Corp COM 75281A109 8854 206538 SH SOLE 206538 Raven Inds Inc COM 754212108 156 3965 SH SOLE 3965 Raymond James Finl I COM 754730109 13220 400834 SH SOLE 400834 Rayonier Inc COM 754907103 1948 41146 SH SOLE 41146 Raytheon Co COM 755111507 176204 3292917 SH SOLE 3292917 Rbc Bearings Inc COM 75524B104 1213 36000 SH SOLE 36000 Realnetworks Inc COM 75605L104 1105 217575 SH SOLE 217575 Realty Income Corp COM 756109104 1534 59940 SH SOLE 59940
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Red Hat Inc COM 756577102 1626 107883 SH SOLE 107883 Red Lion Hotels Corp COM 756764106 40 5000 SH SOLE 5000 Red Robin Gourmet Bu COM 75689M101 831 31007 SH SOLE 31007 Reddy Ice Hldgs Inc COM 75734R105 7 1910 SH SOLE 1910 Redwood Tr Inc COM 758075402 1311 60354 SH SOLE 60354 Regal Beloit Corp COM 758750103 2471 58112 SH SOLE 58112 Regal Entmt Group COM 758766109 7337 464982 SH SOLE 464982 Regency Ctrs Corp COM 758849103 2768 41502 SH SOLE 41502 Regency Energy Partn COM UNITS L P 75885Y107 1383 75420 SH SOLE 75420 Regeneron Pharmaceut COM 75886F107 2610 119549 SH SOLE 119549 Regions Finl Corp COM 7591EP100 10044 1046259 SH SOLE 1046259 Regis Corp Minn COM 758932107 5226 190024 SH SOLE 190024 Rehabcare Group Inc COM 759148109 205 11345 SH SOLE 11345 Reinsurance Group Amer CL A 759351406 3901 72240 SH SOLE 72240 Reis Inc COM 75936P105 8 1400 SH SOLE 1400 Reliance Steel & Alu COM 759509102 7159 188542 SH SOLE 188542 Reliant Res Inc COM 75952B105 10572 1438342 SH SOLE 1438342 Renaissance Learning COM 75968L105 73 5640 SH SOLE 5640 Renasant Corp COM 75970E107 64 2925 SH SOLE 2925 Rent A Ctr Inc New COM 76009N100 2991 134225 SH SOLE 134225 Republic Awys Hldgs COM 760276105 943 92510 SH SOLE 92510 Republic Bancorp Ky CL A 760281204 137 4521 SH SOLE 4521 Replidyne Inc COM 76028W107 4 3500 SH SOLE 3500 Republic Svcs Inc COM 760759100 3298 109992 SH SOLE 109992 Research Frontiers C COM 760911107 3 800 SH SOLE 800 Res-Care Inc COM 760943100 403 22225 SH SOLE 22225 Research In Motion L COM 760975102 5373 79664 SH SOLE 79664 Resmed Inc COM 761152107 1320 30708 SH SOLE 30708 Resource America Inc CL A 761195205 38 4000 SH SOLE 4000 Resource Cap Corp COM 76120W302 33 5500 SH SOLE 5500 Resources Connection COM 76122Q105 1916 85050 SH SOLE 85050 Retail Ventures Inc COM 76128Y102 90 23200 SH SOLE 23200 Rewards Network Inc COM 761557107 37 7355 SH SOLE 7355 Rex Energy Corporation COM 761565100 416 26400 SH SOLE 26400 Rex Stores Corp COM 761624105 46 3975 SH SOLE 3975 Reynolds American In COM 761713106 52847 1086941 SH SOLE 1086941 Richardson Electrs COM 763165107 51 8300 SH SOLE 8300 Rigel Pharmaceutical COM NEW 766559603 1441 61700 SH SOLE 61700 Riskmetrics Group Inc COM 767735103 630 32200 SH SOLE 32200
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Rite Aid Corp COM 767754104 102 121400 SH SOLE 121400 Riverbed Technology COM 768573107 597 47700 SH SOLE 47700 Robbins & Myers Inc COM 770196103 2790 90200 SH SOLE 90200 Robert Half Intl Inc COM 770323103 5695 230095 SH SOLE 230095 Rock-Tenn Co CL A 772739207 3159 79015 SH SOLE 79015 Rockwell Automation COM 773903109 8243 220753 SH SOLE 220753 Rockwell Collins Inc COM 774341101 11574 240670 SH SOLE 240670 Rockwood Hldgs Inc COM 774415103 6421 250240 SH SOLE 250240 Rocky Mnt Chocolate COM PAR $0.03 774678403 22 2427 SH SOLE 2427 Rofin Sinar Technolo COM 775043102 1869 61046 SH SOLE 61046 Rogers Communication CL B 775109200 3009 92680 SH SOLE 92680 Rogers Corp COM 775133101 1647 44537 SH SOLE 44537 Rohm & Haas Co COM 775371107 14333 204753 SH SOLE 204753 Rollins Inc COM 775711104 1592 83882 SH SOLE 83882 Roma Financial Corp COM 77581P109 37 2500 SH SOLE 2500 Roper Inds Inc New COM 776696106 2712 47611 SH SOLE 47611 Rosetta Resources In COM 777779307 3625 197437 SH SOLE 197437 Ross Stores Inc COM 778296103 2790 75801 SH SOLE 75801 Rowan Cos Inc COM 779382100 4599 150528 SH SOLE 150528 Royal Bancshares Pa CL A 780081105 13 2300 SH SOLE 2300 Royal Bk Cda Montrea COM 780087102 11058 232803 SH SOLE 232803 Royal Bk Cda Montrea COM 780087102 20 416 SH SOLE 416 Royal Gold Inc COM 780287108 1923 53468 SH SOLE 53468 Ruby Tuesday Inc COM 781182100 154 26570 SH SOLE 26570 Ruddick Corp COM 781258108 2109 64991 SH SOLE 64991 Rudolph Technologies COM 781270103 53 6298 SH SOLE 6298 Rush Enterpises Inc CL A 781846209 756 59087 SH SOLE 59087 Rush Enterpises Inc CL B 781846308 40 3150 SH SOLE 3150 Russ Berrie & Co COM 782233100 77 10055 SH SOLE 10055 Ryder Sys Inc COM 783549108 5785 93305 SH SOLE 93305 Ryland Group Inc COM 783764103 2136 80535 SH SOLE 80535 S & T Bancorp Inc COM 783859101 1619 43971 SH SOLE 43971 Sba Communications C COM 78388J106 1371 53005 SH SOLE 53005 Saic Inc COM 78390X101 1699 84000 SH SOLE 84000 Scm Microsystems Inc COM 784018103 3 1200 SH SOLE 1200 Scbt Financial Corp COM 78401V102 41 1100 SH SOLE 1100 Sei Corp COM 784117103 1872 84338 SH SOLE 84338 Si Intl Inc COM 78427V102 45 1500 SH SOLE 1500 Sjw Corp COM 784305104 45 1490 SH SOLE 1490
