-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PFVWJdofU5asQ8cxL3ojRSDr+Tlu1HjE9GDGbDEDKASQ2+4t6DxSztcAMv8GFDfQ szB6vCN6BUFRAfgXwE0bfQ== 0000884423-10-000002.txt : 20100212 0000884423-10-000002.hdr.sgml : 20100212 20100212162250 ACCESSION NUMBER: 0000884423-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SALEM INVESTMENT COUNSELORS INC CENTRAL INDEX KEY: 0000884423 IRS NUMBER: 561225913 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03405 FILM NUMBER: 10599702 BUSINESS ADDRESS: STREET 1: POP BOX 25427 CITY: WINSTON SALEM STATE: NC ZIP: 27114-5427 BUSINESS PHONE: 3367687230 MAIL ADDRESS: STREET 1: PO BOX 25427 CITY: WINSTON-SALEM STATE: NC ZIP: 27114-5427 13F-HR 1 dm12310913f-hrb.txt 13F-HR DEC 31, 2009 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries Salem Investment Counselors, Inc. Name of Institutional Investment Manager 480 Shepherd Street Winston-Salem NC 27103 Business Address (Street) (City) (State) (Zip) Dale M. Brown, President 336.768.7230 Name, Phone No.,and Title of Person Duly Authorized to Submit This Report. ATTENTION INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. See 18 U.S.C. AND 15 U.S.C. 78ff(a) The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Winston-Salem and State of North Carolina on the 12th day of February, 2010. Salem Investment Counselors, Inc. (Name of Institutional Investment Manager) /s/ DALE M. BROWN (Manual Signature of Person Duly Authorized To Submit This Report) Name and 13F file numbers of all Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: Name: <13F File No.: 1. 6. 2. 7. 3. 8. 4. 9. 5. 10. 2 FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY: 247 FORM 13F INFORMATION TABLE VALUE TOTAL: $486,163,954 3 FORM 13F Name of Reporting Manager: Salem Investment Counselors, Inc.
Item 1 Name of Issuer Item 2 Title of Class Item 3 Cusip Number Item 4 Fair Market Value Item 5 Shares of Principal Amount (a) Sole 3M Company A D A M, Inc. Abbott Labs Accenture PLC CL A Activision Blizzard, Inc. Agnico-Eagle Mines Ltd. Akamai Technologies Alberto-Culver Co. Alcoa, Inc. Alcon, Inc. Allergan, Inc. Alliance One International Altria Group, Inc. American Express Company Angeion Corp. Apache Corp. common common common common common common common common common common common common common common common common 88579Y101 00088U108 002824100 G1151C101 00507V109 8474108 00971T101 01307800 13817101 H01301102 18490102 18772103 02209S103 25816109 03462H404 37411105 $12,065,190 $79,170 $2,149,828 $3,269,827 $963,415 $339,390 $1,028,804 $292,900 $941,408 $221,873 $201,632 $690,510 $616,284 $331,251 $51,739 $6,020,279 145,944 18,850 39,819 78,791 86,716 6,285 40,600 10,000 58,400 1,350 3,200 141,498 31,395 8,175 12,650 58,353 145,944 18,850 39,819 78,791 86,716 6,285 40,600 10,000 58,400 1,350 3,200 141,498 31,395 8,175 12,650 58,353
Item 1 Name of Issuer Item 6 (b) Shares as defined in Instr. V. Item 7 Managers See Instr. V. (a) Sole Item 8 (b) Shared (c) None 3M Company A D A M, Inc. Abbott Labs Accenture PLC CL A Activision Blizzard, Inc. Agnico-Eagle Mines Ltd. Akamai Technologies Alberto-Culver Co. Alcoa, Inc. Alcon, Inc. Allergan, Inc. Alliance One International Altria Group, Inc. American Express Company Angeion Corp. Apache Corp. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 145,944 18,850 39,819 78,791 86,716 6,285 40,600 10,000 58,400 1,350 3,200 141,498 31,395 8,175 12,650 58,353 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
