0000892712-15-000585.txt : 20150515
0000892712-15-000585.hdr.sgml : 20150515
20150515160337
ACCESSION NUMBER: 0000892712-15-000585
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150515
DATE AS OF CHANGE: 20150515
EFFECTIVENESS DATE: 20150515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC
CENTRAL INDEX KEY: 0000884306
IRS NUMBER: 411663810
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03099
FILM NUMBER: 15869133
BUSINESS ADDRESS:
STREET 1: 8400 NORMANDALE LAKE BOULEVARD
STREET 2: SUITE 1450
CITY: BLOOMINGTON
STATE: MN
ZIP: 55437
BUSINESS PHONE: 9528410400
MAIL ADDRESS:
STREET 1: 8400 NORMANDALE LAKE BOULEVARD
STREET 2: SUITE 1450
CITY: BLOOMINGTON
STATE: MN
ZIP: 55437
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000884306
XXXXXXXX
03-31-2015
03-31-2015
KOPP INVESTMENT ADVISORS LLC
8400 NORMANDALE LAKE BOULEVARD
SUITE 1450
BLOOMINGTON
MN
55437
13F HOLDINGS REPORT
028-03099
N
John P. Flakne
Chief Financial Officer and Chief Compliance Officer
952 841-0400
/s/ John P. Flakne
Bloomington
MN
05-15-2015
0
88
225963
false
INFORMATION TABLE
2
aci_13f.xml
FORM 13F TABLE
3M Company
COM
88579Y101
1181
7161
SH
OTR
6366
0
795
Aerie Pharmaceuticals, Inc.
COM
00771V108
259
8260
SH
OTR
8260
0
0
Aflac Incorporated
COM
001055102
889
13889
SH
OTR
12369
0
1520
Akorn, Inc.
COM
009728106
4412
92858
SH
OTR
78423
0
14435
Alcatel Lucent Spons ADR
SPONSORED ADR
013904305
3048
817154
SH
OTR
696079
0
121075
American Express Company
COM
025816109
861
11021
SH
OTR
9711
0
1310
Angiodynamics, Inc.
COM
03475V101
2517
141463
SH
OTR
119306
0
22157
Apple Inc.
COM
037833100
209
1680
SH
OTR
1680
0
0
Array Biopharma Inc.
COM
04269X105
2809
381197
SH
OTR
322702
0
58495
AtriCure Inc.
COM
04963C209
4143
202220
SH
OTR
171805
0
30415
Bio-Techne Corp.
COM
09073M104
201
2000
SH
OTR
2000
0
0
Celldex Therapeutics Inc.
COM
15117B103
231
8287
SH
OTR
8287
0
0
Cempra, Inc
COM
15130J109
415
12085
SH
OTR
12085
0
0
CommVault Systems Inc.
COM
204166102
601
13751
SH
OTR
11231
0
2520
Constant Contact, Inc.
COM
210313102
2146
56173
SH
OTR
48408
0
7765
Datalink Corp.
COM
237934104
562
46649
SH
OTR
40169
0
6480
Deere & Co
COM
244199105
910
10383
SH
OTR
9223
0
1160
Eagle Pharmaceuticals, Inc.
COM
269796108
500
11925
SH
OTR
11925
0
0
Eastman Chemical Co.
COM
277432100
729
10531
SH
OTR
9226
0
1305
Emcore Corp.
COM NEW
290846203
8806
1618700
SH
DFND
1618700
0
0
Emcore Corp.
COM NEW
290846203
7841
1441323
SH
OTR
1441323
0
0
Enzo Biochem, Inc
COM
294100102
310
105000
SH
DFND
105000
0
0
Enzo Biochem, Inc
COM
294100102
1612
546415
SH
OTR
526845
0
19570
EOG Resources
COM
26875P101
967
10550
SH
OTR
9405
0
1145
Everyday Health, Inc.
COM
300415106
225
17460
SH
OTR
17460
0
0
Extreme Networks, Inc.
COM
30226D106
158
50000
SH
DFND
50000
0
0
Extreme Networks, inc.
COM
30226D106
1681
532027
SH
OTR
455687
0
76340
Exxon Mobil Corporation
COM
30231G102
712
8380
SH
OTR
7379
0
1001
Finisar Corp.
COM NEW
31787A507
8685
407000
SH
DFND
407000
0
0
Finisar Corp.
COM NEW
31787A507
12161
569873
SH
OTR
543125
0
26748
Flamel Technologies SA Spons A
SPONSORED ADR
338488109
317
17629
SH
OTR
17629
0
0
Fluidigm Corp.
COM
34385P108
2195
52146
SH
OTR
44081
0
8065
Gigamon Inc.
COM
37518B102
1603
75480
SH
OTR
61535
0
13945
Hormel Foods Corporation
COM
440452100
997
17535
SH
OTR
15495
0
2040
IGI Laboratories, Inc.
COM
449575109
3574
438000
SH
DFND
438000
0
0
IGI Laboratories, Inc.
COM
449575109
8835
1082775
SH
OTR
1011950
0
70825
Insulet Corp.
COM
45784P101
167
5000
SH
DFND
5000
0
0
Insulet Corp.
COM
45784P101
2881
86390
SH
OTR
73330
0
13060
Integrated Device Technology Inc.
