0001144204-12-039170.txt : 20120712 0001144204-12-039170.hdr.sgml : 20120712 20120712145131 ACCESSION NUMBER: 0001144204-12-039170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120711 FILED AS OF DATE: 20120712 DATE AS OF CHANGE: 20120712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMOENERGY CORP CENTRAL INDEX KEY: 0000884504 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 710699511 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 NEW BOND STREET CITY: WORCHESTER STATE: MA ZIP: 01606 BUSINESS PHONE: (508) 854-1628 MAIL ADDRESS: STREET 1: 10 NEW BOND STREET CITY: WORCHESTER STATE: MA ZIP: 01606 FORMER COMPANY: FORMER CONFORMED NAME: INNOTEK CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUGHES J WINDER CENTRAL INDEX KEY: 0001274432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-46104-FW FILM NUMBER: 12959224 MAIL ADDRESS: STREET 1: C/O VIKING SYSTEMS, INC. STREET 2: 134 FLANDERS ROAD CITY: WESTBOROUGH STATE: MA ZIP: 01581 4 1 v318337_form4.xml OWNERSHIP DOCUMENT X0306 4 2012-07-11 0 0000884504 THERMOENERGY CORP TMEN 0001274432 HUGHES J WINDER PO BOX 389 PONTE VEDRA FL 32004 1 0 1 0 Common Stock 2012-07-11 4 P 0 1250000 0.10 A 4607500 D Common Stock Purchase Warrant 0.15 2012-07-12 4 J 0 1250000 0 A 2012-07-11 2017-07-11 Common Stock 1250000 1250000 D The Reporting Person purchased Units consisting of shares of Common Stock and warrants for the purchase of additional shares of Common Stock. Each Unit consisted of 625,000 shares and a warrant for the purchase of an additional 625,000 shares. The purchase price was $62,500 per Unit. No allocation was made between the purchase price for the shares and the purchase price for the warrants, and the transaction is being reported here as the purchase of Common Stock at a price of $0.10 per share and the acquisition of warrants for zero consideration. /s/ J. Winder Hughes III 2012-07-12