4 Apple, Inc. AT&T Corp. Atlas Energy Resources LLC Automatic Data Processing, Inc. Baidu, Inc. Balchem Corp. BancInsurance Corp Bank of America Corp. Bank of Carolinas Barrick Gold Corp. Baxter International, Inc. BB&T Corporation Becton Dickinson & Co. Berkshire Hathaway, Inc. CL B Berkshire Hathaway, Inc. DEL CL A BHP Billiton Ltd. ADR Biodelivery Sci International, Inc. common common common common common common common common common common common common common common common common common 037833100 00206R102 49303100 53015103 056752108 057665200 05945K102 60505104 06425J102 67901108 71813109 54937107 075887109 084670207 84670108 88606108 09060J106 $10,207,015 $1,931,509 $219,299 $1,072,812 $578,601 $4,241,729 $977,973 $6,376,359 $187,204 $326,854 $273,449 $13,334,548 $548,629 $13,048,706 $1,984,000 $4,766,339 $43,230 48,436 68,909 7,276 25,054 1,407 126,581 164,642 423,397 42,163 8,300 4,660 525,603 6,957 3,971 20 62,240 11,000 48,436 68,909 7,276 25,054 1,407 126,581 164,642 423,397 42,163 8,300 4,660 525,603 6,957 3,971 20 62,240 11,000
Apple, Inc. AT&T Corp. Atlas Energy Resources LLC Automatic Data Processing, Inc. Baidu, Inc. Balchem Corp. BancInsurance Corp Bank of America Corp. Bank of Carolinas Barrick Gold Corp. Baxter International, Inc. BB&T Corporation Becton Dickinson & Co. Berkshire Hathaway, Inc. CL B Berkshire Hathaway, Inc. DEL CL A BHP Billiton Ltd. ADR Biodelivery Sci International, Inc. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 48,436 68,909 7,276 25,054 1,407 126,581 164,642 423,397 42,163 8,300 4,660 525,603 6,957 3,971 20 62,240 11,000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
5 Blackrock Incm. Opportunity TR Blackrock Income TR. Inc. Blackrock Insd Mun Term Blackrock Invt. Qlty Muni Blackrock Ltd. Duration Blackrock Mun 2018 Fd. Blackrock Strat. Muni Tr Blackrock Strategic Bond Boardwalk Pipeline Partners BP PLC Sponsored ADR Breakwater Resources Ltd Bristol Myers Squibb Co. Buckeye Partners LP Calumet Specialty Products Canadian Nat. Res. Ltd. Capital Bank Corp. Cardinal Financial Group common common common common common common common common common common common common common common common common common 92475102 09247F100 92474105 09247D105 09249W101 09248C106 09248T109 09249G106 96627104 55622104 106902307 110122108 118230101 131476103 136385101 139793103 14149F109 $200,232 $217,194 $125,400 $238,520 $270,477 $151,640 $243,745 $203,246 $900,900 $1,751,622 $61,169 $303,808 $756,855 $1,008,150 $661,940 $534,733 $611,800 21,600 34,150 12,000 17,800 18,450 10,000 20,500 16,825 30,000 30,216 153,000 12,032 13,900 55,000 9,200 138,174 70,000 21,600 34,150 12,000 17,800 18,450 10,000 20,500 16,825 30,000 30,216 153,000 12,032 13,900 55,000 9,200 138,174 70,000
Blackrock Incm. Opportunity TR Blackrock Income TR. Inc. Blackrock Insd Mun Term Blackrock Invt. Qlty Muni Blackrock Ltd. Duration Blackrock Mun 2018 Fd. Blackrock Strat. Muni Tr Blackrock Strategic Bond Boardwalk Pipeline Partners BP PLC Sponsored ADR Breakwater Resources Ltd Bristol Myers Squibb Co. Buckeye Partners LP Calumet Specialty Products Canadian Nat. Res. Ltd. Capital Bank Corp. Cardinal Financial Group 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 21,600 34,150 12,000 17,800 18,450 10,000 20,500 16,825 30,000 30,216 153,000 12,032 13,900 55,000 9,200 138,174 70,000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