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Sl Green Rlty Corp COM 78440X101 2326 35899 SH SOLE 35899 Slm Corp COM 78442P106 7921 641874 SH SOLE 641874 Spdr S&P 500 UNIT SER 1 78462F103 1296 11172 SH SOLE 11172 Spss Inc COM 78462K102 2370 80733 SH SOLE 80733 Spx Corp COM 784635104 2931 38059 SH SOLE 38059 S1 Corporation COM 78463B101 79 12930 SH SOLE 12930 Sra Intl Inc COM 78464R105 1727 76310 SH SOLE 76310 Stec Inc COM 784774101 42 5400 SH SOLE 5400 Svb Finl Group COM 78486Q101 9404 162358 SH SOLE 162358 Saba Software Inc COM NEW 784932600 12 3849 SH SOLE 3849 Sws Group Inc COM 78503N107 396 19631 SH SOLE 19631 Sxc Health Solutions Co COM 78505P100 16 1041 SH SOLE 1041 S Y Bancorp Inc COM 785060104 90 2935 SH SOLE 2935 Safety Ins Group Inc COM 78648T100 1265 33339 SH SOLE 33339 Safeway Inc COM NEW 786514208 15868 668975 SH SOLE 668975 Saga Communications CL A 786598102 21 3683 SH SOLE 3683 Saia Inc COM 78709Y105 157 11800 SH SOLE 11800 St Joe Corp COM 790148100 1789 45770 SH SOLE 45770 St Jude Med Inc COM 790849103 26569 610929 SH SOLE 610929 St Mary Ld & Expl Co COM 792228108 1156 32413 SH SOLE 32413 Saks Inc COM 79377W108 634 68514 SH SOLE 68514 Salem Communications COM 794093104 12 9690 SH SOLE 9690 Salesforce Com Inc COM 79466L302 5457 112756 SH SOLE 112756 Salix Pharmaceutical COM 795435106 80 12495 SH SOLE 12495 Sally Beauty Hldgs I COM 79546E104 1263 146825 SH SOLE 146825 Sanderson Farms Inc COM 800013104 1115 30350 SH SOLE 30350 Sandisk Corp COM 80004C101 6073 310615 SH SOLE 310615 Sandridge Energy Inc COM 80007P307 980 50000 SH SOLE 50000 Sandy Spring Bancorp COM 800363103 104 4695 SH SOLE 4695 Sanfilippo John B & COM 800422107 84 9800 SH SOLE 9800 Sangamo Biosciences COM 800677106 9 1200 SH SOLE 1200 Sanmina-Sci Corp COM 800907107 1463 1045345 SH SOLE 1045345 Santander Bancorp COM 802809103 1143 105849 SH SOLE 105849 Sapient Corp COM 803062108 1407 189343 SH SOLE 189343 Sara Lee Corp COM 803111103 29227 2314127 SH SOLE 2314127 Sasol SPONSORED ADR 803866102 210 4966 SH SOLE 4966 Sauer-Danfoss Inc COM 804137107 845 34240 SH SOLE 34240 Saul Ctrs Inc COM 804395101 1020 20185 SH SOLE 20185 Savient Pharmaceutic COM 80517Q100 1142 76600 SH SOLE 76600
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Savvis Inc COM NEW 805423308 680 50600 SH SOLE 50600 Scana Corp New COM 80589M102 2847 73121 SH SOLE 73121 Scansource Inc COM 806037107 1419 49278 SH SOLE 49278 Schawk Inc CL A 806373106 40 2660 SH SOLE 2660 Schein Henry Inc COM 806407102 2716 50449 SH SOLE 50449 Schering Plough Corp COM 806605101 52606 2848208 SH SOLE 2848208 Schlumberger Ltd COM 806857108 136910 1753234 SH SOLE 1753234 Schnitzer Stl Inds COM 806882106 439 11190 SH SOLE 11190 Scholastic Corp COM 807066105 1199 46704 SH SOLE 46704 School Specialty Inc COM 807863105 998 31993 SH SOLE 31993 Schulman A Inc COM 808194104 1313 66379 SH SOLE 66379 Schwab Charles Cp Ne COM 808513105 37510 1442675 SH SOLE 1442675 Schweitzer-Mauduit I COM 808541106 135 7110 SH SOLE 7110 Sciele Pharma Inc COM 808627103 2173 70567 SH SOLE 70567 Scientific Games Cor COM 80874P109 720 31273 SH SOLE 31273 Scotts Co COM 810186106 584 24688 SH SOLE 24688 Scripps E W Co Ohio CL A 811054402 279 39514 SH SOLE 39514 Scripps Networks Intera CL A COM 811065101 2900 79879 SH SOLE 79879 Seaboard Corp COM 811543107 1498 1192 SH SOLE 1192 Seabright Insurance COM 811656107 39 3000 SH SOLE 3000 Seachange Intl Inc COM 811699107 61 6350 SH SOLE 6350 Seacoast Bkg Corp Fl COM 811707306 60 5570 SH SOLE 5570 Seacor Hldgs Inc COM 811904101 5429 68766 SH SOLE 68766 Sealed Air Corp New COM 81211K100 5307 241351 SH SOLE 241351 Sealy Corp COM 812139301 414 64130 SH SOLE 64130 Sears Hldgs Corp COM 812350106 11711 125249 SH SOLE 125249 Seattle Genetics Inc COM 812578102 775 72398 SH SOLE 72398 Secure Computing Cor COM 813705100 531 96919 SH SOLE 96919 Security Bank Corp COM 814047106 18 4400 SH SOLE 4400 Select Comfort Corp COM 81616X103 28 17270 SH SOLE 17270 Selective Ins Group COM 816300107 2332 101754 SH SOLE 101754 Semtech Corp COM 816850101 1765 126434 SH SOLE 126434 Sempra Energy COM 816851109 19880 393901 SH SOLE 393901 Semitool Inc COM 816909105 35 4300 SH SOLE 4300 Senior Hsg Pptys Tr COM 81721M109 1077 45190 SH SOLE 45190 Sensient Technologie COM 81725T100 2522 89670 SH SOLE 89670 Sepracor Inc COM 817315104 3440 187869 SH SOLE 187869 Service Corp Intl COM 817565104 1275 152510 SH SOLE 152510 Shaw Group Inc COM 820280105 1269 41309 SH SOLE 41309
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Shaw Communications CL B CONV 82028K200 168 8310 SH SOLE 8310 Royal Dutch Shell COM 822703104 15873 564324 SH SOLE 564324 Shenandoah Telecommu COM 82312B106 55 2500 SH SOLE 2500 Sherwin Williams Co COM 824348106 8886 155457 SH SOLE 155457 Shoe Carnival Inc COM 824889109 70 4300 SH SOLE 4300 Shore Bancshares Inc COM 825107105 19 750 SH SOLE 750 Shuffle Master Inc COM 825549108 14 2812 SH SOLE 2812 Siebert Finl Corp COM 826176109 9 2900 SH SOLE 2900 Sierra Pac Res COM 826428104 1283 133976 SH SOLE 133976 Sigma Aldrich Corp COM 826552101 23220 442952 SH SOLE 442952 Sigma Designs Inc COM 826565103 565 39700 SH SOLE 39700 Signature Bk New Yor COM 82669G104 1740 49899 SH SOLE 49899 Silicon Laboratories COM 826919102 590 19206 SH SOLE 19206 Silgan Holdings Inc COM 827048109 2786 54533 SH SOLE 54533 Silicon Storage Tech COM 827057100 73 22455 SH SOLE 22455 Silicon Image Inc COM 82705T102 801 150082 SH SOLE 150082 Simmons First Nation CL A $1 PAR 828730200 139 3900 SH SOLE 3900 Simon Ppty Group Inc COM 828806109 39134 403448 SH SOLE 403448 Simpson Manufacturin COM 829073105 1926 71079 SH SOLE 71079 Sims Group Ltd SPONS ADR 829160100 137 5945 SH SOLE 5945 Sinclair Broadcast G COM 829226109 488 96888 SH SOLE 96888 Sirona Dental System COM 82966C103 949 40755 SH SOLE 40755 Sirf Technology Hldg COM 82967H101 17 11165 SH SOLE 11165 Sirius Xm Radio Inc COM 82967N108 757 1327888 SH SOLE 1327888 Skechers U S A Inc COM 830566105 1161 68963 SH SOLE 68963 Skilled Healthcare Grou CL A 83066R107 143 9000 SH SOLE 9000 Skyline Corp COM 830830105 124 4685 SH SOLE 4685 Skywest Inc COM 830879102 2065 129212 SH SOLE 129212 Skyworks Solutions I COM 83088M102 2395 286507 SH SOLE 286507 Smith A O Corp 'b' COM 831865209 2723 69490 SH SOLE 69490 Smith Intl Inc COM 832110100 16130 275063 SH SOLE 275063 Smithfield Foods Inc COM 832248108 1006 63341 SH SOLE 63341 Smucker J M Co COM 832696405 1904 37564 SH SOLE 37564 Smurfit-Stone Contai COM 832727101 2253 479405 SH SOLE 479405 Snap On Tools Corp COM 833034101 9521 180794 SH SOLE 180794 Soapstone Networks Inc COM 833570104 1 375 SH SOLE 375 Solera Holdings Inc COM 83421A104 1511 52600 SH SOLE 52600 Sonic Corp COM 835451105 1601 109897 SH SOLE 109897 Sonic Automotive Inc COM 83545G102 507 59892 SH SOLE 59892
