0001144204-12-039170.txt : 20120712
0001144204-12-039170.hdr.sgml : 20120712
20120712145131
ACCESSION NUMBER: 0001144204-12-039170
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120711
FILED AS OF DATE: 20120712
DATE AS OF CHANGE: 20120712
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THERMOENERGY CORP
CENTRAL INDEX KEY: 0000884504
STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955]
IRS NUMBER: 710699511
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 NEW BOND STREET
CITY: WORCHESTER
STATE: MA
ZIP: 01606
BUSINESS PHONE: (508) 854-1628
MAIL ADDRESS:
STREET 1: 10 NEW BOND STREET
CITY: WORCHESTER
STATE: MA
ZIP: 01606
FORMER COMPANY:
FORMER CONFORMED NAME: INNOTEK CORPORATION
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUGHES J WINDER
CENTRAL INDEX KEY: 0001274432
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 033-46104-FW
FILM NUMBER: 12959224
MAIL ADDRESS:
STREET 1: C/O VIKING SYSTEMS, INC.
STREET 2: 134 FLANDERS ROAD
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
4
1
v318337_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2012-07-11
0
0000884504
THERMOENERGY CORP
TMEN
0001274432
HUGHES J WINDER
PO BOX 389
PONTE VEDRA
FL
32004
1
0
1
0
Common Stock
2012-07-11
4
P
0
1250000
0.10
A
4607500
D
Common Stock Purchase Warrant
0.15
2012-07-12
4
J
0
1250000
0
A
2012-07-11
2017-07-11
Common Stock
1250000
1250000
D
The Reporting Person purchased Units consisting of shares of Common Stock and warrants for the purchase of additional shares of Common Stock. Each Unit consisted of 625,000 shares and a warrant for the purchase of an additional 625,000 shares. The purchase price was $62,500 per Unit. No allocation was made between the purchase price for the shares and the purchase price for the warrants, and the transaction is being reported here as the purchase of Common Stock at a price of $0.10 per share and the acquisition of warrants for zero consideration.
/s/ J. Winder Hughes III
2012-07-12