6 Cass Information Systems, Inc. Caterpillar, Inc. Celgene Corp. Cenovus Energy Chesapeake Energy Corp. Chevron Corporation Cisco Systems, Inc. Citigroup, Inc. Coca-Cola Company Colgate-Palmolive Co. CommScope, Inc. Compass Minerals Intl. Concepts Direct ConocoPhillips Copart, Inc. Crexus Investment Corp. Crimson Exploration, Inc. common common common common common common common common common common common common common common common common common 14808P109 149123101 151020104 15135U109 165167107 166764100 17275R102 172967101 191216100 194162103 203372107 20451N101 206013104 20825C104 217204106 226553105 22662K207 $366,563 $6,662,587 $2,468,406 $205,808 $386,078 $1,595,233 $11,808,908 $172,385 $3,606,390 $6,448,693 $3,193,575 $2,140,002 $377 $705,571 $505,722 $523,500 $438,000 12,058 116,908 44,332 8,167 14,918 20,720 493,271 52,080 63,270 78,499 120,376 31,850 18,850 13,816 13,810 37,500 100,000 12,058 116,908 44,332 8,167 14,918 20,720 493,271 52,080 63,270 78,499 120,376 31,850 18,850 13,816 13,810 37,500 100,000
Cass Information Systems, Inc. Caterpillar, Inc. Celgene Corp. Cenovus Energy Chesapeake Energy Corp. Chevron Corporation Cisco Systems, Inc. Citigroup, Inc. Coca-Cola Company Colgate-Palmolive Co. CommScope, Inc. Compass Minerals Intl. Concepts Direct ConocoPhillips Copart, Inc. Crexus Investment Corp. Crimson Exploration, Inc. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 12,058 116,908 44,332 8,167 14,918 20,720 493,271 52,080 63,270 78,499 120,376 31,850 18,850 13,816 13,810 37,500 100,000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
7 CVR Energy, Inc. CVS Caremark Corp. DCP Midstream Partners LP Dentsply Intl. Inc. New Devon Energy Corp. Diamond Offshore Drilling Disney, Walt Company Duke Energy Corporation Eaton Corp Ecolab, Inc. El Paso Pipeline Partners LP Emagin Corp. EMC Corp. MASS Emerson Electric Encana Corp. Encore Energy Partners LP Energy Transfer Equity LP common common common common common common common common common common common common common common common common common 12662P108 126650100 23311P100 249030107 25179M103 25271C102 254687106 264399106 278058102 278865100 283702108 29076N206 268648102 291011104 292505104 29257A106 29273V100 $377,300 $2,261,239 $848,659 $422,040 $8,220,167 $641,206 $1,350,856 $827,250 $295,706 $363,327 $726,880 $87,232 $527,839 $1,687,556 $1,279,956 $1,526,140 $397,540 55,000 70,203 28,700 12,000 111,839 6,515 41,887 48,068 4,648 8,150 28,000 46,400 30,214 39,614 39,517 77,000 13,000 55,000 70,203 28,700 12,000 111,839 6,515 41,887 48,068 4,648 8,150 28,000 46,400 30,214 39,614 39,517 77,000 13,000
CVR Energy, Inc. CVS Caremark Corp. DCP Midstream Partners LP Dentsply Intl. Inc. New Devon Energy Corp. Diamond Offshore Drilling Disney, Walt Company Duke Energy Corporation Eaton Corp Ecolab, Inc. El Paso Pipeline Partners LP Emagin Corp. EMC Corp. MASS Emerson Electric Encana Corp. Encore Energy Partners LP Energy Transfer Equity LP 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 55,000 70,203 28,700 12,000 111,839 6,515 41,887 48,068 4,648 8,150 28,000 46,400 30,214 39,614 39,517 77,000 13,000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
