0000892712-16-001402.txt : 20160216
0000892712-16-001402.hdr.sgml : 20160215
20160216094819
ACCESSION NUMBER: 0000892712-16-001402
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC
CENTRAL INDEX KEY: 0000884306
IRS NUMBER: 411663810
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03099
FILM NUMBER: 161423928
BUSINESS ADDRESS:
STREET 1: 8400 NORMANDALE LAKE BOULEVARD
STREET 2: SUITE 1450
CITY: BLOOMINGTON
STATE: MN
ZIP: 55437
BUSINESS PHONE: 9528410400
MAIL ADDRESS:
STREET 1: 8400 NORMANDALE LAKE BOULEVARD
STREET 2: SUITE 1450
CITY: BLOOMINGTON
STATE: MN
ZIP: 55437
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000884306
XXXXXXXX
12-31-2015
12-31-2015
KOPP INVESTMENT ADVISORS LLC
8400 NORMANDALE LAKE BOULEVARD
SUITE 1450
BLOOMINGTON
MN
55437
13F HOLDINGS REPORT
028-03099
N
John P. Flakne
Chief Financial Officer and Chief Compliance Officer
952-841-0400
/s/ John P. Flakne
Bloomington
MN
02-16-2016
0
77
203418
false
INFORMATION TABLE
2
aci_13f.xml
3M Company
COM
88579Y101
1072
7116
SH
OTR
6321
0
795
Aflac Incorporated
COM
001055102
873
14574
SH
OTR
13014
0
1560
Akorn, Inc.
COM
009728106
3480
93280
SH
OTR
80790
0
12490
American Express Company
COM
025816109
801
11524
SH
OTR
10139
0
1385
Apple Inc.
COM
037833100
214
2030
SH
OTR
2030
0
0
Array Biopharma Inc.
COM
04269X105
1589
376477
SH
OTR
324197
0
52280
AtriCure Inc.
COM
04963C209
4441
197885
SH
OTR
170910
0
26975
BioMarin Pharmaceutical Inc.
COM
09061G101
914
8724
SH
OTR
7552
0
1172
Cempra, Inc.
COM
15130J109
2760
88656
SH
OTR
79698
0
8958
CommVault Systems Inc.
COM
204166102
1563
39716
SH
OTR
33231
0
6485
Constant Contact, Inc.
COM
210313102
658
22489
SH
OTR
16939
0
5550
Cummins Inc.
COM
231021106
645
7325
SH
OTR
6425
0
900
Eagle Pharmaceuticals, Inc.
COM
269796108
475
5358
SH
OTR
5358
0
0
Eastman Chemical Co.
COM
277432100
842
12466
SH
OTR
11011
0
1455
Emcore Corp.
COM NEW
290846203
10658
1738700
SH
DFND
1738700
0
0
Emcore Corp.
COM NEW
290846203
11566
1886715
SH
OTR
1868705
0
18010
Enzo Biochem, Inc.
COM
294100102
315
70000
SH
DFND
70000
0
0
Enzo Biochem, Inc.
COM
294100102
2344
520874
SH
OTR
491382
0
29492
EOG Resources
COM
26875P101
745
10530
SH
OTR
9385
0
1145
Exact Sciences Corporation
COM
30063P105
131
14140
SH
OTR
14140
0
0
Exxon Mobil Corporation
COM
30231G102
696
8930
SH
OTR
7929
0
1001
Finisar Corp.
COM NEW
31787A507
3519
242000
SH
DFND
242000
0
0
Finisar Corp.
COM NEW
31787A507
6106
419929
SH
OTR
396196
0
23733
General Electric Co.
COM
369604103
253
8120
SH
OTR
8120
0
0
Gigamon Inc.
COM
37518B102
1502
56535
SH
DFND
56535
0
0
Gigamon Inc.
COM
37518B102
6062
228160
SH
OTR
212805
0
15355
Halliburton Company
COM
406216101
694
20385
SH
OTR
17795
0
2590
Healthways Inc.
COM
422245100
201
15590
SH
OTR
15590
0
0
Hormel Foods Corporation
COM
440452100
1362
17225
SH
OTR
15235
0
1990
Insulet Corp.
COM
45784P101
2708
71611
SH
OTR
61461
0
10150
Integrated Device Technology Inc.
COM
458118106
3971
150700
SH
OTR
126955
0
23745
Intel Corp.
COM
458140100
229
6644
SH
OTR
6644
0
0
Intersect ENT Inc.
COM
46071F103
3816
169600
SH
DFND
169600
0
0
Intersect ENT Inc.