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Sonicwall Inc COM 835470105 59 11255 SH SOLE 11255 Sonoco Prods Co COM 835495102 27751 934990 SH SOLE 934990 Sonosite Inc COM 83568G104 50 1600 SH SOLE 1600 Sothebys Hldgs Inc COM 835898107 2470 123138 SH SOLE 123138 Sonus Networks Inc COM 835916107 1401 486548 SH SOLE 486548 Source Information M COM NEW 836151209 50 47680 SH SOLE 47680 Sourceforge Inc COM 83616W101 6 4527 SH SOLE 4527 South Finl Group Inc COM 837841105 1244 169755 SH SOLE 169755 South Jersey Inds In COM 838518108 1884 52780 SH SOLE 52780 Southern Co COM 842587107 42778 1134998 SH SOLE 1134998 Southern Copper Corp COM 84265V105 2830 148311 SH SOLE 148311 Southern Un Co New COM 844030106 1344 65086 SH SOLE 65086 Southwest Airls Co COM 844741108 18359 1265246 SH SOLE 1265246 Southwest Bancorp In COM 844767103 94 5300 SH SOLE 5300 Southwest Gas Corp COM 844895102 2255 74521 SH SOLE 74521 Southwestern Energy COM 845467109 14042 459788 SH SOLE 459788 Sovereign Bancorp In COM 845905108 2751 696353 SH SOLE 696353 Sovran Self Storage COM 84610H108 1847 41336 SH SOLE 41336 Spanish Broadcasting CL A 846425882 12 30600 SH SOLE 30600 Spansion Inc COM CL A 84649R101 314 202894 SH SOLE 202894 Spartan Stores Inc COM 846822104 192 7700 SH SOLE 7700 Spartech Corp COM NEW 847220209 248 25052 SH SOLE 25052 Spectra Energy Corp COM 847560109 34334 1442610 SH SOLE 1442610 Spectra Energy Partners COM 84756N109 133 7000 SH SOLE 7000 Spectrum Brands Inc COM 84762L105 69 49515 SH SOLE 49515 Speedway Motorsports COM 847788106 978 50199 SH SOLE 50199 Spherion Corp COM 848420105 1586 325620 SH SOLE 325620 Spirit Aerosystems H COM CL A 848574109 590 36700 SH SOLE 36700 Sprint Nextel Corp COM 852061100 30337 4973329 SH SOLE 4973329 Stage Stores Inc COM NEW 85254C305 980 71722 SH SOLE 71722 Stancorp Finl Group COM 852891100 1667 32067 SH SOLE 32067 Standard Microsystem COM 853626109 1136 45482 SH SOLE 45482 Standard Mtr Prods COM 853666105 128 20600 SH SOLE 20600 Standard Pac Corp Ne COM 85375C101 314 63855 SH SOLE 63855 Standard Parking Cor COM 853790103 36 1600 SH SOLE 1600 Standard Register Co COM 853887107 124 12550 SH SOLE 12550 Standex Intl Corp COM 854231107 210 7550 SH SOLE 7550 Stanley Furniture In COM NEW 854305208 47 5200 SH SOLE 5200 Stanley Inc COM 854532108 44 1200 SH SOLE 1200
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Stanley Wks COM 854616109 6110 146379 SH SOLE 146379 Stantec Inc COM 85472N109 40 1690 SH SOLE 1690 Staples Inc COM 855030102 23344 1037533 SH SOLE 1037533 Starbucks Corp COM 855244109 15659 1053060 SH SOLE 1053060 Starent Networks Corp COM 85528P108 256 19800 SH SOLE 19800 Startek Inc COM 85569C107 80 12500 SH SOLE 12500 State Auto Finl Corp COM 855707105 1433 49286 SH SOLE 49286 State Bancorp Inc N. COM 855716106 16 1058 SH SOLE 1058 Starwood Hotels&Reso COM 85590A401 12913 458880 SH SOLE 458880 State Str Corp COM 857477103 102093 1794883 SH SOLE 1794883 Steak N Shake Co COM 857873103 79 9050 SH SOLE 9050 Steel Dynamics Inc COM 858119100 1611 94250 SH SOLE 94250 Steelcase Inc CL A 858155203 1413 131417 SH SOLE 131417 Stein Mart Inc COM 858375108 67 17195 SH SOLE 17195 Steinway Musical Ins COM 858495104 280 9900 SH SOLE 9900 Stellarone Corp COM 85856G100 71 3442 SH SOLE 3442 Stepan Chem Co COM 858586100 118 2165 SH SOLE 2165 Sterling Bancshares COM 858907108 1414 135287 SH SOLE 135287 Stericycle Inc COM 858912108 8325 141315 SH SOLE 141315 Steris Corp COM 859152100 5376 143068 SH SOLE 143068 Sterling Bancorp COM 859158107 69 4763 SH SOLE 4763 Sterling Finl Corp W COM 859319105 1208 83314 SH SOLE 83314 Stewart Enterprises COM 860370105 1594 202760 SH SOLE 202760 Stewart Information COM 860372101 947 31843 SH SOLE 31843 Stifel Finl Corp COM 860630102 2201 44100 SH SOLE 44100 Stillwater Mng Co COM 86074Q102 508 87414 SH SOLE 87414 Stmicroelectronics NY REGISTRY 861012128 219 22180 SH SOLE 22180 Stone Energy Corp COM 861642106 2920 68975 SH SOLE 68975 Stoneridge Inc COM 86183P102 837 74400 SH SOLE 74400 Stratasys Inc COM 862685104 47 2700 SH SOLE 2700 Strategic Hotel Cap COM 86272T106 941 124686 SH SOLE 124686 Strattec Sec Corp COM 863111100 40 1500 SH SOLE 1500 Strayer Ed Inc COM 863236105 1211 6047 SH SOLE 6047 Stryker Corp COM 863667101 23554 378078 SH SOLE 378078 Student Ln Corp COM 863902102 177 1908 SH SOLE 1908 Sturm Ruger & Co Inc COM 864159108 71 10300 SH SOLE 10300 Suburban Propane Par UNIT LTD PARTN 864482104 1931 57494 SH SOLE 57494 Suffolk Bancorp COM 864739107 144 3665 SH SOLE 3665 Sucampo Pharmaceuticals CL A 864909106 13 1500 SH SOLE 1500
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Sumtotal Sys Inc COM 866615107 2 463 SH SOLE 463 Sun Bancorp Inc COM 86663B102 91 6691 SH SOLE 6691 Sun Communities Inc COM 866674104 138 6955 SH SOLE 6955 Sun Life Finl Svcs C COM 866796105 3811 108907 SH SOLE 108907 Sun Microsystems Inc COM NEW 866810203 8553 1125422 SH SOLE 1125422 Sun Healthcare Group COM NEW 866933401 60 4100 SH SOLE 4100 Suncor Inc COM 867229106 6539 157998 SH SOLE 157998 Sunoco Logistics Prt COM UNITS 86764L108 1203 27186 SH SOLE 27186 Sunoco Inc COM 86764P109 6497 182595 SH SOLE 182595 Sunpower Corp COM CL A 867652109 837 11800 SH SOLE 11800 Sunrise Senior Livin COM 86768K106 1102 79922 SH SOLE 79922 Sunstone Hotel Invs COM 867892101 1499 111014 SH SOLE 111014 Suntrust Bks Inc COM 867914103 41453 921373 SH SOLE 921373 Supergen Inc COM 868059106 1 900 SH SOLE 900 Superior Energy Svcs COM 868157108 1556 49970 SH SOLE 49970 Superior Inds Intl COM 868168105 172 8960 SH SOLE 8960 Superior Uniform Grp COM 868358102 17 1600 SH SOLE 1600 Superior Well Svcs I COM 86837X105 43 1700 SH SOLE 1700 Supertex Inc COM 868532102 39 1400 SH SOLE 1400 Supervalu Inc COM 868536103 9482 436940 SH SOLE 436940 Supportsoft