8 Energy Transfer Partners LP Enterprise GP Holdings LP Enterprise Products Partners EQT Corp. Exactech, Inc. Express Scripts, Inc. Exxon Mobile Corporation Falconstor Software, Inc. Fidelity National Info. Services First Citizens Bancshares CL A First Community Bancshares NEV Flextronics Intl. Ltd. Flowserve Corporation FNB United Corp. FPL Group, Inc. Freeport McMoran Copper & Gold FX Energy, Inc. common common common common common common common common common common common common common common common common common 29273R109 293716106 293792107 26884L109 30064 109 302182100 302290101 306137100 31620M106 31946M103 31983A103 Y2573F102 34354P105 302519103 302571104 35671D857 302695101 $2,261,991 $428,670 $3,059,334 $477,586 $346,200 $207,408 $4,841,558 $1,798,377 $564,904 $1,018,338 $263,100 $417,620 $505,736 $19,501 $260,086 $2,205,406 $283,036 50,300 11,000 97,400 10,874 20,000 2,400 71,001 442,950 24,100 6,209 21,834 57,130 5,350 15,001 4,924 27,468 99,311 50,300 11,000 97,400 10,874 20,000 2,400 71,001 442,950 24,100 6,209 21,834 57,130 5,350 15,001 4,924 27,468 99,311
Energy Transfer Partners LP Enterprise GP Holdings LP Enterprise Products Partners EQT Corp. Exactech, Inc. Express Scripts, Inc. Exxon Mobile Corporation Falconstor Software, Inc. Fidelity National Info. Services First Citizens Bancshares CL A First Community Bancshares NEV Flextronics Intl. Ltd. Flowserve Corporation FNB United Corp. FPL Group, Inc. Freeport McMoran Copper & Gold FX Energy, Inc. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 50,300 11,000 97,400 10,874 20,000 2,400 71,001 442,950 24,100 6,209 21,834 57,130 5,350 15,001 4,924 27,468 99,311 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
9 Gamestop Corp. General Dynamics Corp. General Electric Company Gerdau SA Spons ADR Gilead Sciences, Inc. Glaxo Smith Kline PLC Goldman Sachs Group, Inc. Google, Inc. CL A Green Mountain Coffee Roaster Harold's Stores Hawkins, Inc. Hewlet-Packard Company Highwood Properties, Inc. REIT Hubbell Inc. Class B Hudson City Bancorp, Inc. Huntington Bancshares, Inc. IAMGOLD Corp. common common common common common common common common common common common common common common common common common 36467W109 369550108 369604103 373737105 375558103 37733W105 38141G104 38259P508 393122106 413353202 420261109 428236103 431284108 443510201 443683107 446150104 450913108 $1,226,424 $437,174 $7,014,192 $850,649 $869,943 $254,979 $1,419,944 $6,520,330 $991,490 $4 $1,888,186 $2,493,496 $2,437,018 $544,470 $348,564 $331,420 $365,820 55,899 6,413 463,595 49,950 20,105 6,035 8,410 10,517 12,170 22,455 86,495 48,408 73,074 11,511 25,387 90,800 23,390 55,899 6,413 463,595 49,950 20,105 6,035 8,410 10,517 12,170 22,455 86,495 48,408 73,074 11,511 25,387 90,800 23,390
Gamestop Corp. General Dynamics Corp. General Electric Company Gerdau SA Spons ADR Gilead Sciences, Inc. Glaxo Smith Kline PLC Goldman Sachs Group, Inc. Google, Inc. CL A Green Mountain Coffee Roaster Harold's Stores Hawkins, Inc. Hewlet-Packard Company Highwood Properties, Inc. REIT Hubbell Inc. Class B Hudson City Bancorp, Inc. Huntington Bancshares, Inc. IAMGOLD Corp. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 55,899 6,413 463,595 49,950 20,105 6,035 8,410 10,517 12,170 22,455 86,495 48,408 73,074 11,511 25,387 90,800 23,390 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
