0000892712-16-001402.txt : 20160216 0000892712-16-001402.hdr.sgml : 20160215 20160216094819 ACCESSION NUMBER: 0000892712-16-001402 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 161423928 BUSINESS ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 BUSINESS PHONE: 9528410400 MAIL ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000884306 XXXXXXXX 12-31-2015 12-31-2015 KOPP INVESTMENT ADVISORS LLC

8400 NORMANDALE LAKE BOULEVARD SUITE 1450 BLOOMINGTON MN 55437

13F HOLDINGS REPORT 028-03099 N John P. Flakne 952-841-0400 /s/ John P. Flakne Bloomington MN 02-16-2016 0 77 203418 false INFORMATION TABLE 2 aci_13f.xml 3M Company COM 88579Y101 1072 7116 SH OTR 6321 0 795 Aflac Incorporated COM 001055102 873 14574 SH OTR 13014 0 1560 Akorn, Inc. COM 009728106 3480 93280 SH OTR 80790 0 12490 American Express Company COM 025816109 801 11524 SH OTR 10139 0 1385 Apple Inc. COM 037833100 214 2030 SH OTR 2030 0 0 Array Biopharma Inc. COM 04269X105 1589 376477 SH OTR 324197 0 52280 AtriCure Inc. COM 04963C209 4441 197885 SH OTR 170910 0 26975 BioMarin Pharmaceutical Inc. COM 09061G101 914 8724 SH OTR 7552 0 1172 Cempra, Inc. COM 15130J109 2760 88656 SH OTR 79698 0 8958 CommVault Systems Inc. COM 204166102 1563 39716 SH OTR 33231 0 6485 Constant Contact, Inc. COM 210313102 658 22489 SH OTR 16939 0 5550 Cummins Inc. COM 231021106 645 7325 SH OTR 6425 0 900 Eagle Pharmaceuticals, Inc. COM 269796108 475 5358 SH OTR 5358 0 0 Eastman Chemical Co. COM 277432100 842 12466 SH OTR 11011 0 1455 Emcore Corp. COM NEW 290846203 10658 1738700 SH DFND 1738700 0 0 Emcore Corp. COM NEW 290846203 11566 1886715 SH OTR 1868705 0 18010 Enzo Biochem, Inc. COM 294100102 315 70000 SH DFND 70000 0 0 Enzo Biochem, Inc. COM 294100102 2344 520874 SH OTR 491382 0 29492 EOG Resources COM 26875P101 745 10530 SH OTR 9385 0 1145 Exact Sciences Corporation COM 30063P105 131 14140 SH OTR 14140 0 0 Exxon Mobil Corporation COM 30231G102 696 8930 SH OTR 7929 0 1001 Finisar Corp. COM NEW 31787A507 3519 242000 SH DFND 242000 0 0 Finisar Corp. COM NEW 31787A507 6106 419929 SH OTR 396196 0 23733 General Electric Co. COM 369604103 253 8120 SH OTR 8120 0 0 Gigamon Inc. COM 37518B102 1502 56535 SH DFND 56535 0 0 Gigamon Inc. COM 37518B102 6062 228160 SH OTR 212805 0 15355 Halliburton Company COM 406216101 694 20385 SH OTR 17795 0 2590 Healthways Inc. COM 422245100 201 15590 SH OTR 15590 0 0 Hormel Foods Corporation COM 440452100 1362 17225 SH OTR 15235 0 1990 Insulet Corp. COM 45784P101 2708 71611 SH OTR 61461 0 10150 Integrated Device Technology Inc. COM 458118106 3971 150700 SH OTR 126955 0 23745 Intel Corp. COM 458140100 229 6644 SH OTR 6644 0 0 Intersect ENT Inc. COM 46071F103 3816 169600 SH DFND 169600 0 0 Intersect ENT Inc. COM 46071F103 8747 388739 SH OTR 364224 0 24515 IntraLinks Holdings Inc. COM 46118H104 1161 128000 