Inc COM 868587106 35 11600 SH SOLE 11600 Surewest Communicati COM 868733106 103 10070 SH SOLE 10070 Surmodics Inc COM 868873100 756 24019 SH SOLE 24019 Susquehanna Bkshs Pa COM 869099101 3173 162530 SH SOLE 162530 Susser Hldgs Corp COM 869233106 36 2400 SH SOLE 2400 Swift Energy Co COM 870738101 2086 53906 SH SOLE 53906 Sybase Inc COM 871130100 42484 1387471 SH SOLE 1387471 Sycamore Networks In COM 871206108 1070 331120 SH SOLE 331120 Sykes Enterprises In COM 871237103 1576 71789 SH SOLE 71789 Symantec Corp COM 871503108 77460 3956062 SH SOLE 3956062 Symmetricom Inc COM 871543104 94 18850 SH SOLE 18850 Symmetry Med Inc COM 871546206 1087 58561 SH SOLE 58561 Symyx Technologies COM 87155S108 98 9910 SH SOLE 9910 Synchronoss Technolo COM 87157B103 349 37100 SH SOLE 37100 Synaptics Inc COM 87157D109 2134 70605 SH SOLE 70605 Synopsys Inc COM 871607107 37646 1887026 SH SOLE 1887026 Synovus Finl Corp COM 87161C105 2172 209851 SH SOLE 209851 Synovis Life Technol COM 87162G105 753 40000 SH SOLE 40000 Syntel Inc COM 87162H103 637 26018 SH SOLE 26018
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Synta Pharmaceutical COM 87162T206 30 4000 SH SOLE 4000 Synnex Corp COM 87162W100 654 29270 SH SOLE 29270 Syniverse Hldgs Inc COM 87163F106 5405 325378 SH SOLE 325378 Sysco Corp COM 871829107 27672 897557 SH SOLE 897557 Systemax Inc COM 871851101 122 8685 SH SOLE 8685 Tcf Bkg & Svgs Fa Mi COM 872275102 1243 69049 SH SOLE 69049 Tc Pipelines Lp UT COM LTD PRT 87233Q108 1436 46400 SH SOLE 46400 Td Ameritrade Hldg C COM 87236Y108 2320 143201 SH SOLE 143201 Teco Energy Inc COM 872375100 12561 798560 SH SOLE 798560 Tel Offshore Tr UNIT BEN INT 872382106 2 83 SH SOLE 83 Teppco Partners L P COM 872384102 1026 39277 SH SOLE 39277 Tessco Technologies COM 872386107 17 1350 SH SOLE 1350 Tf Finl Corp COM 872391107 16 700 SH SOLE 700 Tfs Finl Corp COM 87240R107 814 65000 SH SOLE 65000 Thq Inc COM NEW 872443403 1533 127355 SH SOLE 127355 Tjx Cos Inc New COM 872540109 20109 658875 SH SOLE 658875 Trc Cos Inc COM 872625108 4 1350 SH SOLE 1350 Trw Automotive Hldgs COM 87264S106 787 49450 SH SOLE 49450 Tns Inc COM 872960109 83 4275 SH SOLE 4275 Ttm Technologies In COM 87305R109 82 8300 SH SOLE 8300 T-3 Energy Srvcs Inc COM 87306E107 635 17100 SH SOLE 17100 Tw Telecom Inc COM 87311L104 786 75675 SH SOLE 75675 Taiwan Semiconductor Ma SPONSORED ADR 874039100 568 348169 SH SOLE 348169 Take-Two Interactive COM 874054109 7246 441839 SH SOLE 441839 Tal Intl Group Inc COM 874083108 483 23190 SH SOLE 23190 Talbots Inc COM 874161102 1858 141805 SH SOLE 141805 Tandy Brands Accesso COM 875378101 5 1000 SH SOLE 1000 Tanger Factory Outle COM 875465106 2775 63364 SH SOLE 63364 Targa Resources Part COM UNIT 87611X105 429 25195 SH SOLE 25195 Target Corp COM 87612E106 58005 1182572 SH SOLE 1182572 Taser Intl Inc COM 87651B104 778 108800 SH SOLE 108800 Tasty Baking Co COM 876553306 2 500 SH SOLE 500 Taubman Ctrs Inc COM 876664103 1528 30555 SH SOLE 30555 Tech Data Corp COM 878237106 1447 48492 SH SOLE 48492 Techne Corp COM 878377100 3932 54514 SH SOLE 54514 Technitrol Inc COM 878555101 1077 72833 SH SOLE 72833 Techwell Inc COM 87874D101 24 2500 SH SOLE 2500 Tecumseh Prods Co CL B 878895101 56 2500 SH SOLE 2500 Tecumseh Prods Co CL A 878895200 1259 50270 SH SOLE 50270
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Tejon Ranch Co COM 879080109 705 18966 SH SOLE 18966 Tekelec COM 879101103 2060 147262 SH SOLE 147262 Telecommunications S COM 87929J103 9 1300 SH SOLE 1300 Teledyne Technologie COM 879360105 4084 71452 SH SOLE 71452 Teleflex Inc COM 879369106 1731 27266 SH SOLE 27266 Telefonica Sa SPONSORED ADR 879382109 21962 931229 SH SOLE 931229 Telephone & Data Sys COM 879433100 16619 464858 SH SOLE 464858 Telephone & Data Sys SPL COM 879433860 84 2330 SH SOLE 2330 Tellabs Inc COM 879664100 3595 885499 SH SOLE 885499 Telus Corp NON-VTG SHS 87971M202 66 1838 SH SOLE 1838 Temple Inland Inc COM 879868107 3150 206445 SH SOLE 206445 Teletech Holdings In COM 879939106 953 76630 SH SOLE 76630 Tempur Pedic Intl In COM 88023U101 1596 135677 SH SOLE 135677 Tenet Healthcare Cor COM 88033G100 2505 451321 SH SOLE 451321 Tennant Co COM 880345103 1271 37110 SH SOLE 37110 Tenneco Automotive I COM 880349105 887 83458 SH SOLE 83458 Teradata Corp Del COM 88076W103 4956 254167 SH SOLE 254167 Teradyne Inc COM 880770102 6367 815209 SH SOLE 815209 Terex Corp New COM 880779103 4538 148682 SH SOLE 148682 Terra Inds Inc COM 880915103 9885 336215 SH SOLE 336215 Terra Nitrogen Co L COM UNIT 881005201 769 7000 SH SOLE 7000 Tesoro Pete Corp COM 881609101 2500 151579 SH SOLE 151579 Tetra Technologies I COM 88162F105 1918 138454 SH SOLE 138454 Tetra Tech Inc New COM 88162G103 3153 131064 SH SOLE 131064 Tessera Technologies COM 88164L100 1667 102030 SH SOLE 102030 Texas Capital Bancsh COM 88224Q107 50 2400 SH SOLE 2400 Texas Inds Inc COM 882491103 2031 49696 SH SOLE 49696 Texas Instrs Inc COM 882508104 48047 2234753 SH SOLE 2234753 Texas Roadhouse Inc CL A 882681109 835 92906 SH SOLE 92906 Textron Inc COM 883203101 11079 378386 SH SOLE 378386 Theragenics Corp COM 883375107 8 2500 SH SOLE 2500 Theravance Inc COM 88338T104 1113 89338 SH SOLE 89338 Thermadyne Hldgs Cor COM PAR $0.01 883435307 98 5900 SH SOLE 5900 Thermo Fisher Scientifi COM 883556102 73504 1336428 SH SOLE 1336428 Thinkorswim Group Inc COM 88409C105 711 85400 SH SOLE 85400 Thinkengine Networks COM 88409U105 0 2600 SH SOLE 2600 Thomas & Betts Corp COM 884315102 1275 32643 SH SOLE 32643 Thomas Weisel Partne COM 884481102 39 4600 SH SOLE 4600 Thor Inds Inc COM 885160101 1553 62564 SH SOLE 62564