10 Intel Corp International Business Machines Ipath MSCI India ETN Iridium Communications Inc. Ishares FTSE XINHUA Ishares Iboxx Investor Ishares Lehman Treasury Ishares MSCI Brazil Free Index Fund Ishares MSCI Eafe Index Ishares MSCI Emerging Ishares MSCI Hong Kong Ishares MSCI Pac Ex-Japan Index Fd Ishares MSCI South Korea Index Ishares S&P 500 Index Fund Ishares S&P GLB ERG Sect Ishares S&P GLB Health Care Ishares TR - S&P Glbl Info Tech common common common common common common common common common common common common common common common common common 458140100 459200101 06739F291 46269C102 464287184 464287242 464287176 464286400 464287465 464287234 464286871 464286665 464286772 464287200 464287341 464287325 464287291 $6,657,581 $5,658,153 $1,364,350 $1,148,290 $3,668,760 $512,418 $6,744,669 $927,925 $2,733,320 $8,928,476 $184,788 $455,029 $1,070,233 $3,135,152 $840,264 $566,909 $403,273 326,352 43,225 21,298 143,000 86,814 4,920 64,915 12,437 49,445 215,144 11,800 10,999 22,465 28,040 23,550 10,900 7,200 326,352 43,225 21,298 143,000 86,814 4,920 64,915 12,437 49,445 215,144 11,800 10,999 22,465 28,040 23,550 10,900 7,200
Intel Corp International Business Machines Ipath MSCI India ETN Iridium Communications Inc. Ishares FTSE XINHUA Ishares Iboxx Investor Ishares Lehman Treasury Ishares MSCI Brazil Free Index Fund Ishares MSCI Eafe Index Ishares MSCI Emerging Ishares MSCI Hong Kong Ishares MSCI Pac Ex-Japan Index Fd Ishares MSCI South Korea Index Ishares S&P 500 Index Fund Ishares S&P GLB ERG Sect Ishares S&P GLB Health Care Ishares TR - S&P Glbl Info Tech 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 326,352 43,225 21,298 143,000 86,814 4,920 64,915 12,437 49,445 215,144 11,800 10,999 22,465 28,040 23,550 10,900 7,200 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
11 Ishares TR Comex Gold Ishares TR Iboxx $ High Yield Corp. Ishares TR RUS 2000 I FD Ishares TR Russell Midcap Indx Fnd Ishares TR S&P Citigroup 1-3 Yr Intl Johnson & Johnson Kellogg Company Kimberly-Clark Corp Kinder Morgan Energy Partners LP Kinross Gold Corp. Kraft Foods, Inc. CL A L-3 Communications Holdings, Inc. Lab CP of America Holding New Lee Enterprises, Inc. Lender Processing Services Life Technologies Corp. Lincoln National Corp. common common common common common common common common common common common common common common common common common 464285105 464288513 464287655 464287499 464288125 478160104 487836108 494368103 494550106 496902404 50075N104 502424104 50540R409 523768109 52602 E102 53217V109 534187109 $435,493 $384,739 $1,016,523 $1,905,403 $229,042 $13,252,808 $4,158,325 $323,965 $621,996 $196,880 $300,720 $545,785 $332,290 $1,551,735 $489,953 $612,541 $254,274 4,056 4,380 16,280 23,093 2,200 205,757 78,164 5,085 10,200 10,700 11,064 6,277 4,440 447,186 12,050 11,730 10,220 4,056 4,380 16,280 23,093 2,200 205,757 78,164 5,085 10,200 10,700 11,064 6,277 4,440 447,186 12,050 11,730 10,220