COM
458118106
3825
191070
SH
OTR
160765
0
30305
Intersect ENT Inc.
COM
46071F103
2129
82437
SH
OTR
70371
0
12066
IntraLinks Holdings Inc.
COM
46118H104
1572
151995
SH
OTR
123775
0
28220
Johnson & Johnson
COM
478160104
889
8838
SH
OTR
7863
0
975
Kofax Ltd
COM USD
G5307C105
3187
291013
SH
OTR
244937
0
46076
Ligand Pharmaceuticals Inc
COM NEW
53220K504
1889
24501
SH
OTR
21111
0
3390
Marriott Intl. Inc.
CL A
571903202
1256
15640
SH
OTR
13788
0
1852
MaxLinear, Inc.
CL A
57776J100
575
70719
SH
OTR
57784
0
12935
National Oilwell Varco Inc.
COM
637071101
647
12945
SH
OTR
11195
0
1750
NeoGenomics Inc
COM NEW
64049M209
1121
240000
SH
DFND
240000
0
0
NeoGenomics Inc
COM NEW
64049M209
7010
1501063
SH
OTR
1372718
0
128345
Nordstrom Inc.
COM
655664100
979
12190
SH
OTR
10765
0
1425
Novadaq Technologies Inc.
COM
66987G102
191
11732
SH
OTR
11732
0
0
NxStage Medical, Inc
COM
67072V103
340
19650
SH
OTR
19650
0
0
Oclaro, Inc.
COM NEW
67555N206
9142
4617000
SH
DFND
4617000
0
0
Oclaro, Inc.
COM NEW
67555N206
10848
5478931
SH
OTR
5398946
0
79985
Omnicell Inc.
COM
68213N109
351
10000
SH
DFND
10000
0
0
Omnicell Inc.
COM
68213N109
5029
143268
SH
OTR
126473
0
16795
Pernix Therapeutics Holdings, Inc.
COM
71426V108
1326
124000
SH
DFND
124000
0
0
Pernix Therapeutics Holdings, Inc.
COM
71426V108
6377
596553
SH
OTR
557028
0
39525
PMC-Sierra Inc.
COM
69344F106
186
20000
SH
OTR
20000
0
0
PowerShares QQQ Trust
Unit Ser 1
73935A104
285
2700
SH
OTR
2700
0
0
The Procter & Gamble Company
COM
742718109
903
11022
SH
OTR
9742
0
1280
Qorvo
COM
74736K101
1943
24378
SH
OTR
19912
0
4466
QUALCOMM Inc.
COM
747525103
870
12550
SH
OTR
11145
0
1405
RTI Surgical Inc.
COM
74975N105
1418
287000
SH
DFND
287000
0
0
RTI Surgical Inc.
COM
74975N105
5651
1143886
SH
OTR
1045521
0
98365
Ruckus Wireless Inc.
COM
781220108
322
25000
SH
DFND
25000
0
0
Ruckus Wireless Inc.
COM
781220108
3791
294528
SH
OTR
249833
0
44695
Skyworks Solutions, Inc.
COM
83088M102
4576
46554
SH
OTR
40449
0
6105
Southern Company
COM
842587107
872
19700
SH
OTR
17215
0
2485
Southwest Airlines Co
COM
844741108
1378
31105
SH
OTR
27665
0
3440
SPDR Trust Ser 1
TR UNIT
78462F103
908
4400
SH
OTR
4400
0
0
Streamline Health Solutions Inc.
COM
86323X106
1023
288117
SH
OTR
242578
0
45539
SunOpta, Inc.
COM
8676EP108
319
30000
SH
DFND
30000
0
0
SunOpta, Inc.
COM
8676EP108
6099
574334
SH
OTR
547139
0
27195
Sunshine Heart, Inc
COM
86782U106
63
14950
SH
OTR
14950
0
0
Superconductor Technologies, Inc.
COM PAR $0.001
867931404
2251
1596290
SH
DFND
1596290
0
0
Superconductor Technologies, Inc.
COM PAR $0.001
867931404
980
694954
SH
OTR
694954
0
0
Supernus Pharmaceuticals, Inc.
COM
868459108
1209
100000
SH
DFND
100000
0
0
Supernus Pharmaceuticals, Inc.
COM
868459108
6209
513590
SH
OTR
483095
0
30495
T. Rowe Price
COM
74144T108
910
11240
SH
OTR
9970
0
1270
V F Corporation
COM
918204108
1163
15445
SH
OTR
13615
0
1830
Vanguard Short-Term Corporate
SHRT TRM CORP BD
92206C409
321
4000
SH
OTR
4000
0
0
Vanguard Total Stock
TOTAL STK MKT
922908769
386
3600
SH
OTR
3600
0
0
Veracyte Inc.
COM
92337F107
268
36795
SH
OTR
36795
0
0
Verizon Communications Inc.
COM
92343V104
882
18131
SH
OTR
16206
0
1925
Vitesse Semiconductor Corporation
COM NEW
928497304
10654
2006487
SH
DFND
2006487
0
0
Vitesse Semiconductor Corporation
COM NEW
928497304
19988
3764245
SH
OTR
3651285
0
112960
Wells Fargo & Co.
COM
949746101
1102
20249
SH
OTR
18099
0
2150