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Thoratec Corp. COM NEW 885175307 4421 168407 SH SOLE 168407 3com Corp COM 885535104 6118 2625539 SH SOLE 2625539 3-D Sys Corp Del COM NEW 88554D205 20 1400 SH SOLE 1400 3m Co COM 88579Y101 71612 1048345 SH SOLE 1048345 Tibco Software Inc COM 88632Q103 2696 368266 SH SOLE 368266 Ticketmaster COM 88633P302 128 11918 SH SOLE 11918 Tidewater Inc. COM 886423102 3216 58088 SH SOLE 58088 Tierone Corp COM 88650R108 14 2785 SH SOLE 2785 Tiffany & Co New COM 886547108 6618 186330 SH SOLE 186330 Tim Hortons Inc COM 88706M103 589 19879 SH SOLE 19879 Timberland Bancorp I COM 887098101 16 2000 SH SOLE 2000 Timberland Co COM 887100105 2932 168787 SH SOLE 168787 Time Warner Inc COM 887317105 76464 5832505 SH SOLE 5832505 Time Warner Cable In CL A 88732J108 3705 153100 SH SOLE 153100 Timken Co COM 887389104 1581 55759 SH SOLE 55759 Titan Intl Inc Ill COM 88830M102 1218 57125 SH SOLE 57125 Titanium Metals Corp COM 888339207 974 85932 SH SOLE 85932 Tivo Inc COM 888706108 1198 163603 SH SOLE 163603 Toll Brothers Inc COM 889478103 11294 447655 SH SOLE 447655 Tollgrade Communicat COM 889542106 15 3600 SH SOLE 3600 Tompkins Cnty Trustc COM 890110109 91 1796 SH SOLE 1796 Tootsie Roll Inds In COM 890516107 1446 50003 SH SOLE 50003 Torchmark Corp COM 891027104 8832 147688 SH SOLE 147688 Toro Co COM 891092108 3069 74305 SH SOLE 74305 Toronto Dominion Bk COM NEW 891160509 8834 146579 SH SOLE 146579 Toronto Dominion Bk COM NEW 891160509 286 4688 SH SOLE 4688 Toshiba Corp COM 891493108 2341 551178 SH SOLE 551178 Tower Group Inc COM 891777104 714 30300 SH SOLE 30300 Total Sys Svcs Inc COM 891906109 4991 304313 SH SOLE 304313 Tractor Supply Co COM 892356106 2743 65240 SH SOLE 65240 Tradestation Group I COM 89267P105 37 4000 SH SOLE 4000 Trans World Entmt Co COM 89336Q100 54 18900 SH SOLE 18900 Transalta Corp COM 89346D107 78 2895 SH SOLE 2895 Transatlantic Hldgs COM 893521104 1788 32907 SH SOLE 32907 Transcanada Corp COM 89353D107 3644 101505 SH SOLE 101505 Transdigm Group Inc COM 893641100 968 28280 SH SOLE 28280 Travelcenters Of Ame COM 894174101 2 600 SH SOLE 600 Travelers Companies COM 89417E109 119500 2643809 SH SOLE 2643809 Tredegar Inds Inc COM 894650100 2517 141475 SH SOLE 141475
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Tree Com Inc COM 894675107 16 3367 SH SOLE 3367 Treehouse Foods Inc COM 89469A104 1662 55967 SH SOLE 55967 Trex Inc COM 89531P105 54 3000 SH SOLE 3000 Trident Microsystems COM 895919108 12 5000 SH SOLE 5000 Triad Gty Inc COM 895925105 11 6705 SH SOLE 6705 Trico Bancshares COM 896095106 50 2300 SH SOLE 2300 Trico Marine Service COM NEW 896106200 514 30091 SH SOLE 30091 Trimas Corp COM NEW 896215209 45 6800 SH SOLE 6800 Trimble Navigation L COM 896239100 1876 72547 SH SOLE 72547 Trimeris Inc COM 896263100 12 3000 SH SOLE 3000 Trinity Inds Inc COM 896522109 977 37966 SH SOLE 37966 Triple-S Mgmt Corp CL B 896749108 539 33100 SH SOLE 33100 Triquint Semiconduct COM 89674K103 1190 248430 SH SOLE 248430 Triumph Group Inc Ne COM 896818101 1638 35831 SH SOLE 35831 Tronox Inc CL A 897051108 2 11005 SH SOLE 11005 Tronox Inc CL A 897051207 1 12850 SH SOLE 12850 Trueblue Inc COM 89785X101 1599 98944 SH SOLE 98944 Trump Entmt Resorts COM 89816T103 44 36108 SH SOLE 36108 Trustco Bk Corp N Y COM 898349105 1675 143029 SH SOLE 143029 Trustmark Corp COM 898402102 1889 91102 SH SOLE 91102 Tuesday Morning Corp COM NEW 899035505 56 13530 SH SOLE 13530 Tupperware Corp COM 899896104 827 29940 SH SOLE 29940 Tween Brands Inc COM 901166108 420 42862 SH SOLE 42862 21st Centy Hldg Co COM 90136Q100 8 1500 SH SOLE 1500 Ii Vi Inc COM 902104108 1727 44665 SH SOLE 44665 Tyson Foods Inc COM 902494103 9661 809154 SH SOLE 809154 Ual Corp COM NEW 902549807 612 69667 SH SOLE 69667 Ucbh Holdings Inc COM 90262T308 1118 174425 SH SOLE 174425 Udr Inc COM 902653104 2127 81339 SH SOLE 81339 Ugi Corp New COM 902681105 1244 48268 SH SOLE 48268 Uil Hldg Corp COM 902748102 2019 58801 SH SOLE 58801 Umb Finl Corp COM 902788108 14694 279786 SH SOLE 279786 UST Inc COM 902911106 14809 222554 SH SOLE 222554 USA Truck Inc COM 902925106 48 3000 SH SOLE 3000 US Bancorp Del COM NEW 902973304 94281 2617465 SH SOLE 2617465 U M H Properties Inc COM 903002103 11 1600 SH SOLE 1600 Urs Corp New COM 903236107 1423 38793 SH SOLE 38793 USANA Inc COM 90328M107 169 4130 SH SOLE 4130 U S G Corp COM NEW 903293405 608 23731 SH SOLE 23731
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- USEC Inc COM 90333E108 1130 208888 SH SOLE 208888 Acco Brands Corp COM 90333E108 746 98893 SH SOLE 98893 U S Concrete Inc COM 90333L102 106 23700 SH SOLE 23700 U S Physical Therapy COM 90337L108 61 3500 SH SOLE 3500 USA Mobility Inc COM 90341G103 248 22525 SH SOLE 22525 U S Airways Group In COM 90341W108 898 149000 SH SOLE 149000 Ulta Salon Cosmetcs & F COM 90384S303 279 21000 SH SOLE 21000 Ultimate Software Gr COM 90385D107 999 37000 SH SOLE 37000 Ultra Pete Corp COM 903914109 4358 78752 SH SOLE 78752 Ultratech Inc COM 904034105 917 75800 SH SOLE 75800 Umpqua Hldgs Corp COM 904214103 1568 106628 SH SOLE 106628 Under Armour Inc CL A 904311107 1993 62755 SH SOLE 62755 Unifi Inc COM 904677101 130 26900 SH SOLE 26900 Unifirst Corp Mass COM 904708104 1162 26960 SH SOLE 26960 Unilever Nv SPON ADR NEW 904767704 8326 298477 SH SOLE 298477 Union Bankshares Cor COM 905399101 71 2950 SH SOLE 2950 Union Drilling Inc COM 90653P105 26 2500 SH SOLE 2500 Union Pac Corp COM 907818108 80610 1132793 SH SOLE 1132793 Unisource Energy Cor COM 909205106 1959 67117 SH SOLE 67117 Unisys Corp COM 909214108 2613 950207 SH SOLE 950207 Unit Corp COM 909218109 1176 23610 SH SOLE 23610 United Amer Indemnit CL A 90933T109 359 25201 SH SOLE 25201 United Cmnty Finl Co COM 909839102 44 8834 SH SOLE 8834 United Cmnty Bks Bla COM 90984P105 968 72982 SH SOLE 72982 United Bankshs Inc W COM 909907107 2794 79817 SH SOLE 79817 United Fire & Cas Co COM 910331107 1414 49460 SH SOLE 49460 United Nat Foods Inc COM 911163103 2178 87137 SH SOLE 87137 United Online Inc COM 911268100 1162 123464 SH SOLE 123464 United Parcel Servic COM 911312106 95597 1520059 SH SOLE 1520059 United Rentals Inc COM 911363109 2804 183985 SH SOLE 183985 United States Cellul COM 911684108 480 10235 SH SOLE 10235 U Store It Tr COM 91274F104 1085 88394 SH SOLE 88394 United States Stl Co COM 912909108 16137 207928 SH SOLE 207928 United Stationers In COM 913004107 2439 50992 SH SOLE 50992 United Technologies COM 913017109 91699 1526796 SH SOLE 1526796 United Therapeutics COM 91307C102 4288 40776 SH SOLE 40776 Unitedhealth Group I COM 91324P102 46978 1850263 SH SOLE 1850263 Unitil Corp COM 913259107 86 3300 SH SOLE 3300 Unitrin Inc COM 913275103 644 25821 SH SOLE 25821