Ishares TR Comex Gold Ishares TR Iboxx $ High Yield Corp. Ishares TR RUS 2000 I FD Ishares TR Russell Midcap Indx Fnd Ishares TR S&P Citigroup 1-3 Yr Intl Johnson & Johnson Kellogg Company Kimberly-Clark Corp Kinder Morgan Energy Partners LP Kinross Gold Corp. Kraft Foods, Inc. CL A L-3 Communications Holdings, Inc. Lab CP of America Holding New Lee Enterprises, Inc. Lender Processing Services Life Technologies Corp. Lincoln National Corp. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 4,056 4,380 16,280 23,093 2,200 205,757 78,164 5,085 10,200 10,700 11,064 6,277 4,440 447,186 12,050 11,730 10,220 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
12 Linn Energy Lowes Companies Inc. Magellan Midstream Holdings LP Main Street Capital Corp. Market Vectors ETF Brazil Small Market Vectors ETF TR Global McDonalds Corporation Media General, Inc. Medical Facilities Corp. Medtronic, Inc. Merck & Co. Methode Electronics, Inc. Class A Mettler-Toledo International, Inc. Microsoft Corporation Midcap SPDR Trust Unit SER Morgan, JP Chase & Co. Mosaic Company common common common common common common common common common common common common common common common common common 536020100 548661107 55907R108 56035L104 57060U613 57060U605 580135101 584404107 58457V206 585055106 589331107 591520200 592688105 594918104 595635103 46625H100 61945A107 $1,059,440 $10,495,741 $1,169,867 $231,419 $2,155,758 $665,608 $5,903,390 $509,835 $90,540 $1,689,624 $4,877,518 $156,240 $797,924 $15,958,840 $428,155 $3,049,411 $4,240,233 38,000 448,728 26,999 14,356 43,630 15,200 94,545 65,030 10,500 38,418 133,484 18,000 7,600 523,584 3,250 73,180 70,990 38,000 448,728 26,999 14,356 43,630 15,200 94,545 65,030 10,500 38,418 133,484 18,000 7,600 523,584 3,250 73,180 70,990
Linn Energy Lowes Companies Inc. Magellan Midstream Holdings LP Main Street Capital Corp. Market Vectors ETF Brazil Small Market Vectors ETF TR Global McDonalds Corporation Media General, Inc. Medical Facilities Corp. Medtronic, Inc. Merck & Co. Methode Electronics, Inc. Class A Mettler-Toledo International, Inc. Microsoft Corporation Midcap SPDR Trust Unit SER Morgan, JP Chase & Co. Mosaic Company 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 38,000 448,728 26,999 14,356 43,630 15,200 94,545 65,030 10,500 38,418 133,484 18,000 7,600 523,584 3,250 73,180 70,990 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
13 National Dentex Corp. Netflix, Inc. Newbridge Bancorp Nokia Corp. Norfolk Southern Corp. NovaGold Resources, Inc. Novartis A G Spon ADR F Nuveen Muni Advantage Fund Nuveen NC Div AD Muni Fund NC Nuveen NC Div AD Muni Fund NC Oil Service Holders Dep. Old Rep. Intl. Corp. Path 1 Network Techs. Pennymac Mortgage Investment Reit Pepsico, Inc. Petroleo Brasileiro Pfizer, Inc. common common common common common common common common common common common common common common common common common 63563H109 64110L106 65080T102 654902204 655844108 66987E206 66987V109 67062H106 67071D104 67072D103 678002106 680223104 703186205 70931T103 713448108 71654V408 717081103 $2,126,616 $382,325 $38,848 $2,226,597 $217,962 $2,006,766 $270,299 $220,897 $366,666 $482,344 $386,003 $369,241 $38 $859,000 $18,587,397 $3,577,812 $4,450,584 210,556 6,940 17,499 173,276 4,158 327,368 4,966 15,500 24,625 31,908 3,247 36,777 29,000 50,000 305,714 75,038 244,672 210,556 6,940 17,499 173,276 4,158 327,368 4,966 15,500 24,625 31,908 3,247 36,777 29,000 50,000 305,714 75,038 244,672