COM
46071F103
8747
388739
SH
OTR
364224
0
24515
IntraLinks Holdings Inc.
COM
46118H104
1161
128000
SH
DFND
128000
0
0
IntraLinks Holdings Inc.
COM
46118H104
4754
524135
SH
OTR
477035
0
47100
iShares Russell 2000 Growth
RUS 2000 GRW ETF
464287648
498
3575
SH
OTR
3225
0
350
Johnson & Johnson
COM
478160104
917
8923
SH
OTR
7948
0
975
K2M Grp Hldgs
COM
48273J107
2011
101880
SH
OTR
88992
0
12888
Lexicon Pharmaceuticals Inc.
COM NEW
528872302
182
13710
SH
OTR
13710
0
0
Ligand Pharmaceuticals Inc.
COM NEW
53220K504
3306
30490
SH
OTR
26972
0
3518
Marriott Intl. Inc.
CL A
571903202
1038
15487
SH
OTR
13635
0
1852
MaxLinear, Inc.
CL A
57776J100
1030
69949
SH
OTR
59139
0
10810
NeoGenomics Inc.
COM NEW
64049M209
3416
434000
SH
DFND
434000
0
0
NeoGenomics Inc.
COM NEW
64049M209
8921
1133526
SH
OTR
1061030
0
72496
Nordstrom Inc.
COM
655664100
524
10513
SH
OTR
9088
0
1425
NxStage Medical, Inc.
COM
67072V103
3716
169612
SH
OTR
145682
0
23930
Oclaro, Inc.
COM NEW
67555N206
16415
4717000
SH
DFND
4717000
0
0
Oclaro, Inc.
COM NEW
67555N206
20768
5967689
SH
OTR
5923909
0
43780
Omnicell Inc.
COM
68213N109
3898
125417
SH
OTR
110642
0
14775
Pernix Therapeutics Holdings, Inc.
COM
71426V108
412
139500
SH
DFND
139500
0
0
Pernix Therapeutics Holdings, Inc.
COM
71426V108
519
175793
SH
OTR
175793
0
0
PowerShares QQQ Trust
UNIT SER 1
73935A104
302
2700
SH
OTR
2700
0
0
The Procter & Gamble Company
COM
742718109
885
11147
SH
OTR
9867
0
1280
Qorvo
COM
74736K101
1903
37396
SH
OTR
31674
0
5722
QUALCOMM Inc.
COM
747525103
593
11865
SH
OTR
10460
0
1405
RTI Surgical Inc.
COM
74975N105
1040
262000
SH
DFND
262000
0
0
RTI Surgical Inc.
COM
74975N105
4769
1201372
SH
OTR
1114452
0
86920
Ruckus Wireless Inc.
COM
781220108
2718
253735
SH
OTR
215225
0
38510
Skyworks Solutions
COM
83088M102
2437
31719
SH
OTR
26844
0
4875
Southern Company
COM
842587107
913
19505
SH
OTR
17020
0
2485
Southwest Airlines Co.
COM
844741108
1306
30320
SH
OTR
27020
0
3300
SPDR Trust Ser 1
TR UNIT
78462F103
958
4700
SH
OTR
4700
0
0
SPS Commerce, Inc.
COM
78463M107
1353
19264
SH
OTR
16096
0
3168
Starbucks Corp.
COM
855244109
213
3550
SH
OTR
3550
0
0
Superconductor Technologies, Inc.
COM PAR $0.001
867931404
510
2428290
SH
DFND
2428290
0
0
Superconductor Technologies, Inc.
COM PAR $0.001
867931404
616
2935201
SH
OTR
2935201
0
0
T. Rowe Price
COM
74144T108
811
11350
SH
OTR
10080
0
1270
Teligent, Inc.
COM
87960W104
4616
518600
SH
DFND
518600
0
0
Teligent, Inc.
COM
87960W104
12415
1394945
SH
OTR
1334915
0
60030
V F Corporation
COM
918204108
947
15210
SH
OTR
13510
0
1700
Vanguard Short-Term Corporate
SHRT TRM CORP BD
92206C409
316
4000
SH
OTR
4000
0
0
Vanguard Total Stock
TOTAL STK MKT
922908769
375
3600
SH
OTR
3600
0
0
Veracyte Inc.
COM
92337F107
103
14250
SH
OTR
14250
0
0
Verizon Communications, Inc.
COM
92343V104
818
17696
SH
OTR
15771
0
1925
Vonage Holdings Corp.
COM
92886T201
1961
341595
SH
OTR
290350
0
51245
Wells Fargo & Co.
COM
949746101
1102
20271
SH
OTR
18121
0
2150