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Universal Amern Finl COM 913377107 991 81297 SH SOLE 81297 Universal Corp COM 913456109 3180 64770 SH SOLE 64770 Universal Electrs In COM 913483103 130 5200 SH SOLE 5200 Universal Fst Prods COM 913543104 1310 37532 SH SOLE 37532 Universal Health Rlt SH BEN INT 91359E105 109 2800 SH SOLE 2800 Universal Truckload COM 91388P105 49 2000 SH SOLE 2000 Universal Health Svc COM 913903100 1634 29162 SH SOLE 29162 Universal Technical COM 913915104 64 3780 SH SOLE 3780 Univest Corp Pa COM 915271100 63 1700 SH SOLE 1700 Unumprovident Corp COM 91529Y106 15593 621231 SH SOLE 621231 Urban Outfitters Inc COM 917047102 1654 51911 SH SOLE 51911 Urstadt Biddle Pptys COM 917286106 8 500 SH SOLE 500 Urstadt Biddle Pptys CL A 917286205 101 5395 SH SOLE 5395 Utah Med Prods Inc COM 917488108 69 2500 SH SOLE 2500 Utstarcom Inc COM 918076100 102 30205 SH SOLE 30205 Vca Antech Inc COM 918194101 1474 50029 SH SOLE 50029 V F Corp COM 918204108 21683 280470 SH SOLE 280470 Vaalco Energy Inc COM NEW 91851C201 1130 165200 SH SOLE 165200 Vail Resorts Inc COM 91879Q109 2231 63831 SH SOLE 63831 Valassis Communicati COM 918866104 804 92847 SH SOLE 92847 Valhi Inc New COM 918905100 836 46425 SH SOLE 46425 Valeant Pharmaceutic COM 91911X104 5135 250861 SH SOLE 250861 Valero Energy Corp N COM 91913Y100 24846 820009 SH SOLE 820009 Valley Natl Bancorp COM 919794107 1308 62405 SH SOLE 62405 Valmont Inds Inc COM 920253101 662 8010 SH SOLE 8010 Valspar Corp COM 920355104 1340 60096 SH SOLE 60096 Value Line Inc COM 920437100 10 300 SH SOLE 300 Valueclick Inc COM 92046N102 387 37860 SH SOLE 37860 Valuevision Intl Inc COM 92047K107 14 7740 SH SOLE 7740 Varian Inc COM 922206107 4672 108906 SH SOLE 108906 Varian Semiconductor COM 922207105 1176 46827 SH SOLE 46827 Varian Med Sys Inc COM 92220P105 30122 527257 SH SOLE 527257 Vectren Corp COM 92240G101 3900 140048 SH SOLE 140048 Vector Group Ltd COM 92240M108 1419 80332 SH SOLE 80332 Veeco Instrs Inc Del COM 922417100 1362 91940 SH SOLE 91940 Velcro Inds N V COM 922571104 12 600 SH SOLE 600 Venoco Inc COM 92275P307 358 27500 SH SOLE 27500 Ventas Inc COM 92276F100 3768 76244 SH SOLE 76244 Verasun Energy Corp COM 92336G106 438 140021 SH SOLE 140021
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Verenium Corporation COM 92340P100 1 1100 SH SOLE 1100 Verifone Hldgs Inc COM 92342Y109 1818 109943 SH SOLE 109943 Verisign Inc COM 92343E102 7404 283906 SH SOLE 283906 Verizon Communicatio COM 92343V104 173279 5399782 SH SOLE 5399782 Vertex Pharmaceutica COM 92532F100 1262 37956 SH SOLE 37956 Vestin Rlty Mtg Ii Inc COM NEW 92549X201 18 4693 SH SOLE 4693 Viad Corp COM NEW 92552R406 1287 44686 SH SOLE 44686 Viasat Inc COM 92552V100 1155 48994 SH SOLE 48994 Viacom Inc New -B CL B 92553P201 23793 957850 SH SOLE 957850 Vical Inc COM 925602104 4 1600 SH SOLE 1600 Vicor Corp COM 925815102 166 18717 SH SOLE 18717 Vignette Corp COM NEW 926734401 99 9214 SH SOLE 9214 Village Super Mkt In CL A NEW 927107409 52 1101 SH SOLE 1101 Virage Logic Corp COM 92763R104 8 1400 SH SOLE 1400 Virco Mfg Co COM 927651109 4 1170 SH SOLE 1170 Virgin Media Inc COM 92769L101 1159 146710 SH SOLE 146710 Viropharma Inc COM 928241108 3917 298574 SH SOLE 298574 Visa Inc COM CL A 92826C839 4297 70000 SH SOLE 70000 Vishay Intertechnolo COM 928298108 3073 464228 SH SOLE 464228 Visteon Corp COM 92839U107 793 341601 SH SOLE 341601 Vital Signs Inc COM 928469105 779 10545 SH SOLE 10545 Vivus Inc COM 928551100 376 47400 SH SOLE 47400 Vmware Inc CL A COM 928563402 1273 47800 SH SOLE 47800 Volcano Corporation COM 928645100 849 49100 SH SOLE 49100 Volt Information Sci COM 928703107 1067 118800 SH SOLE 118800 Vornado Rlty Tr COM 929042109 30375 333970 SH SOLE 333970 Vulcan Matls Co COM 929160109 10263 137759 SH SOLE 137759 W & T Offshore Inc COM 92922P106 11127 407746 SH SOLE 407746 Wd 40 Co COM 929236107 126 3515 SH SOLE 3515 Wgl Hldgs Inc COM 92924F106 2820 86906 SH SOLE 86906 W Hldg Co Inc COM 929251106 44 81506 SH SOLE 81506 Wabco Hldgs Inc com 92927K102 1031 29019 SH SOLE 29019 Wms Industries Inc COM 929297109 2439 79793 SH SOLE 79793 W P Carey & Co Llc COM 92930Y107 1657 63491 SH SOLE 63491 Wsfs Finl Corp COM 929328102 110 1835 SH SOLE 1835 Wabash Natl Corp COM 929566107 529 55945 SH SOLE 55945 Wabtec Corp COM 929740108 4474 87338 SH SOLE 87338 Waddell & Reed Finl COM 930059100 1075 43450 SH SOLE 43450 Wal Mart Stores Inc COM 931142103 252101 4209406 SH SOLE 4209406