National Dentex Corp. Netflix, Inc. Newbridge Bancorp Nokia Corp. Norfolk Southern Corp. NovaGold Resources, Inc. Novartis A G Spon ADR F Nuveen Muni Advantage Fund Nuveen NC Div AD Muni Fund NC Nuveen NC Div AD Muni Fund NC Oil Service Holders Dep. Old Rep. Intl. Corp. Path 1 Network Techs. Pennymac Mortgage Investment Reit Pepsico, Inc. Petroleo Brasileiro Pfizer, Inc. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 210,556 6,940 17,499 173,276 4,158 327,368 4,966 15,500 24,625 31,908 3,247 36,777 29,000 50,000 305,714 75,038 244,672 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
14 Philip Morris International, Inc. Pimco Corporate Opportunity Fund Pioneer Natural Res. Co. Pwershares ETF Wilderhill Cln Engy Powershares Exchange Global Water Powershares QQQ TR Unit Ser 1 Praxair, Inc. Procter & Gamble Progress Energy, Inc. Qualcomm, Inc. Range Resources, Inc. Regions Financial Corp. RF Micro Devices, Inc. Ruddick Corp. S P D R Trust Unit Saic, Inc. Sara Lee Corporation common common common common common common common common common common common common common common common common common 718172109 72201B101 723787107 73935X500 73936T623 73935A104 74005P104 742718109 743263105 747525103 75281A109 758940100 749941100 781258108 78462F103 78390X101 803111103 $5,515,876 $172,800 $302,604 $914,100 $800,856 $236,802 $551,248 $12,728,844 $266,606 $5,703,765 $482,299 $80,588 $175,340 $714,033 $913,139 $1,212,520 $161,166 114,461 12,000 6,282 83,100 44,100 5,176 6,864 209,943 6,501 123,298 9,675 15,234 36,759 27,751 8,194 64,019 13,232 114,461 12,000 6,282 83,100 44,100 5,176 6,864 209,943 6,501 123,298 9,675 15,234 36,759 27,751 8,194 64,019 13,232
Philip Morris International, Inc. Pimco Corporate Opportunity Fund Pioneer Natural Res. Co. Pwershares ETF Wilderhill Cln Engy Powershares Exchange Global Water Powershares QQQ TR Unit Ser 1 Praxair, Inc. Procter & Gamble Progress Energy, Inc. Qualcomm, Inc. Range Resources, Inc. Regions Financial Corp. RF Micro Devices, Inc. Ruddick Corp. S P D R Trust Unit Saic, Inc. Sara Lee Corporation 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 114,461 12,000 6,282 83,100 44,100 5,176 6,864 209,943 6,501 123,298 9,675 15,234 36,759 27,751 8,194 64,019 13,232 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
15 SCBT Finanical Corp. Sempra Energy Skyworks Solutions, Inc. Solar Enertech Corp. Sonoco Logistics Partners LP Sonoco Products Southern Community Financial SPDR Gold Trust SPDR S&P China ETF Spectra Energy Corp. Staples, Inc. Stericycle, Inc. Stryker Corporation Sunoco Logistics Partners LP Suntrust Banks, Inc. Sysco Corporation Take Two Interactive Software common common common common common common common common common common common common common common common common common 78401V102 816851109 83088M102 834156101 86764L108 835495102 842632101 78463V107 78463X400 847560109 855030102 858912108 863667101 86764L108 867914103 871829107 874054109 $1,011,848 $218,602 $422,862 $2,585 $535,120 $3,028,662 $91,715 $2,393,013 $3,615,851 $335,010 $209,015 $662,040 $433,182 $334,450 $480,447 $7,673,470 $111,153 36,542 3,905 29,800 10,000 8,000 103,544 40,403 22,300 50,325 16,334 8,500 12,000 8,600 5,000 23,679 274,641 11,060 36,542 3,905 29,800 10,000 8,000 103,544 40,403 22,300 50,325 16,334 8,500 12,000 8,600 5,000 23,679 274,641 11,060