SH DFND 128000 0 0 IntraLinks Holdings Inc. COM 46118H104 4754 524135 SH OTR 477035 0 47100 iShares Russell 2000 Growth RUS 2000 GRW ETF 464287648 498 3575 SH OTR 3225 0 350 Johnson & Johnson COM 478160104 917 8923 SH OTR 7948 0 975 K2M Grp Hldgs COM 48273J107 2011 101880 SH OTR 88992 0 12888 Lexicon Pharmaceuticals Inc. COM NEW 528872302 182 13710 SH OTR 13710 0 0 Ligand Pharmaceuticals Inc. COM NEW 53220K504 3306 30490 SH OTR 26972 0 3518 Marriott Intl. Inc. CL A 571903202 1038 15487 SH OTR 13635 0 1852 MaxLinear, Inc. CL A 57776J100 1030 69949 SH OTR 59139 0 10810 NeoGenomics Inc. COM NEW 64049M209 3416 434000 SH DFND 434000 0 0 NeoGenomics Inc. COM NEW 64049M209 8921 1133526 SH OTR 1061030 0 72496 Nordstrom Inc. COM 655664100 524 10513 SH OTR 9088 0 1425 NxStage Medical, Inc. COM 67072V103 3716 169612 SH OTR 145682 0 23930 Oclaro, Inc. COM NEW 67555N206 16415 4717000 SH DFND 4717000 0 0 Oclaro, Inc. COM NEW 67555N206 20768 5967689 SH OTR 5923909 0 43780 Omnicell Inc. COM 68213N109 3898 125417 SH OTR 110642 0 14775 Pernix Therapeutics Holdings, Inc. COM 71426V108 412 139500 SH DFND 139500 0 0 Pernix Therapeutics Holdings, Inc. COM 71426V108 519 175793 SH OTR 175793 0 0 PowerShares QQQ Trust UNIT SER 1 73935A104 302 2700 SH OTR 2700 0 0 The Procter & Gamble Company COM 742718109 885 11147 SH OTR 9867 0 1280 Qorvo COM 74736K101 1903 37396 SH OTR 31674 0 5722 QUALCOMM Inc. COM 747525103 593 11865 SH OTR 10460 0 1405 RTI Surgical Inc. COM 74975N105 1040 262000 SH DFND 262000 0 0 RTI Surgical Inc. COM 74975N105 4769 1201372 SH OTR 1114452 0 86920 Ruckus Wireless Inc. COM 781220108 2718 253735 SH OTR 215225 0 38510 Skyworks Solutions COM 83088M102 2437 31719 SH OTR 26844 0 4875 Southern Company COM 842587107 913 19505 SH OTR 17020 0 2485 Southwest Airlines Co. COM 844741108 1306 30320 SH OTR 27020 0 3300 SPDR Trust Ser 1 TR UNIT 78462F103 958 4700 SH OTR 4700 0 0 SPS Commerce, Inc. COM 78463M107 1353 19264 SH OTR 16096 0 3168 Starbucks Corp. COM 855244109 213 3550 SH OTR 3550 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 510 2428290 SH DFND 2428290 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 616 2935201 SH OTR 2935201 0 0 T. Rowe Price COM 74144T108 811 11350 SH OTR 10080 0 1270 Teligent, Inc. COM 87960W104 4616 518600 SH DFND 518600 0 0 Teligent, Inc. COM 87960W104 12415 1394945 SH OTR 1334915 0 60030 V F Corporation COM 918204108 947 15210 SH OTR 13510 0 1700 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 316 4000 SH OTR 4000 0 0 Vanguard Total Stock TOTAL STK MKT 922908769 375 3600 SH OTR 3600 0 0 Veracyte Inc. COM 92337F107 103 14250 SH OTR 14250 0 0 Verizon Communications, Inc. COM 92343V104 818 17696 SH OTR 15771 0 1925 Vonage Holdings Corp. COM 92886T201 1961 341595 SH OTR 290350 0 51245 Wells Fargo & Co. COM 949746101 1102 20271 SH OTR 18121 0 2150