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Walgreen Co COM 931422109 44973 1452603 SH SOLE 1452603 Walter Inds Inc COM 93317Q105 1143 24095 SH SOLE 24095 Warnaco Group Inc COM 934390402 23621 521555 SH SOLE 521555 Warner Music Group C COM 934550104 697 91746 SH SOLE 91746 Warren Res Inc COM 93564A100 1027 102865 SH SOLE 102865 Warwick Valley Tel C COM 936750108 12 1100 SH SOLE 1100 Washington Fed Inc COM 938824109 2958 160331 SH SOLE 160331 Washington Mut Inc COM 939322103 0 500 SH SOLE 500 Washington Post Co COM 939640108 3244 5827 SH SOLE 5827 Washington Real Esta COM 939653101 4523 123483 SH SOLE 123483 Washington Tr Bancor COM 940610108 109 4085 SH SOLE 4085 Waste Connections In COM 941053100 4190 122148 SH SOLE 122148 Waste Mgmt Inc Del COM 94106L109 67690 2149586 SH SOLE 2149586 Waste Services Inc D COM NEW 941075202 33 4500 SH SOLE 4500 Waters Corp COM 941848103 11619 199711 SH SOLE 199711 Waterstone Financial In COM 941888109 36 3716 SH SOLE 3716 Watsco Inc COM 942622200 2470 49127 SH SOLE 49127 Watson Pharmaceutica COM 942683103 36383 1276592 SH SOLE 1276592 Watson Wyatt & Co Hl COM 942712100 4013 80695 SH SOLE 80695 Watts Water Tech COM 942749102 2855 104382 SH SOLE 104382 Wausau-Mosinee Paper COM 943315101 1082 106830 SH SOLE 106830 Websense Inc COM 947684106 1830 81894 SH SOLE 81894 Webmd Health Corp CL A 94770V102 661 22224 SH SOLE 22224 Webster Finl Corp Co COM 947890109 19168 759113 SH SOLE 759113 Weight Watchers Intl COM 948626106 784 21409 SH SOLE 21409 Weingarten Realty In COM 948741103 1677 47012 SH SOLE 47012 Weis Mkts Inc COM 948849104 775 21520 SH SOLE 21520 Wellcare Group Inc COM 94946T106 683 18985 SH SOLE 18985 Wellpoint Inc COM 94973V107 38995 833763 SH SOLE 833763 Wells Fargo & Co New COM 949746101 187386 4992978 SH SOLE 4992978 Werner Enterprises I COM 950755108 2434 112115 SH SOLE 112115 Wesbanco Inc COM 950810101 1294 48624 SH SOLE 48624 Wesco Finl Corp COM 950817106 332 931 SH SOLE 931 Wesco Intl Inc COM 95082P105 612 19013 SH SOLE 19013 West Bancorporation CAP STK 95123P106 35 2700 SH SOLE 2700 West Coast Bancorp O COM 952145100 65 4465 SH SOLE 4465 West Marine Inc COM 954235107 68 11380 SH SOLE 11380 West Pharmaceutical COM 955306105 2894 59285 SH SOLE 59285 Westamerica Bancorp COM 957090103 3161 54940 SH SOLE 54940
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Westar Energy Inc COM 95709T100 1119 48570 SH SOLE 48570 Westell Technologies COM 957541105 11 14933 SH SOLE 14933 Western Alliance Ban COM 957638109 103 6665 SH SOLE 6665 Western Digital Corp COM 958102105 2688 126072 SH SOLE 126072 Western Refng Inc COM 959319104 516 51057 SH SOLE 51057 Western Un Co COM 959802109 30847 1250378 SH SOLE 1250378 Westlake Chem Corp COM 960413102 782 37200 SH SOLE 37200 Westmoreland Coal Co COM 960878106 103 6500 SH SOLE 6500 Westwood Hldgs Group COM 961765104 203 4285 SH SOLE 4285 Westwood One Inc COM 961815107 30 54609 SH SOLE 54609 Wet Seal Inc CL A 961840105 72 19900 SH SOLE 19900 Weyenberg Shoe Mfg COM 962149100 37 1100 SH SOLE 1100 Weyerhaeuser Co COM 962166104 19433 320786 SH SOLE 320786 Whirlpool Corp COM 963320106 9270 116910 SH SOLE 116910 Whiting Pete Corp Ne COM 966387102 1468 20600 SH SOLE 20600 Whitney Hldg Corp COM 966612103 2888 119105 SH SOLE 119105 Whole Foods Mkt Inc COM 966837106 3372 168328 SH SOLE 168328 Wiley John & Sons In CL A 968223206 1270 31395 SH SOLE 31395 Willbros Group Inc COM 969199108 53 2000 SH SOLE 2000 Williams Cos COM 969457100 50004 2114355 SH SOLE 2114355 Williams Clayton Ene COM 969490101 931 13205 SH SOLE 13205 Williams Partners L COM UNIT L P 96950F104 2206 85320 SH SOLE 85320 Williams Pipeline Partn COM UNIT LP IN 96950K103 293 21000 SH SOLE 21000 Williams Sonoma Inc COM 969904101 855 52866 SH SOLE 52866 Willow Grove Bancorp COM 97111W101 15 1675 SH SOLE 1675 Wilmington Trust Cor COM 971807102 1074 37267 SH SOLE 37267 Wind River Systems I COM 973149107 1357 135746 SH SOLE 135746 Windstream Corp COM 97381W104 8945 817670 SH SOLE 817670 Winmark Corp COM 974250102 19 1200 SH SOLE 1200 Winn Dixie Stores In COM NEW 974280307 891 64100 SH SOLE 64100 Winnebago Inds Inc COM 974637100 765 59195 SH SOLE 59195 Winthrop Rlty Tr SH BEN INT 976391102 20 5000 SH SOLE 5000 Wintrust Financial C COM 97650W108 1316 44855 SH SOLE 44855 Wisconsin Energy Cor COM 976657106 3311 73738 SH SOLE 73738 Wolverine World Wide COM 978097103 3520 133024 SH SOLE 133024 Woodward Governor Co COM 980745103 3786 107334 SH SOLE 107334 World Accep Corp Del COM 981419104 1266 35160 SH SOLE 35160 World Fuel Svcs Corp COM 981475106 1135 49298 SH SOLE 49298 World Wrestling Entr COM 98156Q108 809 52300 SH SOLE 52300
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Worthington Inds Inc COM 981811102 1892 126625 SH SOLE 126625 Wright Express Corp COM 98233Q105 2095 70176 SH SOLE 70176 Wright Med Group Inc COM 98235T107 1936 63600 SH SOLE 63600 Wrigley Wm Jr Co COM 982526105 24899 313594 SH SOLE 313594 Wyeth COM 983024100 87278 2362692 SH SOLE 2362692 Wyndham Worldwide Co COM 98310W108 4084 259960 SH SOLE 259960 Wynn Resorts Ltd COM 983134107 2239 27427 SH SOLE 27427 Xto Energy Corp COM 98385X106 34699 745898 SH SOLE 745898 Xcel Energy Inc COM 98389B100 12635 632071 SH SOLE 632071 Xilinx Inc COM 983919101 10409 443892 SH SOLE 443892 Xenoport Inc com 98411C100 1683 34700 SH SOLE 34700 Xerox Corp COM 984121103 25473 2209278 SH SOLE 2209278 Xerium Technologies COM 98416J100 87 13455 SH SOLE 13455 Yrc Worldwide Inc COM 984249102 1429 119459 SH SOLE 119459 Yahoo Inc COM 984332106 32551 1881581 SH SOLE 1881581 Yamana Gold Inc COM 98462Y100 907 110163 SH SOLE 110163 Yamana Gold Inc COM 98462Y100 123 14751 SH SOLE 14751 Young Innovations In COM 987520103 40 2000 SH SOLE 2000 Yum Brands Inc COM 988498101 35457 1087308 SH SOLE 1087308 Zale Corp New COM 988858106 1900 76009 SH SOLE 76009 Zapata Corp COM PAR 989070602 53 8000 SH SOLE 8000 Zebra Technologies C COM 989207105 1135 40740 SH SOLE 40740 Zenith Natl Ins Corp COM 989390109 2434 66435 SH SOLE 66435 Zep Inc COM 98944B108 116 6600 SH SOLE 6600 Zimmer Hldgs Inc COM 98956P102 22033 341277 SH SOLE 341277 Zions Bancorp COM 989701107 6231 161014 SH SOLE 161014 Zoran Corp COM 98975F101 757 92820 SH SOLE 92820 Zoltek Cos Inc COM 98975W104 703 41100 SH SOLE 41100 Zygo Corp COM 989855101 44 3500 SH SOLE 3500 Zymogenetics Inc COM 98985T109 646 96977 SH SOLE 96977 Zoll Med Corp COM 989922109 55 1675 SH SOLE 1675 Aircastle Ltd COM G0129K104 1356 136800 SH SOLE 136800 Allied Wrld Assuranc SHS G0219G203 1701 47887 SH SOLE 47887 Amdocs Ltd ORD G02602103 156 5700 SH SOLE 5700 Arch Cap Group Ltd ORD G0450A105 2916 39925 SH SOLE 39925 Argo Group Intl Hldgs L COM G0464B107 1752 47553 SH SOLE 47553 Arlington Tankers Lt COM G04899103 89 5800 SH SOLE 5800 Aspen Insurance Hold SHS G05384105 760 27625 SH SOLE 27625 Assured Guaranty Ltd COM G0585R106 2408 148102 SH SOLE 148102