SCBT Finanical Corp. Sempra Energy Skyworks Solutions, Inc. Solar Enertech Corp. Sonoco Logistics Partners LP Sonoco Products Southern Community Financial SPDR Gold Trust SPDR S&P China ETF Spectra Energy Corp. Staples, Inc. Stericycle, Inc. Stryker Corporation Sunoco Logistics Partners LP Suntrust Banks, Inc. Sysco Corporation Take Two Interactive Software 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 36,542 3,905 29,800 10,000 8,000 103,544 40,403 22,300 50,325 16,334 8,500 12,000 8,600 5,000 23,679 274,641 11,060 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
16 Targa Resources Partners LP Target Corporation Teck Resources Ltd. Teekay Offshore Partners LP Teva Pharmaceutical Toyota Motor CP ADR Transocean, Inc. Triad Guaranty Inc. Ultra Petroleum Corp. Unifirst Corporation - Mass Union Pacific Corp. United Technologies Corp. Vale SA ADR Vanguard Bond Index Vanguard Emerging Markets Vipers Vanguard Growth ETF Vanguard Large Cap common common common common common common common common common common common common common common common common common 87611X105 87612E106 878742204 Y8565J101 881624209 892331307 H8817H100 895925105 903914109 904708104 907818108 913017109 91912E105 921937819 922042858 922908736 922908637 $2,567,136 $2,262,652 $714,437 $399,000 $8,181,156 $4,643,413 $3,538,127 $125,122 $575,883 $732,956 $535,929 $7,701,803 $3,484,035 $676,049 $4,331,855 $297,136 $230,802 105,600 46,778 20,430 20,000 145,624 55,174 42,731 463,415 11,550 15,235 8,387 110,961 120,015 8,550 105,655 5,600 4,555 105,600 46,778 20,430 20,000 145,624 55,174 42,731 463,415 11,550 15,235 8,387 110,961 120,015 8,550 105,655 5,600 4,555
Targa Resources Partners LP Target Corporation Teck Resources Ltd. Teekay Offshore Partners LP Teva Pharmaceutical Toyota Motor CP ADR Transocean, Inc. Triad Guaranty Inc. Ultra Petroleum Corp. Unifirst Corporation - Mass Union Pacific Corp. United Technologies Corp. Vale SA ADR Vanguard Bond Index Vanguard Emerging Markets Vipers Vanguard Growth ETF Vanguard Large Cap 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 105,600 46,778 20,430 20,000 145,624 55,174 42,731 463,415 11,550 15,235 8,387 110,961 120,015 8,550 105,655 5,600 4,555 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
17 Vanguard Mega Cap 300 Growth Vanguard Mid-Cap ETF Vanguard Total Stock Market Verizon Communications VF Corporation Walgreen Company Wal-Mart Stores, Inc. Wells Fargo & Co. XTO Energy, Inc. Zimmer Holdings, Inc. common common common common common common common common common common 921910816 922908629 922908769 92343V104 918204108 931422109 931142103 949746101 98385X106 98956P102 $237,612 $215,221 $302,143 $411,011 $1,680,345 $5,417,191 $5,580,768 $2,455,442 $5,788,146 $1,281,150 5,675 3,590 5,360 12,406 22,943 147,527 104,411 90,976 124,396 21,674 5,675 3,590 5,360 12,406 22,943 147,527 104,411 90,976 124,396 21,674 Grand Total 12/31/09 $486,163,954
Vanguard Mega Cap 300 Growth Vanguard Mid-Cap ETF Vanguard Total Stock Market Verizon Communications VF Corporation Walgreen Company Wal-Mart Stores, Inc. Wells Fargo & Co. XTO Energy, Inc. Zimmer Holdings, Inc. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 5,675 3,590 5,360 12,406 22,943 147,527 104,411 90,976 124,396 21,674 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
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