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Axis Capital Holding SHS G0692U109 10934 344812 SH SOLE 344812 Accenture Ltd CL A G1150G111 61236 1611473 SH SOLE 1611473 Brookfield Infrast Part LP INT UNIT G16252101 385 24475 SH SOLE 24475 Bunge Limited COM G16962105 4326 68467 SH SOLE 68467 Cdc Corp SHS A G2022L106 23 12670 SH SOLE 12670 China Yuchai Intl Lt COM G21082105 90 11805 SH SOLE 11805 Chipmos Tech Bermuda SHS G2110R106 39 23040 SH SOLE 23040 Cooper Inds Ltd CL A G24182100 26100 653309 SH SOLE 653309 Cosan Ltd SHS A G25343107 52 6500 SH SOLE 6500 Covidien Ltd COM G2552X108 43854 815734 SH SOLE 815734 Endurance Specialty SHS G30397106 813 26283 SH SOLE 26283 Enstar Group Limited SHS G3075P101 779 8004 SH SOLE 8004 Everest Re Group Ltd COM G3223R108 3292 38045 SH SOLE 38045 Flagstone Reinsurance H SHS G3529T105 402 39129 SH SOLE 39129 Foster Wheeler Ltd SHS NEW G36535139 2792 77326 SH SOLE 77326 Fresh Del Monte Prod ORD G36738105 414 18670 SH SOLE 18670 Garmin Ltd ORD G37260109 1665 49056 SH SOLE 49056 Global Crossing Ltd SHS NEW G3921A175 1471 97009 SH SOLE 97009 Genpact Limited SHS G3922B107 183 17600 SH SOLE 17600 Greenlight Capital Re L CLASS A G4095J109 225 9789 SH SOLE 9789 Helen Of Troy Corp L COM G4388N106 2403 105532 SH SOLE 105532 Herbalife Ltd COM USD SHS G4412G101 1490 37714 SH SOLE 37714 Ingersoll-Rand Compa CL A G4776G101 14936 479189 SH SOLE 479189 Invesco Ltd SHS G491BT108 10912 520107 SH SOLE 520107 Ipc Hldgs Ltd ORD G4933P101 2461 81477 SH SOLE 81477 Knightsbridge Tanker ORD G5299G106 161 6090 SH SOLE 6090 Lazard Ltd SHS A G54050102 908 21245 SH SOLE 21245 Marks & Spencer Group COM G5824M107 1157 322196 SH SOLE 322196 Marvell Technology G ORD G5876H105 2113 227192 SH SOLE 227192 Max Re Capital Ltd H SHS G6052F103 1763 75899 SH SOLE 75899 Mf Global Ltd SHS G60642108 806 185700 SH SOLE 185700 Montpelier Re Holdin SHS G62185106 3055 185029 SH SOLE 185029 Nabors Industries Lt COM G6359F103 10398 417261 SH SOLE 417261 Noble Corporation SHS G65422100 16883 384583 SH SOLE 384583 Nordic American Tank COM G65773106 257 8005 SH SOLE 8005 Onebeacon Insurance CL A G67742109 1254 59300 SH SOLE 59300 Orient-Express Hotel CL A G67743107 550 22790 SH SOLE 22790 Partnerre Ltd COM G6852T105 2281 33499 SH SOLE 33499 Platinum Underwriter COM G7127P100 8261 232834 SH SOLE 232834
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Primus Guaranty Ltd SHS G72457107 24 9305 SH SOLE 9305 Ram Holdings Ltd SHS G7368R104 7 4300 SH SOLE 4300 Renaissance Re Hldgs COM G7496G103 2061 39632 SH SOLE 39632 Seagate Technology COM G7945J104 8563 706538 SH SOLE 706538 Ship Finance Interna SHS G81075106 1743 80865 SH SOLE 80865 Signet Jewelers Limited SHS G81276100 84 3572 SH SOLE 3572 Sina Com ORD G81477104 59 1680 SH SOLE 1680 Smart Modular Techno ORD SHS G82245104 68 22513 SH SOLE 22513 Stewart W P & Co Ltd COM G84922106 65 56075 SH SOLE 56075 Tbs International Li COM CL A G86975151 363 27000 SH SOLE 27000 Uti Worldwide Inc ORD G87210103 266 15620 SH SOLE 15620 Textainer Group Holding SHS G8766E109 238 15700 SH SOLE 15700 Transocean Inc New SHS G90073100 48679 443180 SH SOLE 443180 Tsakos Energy Naviga SHS G9108L108 127 4290 SH SOLE 4290 Tyco International Ltd WHEN ISSUED G9143X208 75823 2165133 SH SOLE 2165133 Tyco Electronics Ltd COM SHS G9144P105 19246 695799 SH SOLE 695799 Validus Holdings Ltd COM SHS G9319H102 2125 91414 SH SOLE 91414 Vistaprint Limited SHS G93762204 1816 55300 SH SOLE 55300 Warner Chilcott Limi COM CL A G9435N108 10383 686700 SH SOLE 686700 Weatherford Internat COM G95089101 24406 970820 SH SOLE 970820 White Mtns Ins Group COM G9618E107 1852 3942 SH SOLE 3942 Willis Group Holding SHS G96655108 130 4045 SH SOLE 4045 Xl Cap Ltd COM G98255105 5716 318634 SH SOLE 318634 Xyratex Ltd COM G98268108 36 3275 SH SOLE 3275 Ace Ltd SHS H0023R105 12409 229240 SH SOLE 229240 Alcon Inc COM SHS H01301102 145 895 SH SOLE 895 Millicom Intl Cellul SHS NEW L6388F110 79 1150 SH SOLE 1150 Check Point Software ORD M22465104 110 4855 SH SOLE 4855 Orbotech Ltd ORD M75253100 45 5660 SH SOLE 5660 Aercap Holdings Nv SHS N00985106 42 4000 SH SOLE 4000 Core Laboratories N COM N22717107 55 545 SH SOLE 545 Orthofix Intl N V COM N6748L102 46 2480 SH SOLE 2480 Banco Latinoamerican CL E P16994132 166 11500 SH SOLE 11500 Copa Holdings Sa CL A P31076105 94 2900 SH SOLE 2900 Steiner Leisure Ltd ORD P8744Y102 797 23169 SH SOLE 23169 Ultrapetrol Bahamas COM P94398107 31 3900 SH SOLE 3900 Excel Maritime Carri COM V3267N107 715 47404 SH SOLE 47404 Royal Caribbean Crui COM V7780T103 1077 51896 SH SOLE 51896 Aegean Marine Petrol SHS Y0017S102 27 1200 SH SOLE 1200
Form 13F - as of September 30, 2008 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- Danaos Corporation SHS Y1968P105 21 1400 SH SOLE 1400 Dht Maritime Inc COM Y2065G105 49 7300 SH SOLE 7300 Diana Shipping Inc COM Y2066G104 68 3435 SH SOLE 3435 Dryships Inc SHS Y2109Q101 45 1280 SH SOLE 1280 Eagle Bulk Shipping COM Y2187A101 1139 81720 SH SOLE 81720 Flextronics Intl Ltd ORD Y2573F102 438 61842 SH SOLE 61842 Genco Shipping & Tra SHS Y2685T107 1382 41585 SH SOLE 41585 General Maritime Cor SHS Y2692M103 1239 63596 SH SOLE 63596 Navios Maritime Hold COM Y62196103 50 9800 SH SOLE 9800 Seaspan Corp SHS Y75638109 78 4310 SH SOLE 4310 Teekay Lng Partners SHS Y8564M105 534 34000 SH SOLE 34000 Teekay Shipping Mars SHS Y8564W103 736 27908 SH SOLE 27908 Top Ships Inc COM NEW Y8897Y305 94 20300 SH SOLE 20300 Verigy Ltd SHS Y93691106 183 11233 SH SOLE 11233
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